Mechanistic studies; or put simply, “How do harmful particles cause harm?” Studies aimed at refining the dose metric Knowledge is incomplete and we are not fully aware of the nature of th
Trang 122 The Toxicology of Inhaled
Particles: Summing Up an
Emerging Conceptual
Framework
Ken Donaldson
MRC/University of Edinburgh Centre for Inflammation Research,
University of Edinburgh
Lang Tran
Institute of Occupational Medicine
Paul J A Borm
Centre of Expertise in Life Sciences, Hogeschool Zuyd
CONTENTS
22.1 Overview 413
22.2 Defining the Particle Toxicology Endeavor 414
22.3 Classical Toxicology 415
22.4 Exposure 415
22.4.1 Exposure at Portal of Entry 415
22.4.2 Toxicokinetics and Translocation from the Portal of Entry 415
22.4.3 Brain 416
22.4.4 Blood 416
22.5 Dose and the Concept of Biologically Effective Dose (BED) 416
22.5.1 A Generalized Paradigm of Particle Toxicity Based on BED 418
22.5.2 Oxidative Stress as an Early Biological Effect Marker of BED for Different Pathogenic Particles 418
22.6 Response 420
22.6.1 The Occupational Setting 420
22.6.2 The Environmental Setting 420
22.7 Conclusions 421
References 421
22.1 OVERVIEW
The chapters in this book set out the state-of-the-science for particle toxicology as it pertains in the early twenty-first century It points out the maturity of this area of applied science, and toxicology
is, above all, an applied science Toxicology’s primary aim is to provide hazard data for risk
413
Trang 2assessment towards safe ways of working and living with the chemicals we encounter on a daily basis, which all have inherent toxicity for biological systems In particle toxicology, we seek to provide the data that will allow us to manage the risk associated with living in atmospheres that are often complex mixtures of particles of varying toxicity However, mechanistic particle toxicology crosses over into mainstream molecular medicine and can provide important clues to the basis of other types of disease Our studies of the cardiovascular system, oxidative stress and molecular signaling in relation to particles offer an understanding that is generally applicable This is eminently clear from the pages of this book where high quality and innovative research approaches are demonstrated in addressing the issues relating to particle effects This chapter aims to draw together the various threads in the fabric of particle toxicology and present a new unifying concept, albeit simplified and incomplete, for this discipline
It is clear that the rise in nanotechnological applications and products has and will have a huge impact on particle toxicology Nanoparticle research has become the key area for study by particle toxicologists It represents a considerable challenge with new portals of entry, such as the skin and the gut and new target organs such as the blood and brain Additionally, pharmacological uses of nanoparticles have caused a realignment and whole new areas of research are opening up that build
on the kind of expertise owned by particle toxicologists
22.2 DEFINING THE PARTICLE TOXICOLOGY ENDEAVOR
Particle toxicologists study particles in two main ways:
1 Studies aimed at refining the dose-metric; or put simply, “What is it about particles that makes them harmful or not?”
2 Mechanistic studies; or put simply, “How do harmful particles cause harm?”
Studies aimed at refining the dose metric Knowledge is incomplete and we are not fully aware
of the nature of the harmful dose (the quantity of the particle’s physicochemistry that drives adverse effects; see below) for many particle types If we fully understood what made any particle type harmful, we could focus in on that parameter for measurement and so improve risk management Historically, there have been frequent mismatches between the current dose-metrics and our existing knowledge of the toxicology of some types of particles For example, asbestos and other fibers are measured as mass of all airborne fibers visible by light microscopy longer than
5 mm (with diameter !3 mm and aspect ratio O3:1) However, toxicological research has shown that fibers that are both biopersistent and longer than about 20 mm are the pathogenic ones (Donaldson 2004) Despite this, the “old” fiber standard remains, and it takes no account of the issues of length or solubility In the case of PM10, the mass of particles around 10 mm are measured but much of this mass is harmless, e.g salt However, smaller particles (PM2.5) or transition metals (Donaldson et al 2004a) or oxidant generation (Schaumann et al 2004) might be better predictors for health effects
Mechanistic studies These studies aim to understand the cellular and molecular basis of the toxic effects of particles and the sum of their interactions with biological systems Such studies contribute to risk assessment by providing a more complete framework for our understanding of how particles behave in the body, the effects they have on cells and how being in the body changes them In combination with toxicokinetics, which describe how fast and to which extent particles get distributed to different organs or tissues, such studies allow the entire “life history” of particles in the body to be traced These mechanistic studies offer the possibility of therapeutic intervention in the process of disease An example is the current exploration of soluble TNF-receptors in the treatment of IPF, as a result of initial work on TNF-a in fibrotic disorders caused by quartz-containing dust (Piguet et al 1990)
Trang 322.3 CLASSICAL TOXICOLOGY
The classical toxicology paradigm of exposure–dose–response can be used for particles as for any other toxin Exposure, dose and response together with ADME/toxicokinetics allow us to describe the detailed history of a toxin in the body Complete toxicokinetics analysis is not available for any pathogenic particle Most pathogenic particles have not been considered to be metabolized and excreted in any conventional way However, nanoparticles, because of their smallness, may undergo such changes (Oberdo¨rster et al 2005b) The fuller our understanding of these processes, the better we will be able to interpret toxicology studies and understand the nature of the toxic effect
of any particle Of exposure, dose and response, we are especially focused on “dose” as a key to understanding molecular and cellular toxicity as well as contributing to understanding the best metric For nanoparticles, the dose-metric is not yet elucidated and is likely to vary with different particle types since they can be composed of a range of materials and can be different sizes and shapes The concept of a “biologically effective dose” (BED) is an important one for particles since all particle exposures are mixed We can hypothesize that there is one or more actual component of this total dose that actually drives the adverse effect, and this is the BED
22.4 EXPOSURE
In the past, particle toxicology was concerned almost exclusively the lungs With the advent of nanoparticle toxicology there has been a sea change in how inhalation particle toxicology is viewed (Donaldson et al 2004b) Following inhalation of nanoparticles, the blood and brain are seen as secondary targets for particle effects (Oberdo¨rster et al 2005a, 2005b)
The aerodynamic diameter is the key particle parameter that predicts whether any particle gains access to the lungs and it also determines the site of particle deposition in the lungs (Gehr et al 2000) Aerodynamic diameter is important for deposition of bigger particles with impaction and sedimentation being the main processes, whilst these become less important as size diminishes and diffusion comes to dominate the deposition process For fibers, interception is an important depo-sition process whereby the extremities of the fiber make contact with airspace walls while the center
of gravity of the fiber is following the airstream at a bifurcations (Morgan and Seaton 1995) Deposition of compact particles occurs as particles fall out in accord with their weight, i.e., sedimentation They also deposit by impaction as particles fail to negotiate bifurcations and collide with the bronchial wall; deposition at bifurcations is increased also by the normal turbulence that results from the disruption to the even flow of air at these points Finally, the smallest particles reach the distal lungs to the point where the net flow of air is zero, where they move by molecular (Brownian) motion and they deposit efficiently by diffusion For these reasons, deposition in the lung is highly focal as a result of the dose being applied to certain anatomical areas/hot-spots, such
as the bifurcations of airways and the centriacinar region At these hot-spots, deposition can be 100-fold higher than in adjacent areas (Balashazy et al 2003)
Up until recently, the translocation of particles from their site of entry to other target organs was not considered a major issue However, because of data showing nanoparticle translocation from the lungs (Hoet et al 2004; Nemmar et al 2004), there is increasing concern in this regard To date, animal studies show some translocation of radioactive nanoparticles from the lungs to the blood following instillation exposure (Nemmar et al 2001) and to the brain following inhalation exposure (Oberdo¨rster et al 2004) (Figure 22.1) There is no evidence for this type of translocation following inhalation of any nanoparticle type in man at the time of writing A flow diagram of the hypothetical
Trang 4fate and effects of nanoparticles is shown inFigure 22.2, based on limited animal studies with a few selected nanoparticle types
Limited studies indicate that nanoparticles can gain access to the brain via the nose and the nerves that run from the olfactory epithelium into the olfactory lobes of the brain (Oberdo¨rster et al 2004) Nothing is known of the dosimetry in relation to exposure, nor whether this is generic property of nanoparticles However, given the ubiquitousness of combustion-derived nanoparticles in our environment, if this is a general property of NP, then it is likely that we all have a burden of nanoparticles in our brain Indirect evidence that this is indeed true and that there might be adverse effects on the brain comes from studies in Mexico City describing unusual brain pathology in the young (Calderon-Garciduenas et al 2004) It is not known if nanoparticles can generally cross the blood/brain barrier, but medical nanoparticles have been designed to efficiently translocate
to the brain from the blood (Kreuter et al 2002)
Limited data indicates that nanoparticles can pass from the lungs to the blood (Kreyling et al 2002a; Kreyling et al 2002b; Nemmar et al 2004) In the blood, particles can have a range of effects on blood components and associated cells, such as endothelial cells, monocytes and platelets (Hoet, Nemmar, and Nemery 2004) Exposure to combustion-derived nanoparticles and PM have shown effects at the level of the endothelium to impair vasomotion in a human model (Mills et al 2005), which is known to be a risk factor for myocardial infarction Concomitant pro-thrombotic effects that would favor thrombus propagation in the event of atherothrombosis were also reported (Mills et al 2005) Few studies have reported the effect
of engineered nanoparticles on the cardiovascular system (Radomski et al 2005), but several studies have identified that exposure to PM or CAPS enhances severity of atherogenesis in Watanabe rabbits and ApoE mice (Suwa et al 2002; Chen and Nadziejko 2005; Sun et al 2005) Since particle based systems are being explored for molecular imaging in atherosclerotic disease, more research in this area is needed
22.5 DOSE AND THE CONCEPT OF BIOLOGICALLY EFFECTIVE DOSE (BED)
The internal dose is the quantity of a toxin that gains access to the body For inhalation exposure, because of particle clearance, of course, the fraction of the deposited dose that remains in a long-lived compartment like the interstitium or in long-lived macrophage accumulations can take
Brain Blood Nanoparticles Respiratory tract
Degeneration Atherothrombosis Inflammation, etc.
FIGURE 22.1 Outline of the potential toxicokinetic pathways for inhaled nanoparticles to translocate and have effects in the body following inhalation exposure
Trang 5part in toxic reactions, and it is less than the “total dose” that is breathed in and that deposits This is then acted on by the milieu in the interstitium or in cells to cause dissolution of non-biopersistent particles or components This may release harmful soluble components as well as harmless soluble components, which are cleared or metabolized The BED is a useful concept, being that fraction of the total dose that is sufficiently biopersistent and also sufficiently active to cause an adverse effect such as oxidative stress, adduct formation, etc This can be understood in that all realistic particle exposures are particles that are multi-component and poly-dispersed and within this total dose, we can identify sub-fractions that are likely to be more harmful or effective than others For example, PM10 is measured by the mass metric, yet a variable and often substantial quantity of the mass of PM10 is sea salt, which is likely to be completely invisible to the lung following exposure at ambient levels, i.e., a harmless dose Conversely, the transition metals can be seen to be driving the oxidative stress and inflammatory effects of PM in human (Schaumann et al 2004) and animal models (Jimenez et al 2000; Campen et al 2001; Campen et al 2002; Molinelli et al 2002), yet this component would contribute very little to mass Thus the transition metals can be seen as the BED, and their ability to cause oxidative stress is an early biological effect Other examples of BED are the amount of “free” or “clean” quartz surfaces that are available to interact with cells that drive quartz’s inflammatory effects (Donaldson and Borm 1998) and the proportion of biopersistent, long (O20 mm) fibers, which drive the pathogenicity of a fiber sample (Donaldson and Tran 2004c) The concept of the BED
is shown in Figure 22.2
Deposited particles Cleared by
mucociliary clearance
Particles interstitialised/
sequestered in long-lived macrophages
Biopersistent particles
Ineffective dose Biological
effective dose Adverse effect Dimension factor
Soluble toxins
Non-biopersistent particles
Metabolism
to urine/bile*
*may be
relevant for
nanoparticles
FIGURE 22.2 The relationship between deposited particles, biopersistence and the BED
Trang 622.5.1 A GENERALIZEDPARADIGM OFPARTICLETOXICITYBASED ONBED
These factors can be assembled into a small number of sources of BED that allow us to present a generalized paradigm for the total BED in the lungs for any specific particle type The paradigm may
be similar or different for pathogenicity of particles in other sites, such as blood or brain For insoluble particles, it is only the surface layer that makes contact with the biological system and
so can be considered to mediate the harm For this reason, the surface area has come to the fore as a dose-metric that effectively describes the potential toxicity of particles, rather than total mass or particle number The particle’s surface is likely to vary in intrinsic reactivity/toxicity, depending on the material and (nanoscale) the pattern of which the particle is made Therefore, intrinsic reactivity
is a multiplier of surface area to obtain the total reactive surface produced by any mass of particles In addition, we know from the asbestos and SVF experience that, for fibers, length can be important and
so we can add “shape” as a factor In addition, studies of PM10, welding fume, etc tell us that many particles are complex and contain soluble components that can have considerable toxic potential Additionally, the length of time that the particle is likely to persist and not be cleared determines the length of time that the BED is applied to the system; thus a biopersistence factor is required Taking these factors together, we have a paradigm that could predict the toxicity of a particle in the lungs The three main attributes for the biologically effective dose of a particle to a cell are:
1 Surface attributeZsurface area!specific surface reactivity (i.e., reactivity per unit SA)!surface availability
2 Dimension attributeZlengthCdiameter (mainly length if greater than a critical length)
3 Composition attributeZVolume!specific volumetric reactivity (i.e., the toxic material per unit volume)!availability (Zrelease rate i.e., amount per unit time)
For acute effects the BED is related to the Potency, which can be best described as the sum of (1)C(2)C(3) For chronic effects the biopersistence plays a dominant role and the BED is best described by the product of biopersistence and potency:
Biologically effective dose Z Bio-persistence!Potency This equation reflects the issue of translocation but deals specifically with the toxic outcome of the interaction between a particle and a cell We do not think we are yet in a position where we can even approach the development of a paradigm for translocation that is based on structure Table 22.2shows attributes contributing to Bio for several particle types:
PATHOGENICPARTICLES
Inspection ofTable 22.1raises questions as to how so many different chemical and physical entities (length, soluble toxins of different types, different surfaces) could all constitute some common form
of “harmful dose” to the machinery of the cell However, this may be understood in the findings that the ability to deliver oxidative stress is a common property of harmful particles This oxidative stress can emanate from the particle itself and it can also be a consequence of the cellular and/or the inflammatory response induced by the particle (Donaldson et al 2003; Knaapen et al 2004) There is a highly plausible link between oxidative stress and inflammation (Barrett et al 1999; Tao et al 2003; Donaldson et al 2005b), with many oxidative stress-responsive pathways signaling for pro-inflammatory gene transcription (Piette et al 1997; Rahman and MacNee 2000) There is also a clear link between oxidative stress and adducts such as 8-hydroxy-deoxyguanosine, the hydroxyl radical-induced adduct of guanine, which is involved in carcinogenesis (Lloyd et al 1998; Tsurudome et al 1999; Maeng et al 2003) Many pathogenic particle types have been
Trang 7shown to activate NF-kB (Schins and Donaldson 2000) and cause inflammation (Donaldson and Tran 2002) The role of the surface is emphasized by studies showing that the ability of quartz to deliver oxidative stress is dramatically lowered by surface coating (Knaapen et al 2002) Combustion-derived NP have their effects by oxidative stress and inflammation (Donaldson
et al 2005a), and several engineered NP types have been described as having oxidative stressing
TABLE 22.1
Table Shows the BED for a Number of Particle Types That Are Well Studied and the Mismatch with Their Exposure Metric
Quartz Area of reactive (unblocked or
unpassivated) surface
Respirable mass Asbestos Biopersistent fibers longer than w20 mm Fibers longer then 5 mm, O3 mm diameter and
aspect ratioO3
Welding fume (NP) Soluble transition metals Respirable mass
Diesel soot (NP) Organics/metals/surfaces Contained in PM 10
Carbon black (NP) Surface area Nuisance dust standard of respirable mass
TABLE 22.2
Relative Importance of Properties Contributing to the BED of Different Particle Types
Surface Attribute DimensionAttribute Composition Attribute Particle type Surface Area ReactivitySurface Length a Soluble Toxins b Biopersistence c
a Longer than 20 mm.
b E.g., metals, organics.
c More plusses equals more SA, reactivity, soluble toxins or biopersistence.
TABLE 22.3
Oxidative Stress Mechanism for Different Particle Types
Source of oxidative stress Exemplar Particle Mechanism of GenerationOxidative Stress Reference
surfaces (Vallyathan et al 1994) Soluble metals ROFA, welding fume Fenton chemistry (Shi 2003 3196/id)
Organics DEP, PM 10 Redox cycling of quinones etc (Squadrito et al 2001)
Trang 8effects (Hussain et al 2005; Manna et al 2005; Sayes et al 2005) Attributes contributing to oxidative stressing potential of different particle types is shown inTable 22.3
22.6 RESPONSE
Particle-related lung diseases of various types can be seen in both occupational and environmental settings, and both the pattern and intensity of the exposure can differ quite distinctly between these two (Table 22.4)
Traditional particle-associated lung diseases are those seen in occupational settings and the clas-sical particles are quartz, asbestos, coalmine dust, etc High airborne mass exposures, characteristic
of historic workplaces, leads to the responses of pneumoconiosis and COPD (Table 22.4) In addition, there are cancers and asthma arising in workplaces due to particle exposures The worker population can generally be seen as a healthy, predominantly male population that can in general tolerate such exposures well, at least at the commencement of their exposure, because of the
“healthy worker” status The “healthy” status within the workforce is conserved by the simple process that those who are adversely affected by exposure to the dusty atmosphere leave to take up alternative employment leaving only a healthy workforce
There is a well-documented link between exposure to environmental particles (PM10) and morta-lity/morbidity in airways and cardiovascular disease and cancer (Pope and Dockery 1999; Pope
et al 2003) These low mass exposures commonly affect susceptible populations of patients with existing lung disease (asthma and COPD) or cardiovascular disease to produce quite a different exposure pattern and response (Table 22.4) Aged populations and those with airways disease and cardiovascular disease have pre-existing oxidative stress as part of the inflammatory components of their conditions, and this could be a factor in making them susceptible to particle effects driven by oxidative stress
Common features of the two paradigms are encapsulated inFigure 22.3, where the common roles of oxidative stress and inflammation are emphasized With NP, translocation and effects distal
to the site of deposition come into play and render the whole equation more complex However, the
TABLE 22.4
Characteristics of Inhalation Exposure to Particles
Typical Particle Types Exposed Population Exposure Typical Responses Occupational Silica, asbestos, welding fume,
manufactured nanoparticles, organic particles (grain, cotton)
Predominantly healthy males !65 years old High Pneumoconiosis,COPD, cancer,
asthma Environmental PM 10 containing
combustion-derived nanoparticles
Everyone including susceptible and O65 years old, ill populations with pre-existing inflammation and oxidative stress
Low Exacerbations of
COPD/asthma, cardiovascular disease, diabetes, cancer
Trang 9basic principle of particle toxicology will be seen to apply and the responses should be interpretable
in the light of the foregoing discussion
22.7 CONCLUSIONS
The shape of this chapter emerged while we were putting together and reviewing all the chapters
of the book We believe that it represents the first effort to try and develop a single conceptual framework for the adverse effects of pathogenic particles, and it is undoubtedly simplified However, it offers hypotheses for testing and a framework to unify research and thinking in this important and fertile area of applied research As our understanding increases, it will undoubtedly be refined and improved and we look forward to the contributions of our colleagues
in this regard
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