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DSpace at VNU: A case study on the relation between city planning and urban growth using remote sensing and spatial metrics

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The study areas, consisting of the cities of Hanoi, Hartford, Nagoya and Shanghai, were examined using Landsat and ASTER data from 1975 to 2003.. Conversely, the new urban areas of Hanoi

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Contents lists available atScienceDirect Landscape and Urban Planning

j o u r n a l h o m e p a g e :w w w e l s e v i e r c o m / l o c a t e / l a n d u r b p l a n

A case study on the relation between city planning and urban growth using

remote sensing and spatial metrics

a Department of Earth and Environmental Sciences, Graduate School of Environmental Studies, Nagoya University, Japan

b Department of Geography, Hanoi University of Science, Viet Nam National University, Viet Nam

a r t i c l e i n f o

Article history:

Received 23 February 2010

Received in revised form

23 December 2010

Accepted 28 December 2010

Keywords:

Urbanization

Hanoi

Landsat

Image processing

Spatial metrics

a b s t r a c t

Despite the unprecedented rate of urbanization around the world, information regarding land use plan-ning and management is not updated frequently enough to accurately track this urban change In order to monitor changes in the urban environment, an understanding of the change in patterns of urban develop-ment over time is becoming increasingly important The objective of this study is to explore an approach for combining remote sensing and spatial metrics to monitor urbanization, and investigate the relation-ship between urbanization and urban land use plans The study areas, consisting of the cities of Hanoi, Hartford, Nagoya and Shanghai, were examined using Landsat and ASTER data from 1975 to 2003 In this study a program based on the PLADJ spatial metric was undertaken to produce urban growth maps Then, FRAGSTATS was used to evaluate the characteristics of urban composition The results showed that the urban core of Nagoya changed moderately over time Shanghai had a high population density, and satel-lite towns absorbed potential suburban development Hartford exhibited a spread out pattern of urban development with a high concentration of settlement in the suburb Conversely, the new urban areas

of Hanoi developed rapidly along major transportation routes, resulting in urban development in Hanoi assuming an unusual pattern The combined approach of remote sensing and spatial metrics provides local city planners with valuable information that can be used to better understand the impacts of urban planning policies in urban areas, particularly in Hanoi

© 2011 Elsevier B.V All rights reserved

1 Introduction

The population of the world is on the verge of shifting from

being predominantly rural to urban As of 2008, more than half

of the world’s human population has resided in urban areas, and

by 2030, urban inhabitants will account for approximately 60%

of the world’s population (Waibel, 1995) Urbanization can be

defined as the changes that occur in the territorial and

socio-economic progress of an area, including the general transformation

of land cover/use categories from being non-developed to

devel-oped (Weber, 2001) The rapid growth of the urban population

has occurred in response to increased urban migration as people

search for better jobs and improved living conditions Historically,

urban immigration has increased at rates that have exceed those

of infrastructure development in the destination cities, resulting in

immigrants being unable to find suitable employment

opportuni-ties and subsequently becoming part of the urban poor This rapid

∗ Corresponding author Tel.: +81 52 789 3023; fax: +81 52 789 2523.

E-mail addresses: haialas@yahoo.com (H.M Pham), yasushi@nagoya-u.jp

(Y Yamaguchi), qthanh.bui@gmail.com (T.Q Bui).

increase in urbanization and the concomitant effect that it has on land use means that it is becoming increasingly for city planners to adopt appropriate sustainable land use plans

Planning and managing urban spaces depends on knowledge

of the underlying driving forces, combined with the chronology and impacts of urbanization (Klosterman, 1999) City planners, economists and resource managers therefore need advanced meth-ods and a comprehensive knowledge of the cities under their jurisdiction to make the informed decisions necessary to guide sustainable development in rapidly changing urban environments Remote sensing provides spatially consistent coverage of large areas with both high spatial detail and temporal frequency, which

is useful for examining historical time series (Jensen and Cowen,

1999) Moreover, remote sensing data is effective to monitor the land use change in areas, especially where information on land use management is inconsistent and insufficient For example, recently the economic development in Hanoi impacts the land use change in the suburb occurring rapidly With the current land use map is updated every 5 years, local land use managers have not enough information to monitor land use change of Hanoi There-fore, with increased availability and improved multi-spatial and multi-temporal resolution, remote sensing can now be applied to 0169-2046/$ – see front matter © 2011 Elsevier B.V All rights reserved.

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Fig 1 Study areas in the same scale.

monitor and analyze urban expansion and land use changes in a

timely and cost-effective manner

On the other hand, spatial metrics are measurements derived

from the digital analysis of thematic maps to show spatial

hetero-geneity at a specific scale and resolution (Herold et al., 2002) Such

analyses provide quantitative characterizations of the spatial

com-position and configurations of habitat or land cover types, and can

be used to track changes in landscape patterns over time (Henebry

and Goodin, 2002) The combination of remote sensing and spatial

metrics can provide spatially consistent and detailed information

about urban structure and change, permitting more accurate

rep-resentation and understanding of urban growth processes (Deng

et al., 2009)

The objective of this study was to validate the applicability

of spatial metrics for characterizing urbanization in the cities of

Hanoi (Vietnam), Nagoya (Japan), Hartford (Connecticut, USA), and

Shanghai (China) In the previous study, we detected the

expan-sion of Hanoi by using an image classification method (Pham and

Yamaguchi, 2007) The results visually showed the urban change of

Hanoi from 1975 to 2003 However, in order to have a better

under-standing about the history of Hanoi’s development process, the

local land use planners raised the questions of quantifying where

and when the urbanization occurred in the same period We

devel-oped the primary research to new direction, in which the result

not only answered the questions of the local land use planners,

but also provided various examples of urban change patterns as

well as the policies to manage these changes Nagoya, Hartford, and

Shanghai were chosen because of some reasons Firstly, the study

wanted to compare the urban change of Hanoi and other cities in

different countries Secondly, these urban areas developed very fast

in the same period from 1975 to 2003 Moreover, the study areas

have a particular relationship in terms of the topography The rivers

running inside these cities as Red River (Hanoi), Connecticut River

(Hartford), and Hangpu River (Shanghai) separate them to East and

the West parts The successful land use planning of Hartford and

Shanghais will be valuable for Hanoi to solve the gap of the urban

development process between the West and the East of Hanoi due

to the effect of the Red River While the primary focus was on urban

development in Hanoi, we expected that the analysis of

urbaniza-tion patterns in other cities is considered useful not only for Hanoi

but also for Vietnamese policy makers and related officials to have

appropriated local land use plans

The surface land cover maps of the four cities were generated

from satellite images using the classification methods described in

Pham and Yamaguchi (2007)(Section3.1) The ‘percentage of like

adjacencies’ (PLADJ) was then used to quantify urban

fragmenta-tion and to generate urban change pattern maps (Secfragmenta-tion3.2.1)

The statistical program FRAGSTATS (McGarigal, 2002) was used

to perform the PLADJ analysis (Section3.2.2) Finally, the urban growth pattern maps and the FRAGSTATS results were used to ana-lyze urban growth within the context of urban planning (Section

4) The results of this study are expected to assist local officials in their understanding of urban dynamics, and in so doing, promote future sustainable growth

2 Study area and input data

2.1 Study area Hanoi is the capital of the Socialist Republic of Vietnam (Fig 1a)

It is an ancient city located on the banks of the Red River and retains the Old Quarter, which has a history that spans 2000 years and represents the eternal soul of the city Hanoi was originally planned as a grid, with areas small residential houses located along narrow streets In 2005, Hanoi covered approxi-mately 921 km2(the study area covers 400 km2) and the population numbered approximately 3.3 million (Hanoi Statistical Yearbook,

2005) Recently, this high population density in the city centre has received considerable attention given that it is causing con-siderable pressure on the available land (Pham and Yamaguchi,

2007)

Nagoya (Fig 1b) is an active business centre in Japan Located on the Pacific coast in the Ch ¯ubu region with the population of over 2.2 million, the city has the greatest concentration of manufacturing industries in the country (http://en.wikipedia.org/wiki/Nagoya) The urban changes in Nagoya are evident in the considerable sub-urban sprawl associated of the city The city is unique in that there are large houses on lots that are generally larger than those found in other urban areas of Japan In this respect, the city appears to have followed the Western model more closely than any of the other large urban centres in Japan (Cox, 2003)

With an urban population of 2 million people, Greater Hardford (Fig 1c) located on the Connecticut River is the largest metropoli-tan area in Connecticut The rapid construction of the highways near the periphery of the city the late 1950s had a direct impact on the development of the city More recently, Hartford has become known as the “Insurance Capital of the World”, since the head-quarters of many of the world’s insurance companies are located there After years of relative stagnation, Hartford has recently begun

to attract new development, especially in the downtown areas (http://en.wikipedia.org/wiki/Greater Hartford)

With the population over 17 million, Shanghai (Fig 1d) is one of the largest and most prosperous cities in China (Haixiao,

2000) The city is located at the mouth of the Yangtze River on

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China’s eastern coast Since the Chinese government adopted the

economic reforms of 1978, Shanghai has undergone dramatic

eco-nomic growth and the increase in the population density of the

inner city has resulted in extensive pollution of the city

envi-ronment (http://en.wikipedia.org/wiki/Shanghai) One of the most

notable achievements of the city’s urban plan has been the

con-struction of the new Pudong New Area, which is located on the east

of the Hangpu River, because it promotes the development away

from the city centre In order to satisfy the transport demands of an

estimated 70 million visitors to the Shanghai 2010 Expo, a

consid-erable amount of investment is currently being channelled into the

development of a transport infrastructure both within and between

cities in the region

2.2 Data sources

Sets of multi-spectral and multi-temporal satellite data for

Hanoi, Nagoya, Hartford, and Shanghai were obtained for the

years 1975–2003 from the Tropical Rain Forest Information

Cen-tre, Michigan State University, USA (Table 1) Cloud cover was less

than 10% in all images and the visible and near infrared (NIR) bands

used for data processing were rectified geometrically to a common

Universal Transverse Mercator coordinate system

Table 1

Data sources.

Hanoi 1975(MSS), 1984(MSS), 1992(TM), 2001(ASTER), 2003(ETM+) Nagoya 1975(MSS), 1985(TM), 1996(TM), 2002(ETM+)

Hartford 1979(MSS), 1989(TM), 2002(ETM+) Shanghai 1979(MSS), 1989(TM), 2001(ETM+)

3 Methodology

3.1 Urban area detection This study used mid-resolution remote sensing data (ASTER

15 m and LANDSAT 30 m) All the images were then resampled to the spatial resolution of 15 m We decided to resample the data to the spatial resolution of 15 m because of the relationship between the size of a pixel and the average size of houses in Hanoi, Nagoya, and Shanghai With the average size of houses less than 200 m2,

15 m resolution data (one pixel in the image covers 225 m2) was expected to be a suitable resolution to study the urban change in these four cities

However, detection of the edges of urban areas using mid-resolution data, such as ASTER and Landsat imagery produced a mixel problem In this study, the mix-pixel problem arises through

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the mixing of three components, such as urban, vegetation and

water land use types occurring within a given pixel In order to

resolve this problem, this study applied the classification method

ofPham and Yamaguchi (2007)to classify the urban areas This

classification method is effective because it integrates the results

of the image classification, the soil index, and the NIR band to detect

the urban areas while concurrently resolving the mixel problem

Image classification methods, such as this supervised

maximum-likelihood method, are generally referred to as

conven-tional change detection methods (Duong et al., 2002) While the

obtained results successfully detected the urban area, the

occur-rence of the mixel problem remained In addition, although the

soil index has the advantage of being able to distinguish between

soil and water, it is difficult to differentiate between urban and

fallow areas The soil index used in this study was derived from the

vegetation-soil-water (VSW) index ofYamagata et al (1997) By

combining the two aforementioned supervision methods we were

able to delineate the urban areas and reduce the relative

disadvan-tages associated with each of the methods Based on the results,

the NIR band was then used to mask the contribution of water

bodies by diminishing the contribution of water to urban area

detection Then, manually defined visual interpretation thresholds

were employed to extract the urban areas and to reduce the extent

of the areas that were affected by the mixel problem (Pham and

Yamaguchi, 2007) The results of this integration method were

validated against the reference data sources such as land use maps

published in 2002 for Hanoi and Nagoya Comparison between

the results of classification, and reference data for certain sample

sites was conducted visually and interpreted quantitatively The

mixel problem was thus considerably reduced and the integration

method provided a reliable approach for the detection of urban

areas Finally, the results were classified into three categories:

urban, non-urban and water (Fig 2)

3.2 Spatial metric calculations

3.2.1 The percentage like of adjacency (PLADJ)

Although this study was particularly interested in the

quantita-tive assessment of the spatial characteristics and change patterns

associated with urbanization, these data cannot be extracted

directly from classification results The spatial structure of urban

areas in this study was therefore considered to refer to the spatial

distribution of distinct urban areas on a thematic map Spatial

met-rics can be computed as patch-based indices (e.g size, shape, edge

length, patch, density, fractal dimension) or as pixel-based indices

(e.g contagion) computed for all pixels in a patch A patch refers to a

homogenous region of a specific landscape property, such as a park

or residential zone (Anderson et al., 1976) To measure the degree of

aggregation of patch types, this study used the PLADJ metric

devel-oped byO’Neill et al (1998)to analyze the urban growth maps

generated PLADJ, which is widely used because of its intuitiveness

and computational simplicity (Noda and Yamaguchi, 2008), can be

defined as:

PLADJ=

m

i=1gii

m

i=1

m

where giiis the number of like adjacencies between pixels of patch

type i, gikis the number of adjacencies between pixels of patch

types i and k, and m is the number of pixels in the satellite image

Firstly, a 5× 5-pixel-moving window was used to compute the

percentage of urban fragmentation for the centre cell of the window

(Fig 3) PLADJ moves randomly conditional probabilities through

the pixels in the moving window, with each calculation

involv-ing like adjacencies between four pixels; orthogonal cells were

counted, but diagonal cells were ignored PLADJ equals zero when

Fig 3 Example of counting PLADJ.

a maximum disaggregated pattern occurs in the current class or when there are no like adjacencies, and equals 100 when the com-puted areas cover a single class or all adjacencies are in the same class (maximally contagious) Low PLADJ percentages imply that the extent of fragmentation is high or that there are many individual urban units on the map In order to discriminate between devel-oped (urban) and non-develdevel-oped (non-urban) pixels, a positive PLADJ value was assigned to the centre pixel if it was originally non-developed and conversely, a negative PLADJ value was assigned to the centre pixel if it was originally developed Secondly, to better classify the spatial heterogeneity of urban areas, a PLADJ thresh-old was determined This threshthresh-old was applied to the analysis of each city by visual comparison of the extent of urban fragmenta-tion in built-up areas on the PLADJ map with it in the land use plan map or available reference data source in the same periods Finally, a pixel was considered ‘fragmented’ when its PLADJ value was less than 70%, ‘aggregated’ when its value ranged from 70%

to 99%, and ‘interior’ when its value equalled 100%.Fig 4shows

an example of the PLADJ metric and illustrates the heterogeneity

of urban patches in southern Hanoi The interior developed area, which appears homogeneous (yellow) in the central region, is the urban core The aggregated (developed) area connects the urban core to the suburban areas

Fig 4 Urban heterogeneity in southern Hanoi in 2003 calculated by PLADJ.

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Fig 5 Urban growth pattern maps of Hanoi, Nagoya, Hartford, and Shanghai.

In order to visualise change patterns based on the PLADJ metric

results, this study utilised the landscape transformation scheme

presented by Forman (1995) Using this method, three urban

growth patterns were adopted to describe and map urban sprawl:

infill, expansion, and outlying The infill pattern is mostly

encoun-tered inside the existing developed areas, while the expansion

pattern dominates the urban fringe The outlying pattern tends to

occur some distance from the existing developed areas

The result is a series of maps illustrating the changes in the urban

structure of four cities from 1975 to 2003, which are discussed

fur-ther in Section4(Fig 5) These maps provide valuable reference

information for city planners because they can be used to illustrate

the historical evolution of a particular urban area However, for

scientific purposes, information derived solely from urban change maps does not adequately explain the forces driving urbanization and additional information is required to link the spatial structure

of a city with the urban change process

3.2.2 Metric parameters

In this study, six class-level spatial metrics in the FRAGSTATS spatial analysis program (McGarigal, 2002) were selected to char-acterize the urban composition features of a particular urban class (Table 2) Different spatial metrics in FRAGSTATS provide different information on urban growth The class area (CA) metric describes the growth of urban areas The number of urban patches (NP) mea-sures the extent of subdivisions of urban areas NP is high when urban expansion remains constant but fragmentation increases The edge density (ED) is a measure of total length of edges of the urban patches The largest patch index (LPI) is the percentage of land occupied by a defined urban area as a function of the total urban area in a region LPI is 100 when the entire urban class con-sists of a single urban patch The mean nearest neighbour distance (MNN) is a measure of the open space between individual urban patches MNN is low when the distance between urban patches is high The area weighted mean patch fractal dimension (AWMPFD)

is a measure of patch shape complexity If the patches are more complex and fragmented, the parameter increases to a higher frac-tal dimension In this study, the increase in the number of individual patches (NP) due to the expansion of the urban area was closely correlated to the increase in the length of the urban boundary (ED) The MNN measures distance between the individual urban patches and decreases if these urban patches coalesce The largest patch index (LPI) increases when urban areas become more aggregated and integrated with the urban cores.Fig 6shows the variations in these parameters during the development of the four cities over the last 30 years (1975–2003) The original metric values of the class area (CA) and the length of the urban boundary (ED) were divided

by 1000 so that they would fit on the scale of the y-axis

4 Result and discussion

The urban land use plan for Shanghai was designed to trans-form the city from being mono-centric to a multi-centric metropolis

in order to decentralize the population and economic activities (Haixiao, 2000) As reported by Haixiao, satellite towns have been planned so that the suburbs will absorb the development poten-tial of the central city of Shanghai As can be seen inFig 2, the satellite towns of Shanghai have had a significant impact on the progress of urban growth and urbanization in the city Based on the slight increase in the NP (Fig 6), the development of Shanghai over the period 1979–1989 was characterized by moderate growth

of the urban patches While the central urban area changed slowly, there was a rapid increase in size of the satellite towns (Fig 2b4) This observation suggests that, by restricting the development of existing urban areas, the government promoted the development

of metropolitan areas on the city fringe Furthermore, the mass transport lines that were constructed to link the satellite towns

to the urban core from 1989 to 2001 may have been a key fac-tor contributing to the rapid expansion of the urban areas in the region The spatial characteristics of the urban areas of Shanghai had become increasingly complex by 2001, which correlated with peak LPI and low MNN values (Fig 6) However, the peak in the AWMPFD observed in 2001 indicated an increase in the fragmenta-tion of the urban areas, possibly due to the existence of open spaces inside the urbanized areas In addition, the dramatic increase in the LPI values implies increased development of the urban areas situ-ated to the east of the Hangpu River (Fig 5) The new area of Pudong was also observed to expand rapidly from 1989 to 2001 (Fig 5)

At the time, a large number of local inhabitants were displaced

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Table 2

Description of the spatial metrics used in this study ( McGarigal, 2002 ).

CA-Class area CA equals the sum of the areas (m 2 ) of all urban patches, divided

by 10,000 (to convert to hectares).

Hectare CA > 0, no limit NP-Number of urban patches NP equals the number of urban patches in the landscape None NP ≥ 1, no limit ED-Edge density ED equals the sum of length (m) of all edge segment involving the

urban patch type, divided by the total landscape area (m 2 ), multiplied by 10,000 (to convert to hectares).

Metres per Hectare ED ≥ 0, no limit

LPI-Largest patch index LPI equals the area (m 2 ) of the largest patch of the corresponding

patch type divided by total area covered by urban land type (m 2 ), multiplied by 100 (to convert to percentage).

Percent 0 < LPI ≤ 100

MNN-Euclidean mean nearest neighbour distance MNN equals the distance (m) mean value over all urban patches to

the nearest neighbouring urban patch.

Metres MNN > 0, no limit AWMPFD-Area weighted mean patch fractal dimension Area weight mean value of the fractal dimension values of all

urban patches, the fractal dimension of a patch equals two times the logarithm of patch perimeter (m) divided by the logarithm of patch area (m 2 ).

None 1 ≤ AWMPFD ≤ 2

and farmland (non-developed areas) was converted to urban use;

however, the improved infrastructure and transportation improved

urban living standards which contrasted with that in the central

part of the city

The urban structure of Hartford follows the Concentric Zone

Model (Robson, 1969) The urban areas were classified to zones,

such as the Central Business District (in the central part of the city),

Transitional Zone, Working Class Zone, Residential Zone, and

Com-muter Zone The Transitional Zone includes factories, Working Class

Zone includes single family tenements, Residential Zone includes

single family homes, yards and garages, and the Commuter Zone

consists of the suburbs As opposed to focussing on the expansion

of satellite towns (as in Shanghai), urbanization in Hartford was

characterized by the outlying pattern from 1975 to 1989 (Fig 5),

with pronounced urban development occurring on both sides of

the Connecticut River Most of this new development activity arose

through the conversion of vacant land along the periphery of the

city near the major transportation routes and far away from the

city centre The rapid development of this outlying development

pattern around the city led to an increase in the size of the urban

area, which is illustrated by an increase in the both the CA and the

ED The new urban areas subsequently expanded along the major

transportation lines toward the city centre, such that the centre

assumed a more compact shape in 1989 with LPI peaking in 2002

From 1989 onward, the rate of urbanization in Hartford started

declining, which has NP value that was decreasing Although the

urban growth of Hartford declined and the developed areas became

more compact, outlying development occurred in the suburbs;

this urban development occurring beyond the existing urban areas

explains why the minimum distance between the urban patches

had decreased drastically by 2002

In contrast to Shanghai and Hartford, the rate urbanization in

Nagoya was moderate over time, with most urban change

occur-ring along the urban foccur-ringe (Fig 5) In Japan, urban growth is subject

to the City Planning Act which was promulgated in 1968 The Act

categorises urban areas as one of two types: urbanization

promo-tion zones, consisting of existing urban areas or areas that have

already been earmarked for development in the next 10 years, and

urbanization control zones, consisting of areas such as farmland

where urbanization should be constrained (Saizen et al., 2006) This

land use plan was expected to create a comfortable and functional

urban environment while controlling suburban sprawl through the

promoting the ordered development of urban areas From 1975 to

1985, the urban areas expanded on both sides of the Kiso River in

the western areas of the city While urban development usually

occurs through the conversion of farmland or forest to residential

use, the urban development in Nagoya was restricted by the

appli-cation of the City Planning Act which prohibits the conversion of

agricultural land in the urbanization control zone The expansion and occurrence of outlying development in the western areas of the city resulted in the size of the urban area increasing, which was indicated by a peak in the CA in conjunction with an increase in the ED The urban growth of Nagoya started declining from 1985; instead, from 1985 to 1996, urbanization shifted to the eastern part of the city In other words, renewed urban development in Nagoya occurred in areas that were already urbanized In addition, the pattern of urban development in Nagoya created open spaces surrounded by developed urban areas The occurrence of this infill development is thought to have arisen in response to the prob-lems caused by the patterns of urban expansion preceding 2002 The LPI peak observed in 2002 correlated with a decrease in the

NP and AWMPFD, indicating that the rate of urbanization slowed down and became more homogeneous In the urban growth map (Fig 5), it can be seen that almost all of the vacant land earmarked for future development in the city of Nagoya is used, implying that the urban growth of Nagoya is likely to decrease in the future All four of the cities examined in this study have rivers flow-ing through their city centres Due to the marked difference in socio-economic conditions, the urbanization of Hanoi is consider-ably different from that observed in Hartford, Nagoya and Shanghai The land use plan in Hanoi followed the Hanoi Land Use Master Plan, which was officially promulgated in June 1998 According to the plan, urban areas will be developed in Concentric Belts, with

a priority on the areas to the west, south-west, and north of the Red River by 2020 (http://www.hanoi.gov.vn/) The urban growth under the Hanoi Land Use Master Plan has been influenced by economic development We can see inFig 2that before the “Doi Moi” economic reforms of 1986, there was no noticeable urban sprawl in Hanoi “Doi Moi” is the name given to the economic reforms initiated in Vietnam in 1986 for a “socialist-oriented mar-ket economy (http://en.wikipedia.org/wiki/Doi Moi) In 1975, the urban area was small and fragmented (Fig 2), which is corrobo-rated by the small LPI and NP values (Fig 6) By 1984, the NP had increased slightly in concert with an increase in the AWMPFD, indi-cating that this was when Hanoi’s urban areas started to diffuse outward Since the launch of the “Doi Moi” reforms and the adop-tion of a market-oriented economy in 1986, the economy of the city has undergone remarkable changes, including an increase in the population of the city by approximately 500,000 people from

1984 to 1992 (Hanoi Statistical Yearbook, 2005) and an expansion

of urban land use by 21,000 ha (Pham and Yamaguchi, 2007) More-over, the majority of new immigrants lived in densely populated informal settlements adjacent to industrial zones, transport hubs, and major markets along the city fringes Within the context of offi-cial housing policy, these areas were considered to be illegal urban areas (Do, 2007).Fig 2b1 and c1 shows urban development in the

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1

10

100

1000

10000

Hartford

1

10

100

1000

10000

Hanoi Hanoi

Nagoya

1

10

100

1000

10000

1

10

100

1000

10000

Shanghai Shanghai

Fig 6 Fluctuation of six spatial parameters using FRAGSTATS (refer toTable 2 for

parameter descriptions).

urban centres over time, the 1984 and 1992 maps show that urban

expansion has occurred in two directions, one to the west and a

lin-ear branch-type to the south While expansion to the west was the

predominant trend, the construction of the first national highway

to the south of the city resulted in the linear expansion of the city to

the south In both cases, there was an increase in the development

of urbanized patches occurred some distance from the urban core; a

rise in the ED and a corresponding decrease in MNN confirmed this

trend At this time, the urbanization of Hanoi was also characterized

by the development of urban areas along newly constructed roads

and highways The area of the inner city transportation

infrastruc-ture increased from approximately 3000 ha in 1975 to 5000 ha in

1992 (Pham and Yamaguchi, 2007), implying that new road

con-struction was a powerful catalyst for the urbanization to the west

and south of the city The rate of urbanization decreased after 1992 due to the economic recession in Vietnam and the 1997 economic crisis in Southeast Asia (Berg et al., 2003) Even so, despite the eco-nomic recession, approximately 700,000 immigrants moved to the city at this time Indeed, the peak observed in the value of NP in

2001 indicates a steady expansion in the size of the urban areas

in Hanoi In order to promote decentralization of the city centre, numerous apartment buildings were constructed in the suburbs Taken together, 20,000 ha of agricultural land and water bodies areas were converted to urban use (Pham and Yamaguchi, 2007) and the urban areas continued to expand along highways to the south and south-west of the city The decline in the MNN value

at this time reflected an increase in both the size and the extent

of fragmentation of the urban area, and the observed peak in the AWMPFD and ED indexes in 2001 support this trend (Fig 6) Despite the observed decrease in the rate of urbanization since 2001, the urban core coalesced with the various fragmented urban patches

to form a homogenous urban patch in 2003

The adoption of the “Doi Moi” reforms marked a remark-able change in the progress of urbanization in Hanoi However, compared to the cities of Hartford, Nagoya, and Shanghai, the urbanization of Hanoi has also produced several problems In the newly urbanized areas, the new transportation routes (the develop-ment zones around the city) and apartdevelop-ment buildings were planned very close to existing urban areas and are an average of 10 km away from the city centre This is considerably closer than the new urban areas of Hartford and Shanghai, which were located on the out-skirts of existing urban areas, 20 km and 40 km from the city centre, respectively (Fig 2) The development of new urban areas far from the main city centre not only attracts people to the suburbs, but also increases the long-term development potential In Hanoi, the new urban areas were quickly assimilated into the old urban cen-tre by the rapid and unexpected economic growth that followed the “Doi Moi” reforms Secondly, the areas of Hanoi to the east of the Red River remained relatively less developed In addition, urban growth in Hanoi has primarily occurred along the major transporta-tion routes on the western side of the Red River, which has resulted

in an increase in the price of land The resettling of inhabitants and extension of transportation routes inside the existing urban areas has also been difficult For example, in order to construct a new one-kilometre road from O Cho Dua Street to Hoang Cau Street in the Dong Da district, the government had to compensate local habi-tants a total of 4 million US dollars to make space for the road (Hiep,

2009) Taken together, these problems illustrate the importance of developing adequate land use plans for Hanoi to cope with rapid urban development

5 Conclusions

The integration of remote sensing and spatial metrics provides

an innovative method for analyzing urban growth patterns In this study, a detailed analysis of urban growth in Hanoi, Hartford, Nagoya, and Shanghai over a 30-year period was performed and the results were presented using urban change maps Several previous studies using remotely sensed data to detect urban change did not consider the problem of mixed pixels, resulting in the loss of spa-tial information However, in this study, the accuracy of urban area classification was improved by applying the classification method developed byPham and Yamaguchi (2007) Using these results, we were able to examine the changes in the urban land use of four cities over time In 2003, the urban areas of Hanoi and Shanghai under-went considerable expansion into the suburban areas, whereas the direction of urbanization in Hartford seemed to occur from the periphery of the city toward the city centre Interestingly, the spa-tial characteristics of the urban areas around Nagoya varied only slightly over time

Trang 8

The results of this study show the relationship between certain

changes of spatial metric parameters and a particular type of city

planning.Fig 6clearly highlights this conclusion The

establish-ment of the urbanization control zones of Nagoya’s land use plan

was reflected by slight change of spatial metrics over time On the

other hand, the establishment of satellite towns around the

exist-ing city centre of Hanoi and Shanghai resulted in the border of the

cities getting larger, which was demonstrated by an increase in ED

and LPI The rapid development of Residential Zone in the suburb

of Hartford contributed to a sudden increase in CA

The land use master plans of each city are important for guiding

their future urban expansion We demonstrated that the legislative

instruments related to land use in urban areas have a significant

affect on the patterns and nature of urbanization; this was

particu-larly apparent in contrasting urban development scenarios in Hanoi

and Nagoya In Nagoya, the existence of a well-defined master plan

with its provisions for urban control and promotion zones resulted

in only minor changes in the city fringe In contrast, urban

devel-opment in Hanoi was less orderly, occurring mainly on the western

side of the Red River and along major transportation routes As a

consequence, this pattern of development resulted in the illegal

conversion of vacant and agricultural land to land for urban use

Improving the current land use plan and promulgating appropriate

land management legislation is thus considered to be vital for the

future development of Hanoi

It is proposed that the methods presented in this study could

be applied to the acquisition of the comprehensive information

required for making informed land use management decisions In

addition, it is hoped that the findings presented here will be useful

for decision-makers and that they will contribute to an increased

understanding of the urban dynamics and development of future

sustainable land use plans, especially in Hanoi We believe that

the combination of remote sensing and spatial metrics is an

effi-cient method for studying urban change Future research will focus

on improving the accuracy of the proposed method to avoid the

requirement for assigning the thresholds for PLADJ analysis based

on personal empirical interpretations

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