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The following example demonstrates the creation of a UNIQUE constraint on the EmployeeID column: ALTER TABLE [HumanResources].[Employee] ADD CONSTRAINT AK_Employee_LoginID UNIQUE NONCLUS

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FIGURE 26.1 A primary key example

storage This is particularly important when the primary key is CLUSTERED, as in the case of

PK_Employee_BusinessEntityID The key values from the clustered index are used by all

nonclustered indexes as lookup keys If the clustered key is large, this consumes more

space and affects performance

Surrogate keys are often good choices for primary keys The BusinessEnityID column in

the Person.BusinessEntity table is an example of a surrogate key Surrogate keys consist

of a single column that automatically increments and is inherently unique, as in the case

of an identity column Surrogate keys are good candidates for primary keys because they

are implicitly unique and relatively short in length You should avoid using large,

multi-column indexes as primary keys They can impede performance because fewer index rows

can be stored on each index page The performance implications related to primary key

indexes and other indexes are discussed in more detail in Chapter 34, “Data Structures,

Indexes, and Performance.”

NOTE

Over the years, there has been much debate over the use of surrogate keys for primary

keys One school of thought is to avoid surrogate keys because insertions always occur

at the end of the primary key index and are not distributed This can lead to “hot

spots” in the index because the insert activity is always on the last page of the index

In addition, surrogate keys have no real meaning and are less intuitive than primary

keys that have meaning, such as lastname and firstname

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The other school of thought, in favor of using surrogate keys for primary keys,

empha-sizes the importance of defining primary keys that are not based on meaningful

columns If meaningful columns are used and the definitions of those columns change,

this can have a significant impact on the table that contains the primary key and any

tables related to it Those in favor of using surrogate keys as primary keys also focus

on the relatively small key size, which is good for performance and reduces pages

splits because the values are always inserted into the index sequentially

The UNIQUE Constraint

The UNIQUE constraint is functionally similar to PRIMARY KEY It also uses a unique index

to enforce uniqueness, but unlike PRIMARY KEY, it allows nulls in the columns that

partici-pate in the UNIQUE constraint The definition of a UNIQUE constraint with columns that are

nulls is generally impractical The value of NULL is considered a unique value, so you are

limited to the number of rows that can be inserted with NULL values For example, only

one row with a NULL value in the constraint column can be inserted if the UNIQUE

constraint is based on a single column UNIQUE constraints with multiple nullable columns

can have more than one row with null values in the constraint keys, but the number of

rows is limited to the combination of unique values across all the columns

An alternate unique key on the SalesTaxRate table is a good example of a unique constraint

in the AdventureWorks2008 database The AK_SalesTaxRate_StateProvinceID_TaxType

index contain the StateProvinceId and TaxType columns Each of these columns is

defined as NOT NULL In simple terms this means that TaxTypes must be unique within

each state or province If, however, the StateProvinceID was nullable then you could have

one row for a given TaxType that is null then all other rows for that tax type must have

the StateProvinceID to make the combination of StateProvinceId and Tax Type unique

You generally use a UNIQUE constraint when a column other than the primary key must be

guaranteed to be unique For example, consider the Employee table example used in the

previous section The primary key on the identity column EmployeeID ensures that a

unique value will be assigned to each employee row, but it does not prevent duplication

in any of the other columns For example, every row in the Employee table could have the

same LoginID setting if no other UNIQUE constraints were found on this table Generally,

each employee should have his or her own unique LoginID You can enforce this policy by

adding a UNIQUE constraint on the LoginID column The following example demonstrates

the creation of a UNIQUE constraint on the EmployeeID column:

ALTER TABLE [HumanResources].[Employee]

ADD CONSTRAINT AK_Employee_LoginID

UNIQUE NONCLUSTERED (LoginID ASC)

As with PRIMARY KEY constraints, a unique index is created whenever a UNIQUE constraint

is created If you drop the UNIQUE constraint, you drop the unique index as well

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Conversely, if you drop the unique index, you indirectly drop the UNIQUE constraint, too

You can implement a UNIQUE constraint as a constraint or an index To illustrate this, the

following example shows the creation of the same UNIQUE constraint on Employee_LoginID

as before, this time using an index:

CREATE UNIQUE NONCLUSTERED INDEX [AK_Employee_LoginID]

ON [HumanResources].[Employee]

(LoginID ASC)

NOTE

Although UNIQUE constraints and unique indexes achieve the same goal, they must be

managed based on how they were created In other words, if you create a UNIQUE

con-straint on a table, you cannot directly drop the associated unique index If you try to

drop the unique index directly, you get a message stating that an explicit DROP INDEX is

not allowed and that it is being used for unique key constraint enforcement To drop the

UNIQUE constraint, you must use the DROP CONSTRAINT syntax associated with the

ALTER TABLE statement Similarly, if you create a unique index, you cannot drop that

index by using a DROP CONSTRAINT statement; you must use DROP INDEX instead

You can have more than one unique constraint per table When creating unique

constraints, you have all the standard index-creation options available These options

include how the underlying index is clustered, the fill factor, and a myriad of other index

options

The FOREIGN KEY Referential Integrity Constraint

The basic premise of a relational database is that tables are related These relationships are

maintained and enforced via referential integrity FOREIGN KEY constraints are the

declara-tive means for enforcing referential integrity in SQL Server You implement FOREIGN KEY

constraints by relating one or more columns in a table to the columns in a primary key or

unique index The columns in the referencing table can be referred to as foreign key

columns The table with the primary key or unique index can be referred to as the primary

table Figure 26.2 shows a relationship between the BusinessEntityAddress table and

BusinessEntityAddress table The foreign key in this example is AddressTypeID on the

BusinessEntityAddress table AddressTypeID on this table is related to the primary key

on the AddressTypeID table The foreign key relationship in this diagram is denoted by

the line between these two tables

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ptg FIGURE 26.2 A foreign key constraint on the BusinessEntityAddress table.

Once defined, a foreign key, by default, enforces the relationship between the tables in the

following ways:

Values in the foreign key columns must have a corresponding value in the primary

table If the new values in the foreign key columns do not exist in the primary table,

the insert or update operation fails

Values in the primary key or unique index that are referenced by the foreign key

table cannot be deleted If an attempt is made to delete a referenced value in the

primary table, the delete fails

Values in the primary key or unique index that are referenced by the foreign key

table cannot be modified If an attempt is made to change a referenced value in the

primary table, the update fails

In the case of the AddressType/BusinessEntityAddress relationship shown in Figure 26.2,

any AddressTypeID used in the BusinessEntityAddress table must have a corresponding

value in the AddressType table Listing 26.1 shows an INSERT statement in the

BusinessEntityAddress table that does not have a valid AddressTypeID entry in the

AddressType table The statement fails, and the resulting message is shown after the

INSERT statement A similar error message is displayed if an attempt is made to delete or

update values in the primary key or unique index that does not satisfy the foreign key

contraint

LISTING 26.1 A Foreign Key Conflict with INSERT

INSERT Person.BusinessEntityAddress

(BusinessEntityID,AddressID, AddressTypeID, rowguid, ModifiedDate)

VALUES (1,249, 9, NEWID(), GETDATE())

/* RESULTS OF INSERT FOLLOW

Msg 547, Level 16, State 0, Line 1

The INSERT statement conflicted with the FOREIGN KEY

constraint "FK_BusinessEntityAddress_AddressType_AddressTypeID"

The conflict occurred in database "AdventureWorks2008",

table "Person.AddressType", column 'AddressTypeID'

The statement has been terminated.*/

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The following example shows the T-SQL needed to create the foreign key relationship

between the AddressType and BusinessEntityAddress tables:

ALTER TABLE [Person].[BusinessEntityAddress]

ADD CONSTRAINT [FK_BusinessEntityAddress_AddressType_AddressTypeID]

FOREIGN KEY([AddressTypeID])

REFERENCES [Person].[AddressType]

([AddressTypeID])

When you create a FOREIGN KEY constraint, the related primary key or unique index must

exist first In the case of the AddressType/BusinessEntityAddress relationship, the

AddressType table and primary key on AddressTypeID must exist before you can create the

FK_BusinessEntityAddress_AddressType_AddressTypeID foreign key In addition, the data

types of the related columns must be the same The related columns in the two tables can

actually have different names, but in practice the columns are usually named the same

Naming the columns the same makes your database much more intuitive

NOTE

In addition to relating two different tables with a foreign key, you can also relate a table

to itself These self-referencing relationships are often found in organization tables or

employee tables For example, you could have an Employee table with a primary key of

EmployeeID This table could also have a ManagerID column In this case, ManagerID

on the Employee table has a relationship to the primary key index on EmployeeID The

manager is an employee, so it makes sense that they should have a valid EmployeeID

A foreign key on the Employee table will enforce this relationship and ensure that any

ManagerID points to a different row in the table with a valid EmployeeID

Cascading Referential Integrity

Cascading referential integrity has been around for some time and was introduced with

SQL Server 2000 This type of integrity allows for updates and deletions on the primary

table to be cascaded to the referencing foreign key tables By default, a FOREIGN KEY

constraint prevents updates and deletions to any primary key or unique index values

refer-enced by a foreign key With cascading referential integrity, you can bypass this restriction

and are able to define the type of action you want to occur when the updates and deletions

happen

You define the cascading actions on the FOREIGN KEY constraint, using the ON DELETE and

ON UPDATE clauses The ON DELETE clause defines the cascading action for deletions to the

primary table, and the ON UPDATE clause defines the actions for updates These clauses are

used with the CREATE TABLE or ALTER TABLE statements and are part of the REFERENCES

clause of these statements

You can specify the same cascading actions for updates and deletions:

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records that refer to the affected rows in the primary table If the CASCADE option is

used with the ON DELETE clause, any records in the foreign key table that refer to the

deleted rows in the primary table are also deleted When CASCADE is used with the ON

UPDATE clause, any updates to the primary table records are also made in the related

rows of the foreign key table

option except that the affected rows in the foreign key table are set to NULL when

deletions or updates are performed on the related primary table The value of NULL is

assigned to every column that is defined as part of the foreign key and requires that

each column in the foreign key allow null values

CASCADE option except that the affected rows in the foreign key table are set to the

default values defined on the columns when deletions or updates are performed on

the related primary table If you want to set this option, each column in the foreign

key must have a default definition assigned to it, or it must be defined as nullable If

no default definition is assigned to the column, NULL is used as the default value It

is imperative that the primary table have related records for the default or null

entries that can result from the cascading action For example, if you have a

two-col-umn foreign key, and each coltwo-col-umn has a default of 1, a corresponding record with

the key values of 1 and 1 needs to exist in the primary table, or the cascade action

fails The integrity of the relationship must be maintained

To illustrate the power of cascading actions, consider the AddressType/BusinessEntity

Address relationship used in previous examples Let’s say you want to remove the

associ-ated BusinessEntityAddress records when an AddressType record is deleted The addition

of the ON DELETE CASCADE clause at the bottom of the following foreign key definition

achieves this result:

ALTER TABLE [Person].[BusinessEntityAddress]

ADD CONSTRAINT [FK_BusinessEntityAddress_AddressType_AddressTypeID]

FOREIGN KEY([AddressTypeID])

REFERENCES [Person].[AddressType]

([AddressTypeID])

ON DELETE CASCADE

Keep in mind that other factors affect the successful execution of a cascading deletion If

other foreign keys exist on the table, and they do not have ON DELETE CASCADE specified,

the cascading actions do not succeed if a foreign key violation occurs on these tables In

addition, you need to consider the existence of triggers that may prevent deletions from

occurring Also, you need to consider that a series of cascading actions can be initiated by

a single DELETE statement This happens when you have many related tables, each of

which has cascading actions defined This approach works fine as long as there are no

circular references that cause one of the tables in the cascading tree to be affected by a

table lower in the tree

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If you want to specify the cascading action for updates, you can add an additional ON

UPDATE clause, along with the ON DELETE clause For example, you can change the foreign

key in the previous example so that BusinessEntityAddress records are set to NULL when

an update is made to the related key on the primary table This can be accomplished with

the following foreign key definition:

ALTER TABLE [Person].[BusinessEntityAddress]

ADD CONSTRAINT [FK_BusinessEntityAddress_AddressType_AddressTypeID]

FOREIGN KEY([AddressTypeID])

REFERENCES [Person].[AddressType]

([AddressTypeID])

ON DELETE CASCADE

ON UPDATE SET NULL

You can see that cascading referential integrity is a powerful tool However, it must be

used with caution Consider the fact that foreign keys without cascading actions may

prevent erroneous actions For example, if a DELETE statement is mistakenly executed

against the entire AddressType table, the deletion would fail before the records could be

deleted because foreign key tables are referencing the AddressType table This failure

would be a good thing If, however, the ON DELETE CASCADE clause were used in the

foreign key definitions, the erroneous deletion would succeed, and all the foreign key

records would be deleted as well

The CHECK Constraint

You can use the CHECK constraint to enforce domain integrity and to provide a means for

restricting the values that can be entered in a column A CHECK constraint is implemented

as a Boolean expression, and it must not be FALSE if the insertion or update is to proceed

The Boolean expression can reference other columns in the same table, but it cannot

refer-ence other tables Foreign keys and triggers can be used to referrefer-ence columns in other

tables, if needed The expression can also include functions that do not return results A

CHECK constraint that is defined on a specific column can reference only the values in the

column

CHECK constraints are good for ensuring the format of data inserted in a column and for

defining a list of acceptable values Columns with phone numbers or Social Security

numbers are good candidates for CHECK constraints that enforce formatting restrictions

Columns that have the data types money or integer can use CHECK constraints to ensure

that the values are always greater than or equal to zero A column that has a small fixed

number of valid values is also a good candidate for a CHECK constraint A fixed number of

values can be defined in the CHECK constraint, and no additional table lookup or coding is

necessary to ensure that the valid values are inserted The following example shows a

CHECK constraint on the Employee table that checks the values for the Gender column:

ALTER TABLE [HumanResources].[Employee] WITH CHECK

ADD CONSTRAINT [CK_Employee_Gender]

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The CHECK constraint in this example ensures that only F or M is inserted in this column

These types of CHECK constraints are relatively fast and are preferred over FOREIGN KEY

constraints when the values are fixed

NOTE

Be careful with CHECK constraint expressions that can evaluate to NULL CHECK

con-straints allow insertions and updates to the table to proceed when the CHECK

con-straint expression does not evaluate to FALSE A NULL value is considered to be

unknown and does not evaluate to FALSE, so the insertion or update succeeds For

example, if you have a nullable column that has a constraint specifying that the value

must be greater than or equal to zero, this constraint does not prevent a NULL value

from being inserted into the column

Keep in mind that the creation of a CHECK constraint on a table that already has data in it

may fail This is due to a validation performed when the constraint is created If existing

data violates the constraint, the constraint is not created The only exception is to create

the constraint by using the NOCHECK option When this option is used, the existing data is

not checked, but any future updates or insertions are The following example shows the

creation of a CHECK constraint on the Employee table:

ALTER TABLE [HumanResources].[Employee] WITH NOCHECK

ADD CONSTRAINT [CK_Employee_Gender_F]

CHECK ((upper([Gender])=’F’))

The constraint is on the Gender column that already has a check constraint on it, which

ensures that the data values are only F or M The new constraint on the Gender column

specifies that the value must be F The existing data has values of F and M, but the NOCHECK

option allows you to add the constraint anyway

Any new rows added to the Employee table after the new CK_Employee_Gender_F CHECK

constraint has been added are then checked With multiple CHECK constraints defined on a

column, the constraints are evaluated in the order in which they were added to the table

In the preceding example, the CK_Employee_Gender constraint is evaluated first, and then

the new CK_Employee_Gender_F constraint is evaluated If a Gender value of F is entered,

both constraints evaluate to TRUE, and the change is accepted If a value of M is inserted in

the Gender column, the CK_Employee_Gender constraint succeeds, but the

CK_Employee_Gender_F constraint fails, and the change is rejected

Creating Constraints

You can define constraints on a single column or on multiple columns Single-column

constraints are referred to as column-level constraints You can define this type of

constraint when you create the column on the table Constraints that reference multiple

columns must be defined on the table and are considered table-level constraints

Table-level constraints must be defined after all the referenced columns in the table are created

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Using T-SQL to Create Constraints

You can create constraints with T-SQL by using the CREATE TABLE or ALTER TABLE

state-ment When you create a column-level constraint by using the CREATE TABLE statement,

the CONSTRAINT keyword and constraint definition are included immediately after the

column definition Table-level constraints defined with the CREATE TABLE statement are

specified after the column list in the table definition

The Customer table in the Adventureworks2008 database is a good example of a table that

has several different types of constraints Listing 26.2 shows the CREATE TABLE command,

along with the constraint definitions for a table named Customer2 that is modeled after

the Customer table All the constraints in this example have been included in the CREATE

TABLE statement The constraints on this table include PRIMARY KEY, FOREIGN KEY, and

CHECK constraints You can find all the constraints in the CREATE TABLE statement by

looking for the CONSTRAINT keyword

LISTING 26.2 Creating Constraints by Using a CREATE TABLE Statement

CREATE TABLE [Sales].[Customer2](

[CustomerID] [int] IDENTITY(1,1) NOT FOR REPLICATION NOT NULL,

[TerritoryID] [int] NULL,

[AccountNumber] AS

(isnull(‘AW’+[dbo].[ufnLeadingZeros]([CustomerID]),’’)),

[CustomerType] [nchar](1) NOT NULL

CONSTRAINT CK_Customer_CustomerType2 CHECK

((upper([CustomerType])=’I’ OR upper([CustomerType])=’S’)),

[rowguid] [uniqueidentifier] ROWGUIDCOL NOT NULL

CONSTRAINT [DF_Customer_rowguid2] DEFAULT (newid()),

[ModifiedDate] [datetime] NOT NULL

CONSTRAINT [DF_Customer_ModifiedDate2] DEFAULT (getdate()),

CONSTRAINT [PK_Customer_CustomerID2] PRIMARY KEY CLUSTERED

([CustomerID] ASC),

CONSTRAINT FK_Customer_SalesTerritory_TerritoryID2 FOREIGN KEY

([TerritoryID])

REFERENCES [Sales].[SalesTerritory] ([TerritoryID])

)

GO

Generally, it is easier to manage constraints by using the ALTER TABLE statement than by

integrating them into the CREATE TABLE statement One of the biggest reasons is that the

scripting capability in SQL Server Management Studio (SSMS) generates ALTER TABLE

state-ments for many of the constraints You can easily script a table and its constraints by

using SSMS, and you will find that SSMS uses the ALTER TABLE statement extensively

Listing 26.3 includes a statement to remove the Customer2 table and a subsequent set of

statements that re-creates the Customer2 table and utilizes the ALTER TABLE statement to

create several of the constraints The statements to re-create the Customer2 table were

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generated using the Object Explorer in SSMS Some of the constraints are created within

the initial CREATE TABLE statement, and some are created with the ALTER TABLE statement

LISTING 26.3 Creating Constraints by Using ALTER TABLE

IF EXISTS (SELECT * FROM dbo.sysobjects WHERE id

= OBJECT_ID(N’[Sales].[Customer2]’) AND OBJECTPROPERTY(id, N’IsUserTable’) = 1)

DROP TABLE [Sales].[Customer2]

go

CREATE TABLE [Sales].[Customer2](

[CustomerID] [int] IDENTITY(1,1) NOT FOR REPLICATION NOT NULL,

[TerritoryID] [int] NULL,

[AccountNumber] AS (isnull(‘AW’+[dbo].[ufnLeadingZeros]([CustomerID]),’’)),

[CustomerType] [nchar](1) COLLATE SQL_Latin1_General_CP1_CI_AS NOT NULL,

[rowguid] [uniqueidentifier] ROWGUIDCOL NOT NULL

CONSTRAINT [DF_Customer_rowguid2] DEFAULT (newid()),

[ModifiedDate] [datetime] NOT NULL

CONSTRAINT [DF_Customer_ModifiedDate2] DEFAULT (getdate()),

CONSTRAINT [PK_Customer_CustomerID2] PRIMARY KEY CLUSTERED

(

[CustomerID] ASC

) ON [PRIMARY]

) ON [PRIMARY]

GO

ALTER TABLE [Sales].[Customer2] WITH CHECK

ADD CONSTRAINT [FK_Customer_SalesTerritory_TerritoryID2]

FOREIGN KEY( [TerritoryID])

REFERENCES [Sales].[SalesTerritory] ( [TerritoryID])

GO

ALTER TABLE [Sales].[Customer2] WITH CHECK

ADD CONSTRAINT [CK_Customer_CustomerType2]

CHECK ((upper([CustomerType])=’I’ OR upper([CustomerType])=’S’))

Using SSMS to Create Constraints

Most of the examples used so far in this chapter use T-SQL to demonstrate constraints

SSMS simplifies the administration of constraints by providing a user-friendly interface

that allows you to view and manage constraints The visual tools available for managing

constraints in SSMS include the Object Explorer, Database Diagram Editor, and Table

Designer

Figure 26.3 shows the Object Explorer with the Constraints node expanded for the

Employee table and the New Constraint option selected The Constraints node contains

the CHECK and DEFAULT constraints for the table Notice in the Object Explorer that some

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