l\0/CV-MBCapital CQNG HoA,xA HQr CHfJ NGHia Vryr XaU THE SOCAL$T REPUBLIC OF WETNAM DQc I$p - TrI do - Hgnh phric Independence - Freedom - Happiness Hd NQ| ngcy 14 thdng 04 ndm 2016 Hano
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No l\0/CV-MBCapital
CQNG HoA,xA HQr CHfJ NGHia Vryr XaU THE SOCAL$T REPUBLIC OF WETNAM
DQc I$p - TrI do - Hgnh phric Independence - Freedom - Happiness
Hd NQ| ngcy 14 thdng 04 ndm 2016
Hanoi, 14 April 2016
BAo cAo vi rnayu6r soH0lt cuA c6 odNc r,6N
REPORT ON CHANGES IN OWNERSHIP OF MAJOR SHAREHOLDERS
Kinh gfri: Uy ban Chfmg kho{n Nhi nu6c
S0 giao dich Chfng khoin Hn NQi Cdng ty C6 phdn Dlch vF Vgn tii vir Thuorg m4i The State Securities Commission
Hanoi Stock Exchange Transportation and Trading Semices loint Stoch Company
1 Th6ng tin v6 t6 chtc dilt fi/ Information on institutional investor:
- T6n t6 chrlc dAu tu: CoNc Ty CO PHAN eUAN LY euY DAU TtI MB (MB Capital) Name of institutional investors: MB CAPITAL MANAGEMENT JOINT STOCK COMPANY (MB Capital)
- Qu6c tich: ViQtNam
Nationality: Vietnam
- Gi6y ph6p ho4t <t6ng: 2IAJBCK-GP do 0y ban Chimg khorin Nhd nu6c cAp ngdy 15111/2007
vd Quyi5t dfnh stra ddi 53ruBCK-cP do Uy ban Chimg khorin Nhd nu6c c6p ngdy 06lll/2009 CertiJicate of business registration No 2I/UBCK-GP issued by The State Securities Commission on 15 November 2007 and Decision of amendment No 53/UBCK-GP issued by The State Securities Commission on 6 November 2009
- Eia chi tru sd chinh: Tdng 8, Tda nhd MB, sii : ti6u Giai, Ba Dinh, Hd NQi
Address: 8th floor, MB Building, 3 Lieu Giai Street, Ba Dinh District, Hanoi
- DiQn thoai/ Telephone: (04) 3726 2808, Fax: (04) 3726 2810
Email: info@mbcapital.com.vn, Website: http://mbcapital.com.vn/
2 Nguoi c6 li€n quan cta t6 chfc dAu tu (dang nim giil cr)ng loai c6 phitlu): Kh6ng c6
Related persons (currently holding the same types of shares): No4e
3 TAn cii phiiiu sd htbu: C}ngty CO phAn nich u.r Vdn tii vd Thuong m4i (Md chimg khorln: TJC) Name & code of share certiJicate owned: Transpontation and Trading Services Joint Stock Company (Security code: TJC)
Trang 24 C6c titi khoan giao dich c6 chimg kho6n ndu tai muc 3/ Trading account number with shares mentioned in paragraph 3 above: 101C006368, 005C006868
5 56 luqng, t! lQ c6 phi6u nim giir tru6c khi thlrc hiQn giao dichl Number, ownership proportion
of shares held before the transaction: 7 55.200 c6 phAn/ shares, tuong duon/ equivalently to 8,78%
6 56 luong c6 phi6u ttd mua/ Na mber of shares purchased: 25.100 c6 phdn/ shares
7 Srl luqng, tj' lQ c6 phitiu nim git sau khi thuc hiQn giao dicw Number, ownership proportion of shares hold after the transaction:780.300 c6 phAn/ shares, ttong duong/ equivalently to 9,07%o
8 55 lugng, tf lQ c6 phitiu ngucri c6 li6n quan rtang nim git: Kh6ng c6
Number, ownership proportion ofshares currently held by the related person: None
9 36 lucmg, tj' lQ c6 phii5u cung ngu<ri c6 1i6n quan nim git sau khi giao dich: Kh6ng c6
Number, ownership proportion of shares held by organization investor together with relate persons aJter the transaction: None
10 Lj do thay d6i sd hftu: co c6u danh muc dAu tu
Reasons for change in ownership: restlucture investment portfolio
I l Ngdy giao dich ldm thay d6i ri le so hftu: l3104/2016
Date of change in ownership: 13 April 2016
12 Cdc thay di:i quan trong kh6c (n6u c6): Kh6ng c6
Other significant changes (if any): None
C6ng
MB Can
Quin g Qui DAu tuMB Joint Stock Company
Nguy6n Thi Thu Hidn Trucrng BQ phen Ki6m to6n nQi bQ Internal Audit Manager
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