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The proximal tibia is highly sus-ceptible to both open and closed soft-tissue damage, with its antero-medial surface being at highest risk.2 Its posterior cortex is inti-mately associate

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Nonarticular proximal tibia fractures

should be distinguished from more

distal injuries Higher rates of

mal-union and increased incidences of

associated complications have made

these fractures particularly

problem-atic Accounting for approximately

5% to 11% of all tibial shaft injuries,1

they occur as a result of a variety of

mechanisms, each of which

gener-ates a distinctive injury pattern, with

individual treatment requirements

The proximal tibia is highly

sus-ceptible to both open and closed

soft-tissue damage, with its antero-medial surface being at highest risk.2 Its posterior cortex is inti-mately associated with the posterior tibial vessels; as a result, there is a high incidence of arterial injury associated with displaced fractures

As most of the muscle mass is con-centrated in the proximal region, higher rates of compartment syn-drome have also been recorded.3

Proximal tibia fractures pose sev-eral treatment challenges Because the proximal fragment is short,

Dr Bono is Chief Resident, Department of Orthopaedics, New Jersey Medical School, Newark Dr Levine is Attending Surgeon, Union Memorial Hospital, Baltimore, Md Dr Rao is Clinical Professor of Orthopaedics, New Jersey Medical School Dr Behrens is Pro-fessor and Chairman, Department of Ortho-paedics, New Jersey Medical School.

Reprint requests: Dr Bono, Department of Orthopaedics, New Jersey Medical School, MSB, Room G-574, Newark, NJ 07107 Copyright 2001 by the American Academy of Orthopaedic Surgeons.

Abstract

Nonarticular proximal-third fractures account for 5% to 11% of tibial shaft

injuries and occur as a result of a variety of mechanisms Treatment is more

challenging than for more distal fractures, and the rates of compartment

syn-drome and arterial injury are higher, especially for displaced fractures Closed

management often leads to varus malunion, especially when the fibula is

intact Closed treatment should therefore be reserved for nondisplaced or

mini-mally displaced fractures with little soft-tissue injury Plating of the proximal

tibia has become a less popular alternative because of the high incidence of

infection and fixation failure However, judicious use of lateral plates as an

adjunct to medial external fixation in comminuted fractures can be effective.

External fixation remains the most versatile method It is indicated for

frac-tures with short proximal fragments and in cases of extensive soft-tissue

injury that would preclude use of other surgical techniques Temporary

joint-spanning external fixation has a role in the initial management of certain

frac-ture patterns, particularly when accompanied by severe soft-tissue injury.

Although intramedullary nailing can lead to valgus malunion in a sizable

per-centage of patients with this injury, it can be useful for stabilizing fractures

with proximal fragments longer than 5 to 6 cm Placing the entry portal more

proximal and lateral, locking in extension, and using specific techniques, such

as blocking screws, can improve alignment after nailing Use of an algorithm

that takes into account the severity of soft-tissue injury, the length of the

frac-ture fragment, and the degree of fracfrac-ture stability allows effective decision

making among current treatment techniques.

J Am Acad Orthop Surg 2001;9:176-186

Treatment Options and Decision Making

Christopher M Bono, MD, Richard G Levine, MD, Juluru P Rao, MD, and Fred F Behrens, MD

closed reduction and immobiliza-tion affords minimal control This is reflected by the disproportionately high rate of varus malunion with closed treatment.4 Although open reduction and plate fixation is tech-nically feasible, serious soft-tissue complications can follow extensive exposure External fixation remains

a versatile option for fixation of both open and closed fractures However, pin-track infection and malunion are frequent complica-tions.5 Intramedullary nailing is used for stabilization of proximal-third fractures, but has resulted in high malunion rates.1,6,7

To address these problems, vari-ous recommendations have been offered to improve both operative and nonoperative management.4,8-14

Although each of the available treatment options has proved use-ful in selected circumstances, none

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is universally effective Proper

uti-lization of an individual technique

requires recognition of its role in the

continuum of treatment

alterna-tives Understanding the pertinent

anatomy, classification systems,

diagnostic modalities, and results

of treatment with each modality

should increase the appreciation of

the difficulty of treating a given

fracture and help to avoid the

com-plications and pitfalls of the various

treatment methods

Anatomy

The proximal tibia is intimately

re-lated to the popliteal artery, which

lies almost directly on its posterior

cortex It can be directly lacerated

by superoposterior displacement of

a distal fracture fragment or avulsed

during hyperextension injuries This

close relationship may contribute to

the high compartment pressures

recorded with proximal fractures.3

The tibial nerve, which courses

along the posterior aspect of the

knee, is also at risk with posterior

displacement of the proximal

frag-ment The common peroneal nerve

traverses from posterior to anterior

along the subcutaneous surface of

the fibular neck It may be damaged

as a result of direct impact,

pro-longed compression in a cast, or

pen-etration by an external fixation wire

The proximal tibia has muscular

compartments covering its lateral

and posterior surfaces, but is

sub-cutaneous along its anteromedial

aspect The patellar tendon, which

inserts on the tibial tubercle along

the anterolateral cortex, can

con-tribute to anterior angulation of the

proximal fragment The thin

cor-tices of the proximal metaphyseal

region condense as the bone

nar-rows distally to form a thick

diaph-yseal cortical tube The

intramed-ullary zone of the proximal aspect

is wide and ill defined, but narrows

distally to form a distinct canal

Classification

Commonly used classification and grading methods for both the frac-ture and the soft-tissue injury can be helpful in describing injuries and in recognizing particularly severe types However, their predictive values are limited,15and their inter-observer reliability is poor.16 Al-though there is no system that is specific to nonarticular proximal tibia fractures, the systems generally used for characterizing soft-tissue injury can be applied appropriately

The Tscherne system has been employed for classifying soft-tissue injuries that occur with closed frac-tures This system grades injuries from 0 (minor contusions) to III (severe closed degloving, potentially limb-threatening), and has been widely used to characterize closed soft-tissue injury in multiple studies

Fractures in the proximal tibia have proved more severe than

middle-third and distal-middle-third injuries and fre-quently are associated with high-grade soft-tissue lesions.17

The Gustilo-Anderson classifica-tion is the system most commonly used for open fracture grading Al-though limited by low interobserver reliability, it is still a useful clinical tool.16 There are five injury-severity grades, with the higher grades being associated with increased rates of in-fection, amputation, and nonunion Segmental tibial fractures, even those with an apparently small soft-tissue wound, are classified as high-grade (IIIA) injuries because there is severe underlying soft-tissue disruption This is of particular importance as proximal tibia injuries with segmen-tal fracture patterns and little appar-ent soft-tissue loss are in fact high-grade injuries

The AO classification is currently the most comprehensive system for describing tibial fracture patterns (Fig 1) This system considers

non-Type A2.1 (lateral oblique)

Type A2.1 (medial oblique)

Type A2.2 (anterior oblique)

Type A3.1 (intact wedge)

Type A3.2 (fragmented wedge)

Type A3.3 (complex comminution)

Type A2.3 (transverse)

Figure 1 The AO classification is currently the most comprehensive system for describ-ing tibial fracture patterns An advantage is that it distdescrib-inguishes between simple (type A2) and comminuted (type A3) fractures in the proximal extra-articular segment.

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articular proximal tibia fractures

separately from tibial shaft and

pla-teau fractures Furthermore, it

distin-guishes between simple (type A2)

and comminuted (type A3) fractures

of the proximal extra-articular tibia

Comminuted fractures are generally

more unstable Other factors,

in-cluding initial displacement, fracture

pattern, and severity of soft-tissue

damage, must also be considered to

develop an accurate assessment of

the fracture character; however,

those characteristics are not included

in the AO classification.18,19 Finally,

the reproducibility of the

classifica-tion of individual injuries is suspect,

as intraobserver and interobserver

reliability have not been validated

Evaluation and Diagnosis

After the initial trauma evaluation

addressing life-threatening injuries,

the orthopaedic evaluation begins

with assessment of soft-tissue

in-tegrity and the neurovascular status

of the extremity This is followed

by a systematic survey of all

associ-ated injuries Particular attention

must be paid to indicators of

sub-stantial soft-tissue injury, such as

swelling, lacerations, abrasions, and

areas of contusion

The mechanism of injury of

prox-imal tibia fractures is often impact

to a pedestrian by a motor vehicle

The extent of soft-tissue damage

associated with a tibial fracture

caused by this mechanism is often

grossly underestimated.2 Any small

puncture wound through the dermis

must be presumed to be due to an

open fracture

Compartment pressures are

higher in proximal-third fractures

than in middle- and distal-third

fractures.3 Initial pressure

measure-ments should be performed in all

cases in which a reliable physical

examination is not possible (e.g., in

unconscious, sedated, intoxicated,

or head-injured patients) Serial or

continuous measurement may be warranted if elevated pressures are clinically suspected but not above the threshold for release (i.e., ≤30

mm Hg) on initial evaluation (e.g., tense compartments) In the alert patient, excessive pain, pain with passive extension or flexion of the toes, or neurovascular compromise warrants compartment pressure measurement Only the early recog-nition and treatment of tibial com-partment syndrome will avoid mus-cle necrosis, irreversible nerve dam-age, and the resultant functional loss

Sets of orthogonal radiographs centered on the tibia and knee are the basis for fracture characteriza-tion The degree of comminution, amount of initial displacement, and fracture planes are noted, as well as the distance from the fracture to the tibial plateau and the tubercle

Fracture lines must be visualized in their entirety

In cases of hemarthrosis with radiographically questionable artic-ular involvement, a sterile knee aspi-rate can be obtained to assess the joint The presence of intra-articular fat suggests intra-articular fracture

If articular extension is suspected, further imaging must be pursued

Plateau views (with the tube angled slightly caudad) may reveal hidden fractures of the plateau or tibial spine A computed tomographic study with reconstructions best depicts intra-articular and periartic-ular fracture patterns, although they are of little value in analyzing nonarticular fracture patterns

Soft-Tissue Management

High-energy injuries typically in-volve severe soft-tissue damage

Most severe closed injuries merit observation before fixation The as-sessment of the severity of the soft-tissue injury is one of the major fac-tors in determining the optimal definitive management of a given

fracture Fracture blisters and abra-sions should be covered with non-adherent dressings, and splints should be used to provide tempo-rary stabilization Limb elevation and compressive dressings can di-minish swelling and decrease pain Healing of blood blisters and the return of skin wrinkling after mas-sive swelling are good indicators of resolution of soft-tissue trauma Open fractures require immediate irrigation and debridement of devi-talized tissue With massive skin and muscle damage, early secondary coverage procedures are frequently necessary to effect wound closure Gastrocnemius rotational flaps are useful for proximal tibia injuries, although large wounds or extensive damage may necessitate alternative flap options (i.e., soleus and free flaps)

Closed Treatment

Closed treatment of displaced frac-tures involves traction and manipu-lation of the extremity to restore an acceptable relationship between the proximal and distal fragments by correcting translation or angulation Closed management with either casting or functional bracing is inef-fective in maintaining restored length after reduction Those inju-ries that tend to shorten are, there-fore, best treated by other methods

Technique

For three-point molding to main-tain a reduction, the fracture region must have an intact periosteal sleeve, which must be placed under tension Unfortunately, the short proximal fragment is difficult to manipulate and control with these methods When casting is indicated, most authors agree that a well-molded long leg cast is most effective for the first 2 to 3 weeks.4 By including the knee in approximately 10 to 20 de-grees of flexion, rotational control in

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the cast is facilitated, although some

authors recommend less flexion to

avoid anterior angulation of the

fracture.4 All bony prominences

re-quire careful padding, with special

attention to the anterior spike of the

proximal fragment

After approximately 3 weeks, the

long leg cast can be replaced with a

hinged fracture brace constructed

of either molded plastic or plaster.4

The thigh component should extend

as far proximally as possible,

gener-ally just distal to the medial

peri-neal crease In injuries at the junction

of the proximal and middle thirds,

a longer proximal fragment may be

controlled in a patellar tendon–

bearing cast or brace Generally,

pa-tients can progress to weight

bear-ing as tolerated until callus is visible

radiographically, at which time full

weight bearing can be initiated

Clinical Results

There are few studies on closed

treatment of extra-articular proximal

tibia fractures Sarmiento et al4

doc-umented treatment of 68 patients

with nonarticular proximal tibia

fractures immobilized in a long leg

cast for an average of 3 weeks,

fol-lowed by conversion to a hinged

molded-plastic fracture brace

Ac-ceptable alignment was maintained

in 84% of 45 cases of combined

frac-tures of the tibia and fibula In cases

in which the fibula was intact, 61%

of patients had varus angulation of

more than 5 degrees at follow-up

The fibula acts as a lateral buttress,

with weight bearing leading to varus

deformity.4 Fibular osteotomy can

minimize this complication, but it

must be emphasized to the patient

that functional alignment, rather

than anatomic reduction, is the

treat-ment goal

The main advantage of closed

treatment is the avoidance of

surgi-cal risks, including postoperative

infection, tissue compromise, and

iatrogenic neurovascular injury

Successful closed management of a

proximal tibia fracture requires an experienced physician and a com-pliant patient Serial radiographs and multiple cast changes necessi-tate frequent clinic visits Early knee motion in either a patellar tendon–

bearing cast or a hinged brace can minimize knee stiffness, although long-term loss of range of motion has not been observed in most clin-ical series.4

Indications

Minimally or nondisplaced frac-tures of the proximal tibia and fibula without major soft-tissue or neuro-vascular injury are considered sta-ble and can be successfully treated

by closed methods even if the fibula

is intact Closed management of unstable fractures is possible if a re-duction can be obtained and main-tained; however, close observation

is necessary to detect the develop-ment of malaligndevelop-ment Closed treatment of an unstable fracture with an intact fibula is not recom-mended, as the rate of varus mal-union is high Although some au-thors recommend fibular osteotomy

to relieve this deforming force, these unstable injuries are best treated by operative fixation of the tibia Cast management is unsuitable for pa-tients with significant closed or open soft-tissue injuries, as these are usually unstable and the soft tis-sues require frequent monitoring

Plating

Open plating entails considerable surgical exposure to directly visual-ize and anatomically reduce the fracture This technique has led to substantial soft-tissue complication rates in some diaphyseal and proxi-mal intra-articular fractures and is a recognized risk with high-energy metaphyseal injuries.12,13,20 Although these complications have not been reported specifically for plate fixa-tion of nonarticular proximal

me-taphyseal fractures, the concepts of limiting soft-tissue dissection and decreasing the length and size of plate constructs are both applicable and prudent

Technique

Unilateral plate osteosynthesis of simple displaced extra-articular me-taphyseal fractures can be achieved with either a medial or a lateral plate A plate is effective as an anti-glide device on the side of the distal spike of an oblique fracture Better soft-tissue coverage is thought to make lateral plating safer so that lat-erally comminuted fractures can be stabilized in this manner With medial comminution, greater dam-age of the thin soft-tissue envelope generally precludes immediate open medial plating These fractures are better stabilized by other methods Fragmentation of both cortices re-quires medial and lateral buttress-ing In these situations, success has been documented with composite fixation, in which a simple external-fixator construct is used to maintain medial length while a lateral metaph-yseal plate is applied through a limi-ted anterolateral incision.13,21

Clinical Results

Bolhofner13examined the out-come of composite fixation in 41 patients with extra-articular proximal tibia fractures with varying degrees

of open and closed soft-tissue injury

In all cases, a medial external fixator was applied after closed reduction After the fracture had been stabilized with single proximal and distal Schanz pins, the metaphysis was sur-gically approached through an ante-rolateral incision Final reduction and fixation were achieved with a contoured 4.5-mm dynamic com-pression plate For additional medial stability, a third fixator pin was added in the distal fragment when necessary (Fig 2) External fixators were removed after an average of 8.4 weeks Pin-track infections occurred

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in 12% of cases, and surgical

debride-ment for deep wound infection was

required in 5% of cases Only one

malunion (6 degrees of varus

angula-tion) was reported No instance of

hardware failure was observed

In a series of 18 complex

proxi-mal tibia fractures, Gerber and

Ganz21also used lateral plating

with medial external fixation One

case of deep wound infection and

one malunion were reported There

were no pin-track infections that

required surgical intervention Ries

and Meinhard14used a similar

con-struct to treat 8 intra-articular and

metaphyseal injuries However,

they applied the lateral plate first,

followed by medial external fixation

The advantages of plating include

direct visualization and reduction of

the fracture Higher infection rates,

hardware prominence, and stress

risers after plate and screw removal

are potential disadvantages Con-struct failure, particularly in osteo-penic bone, is an important theoreti-cal limitation Lateral plating with medial comminution can lead to varus collapse if additional stability

is not provided

Indications

Plating is useful for simple un-stable (displaced) transverse or oblique fractures in the proximal metaphysis In closed fractures with minimal soft-tissue compro-mise, plates can be strategically placed to control angulation of oblique fractures For comminuted patterns, the best results with these implants have been reported with lateral plating and medial external fixation Combined medial-lateral open plating should be avoided for high-energy comminuted fractures, especially in situations with severe closed or open soft-tissue lesions

For plating techniques to be safely performed, the condition of the soft-tissue sleeve is of foremost importance

External Fixation Technique

External fixation allows satisfac-tory stabilization of most extra-articular proximal tibia fractures

Pins should be placed only through intact skin and soft tissue, and strict adherence to recommended corri-dors is advocated to avoid neuro-vascular damage Behrens and Searls22delineated a 220-degree

“safe arc” through which external fixator wires or pins may be inserted into the proximal metaphysis This arc extends from the proximal tibio-fibular joint anteriorly across the front of the tibia to the posterome-dial cortex Placement of pins out-side this safe corridor risks injury to neurovascular structures

Fractures are reduced with a combination of traction and

manip-ulation and stabilized with percuta-neously inserted pins or wires con-nected to rings and/or longitudinal struts The general principles of ex-ternal fixation, including maximal pin spread, use of large-diameter pins, and minimization of strut-to-bone distance, should be observed to maximize construct stability Bi-planar and multiBi-planar pin fixators are very useful for proximal tibia fractures, as stable fixation of short proximal fragments often necessi-tates placement of at least two pins

at the same transverse level These can be connected to two or more half-pins in the distal fragment with two or more longitudinal rods.22

For example, a delta-type construct, with medial and lateral Schanz pins

in the proximal fragment, is a com-monly used construct If there is sufficient length for placement of two longitudinal pins in the proxi-mal fragment, some fractures are amenable to treatment in a simple monolateral frame

Another option is application of a hybrid external fixator involving insertion of at least three thin cross-ing wires attached to a proximal five-eighths ring.20,23 If only two crossing wires can be safely placed, the addition of a single half-pin can increase fixation to the proximal fragment This is subsequently con-nected to two or more distal shaft pins by two or more longitudinal struts Some surgeons prefer to use tensioned olive wires in the proxi-mal fragment23(Fig 3), which theo-retically limit medial-lateral transla-tion better than nonbeaded implants; however, this benefit has not been demonstrated biomechanically When considering proximal wire placement, it is important to note that the synovial cavity of the knee extends as far as 14 mm below the joint line22,24,25and often includes the proximal tibiofibular joint.26

Placement of external fixation wires through this region of redundant synovium can allow bacterial

seed-Figure 2 A, Additional screws are placed

in the distal portion of the plate, and the

push-pull screw is then removed B, If

ad-ditional stability is required because of the

fracture pattern, the fibular fracture may be

repaired with a 3.5-mm dynamic

compres-sion plate Medial stability may be obtained

by placing an additional medial Schanz

screw (Adapted with permission from

Bolhofner BR: Indirect reduction and

com-posite fixation of extraarticular proximal

tibial fractures Clin Orthop 1995;315:75-83.)

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ing of the knee joint, with

subse-quent pyarthrosis.5 It is, therefore,

recommended that all external

fixa-tion wires be placed at least 15 mm

distal to the plateau surface.24,25

Some surgeons routinely insert

wires through the fibular head in

an attempt to improve wire offset

In the anterior half of the joint, pin

or wire placement may be possible

without risk of synovial

perfora-tion,24 although staying anterior to

the proximal fibula will generally

avoid perforation of capsular

re-flections

Clinical Results

The availability of clinical data

concerning extra-articular proximal

tibia fractures treated by external

fixation alone is limited Zecher et

al23reported on 5 extra-articular

metaphyseal injuries in a series of 21

high-energy fractures; treatment

with the Monticelli-Spinelli hybrid

fixator yielded satisfactory results

Weiner et al20 reported generally

satisfactory results with use of a

combination of external and internal

fixation to treat 50 proximal injuries,

5 of which were high-energy

nonar-ticular proximal tibia fractures

There is as yet no published series

of nonarticular proximal tibial frac-tures treated by external fixation alone

The main advantage of external fixation is that reduction and stabi-lization of the fracture fragments is possible with minimal additional insult to the soft-tissue sleeve If properly constructed, these devices are strong enough to provide stable fixation for most fracture patterns

in the proximal tibia External fixa-tion enables early range-of-mofixa-tion exercises and secondary adjustment

of initial or secondary malalign-ment.20 Weight bearing is possible with stable reductions and very sta-ble frame constructs

External fixation is limited by the need for close and prolonged super-vision with repeated office visits to assess and ensure acceptable align-ment.27 Pin-track infections are common and require intensive local care and occasionally systemic anti-biotics Secondary knee pyarthrosis, uncommon with plating or nailing, has been observed in periarticular fractures treated with external

fixa-tion and may be attributed to place-ment of wires through the synovial reflection of the knee below the tib-ial articular surface.5,25 However, most reported cases have involved articular injuries, rather than proxi-mal nonarticular fractures, which afford more room for pin placement Severe open or closed injury pat-terns sometimes preclude immedi-ate definitive fixation of the fracture

In these situations, a spanning exter-nal fixator can be placed to provide temporary stabilization without causing further damage to the soft-tissue sleeve of the proximal portion

of the leg Two different techniques have been described Cole et al28 rec-ommended a construct consisting of three laterally placed distal-femoral-shaft pins connected to a transos-seous calcaneal pin by means of two long rods, effectively providing portable traction to the fracture site

In their series of periarticular inju-ries, Anglen and Aleto29 used two anterior femoral and two anterome-dial distal tibial pins spanned by double-stacked rods to maintain length and alignment while soft tis-sues stabilized Other frame

con-Figure 3 A, Preoperative radiographs of a lateral oblique metaphyseal fracture with some comminution Note the apex anterior

angula-tion and posterior translaangula-tion on the lateral view and the marked medial translaangula-tion on the anteroposterior view The proximal fragment

is relatively short B, Multiplanar tensioned olive wires effectively stabilize the proximal fragment in a hybrid external-fixator construct.

Excellent sagittal alignment was achieved, as well as correction of coronal translation.

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structs are possible, all of which

have the same goal of keeping the

pins outside the zone of injury and

definitive fixation

Indications

External fixators can stabilize

most fractures of the proximal tibia

and are particularly useful for

frac-tures that are complicated by

exten-sive soft-tissue compromise and for

patients who have sustained

poly-trauma Circumferential skin

dam-age at the level of the proximal tibia

may preclude placement of wires or

pins In this situation, immediate

spanning external fixation is

indi-cated for initial management

Intramedullary Nailing

Intramedullary nailing has recently

become more widely used for

non-articular proximal tibia fractures,

although high rates of malunion

have been reported Eccentric

start-ing portals within the wide

intramed-ullary canal of the proximal tibia

can lead to malalignment as the nail

passes into the more constrained

canal of the distal fragment Careful

planning, meticulous attention to

technical detail, and the use of

re-cently described techniques are

helpful in preventing these

deformi-ties (Fig 4)

Clinical Results

Many reports of intramedullary

nailing of tibial shaft fractures have

been documented, but few deal

specifically with proximal tibia

injuries.1,6 In a radiographic

analy-sis of immediately postoperative

alignment in 145 tibial fractures,

Freedman and Johnson6 reported a

58% rate of malunion in

proximal-third injuries, compared with 7%

and 8% rates of malalignment in

middle-third and distal-third

frac-tures, respectively Four cases of

valgus deformity and five cases of

anterior angulation were reported

The propensity for valgus deformity was attributed to the average medial entrance angle of 9.5 degrees, which was potentiated by a medial starting portal The investigators recom-mended a central or lateral portal to avoid angulation The locking con-figuration used with the proximal injuries was not specified; however, many nails used in the series were not locked or were locked dynami-cally In a smaller series in which dy-namically locked nails were used, Templeman et al7documented loss of alignment in 20% of proximal-third fractures, with oblique fractures being among the least stable Nei-ther group of investigators reported proximal fracture-fragment length, which is an important technical and biomechanical consideration.11

Lang et al1 treated 32 nonarticu-lar proximal-third fractures with statically locked intramedullary nails At least 5 degrees of valgus angulation was noted in 18 fractures (56%), and 9 fractures (22%) had 10 degrees or more of apex anterior deformity Loss of fixation was re-ported in 8 fractures, which the authors attributed to proximal lock-ing with only one screw in 50% of cases A single screw does not pre-vent rotation of the proximal frag-ment in the sagittal plane A poste-rior entrance angle and a nail bend distal to the fracture site contributed

to sagittal malalignment, and a me-dial starting portal accentuated by a medial parapatellar approach con-tributed to coronal malalignment

As in previous studies, proximal fragment length was not recorded

The authors illustrated the use of supplemental unicortical plate fixa-tion in conjuncfixa-tion with nailing to improve fracture alignment

The direction and location of prox-imal locking may make a difference

In a biomechanical study, Henley et

al11 compared the axial, torsional, and varus-valgus stiffness of differ-ent proximal locking-screw con-structs in models of both a simple

transverse fracture and a comminuted fracture of the shaft of the proximal tibia In the comminuted bone, two coronal screws were stiffer than two oblique (90-degree) screws under axial tension, although this was ex-plained by insertion of the oblique screws more proximally in the softer metaphyseal bone Valgus-varus stiffness was greater with oblique constructs in both the simple and the comminuted model, with statistically significant differences observed in the former Stability against flexion and extension forces was not tested The authors concluded that more proximal locking enables fixation of a greater number of fractures with bet-ter control of coronal angulation, but that axial stability may be compro-mised

The true intramedullary canal begins about 4 cm distal to the tibial tubercle In the uppermost portion

of the proximal tibia, the intramed-ullary central axis is more often lat-eral rather than medial to the center

Figure 4 Postoperative anteroposterior

(A) and lateral (B) radiographs after locked

nailing of a proximal tibia fracture illus-trate angulatory and translational deformi-ties in both the coronal and the sagittal plane.

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of the tibial plateau.30,31 It has been

suggested that lateral starting points

may allow better direction of nails

into the canal In addition to

allow-ing better anatomic alignment with

the canal, a lateral portal has been

demonstrated to lower anterior

de-forming forces within the proximal

tibia in cadaveric biomechanical

studies.31

Because a posterior entrance

an-gle is recognized as a cause of

ante-rior angulation, alternative starting

portals have been suggested The

standard techniques utilize an

en-trance through the oblique facet of

the tibial metaphysis 2 cm above the

tubercle Tornetta32 described a

more proximal and posterior portal,

just anterior to the insertion of the

anterior cruciate ligament Similarly,

Buehler et al10described a more

proximal and lateral entry point in

line with the lateral intercondylar

eminence In cadaveric

biomechani-cal studies, similar portals have

dem-onstrated lower angular deforming

forces with nail insertion than have

been found with more distal and

medial sites.33

Alignment adjustments are

diffi-cult after nail insertion Minor

adjust-ments of valgus or varus

malalign-ment can be achieved by rotating the

nail externally or internally,

respec-tively, to use the nail bend to reduce

the malalignment at the expense of

translating the proximal fragment

If this technique is used, the surgeon

must be aware that the locking holes

are no longer in the standard

posi-tion, and, as a result, insertion of the

cross-locking screws may endanger

neurovascular structures

With resistant angulation, coronal

blocking screws can be implanted

before nail insertion to effectively

reduce the posterior intramedullary

space.9 This forces the nail toward

the anterior cortex of the proximal

fragment.28,32 Similarly, sagittal

blocking screws can be used to aid

coronal alignment If malalignment

develops during nail insertion,

ex-traction, placement of blocking screws, and nail reinsertion may im-prove alignment

Extension forces placed on the proximal fragment with knee hy-perflexion during nailing are also believed to contribute to anterior angulation.8,10 To minimize this, Tornetta and Collins8employed a semiextended approach for tibial nailing In 25 fractures, they intro-duced nonreamed nails through a medial parapatellar approach With the patella retracted, the portal was accessible, and the nail was easily in-serted while the knee was held in approximately 15 degrees of flexion, reducing the pull of the patellar ten-don After passage across the frac-ture site, the nail is locked in relative extension, which may be facilitated

by newer L-shaped proximal jig de-signs

Locked intramedullary nail fixa-tion of proximal tibia fractures has the

advantage of a closed reduction, which maintains the integrity of the perifracture soft-tissue sleeve Locked intramedullary nailing has made it possible to stabilize proximal tibia fractures with fragments long enough

to accept two proximal locking bolts (Fig 5) The device is completely internal and thus is acceptable to pa-tients and can facilitate early weight bearing by those with unstable in-juries

Utilization of intramedullary nail-ing is limited by the fact that it is applicable only to fractures with suf-ficiently long proximal fragments, and even in that setting it is techni-cally demanding As locking-screw location and orientation vary among implant types, careful preoperative measurement of fragment length on both anteroposterior and lateral views is crucial In addition, frag-ment length should be considered in regard to the nail bend, which

Figure 5 A, Initial radiograph of a proximal tibia fracture B, The proximal fragment

was long enough (7 cm) to accept two proximal locking nails C, An oblique locking screw

was added to enhance coronal stability The nail bend was located at the fracture site in this case; however, it is preferable for the nail bend to be above the fracture to prevent apex anterior angulation of the proximal fragment.

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should be kept proximal to the

frac-ture site to prevent posterior

transla-tion Gross contamination or severe

soft-tissue injury should not be

pres-ent at the nail-pres-entry site If these

cri-teria cannot be satisfied, alternative

methods of stabilization, such as

ex-ternal fixation, should be considered

Indications

Fractures with proximal

frag-ments sufficiently long to accept

two locking screws and with

mini-mal soft-tissue injury around the

knee can be successfully nailed In

large part because of the

insuffi-cient clinical data correlating

frag-ment size with outcome, the exact

fragment length remains arbitrary and subject to surgeon experience;

5 to 6 cm is probably a reasonable estimation More proximal injuries

at or above the level of the tibial tubercle are very difficult to control with a nail and are best treated with another method

Decision Making

In the management of proximal tibia fractures, a neglected or mis-judged soft-tissue injury can lead to devastating complications, includ-ing soft-tissue slough and postoper-ative infection, which may

necessi-tate amputation The surgeon must, therefore, consider fractures with a seriously compromised soft-tissue sleeve as different from those with less soft-tissue trauma The severity

of the soft-tissue injury is the first discriminator in the proposed algo-rithm (Fig 6)

Stable, nondisplaced, and mally displaced fractures with mini-mal soft-tissue injury can be treated

in a closed manner If the reduction

is lost or soft-tissue compromise develops, surgical stabilization is recommended External fixation is the most reasonable alternative for unstable fracture patterns with short proximal fragments, although

Proximal tibia fracture

Stable

fracture

Unstable fracture

Short proximal

stabilization

Short proximal fragment

Long proximal fragment

Short proximal fragment

Nonemergent stabilization

Long proximal fragment Long

leg cast

Loss of

reduction

External fixation

(preferred) or plate fixation

Spanning external fixator

Soft-tissue healed, bone covered

Swelling decreased, blisters resolve

Open fracture, compartment syndrome, vascular repair

Intramedullary nailing (preferred)

or external fixation

or plate fixation

External fixation

or unilateral plate fixation or composite fixation

If nail portal intact, external fixation or immediate intra-medullary nailing

Bulky dressing, splint, and observation or spanning external fixator (for very unstable fractures)

Closed fracture,

no limb-threatening condition

Figure 6 Treatment algorithm for proximal tibia fractures with minimal or severe soft-tissue injury.

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some surgeons prefer plate fixation.

A lateral buttress plate can be used

to stabilize lateral comminution

and can be supplemented with a

medially placed fixator

Intramed-ullary nailing is a good choice for

unstable injuries with minimal

soft-tissue injury and proximal

frag-ments longer than 5 or 6 cm For

surgeons inexperienced or

uncom-fortable with nailing, external

fixa-tion and plate fixafixa-tion remain viable

alternatives

In proximal tibia fractures

com-plicated by severe soft-tissue

inju-ries, the primary focus is on the

soft-tissue lesion In some cases,

definitive fixation is delayed until

the soft tissues have stabilized

Closed lesions with short proximal

fragments warrant prolonged

ob-servation (up to 2 weeks) while

being temporarily stabilized in a

soft dressing and splint If there is

significant fracture displacement

and instability, a joint-spanning

fix-ator may be used Disappearance of

blood blisters, return of skin

wrin-kling, and diminution of swelling

are indicators of resolving

soft-tissue trauma With short proximal

fragments, definitive fixation can be

achieved with an external fixator, plate osteosynthesis, or both With long fragments with more distal closed soft-tissue lesions, primary nailing can be attempted if the nail-entry site is out of the zone of injury, although external fixation is pre-ferred by some surgeons

All open wounds require prompt irrigation, debridement, and fracture stabilization Fractures with severe open wounds and small proximal fragments are best stabilized initially with a spanning external fixator across the knee Delayed conversion

to a fixator applied only to the tibia is the most widely recommended choice for definitive stabilization, although with stable soft-tissue clo-sure, plate fixation remains an alter-native An external fixator supple-mented with a lateral plate is useful for comminuted patterns If the proximal fragment is large and the open wound is not contaminated, ini-tial immobilization can be effected with an intramedullary nail if the entry site is out of the zone of injury

Alternatively, if the wound is conta-minated or if it is the surgeon’s pref-erence, large proximal fragments may be treated with external fixation

Summary

Although there is a wide variety of injury patterns and treatment op-tions, most fractures involving the proximal third of the tibia can be managed successfully by assessing

in sequence the severity of the soft-tissue injury, the length of the bone fragment, and the stability of the fracture pattern Of the available treatment methods, external fixa-tion can be used for any of the de-scribed injury patterns Locked in-tramedullary nails are most useful and have some advantages for proximal tibia fractures with long proximal fragments and adequate soft-tissue coverage However, attention to several important fac-tors is necessary to prevent mal-alignment Plates are still used by some surgeons and have particular utility when there is an oblique fracture line With fracture com-minution, lateral plating should be augmented by medial external fixa-tion In cases of severe open or closed soft-tissue injury, plates should be used only with extreme caution or after the soft-tissue in-jury has completely stabilized

References

1 Lang GJ, Cohen BE, Bosse MJ, Kellam

JF: Proximal third tibial shaft

frac-tures: Should they be nailed? Clin

Orthop 1995;315:64-74.

2 Burgess AR, Poka A, Brumback RJ,

Flagle CL, Loeb PE, Ebraheim NA:

Pedestrian tibial injuries J Trauma

1987;27:596-601.

3 Halpern AA, Nagel DA: Anterior

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4 Sarmiento A, Kinman PB, Latta LL:

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5 Hutson JJ Jr, Zych GA: Infections in

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intramedul-lary nailing Clin Orthop 1995;315:25-33.

7 Templeman D, Larson C, Varecka T, Kyle RF: Decision making errors in

the use of interlocking tibial nails Clin

Orthop 1997;339:65-70.

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nailing of the proximal tibia Clin

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9 Krettek C, Stephan C, Schandelmaier P, Richter M, Pape HC, Miclau T: The use

of Poller screws as blocking screws in stabilising tibial fractures treated with

small diameter intramedullary nails J

Bone Joint Surg Br 1999;81:963-968.

10 Buehler KC, Green J, Woll TS, Duwelius PJ: A technique for intramedullary

nail-ing of proximal third tibia fractures J

Orthop Trauma 1997;11:218-223.

11 Henley MB, Meier M, Tencer AF: Influences of some design parameters

on the biomechanics of the unreamed

tibial intramedullary nail J Orthop

Trauma 1993;7:311-319.

12 Matthews DE, McGuire R, Freeland AE: Anterior unicortical buttress plat-ing in conjunction with an unreamed interlocking intramedullary nail for treatment of very proximal tibial

di-aphyseal fractures Orthopedics 1997;

20:647-648.

13 Bolhofner BR: Indirect reduction and composite fixation of extraarticular

proximal tibial fractures Clin Orthop

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