Hoat dong cia Dgi hQi tliing c6 ddng: ddng c6 d6ng duoc th6ng qua duoi hinh thiic I II.. Th6i Hodng Long Thdnh viCn TV HDQT tu Trdn Trqng Tdi Thinh vien TV HDQT tir TV HEQT tN Hoat dong
Trang 1Phu luc s6 05 BAo cAo riNH HiNH ouAN TRI coNG TY
C6NG TY CO PHAN
THITONG MAI VA DAU TU' VI NA TA BA
CONG IIdA XA HOI CHi,] NGHIA VI[T NA
DQc l{p - Trl do - Hanh Phnc
s6r 06 /BC-HDQT TP IlcM ngdv 25 thilng 07 ndn 2017
Kinh giii: - Uy ban Chring khodn Nhi nufc
Sd Giao dich Chfng khonn TGn cdng ty ni€m yilt: C6ng fy c6 phin Thuong m4i vi D6u tu VI NA TA BA
Dia chi tru so chinhr 899, dudng Ba Thang Hai, phudng 4, quin 11, TP HCM
DiCn thoai: (08) 3956 068i Fax: (08) 3956 0682 Email: vntbinvest@vnn vn
Vi5n didu l€: I 15.000.000.000ddng (M6t ttdm m*di h; ri it6ng\
Ma chung khoan: VTJ
I Hoat dong cia Dgi hQi tliing c6 ddng:
ddng c6 d6ng duoc th6ng qua duoi hinh thiic I
II H6i ddng quin tri @6o c6o 6 thring dAu n[m 2017):
l Th6ng tin vd thinh vi6n HQi ttdng quin tri (HEQT)
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Trdn Trqng Tdi Thinh vien
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TV HEQT tN
Hoat dong gi6m sif cia HDQT d6i vii Ban Girim d6c:
Trang 2HQi ddng quan tli COng ty cla thrLo hi€n vi6c gLrin sit cl6i voi Ban Gi6nr tloc r a cic clrt bo
3 Hoet dQng cia cic tiiju ban thuQc HOitliing quin tri:
Tiilu ban Ti€u th! hoat dOng tr€n co ch6 ddng thu6n, dinh ki hqp hdng thang da dinh
huong kinh doanh
4 CdcNghi quy6t/Quy6t aUnh cna HOi aldngquAntri (Bio c6o 6 thdng tliu ndm 2017)
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vd thenh vion Ban Ki€m soit (BKS
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lhe duyc.t tl'toi gian
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DHDCD thudnq niCn 201?
-huy6n nh,,rgng quydn thu€ ddi h?n tai tda nhd
8lA | ,i lhuong Kidl - Ha \oi
Hui dang ki giao dich t?i hC th6ng UPCOM vd
ch diu ti€n t4i HNX
lho duyet tho6i v6n tai COng ty CP Chung Khoan
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6 S6 O7,4.JQ-VNTB r5/05/2017
PhE duydt n6i dung hqp d6ng chuyCn nhugng VP cho thue tai tda nhi 83A Li Thudng KiCt Hb N6i
8 sd l0/NQ-VNTB 22/06/2017 Phe du\ et rhdnh lip ridu ban diu tLlai chinh 201 7
Phd duy€t lua chon C6ng ty kiCm toan BCTC nitm2017
1 Th6ns tin thenh vion Ban Ki€m s06t
stt Thinh vi6n BKS Cht!c vu
Ngiry bnt
diu/kh6ng cdn li fhdnh vi0n BKS
so Duol
hgp BKS tham dq
tham
drJ hoD
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3 BA Nguy6n Thi Dung
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2 Hoat d6ng gidm srt cr:ra BKS aldi v6i HDeT, Ban Gi,irn tl6c alidu hinh vi cd aldng
Ban ki6rn sorit c6ng ry trong 6 thdng dau nfir 2017 da thuc hjCn t6t nhiCm vLr liem so6r cia
minh, cu thC nhu saLil
- Than dq diy di cric phi6n hop cria H6i d6ng quAn tri dC theo d6i vA gi.im s6t hoat d6ng
cia Hdi dong qudn tri C6ng ry;
- Kidm lra, gidm jeu hirnh Cdng ty qlra v
ch€ d6 chinh sd vi€c thuc hien N y6t cri
di6u 16 C6ng ty in xudt kinh doani
Hoat dong gilim sAt cta Ban ki6m sorit iu6n tuan thu phdp iu6t, dam beo tinh chinh xac,
khech quan, c6ng khai vd kip thdi
.Trong 6 thring dAu ndrn 2017, Ban kiim sodr chlra ghi nhan truong hqp nAo vi phqm quy
d6ng crla Cdng ty
3 S{ ph6ihqp hoAt al6ng gira BKS al6i vrii hoat tl6ng c[a HDeT, Ban Gidm tl6c tii6u
hinh vi cric cdn b0 quin lj khic
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rh
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IV Dio t4o v6 quen tri c6ng ty
Cdc kh6a dao tAo vd quan tri cdng ry ma ciic thdnh viCn HEeT, thdnh vi6n BKS, Ciam doc lTong
Gidm d6c) di€u hdnh, c6c cdn bO qudn l)/ khec vd Thu ki c6ng ty dA rham gia rheo quy dinh v;
quan tri c6ng ty
V )arh sdch vA nguoi c6 li6n quan cria c6ng ay ni6m y6t theo quy dlnh t?i khoin 34 tlidu
6 Luat Chfng khorn (Bio c6o 6 thing iliu nim 201D vA giao dich cia ngudi c6 tien quan
cia c6ng fy vrii chinh C6ng ty
1 Danh sdch ngudi c6 li6n quan cri^ c6ng ty
2, Giao dich gifia c6ng fy vdi ngubi c6 li€n quan cria c6ng fy; hoic gi{ta c6ng ry v6i c6
d6ng lfn, nguoi nQi b6, nguoi c6 li6n quan ciia ngwdi n6i bQ
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ngudic6 li€n quan
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4 Giao dlch gina c6ng ty v6i cic al6i tugng kh{c
4.1 Giao dich giiia c6ng ty vdi c6ng ty mA thdnh viCn HDQT, thanh viCn Ban Kiem soiit, Girim
di5c (T6ng Gi6m di5c) di€u hdnh da vd dang ld thdnh viCn sAng lap hodc rhdni vi€n I-IDQT, Gidm
d6c [6ng Girim d6c) didu hdnll trong thoi gian ba (03) ndm trd lai day (tinh tai thoi diEm ldp brio
c6ot Kh6ng cd
4 2 Ciao dich gi[1a cong ty vdi c6ng ty mA nguqi c6 liCn quan cta rhAnh viCn IIDQT, thanh vien
Ban KiEm sodt Cirim d6c iT6ng Cirim doo diiu hanh ld thanh vidn HDQT Cidm d6c rTong
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vdi thenh viCn HEQT, thAnh vi6n Ban Ki6m sorit, cirim d6c (T6ng Gi6m d5c) diiu hdnh: Khong
c6
VI Giao dich c6 phi6u cria ngudi n6i bO vi nguoi lien quan cria ngucri nQi bQ ntrm 2016:
l Danh sdch ngudi n6i b6 vr) ngudi cd li€n quan cria nguoi n6i b0 (Dinh kim danh sdch)
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