A shock wave is defined as an acoustic wave, at the front of which pressure rises from the ambi-ent value to its maximum within a few nanosec-onds Krause 1997, Ogden et al.. According to
Trang 1Contents
1 Physical Characteristics of Shock
Waves 1
Physics 1
Acoustic Properties of Media 2
Cavitation 3
Shock Wave Generation 4
2 Dose-Dependent Effects of Extra-corporeal Shock Waves on Rabbit Achilles Tendon 7
Introduction 7
Material s and Methods 8
Resul ts 10
Sonography 10
Histopathology 11
Discussion 14
3Dose-Dependent Effects of Extra-corporeal Shock Waves on Rabbit Sciatic Nerve 17
Introduction 17
Material s and Methods 17
Resul ts 18
Discussion 21
4 Dose-Dependent Effects of Extra-corporeal Shock Waves in a Fibular-Defect Model in Rabbits 23
Introduction 23
Material s and Methods 24
Resul ts 27
Discussion 29
5 Extracorporeal Shock Wave Application in the Treatment of Chronic Plantar Fasciitis 33
Introduction 33
Material s and Methods 33
Inclusion Criteria 33
Exclusion Criteria 33
Randomization 33
Group I 33
Group II 33
Method of Treatment 35
Method of Eval uation 36
Primary Outcome Measure 36
Secondary Outcome Measures 36
Statistics 36
Resul ts 36
Follow-up 36
Primary Outcome Measure 36
Secondary Outcome Measures 36
Pressure Pain 36
Night Pain and Resting Pain 36
Walking 36
Radiographic Evaluations 36
Complications 36
Additional Treatment between 3 and 6 Months 36
Additional Treatment during the 5 Years 36
Discussion 36
Concl usion 36
6 Extracorporeal Shock Wave Application in the Treatment of Chronic Tennis Elbow 39
Introduction 39
Material s and Methods 40
Inclusion Criteria 40
Exclusion Criteria 41
Group I 41
Group II 41
Method of Treatment 41
Method of Eval uation 43
Statistics 43
Trang 2X
Resul ts 44
Additional Treatment 44
Complications 44
Discussion 45
Concl usion 45
7 Extracorporeal Shock Wave Application in the Treatment of Chronic Calcifying Tendinitis of the Shoulder 49
Introduction 49
Material s and Methods 49
Inclusion Criteria 50
Exclusion Criteria 50
Group I 51
Group II 51
Method of Treatment 53
Method of Eval uation 53
Radiological Evaluation 54
Statistics 54
Resul ts 54
Rate of Follow-up 54
Clinical Outcome in the University of California Los Angeles Score 54
Radiological Outcome 55
Radiomorphological Features and Clinical Outcome 56
Hospital Stay 57
Absence from Work 57
Complications 57
Subjective Rating 57
8 Extracorporeal Shock Wave Application in the Treatment of Nonunions 61
Introduction 61
Material s and Methods 61
Inclusion Criteria 61
Exclusion Criteria 63
Method of Treatment 63
Method of Eval uation 64
Resul ts 64
Discussion 67
References 71
Index 79
Trang 3Fig 1.1 A typical shock wave
is characterized by a positive
pressure step (P + ) having an
extremely short rise time (t r ),
followed by an exponential
decay to ambient pressure It
typically lasts several hundred
nanoseconds.
Physics
Shock waves are the result of the phenomenon
that creates intense changes in pressure, as
evidenced in lightning or supersonic aircraft
These huge changes in pressure produce
strong waves of compressive and tensile forces
that can travel through any elastic medium
such as air, water, or certain solid substances
A shock wave is defined as an acoustic wave, at
the front of which pressure rises from the
ambi-ent value to its maximum within a few
nanosec-onds (Krause 1997, Ogden et al 2001, Ueberle
1997, Wess et al 1997) Typical characteristics
are high peak-pressure amplitudes (500 bar)
with rise times of less than 1 0 nanoseconds, a
short lifecycle (10 ms), and a frequency
spec-trum ranging from the audible to the far end of
the ultrasonic scale (16 Hz–20 MHz)
As shown in Figure 1.1, the pressure rapidly
rises from ambient values to the peak value,
the so-called peak positive pressure (P+), then drops exponentially to zero and negative val-ues within microseconds This pressure versus time curve describes the transient shock wave
at one specific point-like location of the pres-sure field
The pressure disturbance is transient and propagates in three-dimensional space To obtain spatial information on the total shock wave field, numerous samples of the shock waves have to be collected Three-dimensional plots of the P+-values may then give an impression of the pressure field distribution The pulse energy needs to be focused in order to be applied where treatment is needed According to the spatial distribution
of the pressure, the focus of the shock wave is defined as the location of the maximum peak positive acoustic pressure P+ In relation to P+
Trang 4Fig 1.2 Three-dimensional pressure distribution
within the x,y,and z plane.
as the reference, the –6 dB focal extent in the x,
y, and z-directions is physically defined by the
–6 dB contour around the focus location In
other words, the focal dimensions are
deter-mined by half of the peak positive pressure
(P+/2) contour (Fig 1.2) This typical
“cigar-shaped” focal extent of the device usually
cov-ers an area of about 50 mm in the axis of the
shock wave axis, with a diameter of 4.0 mm
per-pendicular to the shock wave axis (focal width)
Concentrating the focus of the shock wave field
therefore is of paramount importance for successful therapy (Hagelauer et al 2001) Many physical effects depend on the energy involved Thus, shock wave energy is deemed
to be an important parameter for clinical application, too The energy of the shock wave field is calculated by taking the time integral
over the pressure/time function (Fig 1.1) at
each particular location of the pressure field, for example, in the focal area:
Energy (E) = 1/U c @ ( @ p2(t,A)dt)dA Unit: millijoule (mJ)
A: area in which the shock wave is existent
U : density of the propagation medium c: propagation velocity
p: pressure t: time The concentrated shock wave energy per area
is another important parameter Physicists use the term “energy flux density” to illustrate the fact that the shock wave energy flows through
an area with perpendicular orientation to the direction of propagation It is a measure of the energy per square area that is being released
by the sonic pulse at a specific point:
Energy Flux Density (ED) = dE/dA = 1/U c @ ( @ p2(t)dt)
Unit: millijoule/millimeter2
(mJ/mm2
)
Acoustic Properties of Media
Media are distinguished by their different
mechanical properties, such as elasticity and
compressibility These parameters affect sonic
waves by determining the propagation speed
c, as well as the acoustic impedance Z = U c,
the product of density U and speed of sound c
(unit: newtonsecond/meter3; Ns/m3) Water
(1.48 × 106
Ns/m3
), fat tissue (1.33 × 106
Ns/m3
), and muscle tissue (1 67 1 06Ns/m3) have a
sim-ilar impedance The impedance of air is much
lower (429 Ns/m3); the impedance of bone is
much higher (6.6 × 106Ns/m3) If the
imped-ance of two media is different, a part of the
shock wave energy is reflected The specific reflected sound amplitude pris calculated as follows: pr= p0(Z2– Z1)/(Z2+ Z1)
where Z1 and Z2 are the impedances of medium 1and of medium 2, respectively The reflected energy is calculated from the square
of the amplitude
If the impedance of the second medium is lower than the first, the polarity of the reflected pressure is reversed, i.e., positive pressure becomes negative pressure or underpressure This is especially the case at interfaces between tissue and air, for example, at the
1 Physical Characteristics of Shock Waves
2
Trang 5Fig 1.3 If concretions are
impacted in the surrounding
tissue,the so-called Hopkins
effect leads to destruction
beginning at the rear side of
the concretion because the
tensile strength is exceeded
due to the underpressure.
interface of lung tissue Because nearly all the
energy is reflected at this interface, the
deli-cate alveolar tissue is unable to resist the
mechanical forces of the shock wave and will
disrupt
The effect of pressure reversal also occurs at
another interface: When the shock wave
transmitted into a calcific deposit or into bone
hits the posterior border of this medium, a
portion of the shock wave is reflected into the
deposit or into the bone as negative pressure, because the muscle tissue at the back of the deposit or the bone has a lower impedance than the deposit or the bone This reflected wave is then superimposed with the later overpressure portion of the incident wave so that particularly strong tensile forces act on the rear of the deposit or the bone (Hopkins
effect) (Fig 1.3).
Cavitation
Cavitation is defined as the occurrence of
gas-filled hollow bodies in a liquid medium Stable
cavitation bubbles are in equilibrium when
the vapor pressure inside the bubble is equal
to the external pressure of the liquid
When a shock wave hits a cavitation bubble,
the increased external pressure causes the
bubble to shrink, whereby the latter absorbs
part of the sonic energy If the excitant
ener-gies and consequent forces are strong enough,
the bubble collapses, thereby releasing part of
the energy stored in the bubble to the liquid
medium as a secondary shock wave The
radius of a cavitation bubble is about
500 micrometer in water The bubble
col-lapses about 2–3 microseconds after being hit
by the shock wave The resulting collapse pressure of the secondary wave is about one-tenth of the initial shock wave pressure and exists for about 30 nanoseconds Thus, the sonic energy released by the collapsing bub-ble is less by a factor of 1000 than that of the excitant shock wave
Due to the one-sided impact of the excitant shock wave the bubble collapses asymmetri-cally, sending out a jet of water This jet can reach speeds of 100–800 m/s, sufficient, for example, to perforate aluminum membranes
or plastics The needle-shaped hemorrhages (petechiae) on the skin after shock wave
ther-Cavitation 3
Trang 6Fig 1.4 Gas-filled bubbles
are first compressed by the positive peak pressure of the shock wave,then expand dramatically due to the underpressure compo-nent of the shock wave.
apy (SWT) are attributed to this cavitation
effect
The underpressure part of the initial shock
wave leads to a contrary effect: microbubbles
grow during underpressure They may reach a
stable size which can be three orders of
mag-nitude larger than the nucleus and can exist for several hundred microseconds If these bubbles are hit by a following shock wave, once again a collapse with cavitation effects is
produced (Fig 1.4).
Shock Wave Generation
Extracorporeal shock waves used in medicine
today are emitted as a result of
electromag-netic, piezoelectric, or electrohydraulic
gener-ation All studies presented in this book were
done using a source of electromagnetic shock
waves
Electromagnetic systems utilize an
electro-magnetic coil and an opposing metal
mem-brane A high current impulse is released
through the coil to generate a strong magnetic
field, which induces a high current in the
opposing membrane, accelerating the metal
membrane away from the coil to the
100,000-fold of gravity, thus producing an acoustic
impulse in surrounding water The impulse is
focused by an acoustic lens to direct the shock
wave energy to the target tissue The lens
con-trols the focus size and the amount of energy
produced within the target (Fig 1.5).
Piezoelectric systems are characterized by
mounting piezoelectric crystals to a spherical
surface When a high voltage is applied to the crystals they immediately contract and expand, thus generating a pressure pulse in surrounding water The pulse is focused by means of the geometrical shape of the sphere
(Fig 1.6).
Electrohydraulic systems incorporate an electrode, submerged in a water-filled hous-ing comprised of an ellipsoid and a patient interface The electrohydraulic generator initi-ates the shock wave by an electrical spark pro-duced between the tips of the electrode Vaporization of the water molecules between the tips of the electrode produce an explosion, thus creating a spherical shock wave The wave is then reflected from the inside wall of
a metal ellipsoid to create a focal point of shock wave energy in the target tissue The size and shape of the ellipsoid control the focal size and the amount of energy within
the target (Fig 1.7).
1 Physical Characteristics of Shock Waves
4
Trang 7Fig 1.5 Electromagnetic
shock wave generator.
Fig 1.6 Piezoelectric shock wave generator Fig 1.7 Electrohydraulic shock wave generator.
Shock Wave Generation 5
Trang 8Page intentionally left blank
Trang 92 Dose-Dependent Effects of Extracorporeal Shock Waves
on Rabbit Achilles Tendon
Introduction
Several areas of biomedical research on shock
waves have evolved over the last decade
fol-lowing the introduction of extracorporeal
shock wave lithotripsy into clinical medicine
by Chaussy et al (1980) One major issue
which has been evaluated is related to tissue
effects following shock waves In animal
experiments, it was found that shock waves
create tissue damage in different organs in the
form of vascular damage, primarily involving
the vessel wall Capillaries and veins are
espe-cially involved with focal destruction and
con-secutive haemorrhage Adjacent parenchymal
tissue in the focal area is not spared and
for-mation of venous thrombi is possible
(Bruem-mer et al 1990, Delius 1994, 1997)
Over the past 10years, there have been
sev-eral reports on the beneficial effects of
extra-corporeal shock waves in the treatment of
pseudarthrosis (Rompe et al 2001c,
Schleber-ger and Senge 1992, Valchanou and Michailov
1991, Vogel et al 1997), of calcifying tendinitis
(Loew 1999, Rompe et al 1995, 2001b), and of
tendopathies of the elbow (Rompe et al
1996a, 2001a, vom Dorp 2001) In his review
article, Haupt (1997) mentions the usefulness
of shock waves even in the removal of cement
in replacement prodecures of cemented
endoprostheses, and in the treatment of
avas-cular necrosis of the hip
Beneficial effects of low-energy extracorpo-real shock waves with an energy flux density
up to 0.2 mJ/mm2 coincided with essential points of Melzack’s (1994) concept of hyper-stimulation analgesia High-energy shock waves with an energy flux density of more than 0.2 mJ/mm2, on the other hand, have been shown to induce disintegration of intra-tendinous calcific deposits or enhance growth
of new bone
Concerning the administration of shock waves to tendons, no clinical reports on alter-ation or damage have been published While damaging effects of extracorporeal shock waves on other soft tissues have been exten-sively described—for example, alveolar inju-ries in the lung (Delius et al 1987), subcapsu-lar and pericapsusubcapsu-lar hematomas in the kidney (Köhrmann et al 1994, Schaub et al 1993, Wolff et al 1997), and hepatic necrosis or hematomas (Prat et al 1991, Rawat et al 1991)—the histopathological correlate of shock waves on the tendon and peritendinous tissues has not been investigated thus far The aim of the following study was to evaluate experimentally whether and to what extent extracorporeal shock waves may be harmful
to tendon and adjacent tissue (Rompe et al 1998a)
Trang 10Materials and Methods
After approval had been given by the
univer-sity’s Commission for the Prevention of
Cru-elty to Animals, 84 Achilles tendons of 42 New
Zealand rabbits were randomly assigned to
four treatment protocols:
> Group I: 1000 shock wave impulses of an
energy flux density of 0.08 mJ/mm2 (low
energy)
> Group II: 1000 shock wave impulses of an
energy flux density of 0.28 mJ/mm2
(medium energy)
> Group III: 1000 shock wave impulses of an
energy flux density of 0.60 mJ/mm2 (high
energy)
> Group IV: Sham shock wave therapy
(con-trol group)
For randomization, sealed envelopes were
used which were opened immediately before
starting the shock wave application (SWA)
Shock wave energy may be distributed over
large and small areas Physicists use the term
“energy flux density” to illustrate the fact that
the shock wave energy “flows” through an
area with perpendicular orientation to the
direction of propagation Its unit is mJ/mm2
The commonly used unit of kilovolt does not
give any information on the energy in the
focus, and thus this parameter is no longer
recommended for the description of the
med-ical shock wave field (Wess et al 1997)
Extracorporeal shock waves were applied
by an experimental device (OSTEOSTAR,
Sie-mens AG, Erlangen, Germany), characterized
by the integration of an electromagnetic
shock wave generator in a mobile fluoroscopy
unit The shock waves are generated by
pass-ing a strong electric current through a flat coil
This induces a magnetic field, which itself
induces another magnetic field in a metal
membrane overlying the flat coil Just as
simi-lar poles repel each other, so do the generated
magnetic fields of the membrane and the coil
This leads to a sudden movement of the
mem-brane, inducing a shock wave in the
surround-ing liquid By means of an acoustic lens, the
focus of the shock wave source is identical with the center of the C-arm The focal area of the shock waves is defined as the area in which 50% of the maximum energy is reached It has a length of 50mm, in the direc-tion of the shock wave axis, and a radius of 3.5 mm, in the direction perpendicular to the shock wave axis
Prior to extracorporeal shock wave therapy (ESWT) , preparation of each rabbit consisted
of an intramuscular injection of ketamine and atropine sulfate, followed by intravenous anesthesia (ketamine and xylazine) The hind limb was then carefully shaved and the ankle was fixed in neutral position Under ultra-sound control, the tendon was externally marked with a metal clip at 1 cm proximal to the calcaneal insertion Once the marked ten-don was fluoroscopically situated in the cen-ter of the C-arm, the shock wave unit was docked to the lower leg by means of a water-filled cylinder Standard ultrasound gel was used as a contact medium between the cylin-der and the skin One thousand shock wave impulses were administered, with the proce-dure requiring a mean of 32 minutes (20–42 minutes)
The large variation exclusively correlated with the learning curve for the intravenous anesthesia After recovery, the regularly
observed skin erosions (Fig 2.1) were treated
with a disinfectant Sham treatment included
an identical procedure, but the device was not docked to the animal
High resolution ultrasound of the rabbit Achilles tendons was performed from dorsal after sedation with Promazin A Siemens SL
400 with a 7.5 MHz linear array probe was used Strictly longitudinal sections were taken
by an experienced examiner and printed on a thermoprinter (Video Copy Processor P66E, Mitsubishi Electric Corp., Tokyo, Japan) before and from 1–28 days after SWA
The evaluation of the sonograms was per-formed without knowledge of the treatment procedure
2 Dose-Dependent Effects of Extracorporeal Shock Waves on Rabbit Achilles Tendon
8