Capital ceNc HoA xA ngr cnt NcniA vrpr NAMTHE SOCULET REPUBLIC OF WETNAMDQc l$p - Tg do - H4nh phfc Independence - Freedom - Happiness S6:oflcv-Mscapital Hd NQi, ngdy 05 thdng 0t ndm 201
Trang 1Capital ceNc HoA xA ngr cnt NcniA vrpr NAMTHE SOCULET REPUBLIC OF WETNAM
DQc l$p - Tg do - H4nh phfc Independence - Freedom - Happiness S6:oflcv-Mscapital Hd NQi, ngdy 05 thdng 0t ndm 2017
Hanoi, 05 January 2017
BAo cAo vi rnryDor soH0IJ cuA co oONc r,on
REPORT ON CHANGES IN O'YNERSHIP OF MAJOR SHAREHOLDERS
Kinh gui: ily ban Chring khofn Nhi nu6c
S& giao dich Chrfrng khorin Hir NQi C6ng ty C5 phAn Dich vg Vgn tii vir Thuong m4i To: The State Secarities Commission
Hanoi Stock Exchange Transportation and Trading Semices Joint Stock Company
1 Th6ng tin vd ti) ch.iic ddu nl Information on institutional investor:
- T6n t6 chrtc dAu tu: CoNG Ty CO PHAN eUAN Lf eUY DAU TU MB (MB Capital) Name of inititutional investors: MB CAPITAL MANAGEMENT JOINT STOCK COM4ANY (MB Capital)
- Qu6c tich: ViOt Nam
Nationality: Vietnam
- Gi6y ph6p hoat dQng: 2||UBCK-GP do ily ban Chung kho6n Nhd nu6c c6p ngdy tS/1U2007 certificate of business registration No 2I/UBCK-Gp issued by The state securities Commission on I5 November 2007
- Dia chi tru sd chinh: Tdng 8, Tda nhd fr4e, s6 3 LiSu Giai, Ba Dinh, Hd NQi
Address: &h floor, MB Building, 3 Lieu Giai Street, Ba Dinh District, Hanoi
- DiQn thoai/ Telephone: (04) 3726 2808, Fax: (04) 3726 Zgt}
Email: info@mbcapital.com.r'n, Website: http://mbcapital.com.vn/
2 Nguiri c6 li€n quan cta t6 chric cliu tu (clang nlm git cirng loai c6 phiiiu): Kh6ng c6
Related persons (cutently holding the same types of shares): None
3 Tan c6 phiilu sd hilu; C6ng ty co phan Dlch 4r van td,i vd rhuong mai (Md chimg kho6n: TJC) Name & code of share certificate owned: Transpofiation and Trading Services Joint Stock Company (Security code: TJC)
4 CiLc tdi khoan giao dich c6 chimg khoiin n6u tai muc 3/ Trading aciount number with shares mentioned in paragraph 3 above : 101C006368, 005C006868
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5 Si5 luqng, tj lQ c6 phi6u nim git tru6c khi thyc hiQn giao dicV Number, ownership proportion
of shares hetd before the transdctioni 852.400 c6 phdnl sha'res, tucng duong/ equivalently to
9,9r%
56 luqng c6 phi6u dA mua! Number of shares purchased: 11,.200 c6 phdnl shares
56 luqng, t9 lQ c6 phi6u nim git sau khi thlrc hiQn giao dicV Number, ownership proportion of shares hold after the transactioni 863.600 ci5 phAn/ shares,t:uongduongl eqilivatentty to l0,04%o Sr5 luqng, f' l0 c6 phitiu nguoi c6 li6n quan dang nim gift Kh6ng c6
Number, ownership proportion of shares currently held by the related person: None
56 luqng, ti lQ c6 phiiiu cung nguoi c6 li€n quan nim giil sau khi giao dich/ Number, ownership proportion of shares held by organization investor together with relate persons afier the transaction: 863.600 c6 phdn/ shares, tuong duon! equivalently to 10,04o/o
10 Lf do thay d6i sd hiru: co c6u danh mpc dAu tu
Reasons for change in ownership: restructure investment portfolio
1 I Ngdy giao dich lim thay d6i ry le sd htru/ Date of change in ownership: 30/12/2016
12 Cric thay d6i quan treng khric (n6u c6): Kh6ng c6
Other significant changes (if any): None
C6ng ty C6 Qunn |f Qui DAu tu MB
MB Joint Stock Company
Thi Thu Hidn
Truong BQ phfn Ki6m to6n nOi b0 Internal Audit Manager
a U A N L i
o \ o u Y s A
:X MB
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