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Vertebroplasty, the percutane-ous augmentation of vertebral body volume and strength by injection of a hardening material in a liquid state, was originally used to manage pain-ful neopla

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Percutaneous Treatment of Vertebral Body Pathology

Jeffrey M Spivak, MD, and Michael G Johnson, MD

Abstract

Minimally invasive methods of

treat-ing the symptoms of spinal

compres-sion fractures have attracted the

at-tention and interest of both surgeons

and patients over the past two

de-cades Vertebroplasty, the

percutane-ous augmentation of vertebral body

volume and strength by injection of

a hardening material in a liquid state,

was originally used to manage

pain-ful neoplastic vertebral body lesions

and pathologic fractures Surgical

acrylic cement was injected during

open surgery to strengthen vertebral

bodies with angiomas.1An analgesic

effect was noted, and indications for

the technique in neoplastic disease

ex-panded to include both primary and

secondary pathology Although most

metastatic lesions of the spine are

ef-fectively managed with radiation

therapy, pain relief is not universally

successful for those with marked

structural compromise or collapse

Vertebroplasty provides both analge-sia and vertebral structural stabiliza-tion in a single procedure

Kyphoplasty not only can facilitate increased stability, but it also may allow some correction in cases of acute and subacute fracture collapse and kyphotic deformity A percutane-ous inflatable balloon device (bone tamp), approved by the US Food and Drug Administration (FDA) since

1998, is used to restore vertebral body height The created void is then filled with a low-pressure, high-viscosity injection of a hardening support material Polymethylmethacrylate (PMMA) is currently used in both procedures

Both vertebroplasty and kypho-plasty can be used to treat painful acute, subacute, and chronic osteo-porotic compression fractures caused

by decreased bone mineral density and changes in bone architecture that accompany senile osteoporosis, espe-cially in postmenopausal older women.2-4 It is estimated that age-related osteoporotic compression fractures occur in more than 500,000 patients per year in the United States.5 Most of these fractures are successfully managed with analgesic medications and orthoses Medical evaluation and pharmacologic man-agement of a patient’s underlying os-teoporosis is imperative to minimize the risk of additional vertebral frac-ture Physical exercises, preferably movement exercises and extension protocols, are instituted once the ini-tial pain has resolved Only rarely do these fractures involve the posterior vertebral cortex and result in spinal canal compromise and neurologic deficit

Dr Spivak is Director, The Hospital for Joint Dis-eases Spine Center, New York, NY Dr Johnson

is Assistant Professor, Orthopaedics and Neuro-surgery, University of Manitoba, Manitoba, Win-nipeg, Canada.

None of the following authors or the departments with which they are affiliated has received anything

of value from or owns stock in a commercial com-pany or institution related directly or indirectly

to the subject of this article: Dr Spivak and Dr Johnson.

Reprint requests: Dr Spivak, The Hospital for Joint Diseases Spine Center, 301 East 17th Street, New York, NY 10003.

Copyright 2005 by the American Academy of Orthopaedic Surgeons.

Percutaneous vertebral body injection procedures currently are used to stabilize and

reinforce weakened or fractured bone resulting from metastatic disease and severe

osteoporosis Both vertebroplasty and kyphoplasty can reinforce the structure of a

vertebral body and provide pain relief, but the procedures have technical differences.

Kyphoplasty improves vertebral height to varying degrees in nearly three quarters

of patients Kyphosis is improved more effectively when the procedure is performed

within 3 months from the onset of fracture pain To date, it is unknown whether

vertebroplasty with preprocedure postural reduction can provide similar

improve-ment of deformity Complications are relatively infrequent with both vertebroplasty

and kyphoplasty Cement leakage from the vertebral body is more likely with

ver-tebroplasty than with kyphoplasty Leakage is more common in the treatment of

patho-logic fractures resulting from metastatic disease Clinical complications caused by

cement leakage and neural compression are infrequent Specific indications for these

injection procedures need to be more clearly refined Long-term outcomes,

includ-ing the fate of the injected material and the effect on adjacent vertebrae, have yet to

be determined.

J Am Acad Orthop Surg 2005;13:6-17

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Although many physicians think

that osteoporotic compression

frac-tures routinely heal uneventfully

without significant long-term

se-quelae, this may not be accurate Both

thoracic and lumbar compression

fractures have been associated with

decreased lung capacity.6 The

pres-ence of five or more thoracic

compres-sion fractures has been associated

with a higher risk of death from

pul-monary complications in women

aged 65 years and older.7 Residual

kyphotic deformity may result in loss

of sagittal balance with significant

limitation of functional abilities, pain,

and a generalized poor overall health

perception.8 In other cases, a

pro-longed period of incapacitating back

pain affects the patient’s quality of

life and increases the likelihood of

bed rest–related morbidity, including

pressure sores, pneumonia, and

thromboembolic disease

Indications

Both vertebroplasty and kyphoplasty

may be used to augment painful

weakened or fractured vertebrae in

a variety of clinical settings (Table 1)

Controversy exists as to the specific

indications for these procedures

Pro-ponents of their aggressive early use

are generally concerned with the

po-tential disease-related morbidity,

in-cluding progressive kyphosis and

per-sistent pain and disability Advocates

of more limited use are concerned with

the incidence of procedure-related

morbidity, including immediate

com-plications, the long-term effects of the

cement used, and potential negative

biomechanical effects on adjacent

vertebrae

Stabilization of a painful

metastat-ic vertebral lesion is the least

contro-versial indication for percutaneous

vertebral augmentation Interruption

of the posterior vertebral cortex by

tu-mor or fracture is a relative

contrain-dication because risk of extravasation

into the spinal canal is increased

Sig-nificant spinal canal compromise by tumor or fracture fragments is an ab-solute contraindication, as is complete vertebral body collapse

Currently, both vertebroplasty and kyphoplasty are most commonly used to stabilize acute and subacute osteoporotic vertebral compression fractures with collapse and/or ky-phosis (Fig 1) With vertebroplasty, some positional reduction of the ky-photic deformity may be achieved

Although the low-viscosity cement injection will not further correct any kyphosis, generally it will limit pro-gression Kyphoplasty has the

add-ed theoretical benefit of being able to correct kyphosis because insufflation

of the bone tamp can elevate the de-pressed end plates Therefore, kypho-plasty may be preferable when cor-rection of kyphosis is a primary indication

The medical condition of the pa-tient must be taken into consideration when selecting one of these invasive procedures Kyphoplasty typically is performed under general anesthesia, whereas vertebroplasty routinely is

done using only intravenous sedation and local anesthetic Therefore, ver-tebroplasty may be preferred in pa-tients with multiple significant med-ical comorbidities who are being treated for painful vertebral lesions with minimal or no deformity

Patient Assessment

Clinical assessment of the patient with

a painful vertebral lesion or fracture includes a complete history and phys-ical examination along with appropri-ate radiologic studies Important in-formation includes the nature of any trauma associated with the onset of pain, known occurrence of a primary

or metastatic lesion, previous osteo-porotic fractures, and an assessment

of risk factors for osteoporosis if that diagnosis has not yet been made Physical examination should include measurement of height compared with historic data from the patient, visualization of thoracic kyphosis or loss of lumbar lordosis, palpation of tenderness along spinous processes

Table 1 Indications and Contraindications for Percutaneous Vertebral Augmentation by Vertebroplasty or Kyphoplasty

Painful metastatic lesion with intact posterior vertebral cortex

Fractures or neoplasms with spinal canal compromise Chronic (>3 months) compression

fracture with nonunion

Vertebra plana (complete vertebral body collapse) Progressive kyphosis to≥20° in a

subacute (<3 months) compression fracture

Subacute (<3 months) compression fracture with persistent pain and dysfunction despite adequate nonsurgical management

Fractures and metastatic vertebrae with posterior vertebral cortex involvement and compromise

Acute compression fracture with≥20°

kyphosis or≥40% collapse Less than one-third vertebralbody height remaining Acute compression fracture with one or

more prior compression fractures and kyphotic deformity

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or widening between adjacent

process-es, and a thorough neurologic

eval-uation

Plain radiographs should include

standing anteroposterior (AP) and

lateral views centered at the level of

the fractured vertebra, as well as a

standing lateral 36-in radiograph of

the entire spine to assess overall

re-gional and segmental sagittal

align-ment Flexion and extension lateral

radiographs may be helpful in assess-ing the degree of fracture mobility and healing (Fig 2) If tolerated by the patient, a hyperextension lateral ra-diograph over a bolster should be considered before performing an in-jection procedure, to assess the poten-tial for postural reduction of vertebral collapse and kyphosis

(MRI) is able to visualize both

verte-bral and soft-tissue pathology In pa-tients with osteoporotic fractures, dif-fuse or focal signal changes of decreased intensity on T1-weighted images and increased signal

intensi-ty on T2-weighted images may be in-dicative of an active fracture not yet fully united MRI is particularly help-ful with multiple compression defor-mities when trying to determine which are still active and therefore more likely to be painful The extent

of marrow involvement in patients with metastatic disease can be as-sessed, with special attention paid to the nonfractured vertebrae MRI also will demonstrate the soft-tissue mass associated with a metastatic patho-logic fracture and can be used to as-sess the integrity of the posterior ver-tebral cortex The integrity of the posterior wall may not be as well vi-sualized as with computed tomogra-phy (CT) scans; therefore, any ques-tionable involvement or compromise

of the posterior vertebral cortex seen

on MRI should prompt further eval-uation with a CT scan

CT provides excellent detail of the bone involvement, and it is the best imaging procedure for assessing the extent of vertebral body and poste-rior element fracture The combina-tion of CT scan and plain radiographs

is helpful to fully classify the fracture type It is important to distinguish be-tween a compression fracture, with collapse of the anterior vertebral cor-tex (with or without upper or lower end plate involvement), and a burst fracture, in which the posterior wall

of the vertebra is fractured, as well.9 Generally, burst fractures demon-strate more uniform vertebral col-lapse, whereas compression fractures show more anterior wedging or ky-photic collapse

Technetium Tc 99m–labeled bone scanning can be useful in assessing for increased metabolic activity de-noting increased bone turnover, as seen in infiltrative lesions and incom-pletely healed fractures Bone scans are particularly useful in assessing

Figure 1 A,Lateral radiograph in a 72-year-old man made 2 days after a minor fall

dem-onstrating a compression fracture of L1 B, Lateral radiograph taken 3 weeks later

demon-strating progression of anterior vertebral collapse at a time when the patient was having

worsening pain The patient was treated with kyphoplasty Postoperative lateral (C) and

anteroposterior (D) radiographs showing restoration of the collapse and minor disk space

extravasation of cement The patient had immediate full resolution of pain, which persisted

at 6 months postoperatively.

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fracture activity in patients with

mul-tiple compression deformities

In-creased vertebral activity on bone

scan has been shown to be highly

pre-dictive of a positive clinical response

to vertebroplasty.10

Technique

Vertebroplasty and kyphoplasty are

both done with the patient positioned

prone on a radiolucent table This

al-lows for the use of biplanar

fluoros-copy The use of a Jackson radiolucent table and dual image intensifiers (which provide simultaneous pos-teroanterior [PA] and lateral imaging)

is optimal However, a single image intensifier can be used, rotating be-tween PA and lateral images as

need-ed For vertebroplasty, local anesthetic

is combined with intravenous seda-tion; for kyphoplasty, a general anes-thetic is more commonly used

Two techniques, the transpedicu-lar and the extrapedicutranspedicu-lar, can be used to place the injection trocar or

working cannula.11The transpedicu-lar approach is more commonly used

in the lumbar spine (Fig 3) The tip

of the injection trocar is started at the upper/outer corner of the visualized pedicle outline as seen on the PA radiograph (left pedicle, 10 o’clock position; right pedicle, 2 o’clock po-sition) Proper overall sagittal trajec-tory and starting point within the superior-inferior pedicle border are confirmed on the lateral radiograph before trocar advancement Trocar ad-vancement is visualized

fluoroscop-Figure 2 A 77-year-old man presented with a 4-month history of unremitting midback pain that limited ambulation and functional ability

and required narcotic use A, Standing lateral radiograph demonstrating an anterior compression deformity of T9 Note the diffuse spondy-losis and multilevel anterior bridging osteophytes B, Supine extension lateral radiograph demonstrating an intervertebral defect (arrow) just below the superior end plate C, T2-weighted sagittal MRI scan demonstrating the fluid-filled intervertebral cleft characteristic of a fracture nonunion Anteroposterior (D) and lateral (E) intraoperative fluoroscopic views with bone tamps inflated F, Postoperative lateral

radiograph after stabilization using percutaneous kyphoplasty Note the small amount of clinically asymptomatic anterior extravasation The patient experienced complete pain relief and remained asymptomatic 1 year postoperatively.

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ically When the trocar tip is midway

along the length of the pedicle on the

lateral view, it should be central in the

pedicle outline on the PA view When

it is through the pedicle and at the

posterior vertebral cortical margin on

the lateral view, the trocar should be

just within the medial border of the

pedicle outline on the PA view For

vertebroplasty, the trocar is advanced

until the tip is at the junction of the

anterior and middle thirds of the

ver-tebral body For kyphoplasty, the

po-sitioning trocar is exchanged for a

working cannula over a guidewire

The cannula is positioned near the posterior vertebral body margin while the working instruments (ie, drill, bone tamp, cement inserters) are advanced anteriorly until they are ap-proximately 3 mm from the anterior vertebral body border Convergence

of the tip toward midline should be followed on the PA view

The extrapedicular approach is commonly used in the thoracic spine (Fig 4) The starting point is more lat-eral than the pedicle, with the trajec-tory more medially directed, which enables a more medial trocar tip

placement within the vertebral body than a transpedicular route through the sagittally oriented thoracic pedi-cles would allow The trocar tip is first inserted lateral to the pedicle, either through the thoracic transverse pro-cess or along the transverse propro-cess/ rib junction Under biplanar fluoro-scopic visualization, the needle or trocar is advanced along the medial border of the rib until the lateral bor-der of the pedicle is reached on the

PA view and the posterior vertebral body margin is reached on the

later-al image For kyphoplasty, the trocar

Figure 3 Trajectory of the transpedicular approach A, Posteroanterior view B, Lateral view C, Axial representation Symbols along the

trajectory indicate the position of the trocar tip at various depths of insertion The tip should not pass medial to the medial border of the pedicle on the posteroanterior view until it is anterior to the posterior margin of the vertebral body on the lateral view = insertion point,

◊ = point at pedicle/vertebral body junction, = midvertebral body.

Figure 4 Trajectory of the extrapedicular approach for needle or trocar placement A, Posteroanterior view B, Lateral view C, Axial

rep-resentation Symbols along the trajectory indicate the position of the trocar tip at various depths of insertion The tip should not pass medial

to the lateral border of the pedicle on the posteroanterior view before the posterior aspect of the vertebral body is seen on the lateral view.

= insertion point, ◊ = point at pedicle/vertebral body junction, = midvertebral body.

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is advanced only minimally beyond

this position until the tip is anterior

to the posterior aspect of the

verte-bral body on the PA view and just

me-dial to the lateral border of the

pedi-cle on the lateral view The trocar is

then exchanged for the working

can-nula over a guidewire, with further

advancement of the working

instru-ments beyond the cannula toward the

anterior vertebral body For

vertebro-plasty, the injection trocar is advanced

further anteromedially toward the

central aspect of the vertebral body

An 11-gauge injection trocar is

used for vertebroplasty Regardless of

the trocar placement approach,

intra-vertebral venography is performed

before injecting the PMMA to exclude

the placement of the needle tip

with-in a major vascular channel A venous

blush within the vertebral body

in-dicates proper needle placement

be-cause the injected dye must remain

and pass through the vertebral

mar-row before exiting through the

ve-nous sinusoids Lack of a veve-nous

blush indicates rapid release of the

dye directly out of the vertebra on

in-jection, so the trocar tip should be

re-positioned Once proper trocar

posi-tion is confirmed, the cement is mixed

and injected into the vertebral body

in a low viscosity state under

contin-uous fluoroscopic visualization

Injec-tion is continued until hemivertebral

or holovertebral filling is achieved

and no more cement can be delivered

into the body It is stopped

immedi-ately if any extravasation is noted into

the surrounding veins, the spinal

ca-nal posterior to the vertebral body, or

the disk space Clinical improvement

has not been shown to correlate with

the amount of cement injected After

completing the injection, the trocar is

removed, and hemostasis is obtained

by pressure The contralateral

hemi-vertebra is treated in the same

man-ner when a bilateral injection is to be

used

Kyphoplasty also can be

per-formed percutaneously through

ei-ther a transpedicular or lateral

extra-pedicular approach Bilateral 3.5 mm–

diameter working cannulas inserted over the 11-gauge positioning trocars are used to create the working chan-nels within the vertebra using a hand drill A hollow trocar often is used in place of one of the drills to remove a bone biopsy core of tissue The cre-ated channels allow passage of the de-flated bone tamps, which are

inflat-ed with a pressurizinflat-ed radio-opaque liquid after being properly positioned

In theory, inflation of the balloons in-creases the vertical height of the ver-tebral body, thereby reducing kypho-sis As the bone tamp is inflated, the surrounding cancellous fracture frag-ments are compacted along the mar-gin of a central void that is created

In one clinical series, the average amount of balloon inflation volume was 2.6 mL (range, 0.5 to 5.0 mL), and the average balloon inflation pressure was 130 psi (range, 70 to 250 psi).12 The balloons are removed, and the defects are simultaneously filled with PMMA inserted manually through the trocars in a relatively high viscos-ity state using a low injection pres-sure By using low injection pressure and a higher viscosity cement while injecting into a bony void

surround-ed by compactsurround-ed cancellous bone, this technique theoretically reduces the risk of intravascular injection as well as leakage into either the sur-rounding tissues or the spinal canal

An in vivo study of contrast injection leakage before and after balloon in-flation and fracture reduction sup-ports this theory The authors noted significantly less vascular and trans-cortical extravasation of contrast af-ter use of the inflatable bone tamps

(P = 0.001 for each).13

Postoperative Management

Patients are mobilized as soon as the sedation or general anesthetic has worn off No period of bed rest is needed Many patients have

restrict-ed activity for weeks or longer

be-cause of their painful fractures and may be relatively debilitated both be-fore and immediately after the injec-tion procedure Progressive return to full activities is recommended, with-out specific restrictions Physical ther-apy for gait training, aerobic condi-tioning, and back-specific stretching and strengthening may benefit many

of these patients Most patients do not require assistive devices for ambula-tion, but such devices may be useful for patients who have been nonam-bulatory because of their fractures Postoperative bracing is not used rou-tinely because the fractures are ren-dered mechanically stable by the ce-ment injection

Results

The outcome of vertebral injection procedures is highly dependent on the clinical indication for the proce-dure and, to a lesser extent, the tech-nique used Most published series of vertebroplasty have reported on its use to treat patients with neoplastic lesions and/or osteoporotic compres-sion fractures.6,11,14-17More recent ky-phoplasty series have reported only

on patients with osteoporotic com-pression fractures.18,19

Patients with painful metastatic vertebral lesions have had good clin-ical results with vertebroplasty.16,17,20

In one series of 37 patients with ver-tebral metastases, 73% had marked clinical improvement after percutane-ous vertebroplasty.17 Improvement was defined as a decrease in pain re-sulting in the dose of analgesia being reduced by 50% or as a change from

a narcotic to a nonnarcotic medica-tion The decrease in pain after ver-tebroplasty was maintained at

follow-up, with 76% of patients reporting persistent pain relief at 6 months and 65% at 1 year Another series

report-ed excellent pain relief in 11 of 18 met-astatic lesions.16

The pain relief experienced by pa-tients undergoing vertebroplasty is

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similar to that with radiation

thera-py for painful metastatic lesions of

bone.21,22However, vertebroplasty is

associated with a more rapid

im-provement in pain, with 80% of

pa-tients noting improvement within the

first 24 hours and being able to stand

the day after the procedure.23Pain

re-lief normally is seen 2 to 10 days

af-ter nonfractionated radiation therapy

and 1 to 2 weeks after conventional

radiation therapy.21,22Vertebroplasty

is not an alternative to radiation

ther-apy; rather, it can be used as a

com-plementary adjunct procedure

Ce-ment injection provides a mechanical

pain treatment by stabilizing the

spi-nal segment; radiation therapy

pro-vides a biologic treatment modality

The mechanism by which

verte-broplasty with injection of PMMA

re-lieves pain is not clear Neoplasms are

not directly innervated; rather, the

pain is thought to be caused by

frac-ture or impending fracfrac-ture stressing

of the remaining bone Nerve endings

in the remaining normal bone may be

stimulated by the mass effect of the

neoplastic tissue Paraneoplastic

pro-duction of humoral mediators also

may play a role in pain production

The analgesic effect of vertebral

injec-tion is thought to be the result of

im-mobilization of the bone and

struc-tural support and possibly of the

destruction of the terminal nerve

end-ings by the cytotoxic or thermal

ef-fects of PMMA

The relationship between amount

of vertebral fill from percutaneous

ver-tebroplasty using PMMA and pain

re-duction has been examined in a

se-ries of 40 cases (37 patients) of

metastatic disease and myeloma

us-ing postinjection CT scans.15Lesion

filling was >75% in only 5 of the 40

cases, 50% to 74% in 14, 25% to 49%

in 13, and <25% in 8 No statistically

significant relationship was found

be-tween the cause of the osteolytic

le-sion, the percentage of vertebral body

filling by PMMA, and pain reduction

Several clinical series have

report-ed results of vertebroplasty for

pain-ful osteoporotic vertebral compression fractures, with the percentage of good and excellent results ranging from 75%

to 100%.11,14,16,19,20,24-26In general, how-ever, these series are retrospective, with limited duration of follow-up Jensen

et al11reported on 29 patients who un-derwent percutaneous vertebroplasty

to manage osteoporotic vertebral body compression fractures Two patients had complete resolution of back pain immediately after vertebroplasty

Twenty-six patients (90%) described pain relief and improved mobility within 24 hours of treatment All pa-tients who had required parenteral narcotics tolerated reduction to oral medications Three patients had no significant pain relief and were con-tinued on pretreatment medical reg-imens.11Another prospective series of

16 patients undergoing vertebroplasty for painful osteoporotic compression

fractures showed a significant (P <

0.005) decrease in pain by day 3 post-procedure, which was maintained at

6 months.14Asingle series of long-term (mean, 48 months) results after ver-tebroplasty for osteoporotic fractures showed maintenance of pain relief at long-term follow-up similar to that achieved 1 month after the proce-dure.27

A preliminary report of a multi-center study of kyphoplasty for osteo-porotic compression fractures in 340 patients (603 fracture levels) found a 90% initial symptomatic and

function-al improvement rate and significant

(P < 0.05) restoration of the anterior,

middle, and posterior vertebral body height when performed within 3 months of the onset of the fracture.18

In a prospective study of 70 consec-utive kyphoplasty levels in 30 pa-tients,12the indication for kyphoplasty was a painful osteoporotic compres-sion fracture (mean duration of symp-toms, 5.9 months) Clinical assessment, using preoperative and latest postop-erative data from the Medical Out-comes Study 36-Item Short Form,

showed significant (P < 0.01)

improve-ment in scores for bodily pain,

phys-ical function, vitality, mental health, and social functioning at a mean follow-up of 6.7 months Only gen-eral health and role emotional scores did not show significant improvement Radiographic evaluation before and after kyphoplasty indicated varying amounts of height restoration in 70%

of the levels injected and no height restoration in 30% Overall height loss

by the fracture averaged 8.7 mm (range, 2 to 17 mm) Overall height loss restoration among all injected lev-els was 2.9 mm (an average of 35%) However, in the levels showing any height restoration (70% of total lev-els), the average height restoration was 4.1 mm (47% of lost height) Ce-ment leakage was seen at six levels (8.6%): twice into the disk space, three times into the soft tissues, and once into the epidural space None of these incidents was clinically significant.12

Complications

Reported complication rates for ver-tebroplasty have been very low in nu-merous series.1,15,17,25,28,29In decreas-ing incidence, reported complications include cement leakage, which can range from asymptomatic to causing neurologic compromise; cerebrospi-nal fluid leak; cement embolization causing pulmonary embolism; and infection (Fig 5)

PMMA leakage was documented

in 29 of 40 cases by CT scan evalu-ation after percutaneous vertebro-plasty for metastatic lesions and my-eloma.15Fifteen of the leaks were into the spinal canal, 8 into the neural fo-ramina, 8 into the adjacent disk space,

21 into the paravertebral tissue, and

2 into the lumbar venous plexus Ce-ment leakage into the epidural space was strongly associated with poste-rior vertebral cortical destruction by fracture and tumor Leakage of PMMA into the neural foramina was associ-ated with posterior cortical destruc-tion in six of the eight cases Intradis-kal PMMA leakage was associated

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with cortical fracture or osteolysis of

the vertebral end plates in all cases

None of the documented leaks

com-promised axial pain relief One leak

into the psoas muscle produced a

tran-sient femoral neuropathy that resolved

in 3 days One of the foraminal leaks

produced nerve root compression

re-quiring decompressive surgery 1

month after the procedure

In another clinical series of 53

in-jected levels in 35 patients, the

over-all complication rate was 6% per level

treated, with two cases of cement

leak-age requiring delayed surgical

inter-vention.29Three other asymptomatic

cement leakages were noted, and one

additional patient had a suspected

ce-rebrospinal fluid leak requiring 1

week of hospitalization and

hydra-tion Proper needle placement, PMMA

opacification, and real-time

fluoro-scopic injection visualization help

min-imize these technical complications

Technique-related vertebroplasty

complications can be minimized by

strict adherence to specific patient

in-clusion and exin-clusion criteria Weill

et al17required preservation of at least

one third of the vertebral body height

before performing vertebroplasty Al-though these authors did not

consid-er postconsid-erior vconsid-ertebral wall destruction

to be an absolute contraindication (even though there is a documented increased risk of extrusion of the ce-ment or soft tissue into the spinal ca-nal), others would disagree The risk

of cord compression in the cervical and thoracic levels is relatively high, and the decision to perform vertebroplasty should be made only after careful con-sideration of the potential for alter-native treatments In their series of 37 patients with spinal metastases, 40%

of whom had varying degrees of pos-terior vertebral body wall destruction, Weill et al17reported no cases of sig-nificant cord compression There was only one case of postprocedure radicu-lopathy caused by nerve root compres-sion that required surgery There was

a 38% incidence of cement leakage to-ward the disk, epidural fat, periver-tebral soft tissue, epidural veins, and perivertebral veins The leaks were symptomatic in five cases Two leaks into the vena cava were reported; how-ever, no clinically significant compli-cations resulted.17

Complications reported with ky-phoplasty include cement extravasa-tion as well as rib fractures, which in one study occurred in 2 of 30 patients secondary to patient positioning.12 One case of pulmonary edema and myocardial infarction was attributed

to intraoperative fluid overload

Oth-er reported complications include transient fever, hypoxia, and postop-erative epidural hematoma

(associat-ed with a heparin bolus 8 hours post-operatively) Garfin et al18reported two cases of neurologic injury sec-ondary to problems with needle in-sertion and positioning of the cement filling tube with epidural cement ex-travasation Intraoperative balloon rupture occurred 14 times, chiefly at the end of inflation All broken bone tamps were easily removed, and three cases required reinsertion of a new balloon to complete the inflation No direct patient complications resulted from balloon failure

Postinjection pulmonary embolism

is rare; it may be related to low vis-cosity cement on injection or to leak-age of the methacrylate monomer.29-31 Acute hypotension and increased Pco2

Figure 5 Images after vertebroplasty done for a pathologic metastatic vertebral fracture of L1 in a 73-year-old woman Lateral (A) and anteroposterior (B) radiographs demonstrating cement extravasation into the disk spaces laterally and along the needle tract C, Axial CT

image demonstrating cement leakage into the left pedicle tract (straight arrow) and the right epidural space (curved arrow) The patient became paraplegic within 2 weeks of the vertebroplasty because of the cement extravasation and tumor growth and required emergent posterior decompression and stabilization.

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measurements because of fat and

mar-row element embolism have been

re-ported after cement vertebroplasty

in-jection into intact sheep vertebrae in

vivo.32No specific direct, major

neu-rotoxic or thermal-related

complica-tions of PMMA have been reported

Only one case of infection (in an

im-munocompromised patient) has been

reported in all published clinical

se-ries to date In an attempt to decrease

the potential for infection, some

sur-geons add tobramycin to the PMMA

when treating immunocompromised

patients.11

An important theoretical concern

after the procedure is the possibility

of increased force on the vertebrae

ad-jacent to a cement-injected level, with

an increase in adjacent segment

frac-ture rate (Fig 6) Recent series have

examined the incidence of adjacent

and remote vertebral fractures after

percutaneous cement injection for

os-teoporotic compression fracture.27,33

In a series of 25 patients with a mean

follow-up of 48 months after

verte-broplasty, 13 patients (52%)

devel-oped at least one new fracture

dur-ing the follow-up period, with a total

of 34 new fractures.27The authors

re-ported a small but significantly

in-creased risk of vertebral fracture in

vertebrae adjacent to the cement

in-jection with an odds ratio (OR) of 2.27,

compared with an OR of 1.44 for

ver-tebrae adjacent to a fractured,

nonce-mented vertebra

Another retrospective review

re-ported that 22 of 177 patients (12.4%)

developed a total of 36 new fractures

after vertebroplasty.34Twenty-four of

the 36 new fractures (67%) occurred

in adjacent vertebral levels Another

finding of concern was that 24 of the

36 new fractures (67%) occurred

with-in 30 days of the vertebroplasty.34A

recent retrospective review of 115

pa-tients (225 treated levels) treated by

kyphoplasty (average follow-up, 10

months) reported a new fracture

in-cidence of 19% (22/115 patients).33

Sev-enteen of the 22 patients with new

frac-tures had adjacent segment fracfrac-tures

Fifteen of the 22 refracture patients had

an initial diagnosis of secondary os-teoporosis caused by chronic cortico-steroid use, making this a patient population at high risk of refracture

Refracture was seen in 7 of 81 primary osteoporosis patients, for an incidence

of 8.6% (yearly incidence, 10.3%).33 These reported refracture rates may not differ significantly from the natural history of the disease for os-teoporotic compression fractures In

a series of 2,725 postmenopausal women (mean age, 74 years) followed

for 3 years, the incidence of new ver-tebral fractures in the first year was 6.6%.35Of the 381 participants who developed a fracture (a group simi-lar to the simi-large series), the incidence

of a new vertebral fracture within the next year increased to 19.2% Although overall reported compli-cation rates are low in published se-ries for both vertebroplasty and ky-phoplasty, with the increasingly widespread use of these procedures, the true complication rates may be significantly higher Larger reported

Figure 6 An 83-year-old man underwent percutaneous vertebroplasty for a painful L3 frac-ture He had initial relief of pain, followed by new acute back pain caused by an L2 fracture

with kyphotic collapse A, Lateral radiograph 6 months after percutaneous vertebroplasty

showing the newly fractured L2 level with previous vertebroplasty of L3 The small amount

of cement extravasation anterior to L3 and into the L2-3 disk space was of no clinical

sig-nificance B, T2-weighted sagittal MRI scan Because of progressive pain and kyphotic

col-lapse, the patient underwent percutaneous kyphoplasty with excellent restoration of

verte-bral height, correction of kyphosis, and relief of back pain C, Intraoperative lateral radiograph demonstrating inflated bone tamps D, Lateral radiograph with cement injected The patient

had marked and sustained pain improvement over 1 year postoperatively without refrac-ture (Courtesy of Frank Schwab, MD, New York, NY.)

Trang 10

series are needed to determine the

true safety of these procedures

Experimental Data

Several studies have explored the

bio-mechanical effects of cement injection

into intact and fractured vertebrae In

one study of bipedicular injections

into compression-fractured lumbar

vertebrae, three different

commer-cially available bone cements restored

vertebral body stiffness to greater than

prefracture values.36However, only

Simplex P (Howmedica, Rutherford,

NJ) and Osteobond (Zimmer, Warsaw,

IN) restored vertebral stiffness to

ini-tial values Cranioplastic (Johnson &

Johnson, Raynham, MA) did not In

another study of bipedicular

injec-tions,α-BSM (bone substitute

mate-rial; ETEX, Cambridge, MA), a

bio-degradable calcium phosphate bone

cement, compared favorably with

PMMA in strengthening intact and

fractured osteoporotic cadaveric

ver-tebral bodies.37 With either calcium

phosphate bone substitute or PMMA

augmentation, fracture strength was

significantly (P < 0.05) stronger than

in the intact control group Vertebral

stiffness after both calcium phosphate

bone cement and PMMA

augmenta-tion also was significantly (P < 0.05)

higher than in the intact control

group Similar studies have reported

the efficacy of other bioactive

ce-ments.38,39

Tohmeh et al40conducted a

biome-chanical study comparing

unipedic-ular and bipedicunipedic-ular direct PMMA

needle injection Bipedicular injection

of 10 mL (5 mL per side) improved

vertebral strength significantly (P

0.05) more than a unipedicular

injec-tion of 6 mL; however, the

unipedic-ular PMMA injection improved

ver-tebral strength to a significantly (P

0.05) greater degree than that of the

unfractured osteoporotic vertebrae

Both injection techniques restored the

stiffness of fractured vertebrae to

pre-fracture values equally well

The change in temperature within and surrounding the vertebral body injected with PMMA has been

report-ed in cadaveric vertebrae maintainreport-ed

in a 37°C water bath.41Temperature recording was done at the anterior cortex, in the center of the vertebral body, and in the spinal canal The two cements tested were Simplex P,

a PMMA cement, and Orthocomp (Orthovita, Malvern, PA), an exper-imental non-PMMA cement Both ce-ments rose to a 41°C peak tempera-ture in the spinal canal; within the vertebral body, Simplex P injection

re-sulted in both a significantly (P≤ 0.05) higher peak temperature and dura-tion of heating >50°C compared with Orthocomp The cooling effect of con-tinuous body fluid circulation, as would occur in vivo, has not yet been studied

Future Considerations

Percutaneous injection of vertebral body pathology as a therapeutic tech-nique is still in the investigation pe-riod, and appropriate indications for use need to be refined Although mul-tiple clinical series have

document-ed the efficacy of both vertebroplasty and kyphoplasty in relieving pain from both vertebral metastases and osteoporotic fractures, no controlled clinical trials have documented their efficacy compared with other treat-ment modalities.42 Current indica-tions in patients with osteoporotic fractures include progressive kypho-sis, multiple fractures with collapse, incapacitating pain with either acute

or subacute fractures requiring nar-cotic use, and chronic pain from ver-tebral fracture nonunion The use of vertebral injection in unfractured ver-tebrae surrounding fractures remains controversial; a prospective random-ized series of patients with and with-out prophylactic adjacent injections

is needed to determine the efficacy of this indication Prophylactic use to prevent fracture in severely

osteopen-ic patients currently has no clinosteopen-ical or scientific basis and thus is not indi-cated

In patients with metastatic disease with or without definite pathologic fracture, vertebral injection may pro-vide pain relief and stability and may

be an excellent adjuvant to radiation and chemotherapy Prospective long-term series are needed to better un-derstand the biologic consequences of injection at the incident vertebral

lev-el and the effect on adjacent levlev-els, which may become more prone to fracture.43Concurrent use with tech-niques such as radiofrequency abla-tion or stereotactic radiosurgery has yet to be investigated

The optimal technique for verte-bral body augmentation is yet to

be determined Factors such as ease

of use, efficacy, risks, complications, ability to correct deformity, and cost all must be considered when decid-ing whether vertebroplasty or kypho-plasty is optimal in a particular clin-ical situation Reported theoretclin-ical benefits of kyphoplasty, such as di-rect cordi-rection of collapse and defor-mity and fewer complications from the high-viscosity, low-pressure injec-tion, have yet to be demonstrated clinically in a direct comparison with postural correction obtained with ver-tebroplasty The theoretical clinical benefits of restoration of vertebral height and kyphosis correction affect-ing future fractures, respiratory com-promise, and pain have yet to be shown in long-term prospective clin-ical series Cost factors include the vertebroplasty injection system or the inflatable bone tamp system, as well

as costs associated with the use of in-terventional radiology or an operat-ing room and hospitalization In pa-tients with unremitting pain and minimal or no deformity, vertebro-plasty may provide equally excellent clinical results with less cost than ky-phoplasty and may obviate the need for general anesthesia Kyphoplasty, however, may provide greater im-provement of kyphotic collapse and

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