These take the form of: ž Point defects, such as vacant atomic sites or simply vacancies and interstitial atoms or simply intersti-tials where an atom sits in an interstice rather than a
Trang 1this mechanism of transformation, the factors which
determine the rate of phase change are: (1) the rate
of nucleation, N (i.e the number of nuclei formed in
unit volume in unit time) and (2) the rate of growth,
G (i.e the rate of increase in radius with time) Both
processes require activation energies, which in general
are not equal, but the values are much smaller than
that needed to change the whole structure from ˛ to ˇ
in one operation
Even with such an economical process as nucleation
and growth transformation, difficulties occur and it is
common to find that the transformation temperature,
even under the best experimental conditions, is slightly
higher on heating than on cooling This sluggishness
of the transformation is known as hysteresis, and is
attributed to the difficulties of nucleation, since
dif-fusion, which controls the growth process, is usually
high at temperatures near the transformation
tempera-ture and is, therefore, not rate-controlling Perhaps the
simplest phase change to indicate this is the
solidifica-tion of a liquid metal
The transformation temperature, as shown on the
equilibrium diagram, represents the point at which the
free energy of the solid phase is equal to that of the
liquid phase Thus, we may consider the transition, as
given in a phase diagram, to occur when the bulk or
chemical free energy change, Gv, is infinitesimally
small and negative, i.e when a small but positive
driv-ing force exists However, such a definition ignores the
process whereby the bulk liquid is transformed to bulk
solid, i.e nucleation and growth When the nucleus is
formed the atoms which make up the interface between
the new and old phase occupy positions of compromise
between the old and new structure, and as a result
these atoms have rather higher energies than the other
atoms Thus, there will always be a positive free energy
term opposing the transformation as a result of the
energy required to create the surface of interface
Con-sequently, the transformation will occur only when the
sum GvCGsbecomes negative, where Gsarises
from the surface energy of solid – liquid interface
Nor-mally, for the bulk phase change, the number of atoms
which form the interface is small and Gs compared
with Gv can be ignored However, during nucleation
Gv is small, since it is proportional to the amount
transformed, and Gs, the extra free energy of theboundary atoms, becomes important due to the largesurface area to volume ratio of small nuclei Thereforebefore transformation can take place the negative term
Gvmust be greater than the positive term Gsand,since Gvis zero at the equilibrium freezing point, itfollows that undercooling must result
in the formation of the nucleus of unit volume and
is the surface energy of unit area When thenuclei are small the positive surface energy termpredominates, while when they are large the negativevolume term predominates, so that the change in freeenergy as a function of nucleus size is as shown inFigure 3.46a This indicates that a critical nucleus sizeexists below which the free energy increases as thenucleus grows, and above which further growth canproceed with a lowering of free energy; Gmax may
be considered as the energy or work of nucleation W.Both rc and W may be calculated since dG/dr D
4 r2GvC8 r D 0 when r D rc and thus rcD
2 /Gv Substituting for rcgives
The surface energy factor is not strongly dependent
on temperature, but the greater the degree of cooling or supersaturation, the greater is the release
under-of chemical free energy and the smaller the criticalnucleus size and energy of nucleation This can beshown analytically since GvDH TS, and at
T D Te, GvD0, so that H D TeS It thereforefollows that
GvDTeTS D TSand because Gv/T, then
Figure 3.46 (a) Effect of nucleus size on the free energy of nucleus formation (b) Effect of undercooling on the rate of
precipitation.
Trang 2Consequently, since nuclei are formed by thermal
fluc-tuations, the probability of forming a smaller nucleus is
greatly improved, and the rate of nucleation increases
according to
Rate D A exp [Q/kT] exp [Gmax/kT
DA exp [Q C Gmax/kT] 3.14
The term exp [Q/kT] is introduced to allow for
the fact that rate of nucleus formation is in the limit
controlled by the rate of atomic migration Clearly,
with very extensive degrees of undercooling, when
Gmax−Q, the rate of nucleation approaches exp
[Q/kT] and, because of the slowness of atomic
mobility, this becomes small at low temperature
(Figure 3.46b) While this range of conditions can
be reached for liquid glasses the nucleation of liquid
metals normally occurs at temperatures before this
condition is reached (By splat cooling, small droplets
of the metal are cooled very rapidly 105K s 1 and
an amorphous solid may be produced.) Nevertheless,
the principles are of importance in metallurgy since
in the isothermal transformation of eutectoid steel, for
example, the rate of transformation initially increases
and then decreases with lowering of the transformation
temperature (see TTT curves, Chapter 8).
3.4.3 Heterogeneous nucleation
In practice, homogeneous nucleation rarely takes place
and heterogeneous nucleation occurs either on the
mould walls or on insoluble impurity particles From
equation (3.13) it is evident that a reduction in the
interfacial energy would facilitate nucleation at small
values of T Figure 3.47 shows how this occurs at
a mould wall or pre-existing solid particle, where the
nucleus has the shape of a spherical cap to minimize
the energy and the ‘wetting’ angle is given by the
balance of the interfacial tensions in the plane of the
mould wall, i.e cos D ML SM/ SL
The formation of the nucleus is associated with an
excess free energy given by
WheterogeneousDWhomogeneous[S]
The shape factor S 1 is dependent on the value
of and the work of nucleation is therefore less for
Figure 3.47 Schematic geometry of heterogeneous
nucleation.
heterogeneous nucleation When D 180°, no wetting
occurs and there is no reduction in W; when ! 0°
there is complete wetting and W ! 0; and when
0 < < 180°there is some wetting and W is reduced
3.4.4 Nucleation in solids
When the transformation takes place in the solid state,i.e between two solid phases, a second factor givingrise to hysteresis operates The new phase usuallyhas a different parameter and crystal structure fromthe old so that the transformation is accompanied bydimensional changes However, the changes in volumeand shape cannot occur freely because of the rigidity ofthe surrounding matrix, and elastic strains are induced.The strain energy and surface energy created by thenuclei of the new phase are positive contributions tothe free energy and so tend to oppose the transition.The total free energy change is
where A is the area of interface between the two phasesand the interfacial energy per unit area, and Gsisthe misfit strain energy per unit volume of new phase.For a spherical nucleus of the second phase
G D 43 r3GvGs C 4 r2 ... atoms
of the dislocation, as shown in Figure 4. 4a and 4. 4b
This causes the dislocation to climb, as discussed
in Section 4. 3 .4 The process whereby vacancies
are annihilated... screw dislocation (seeSection 4. 3 .4) and also of particular importance inmaterials that have been subjected to irradiation byhigh-energy particles
4. 2.2 Point defects in non-metallic... dislocation can be resolved into edge andscrew components The atomic structure of a simpleedge and screw dislocation is shown in Figure 4. 1 3and 4. 14
4. 3.3 The Burgers vector