Howeve , the ISO 1 99 se ies does not suff iciently ad r s the biolo ical ev luation of the gas pathways of medical devices.. medical devic ins rument, a p ratus, implement, machine, a p
Trang 1Bioc ompatibility evaluation of
Part 1:
Év lu tion de la biocomp tibilité des v ies de g z re spiratoire s da s
le s a plications de soins de santé —
Partie 1: Év lu tion et essais a s ein d’u proc ssus de ge stion du
Trang 2COPYRIGHT PROTECTED DOCUMENT
© ISO 2017, P blshed in Sw itz rlan
A ll rig hts r eserved Unles otherw ise spe ified, nopar of this p blc tion ma y be r epr od c d or utilz d otherw ise in an form
or b an me ns, ele tr onic or me hanic l, inclu in p oto opying , or postin on the internet or an intranet , w ithout prior
written permis ion Permis ion c n be req esed from either ISO at the ad r es below or ISO’s member bod y in the c u try of
Trang 3F reword i v
Introduction v
1 Sc ope 1
2 Nor mati ve r eferenc es 2
3 Terms an definitions 2
4 General pr inciples ap l ying to biocomp tibilit evaluatio of medica l devic s 6
4.1 General 6
4.2 Ty pe t sts 7
4.3 Biocompatibilit ha za r d identification 8
4.4 Ex tent of risk asses ment 8
4.5 Biocompatibilit ev luation plan 9
4.6 S le tion of tes s 1
4.7 Subseq ent ev luation 1
5 Co taminatio of br eathing gas fr om ga s p thwa s 11
5.1 * Duration of use 1
5.2 Pa rticulat mat er (pm)emis ions 1
5.3 Volatile orga niccomp und (voc) emis ions 1
5.4 L acha ble substa nces in con ensate 1
6 Adjustment for difer ent p tient g roups 13
6.1 General considerations 1
6.2 A djustment for b dy weight 1
6.3 * De iving a pe mited conc ntration from a t ler a ble ex posur e 14
7 * Der i ving alowable l mits 14
7.1 General proces .14
7.2 For medica l devices inten ed for lmited ex posur e use (≤ 4 h) 1
7.3 For medica l devices inten ed for pr olong ed ex osur e use (> 4 h but < 0 d) 1
7.4 For medica l devices inten ed for pe manent contact (≥ 0 d) 1
8 Risk benefit anal ysis 16
9 A sses the biocomp tibilit of the medica l devic 17
A nne x A (informative)Rationale and g uidanc e 18
A nne x B (informative)Referenc e to the es ential pr inciples 20
A nne x C (informative) Terminolog y — A lphabetized index of defined ter ms 21
Biblog raphy 23
Trang 4ISO (he Int ernational Org nization for Stan ardization) is a worldwidefede ation of national s an ards
b dies (ISO membe b dies) The work of pr p ring Int ernational Stan ards is normaly car ied out
through ISO t ech ical committ ees Each membe b dy int er st ed in a subje t for w hich a t ech ical
committ ee has be n es a lshed has the right t o be r pr sent ed on that committ ee Int ernational
org nizations, g ove nmental an non-g ove nmental, in laison with ISO, also take part in the work
ISO cola orat es closely with the Int ernational Ele trot ech ical C mmis ion (IEC) on al matt ers of
ele trot ech ical s an ardization
The proc d r s used t o develo this document an those int en ed for it furthe maint enanc ar
desc ibed in the ISO/IEC Dir ctives, Part 1 In p rticular the dife ent a pro al c it eria ne ded for the
dife ent ty es of ISO document should be not ed This document was draft ed in ac ordanc with the
edit orial rules of the ISO/IEC Dir ctives, Part 2 ( e www iso org dir ctives)
A tt ention is drawn t o the p s ibi ity that some of the element of this document ma be the subje t of
p t ent right ISO shal not be held r sponsible for identifying any or al such p t ent right Detais of
any p t ent right identified d ring the develo ment of the document wi be in the Introd ction an / r
on the ISO ls of p t ent de larations r c ived ( e www iso org p t ent )
Any trade name used in this document is information given for the convenienc of use s an does not
cons itut e an en orsement
F or an ex lanation on the voluntary natur of ISO s an ards, the meaning of ISO spe if ic t erms an
ex r s ions r lat ed t o conformity as es ment, as wel as information a out ISO’ s adhe enc t o the
World Trade Org nization (WTO) principles in the Te hnical Bar ie s t o Trade (TBT) se the folowing
URL: www iso org iso / for word html
The committ ee r sp nsible for this document is ISO/TC 1 1, An es thetic a d r s pirator y eq ipment,
Subcommitt ee SC3, L n ventiators a d r lated eq ipment
A l s of al p rt in theISO 1 5 2 se ies can be fou d on the ISO websit e
Trang 5This document r pr sent the a plcation of the bes -k own scienc , in orde t o impro e patient
safety, b ad r s ing the risk of pot ential y hazardous subs anc s being conveyed t o the p atient b
the g s s r am
This document is int ended t o co e the biolo ical ev luation of gas pathways of medical devices within
a risk ma a gement proces , as p rt of the o e al medical device ev luation an develo ment This
a pro ch combines the r view an ev luation of exis ing data from al sour es with, w he e ne es ary,
the sele tion an a plcation of ad itional t es s
In g ene al, the ISO 1 9 3 se ies is int en ed t o co e the biolo ical ev luation of medical devices
Howeve , the ISO 1 99 se ies does not suff iciently ad r s the biolo ical ev luation of the gas
pathways of medical devices
Befor this document was develo ed, some a uthorities ha ing jurisdiction int erpr t ed the
ISO 1 99 -1:2 0 , Ta le A.1 t o mean that mat erials in the gas pathway form “indir ct contact” with
the patient, an should be subje t ed t o t es s eq iv lent t o those r q ir d for tis ue contact p rt of
medical devices This int erpr tation can lead t o t es s with q es iona le benef it an also t o pos ible
hazar s not being det ect ed
ISO 1 9 3-1:2 0 s at es that it is not int en ed t o pro ide a rigid set of t es methods as this might r sult
in an u ne es ary cons raint on the develo ment and use of no el medical devices ISO 1 9 3-1:2 0
also s at es w he e a p rticular a plcation war ant it, ex e t in the prod ct or in the ar a of a plcation
conc rned can cho se t o es a l sh spe ific t es s an c it eria, desc ibed in a prod ct-spe if ic ve tical
s an ard This new se ies of s andards is int en ed t o ad r s the spe if ic ne ds for the ev luation of
gas p athways that ar not adeq at ely co e ed b ISO 1 99 -1:2 0
This document pro ides a guide to the develo ment of a biolo ical ev luation plan that minimiz s
the n mbe an ex osur of tes animals b giving pr fe enc to chemical cons ituent tes ing an
in vitro models
The initial ve sion of this se ies of s an ards was int en ed t o co e only the mos commonly fou d
p t ential y harmful subs anc s It was felt that it was bes t o g et a functioning document publshed
that would t es for the bulk of the cur ently k own subs anc s of int er s W ith the use of the t c
(threshold of t xicolo ical concern) a pro ch, this document has the p t ential t o be used
t o as es the safety of es entialy any comp u d r leased from the gas pathways of r spirat ory
medical devices, with ve y few ex ceptions (e.g PCBs, dio ins), an not jus the mos commonly fou d
p t ential y harmful subs anc s L t er amen ment an ad itional p rt ar planned t o ex lcitly co e
les common subs anc s
In this document, the fol owing print y es ar used:
— r q ir ment an def initions: roman ty e;
— tes t s pec ific atio s: italc t ype;
— informative mat erial a pearing out ide of ta les, such as not es, ex mples an r fe enc s:in smale
ty e Normative t ext of ta lesis also in a smale ty e;
— t erms defined in Cla use 3 of this document or as not ed: smal ca itals
In this document, the conju ctive “or” is used as an “inclusive or” so a s at ement is true if any
combination of the con itions is true
The ve b l forms used in this document conform t o usag e desc ibed in An ex H of the ISO/IEC
Dir ctives, Part 2 F or the purposes of this document, the auxi ary ve b:
— “ hal” means that complanc with a r q ir ment or a t es is man at ory for compl anc with this
documen
Trang 6— “ hould” means that complanc with a r q ir ment or a t es is r commended but is not man at ory
for compl anc with this documen
— “ ma ”is used t o desc ibe a pe mis ible wa t o achieve complanc with a r q ir ment or t es
An ast erisk ( ) as the f irs charact er of a title or at the begin ing of a p ra ra h or ta le title in icat es
that he e is guidanc or rationale r lat ed t o that it em in Annex A
The att ention of Membe Bodies is drawn t o the fact that eq ipment man factur rs an t es ing
org nizations ma ne d a transitional pe iod folowing publcation of a new, amen ed or r vised ISO
or IEC publcation in w hich t o make prod ct in ac ordanc with the new r q ir ment an t o eq ip
themselves for con ucting new or r vised t es s It is the r commen ation of the committ ee that the
cont ent of this publcation be ado t ed for implementation nationaly not earle than 3 years from
the dat e of publcation for eq ipment new ly designed an not earle than 5 years from the dat e of
publcation for eq ipment alr ady in prod ction
Trang 7Bioc ompatibility evaluation ofbr eathing gas pathways in
Part 1:
This document pe ifies:
— the g ene al principles g overning the biolo ical ev luation within a risk mana gement proces of
the gas p athways of a medical device, it p rt or a cces ories, w hich ar int en ed t o pro ide
r spirat ory car or sup ly subs anc s via the r spirat ory tract t o a p atient in al environment ;
— theg ene al cat eg orization of gas pathways b sed on the natur an d ration of their contact with
theg s s r am;
— theev luation of exis ing r lev nt data from al sour es;
— theidentif ication of g psin the a ai a le data set on the b sis of a risk analysis;
— the identif ication of ad itional data set ne es ary t o analy se the biolo ical safety of the gas
p athway;
— theas es ment of the biolo ical safety of the gas pathway
This document co e s g ene al principles r g rding biocomp atibility as es ment of medical device
mat erials, w hich make up the gas pathway, but does not co e biolo ical hazar s arising from any
me hanical faiur , unles the faiur introd c s a t oxicity risk (e.g b g ene ating p ar ticulat s) The
othe p rt of ISO 1 5 2 co e spe if ic t es s that ad r s p t ential y hazardous subs anc s that ar
ad ed t o the r spira le g ss r am an es a lsh ac eptanc c it eria for these subs anc s
This document ad r s es p t ential contamination of the g s s r am arising from the gas p athways
within the medical device, w hich might then be con uct ed t o the p atient
This document a ples o e the e p ct d ser vice life of the medical device in normal use an takes
int o ac ou t theefe t of any int en ed proc s ing or r proc s ing
This document does not ad r s biolo ical ev aluation of the surfac s of medical devices that ar in dir ct
conta ct with the patient The r q ir ment for dir ct contact surfa ces ar foun in the ISO 1 9 3 se ies
Medical devices, part or a cces ories containing gas pathways that ar ad r s ed b this document
inclu e, but ar not l mit ed t o, ventiat ors, anaes hesia works ations ( inclu ing g s mix ers), br athing
sy st ems, o y g en conse ving eq ipment, o y g en conc ntrat ors, nebulz rs, low-pr s ur hose
as embl es, h midif ie s, heat an mois ur ex chang ers, r spirat ory g smonit ors, r spiration monit ors,
masks, mouth pie es, r suscitat ors, br athing tubes, br athing sy st em filt ers an Y-pie es as wel as
any br athing a cces ories int en ed t o be used with such medical devices The enclosed chambe of
an incub t or, inclu ing the mat r s , an the inne surfac of an o y g en ho d ar conside ed t o be gas
pathways and ar also ad r s ed b this document
Trang 8This document does not ad r s contamination alr ady pr sent in the g s sup led from the g s sour es
w hi e medical devices ar in normal use
E AMP E Contamination ar iving at he medical devic from g s sour es such as medical g s pip line
syst ms (inclu ing the non-return valv es in the pipeline outlets ), outlets of pres ure re ulator con ected or
inte ral to a medical g s cylin er, or ro m air taken into the medical devic is not ad res ed by ISO 1 562
(al parts )
Futur part might be ad ed t o ad r s othe r lev nt aspe t of biolo ical t es ing inclu ing ad itional
contamination that might arise from the gas p athway be a use of the pr senc of drugs an anaes hetic
ag ent ad ed t o the g ss r am
NOTE 1 S me a utho ities h vin ju isdic io req ire evaluation of these risks as part of a biolo ical
evaluation
NOTE 2 This document has b en prepared t o ad res the relevant es ential principles of safety an
performance as in icated in An e B
2 Normati ve referenc es
The folowing document ar r fe r d t o in the t ext in such a wa that some or al of their cont ent
cons itut es r q ir ment of this document F or dat ed r fe enc s, only the edition cit ed a ples F or
un at ed r fe enc s, the lat es edition of the r fe enc d document ( inclu ing any amendment ) a ples
ISO 7 9 -1:2 1 , Medic al g s pipelne sys tems — Part 1: Pipelne sys tems fr c ompr s sed medic al g ses
ISO 149 1:2 0 , Medic al dev ic es — Ap lc atio o ri sk ma a ement to medic al dev ic es
ISO 1 5 2- 2, B ioc omp tibi t y ev lu tion o br athin g s p thwa s in healthc ar a plc atio s — Part 2 :
Tes ts fr emi s s io s o p rtic ulate mat e
ISO 1 5 2-3, B ioc omp tibi t y ev lu tio o br athin g s p thwa s in healthc ar a plc atio s — Part 3 :
Tes ts fr emi s s io s o v latie org nic c omp u ds (VOCs)
ISO 1 5 2-4, B ioc omp tibi t y ev lu tio o br athin g s p thways in healthc ar a plc atio s — Part 4:
Tes ts fr leacha les in c ondens ate
3 Terms and definitions
F or the purp ses of this document, the t erms an def initions given in ISO 7 9 -1, ISO 149 1 an the
folowing a ply
ISO an IEC maintain t erminolo ical data ases for use in s an ardization at the folowing ad r s es:
— IECEle tro edia: a aia le at ht p:/ www ele tro edia org
— ISO Onlnebrow sing plat orm:a ai a le at ht p:/ www iso org o p
NOTE For convenience, an alp a etized in e of al def ined terms an their sour es used in this document is
Trang 9— achieve the int nded use,
— ada t it t o some spe ial use,
— faci itat e it use,
— enhanc it pe formanc , or
— ena le it fu ction t o be int egrat ed with those of othe medical devices
[ SOURCE:IEC6 6 1-1:2 0 , 3.3, modified — subs itut ed “medical device” for “eq ipment”]
3.2
biocomp tibility
a i ity t o be in contact with a lving sy st em without prod cing an u ac epta le adve seefe t
Note 1 t o entry: Medical devic s may prod ce some level of adver e efect, but that level may b determined t o
b ac epta le when considering the b nef its provided by the medical devic
3.3
expe ted ser vic lif
ma imum pe iod of useful lfe as def ined b thema ufa cturer
[ SOURCE:IEC6 6 1-1:2 0 +AMD1: 2 1 , 3.2 ]
3.4
b se p lyme or alo , inclu ing ad itives, colours, et c used t o es a lsh a pro e ty or the s a i ty of
the mat erial
Note 1 t o entry: T is do s not inclu e proces ing aids, mould rele se a ents, resid al contaminants, or other
man facturing aids that are not inten ed to b a part of the material
Note 2t o entry: T e term “ hemical composition” is commonly used as a sy on m for fo mulatio
[ SOURCE:US FDA 5 0(k) Memoran um #K97-1]
3.5
gas p thway
int erior surfac s, o e w hich g ses or lq ids that can be inspir d, in a medical device b u ded b
the p rt through w hich g ses or lq ids ent er an lea e the medical device inclu ing the patient
int erfac or the int erior surfac s of enclosur s that ar in contact with g ses or lq ids that can be
inspir d
Note 1 to entry: p atient contact surfaces such as the outer surfaces of a trache l tub or the cushion of a mask
are evaluated ac ording t o the ISO 1 9 3series
E AMP E 1 T e ventilator bre thing system, inlet f ilt er, g s mix r, blower an internal piping
E AMP E 2 E closed chamb r of an incub t or inclu ing the mat res or the in er surface of an o y gen ho d
E AMP E 3 T e in er surfaces of bre thing tub s, trache l tub s or masks an mouth ieces
3.6
l a chabl subst anc
chemical r mo ed from a medical device b the action of wat er, othe lq ids or othe g ses (e.g
anaes hetic ag ent or inhalational drugs) r lat ed t o the use of the medical device
E AMP E Ad itives, sterilant resid es, pr oc s resid es, de radation prod cts, solvents, plasticizer ,
lubricants, catalysts, sta ilizer , anti o idants, colouring a ents, f iler an monomer , among other
[ SOURCE: ISO 1 9 3-17 :2 0 , 3.1 , modif ied — ad ed “or othe g ses (e.g anaes hetic ag ent or
inhalational drugs) ]
Trang 10medical devic
ins rument, a p ratus, implement, machine, a pl anc , implant, r ag ent for in vitro use, sof war ,
mat erial or othe simiar or r lat ed article, int en ed b the ma ufa cturer t o be used, alone or in
combination, for h man beingsfor one or mor of the folowing spe if ic purp se( ) of:
— dia nosis, pr vention, monit oring, tr atment or aleviation of disease;
— dia nosis, monit oring, tr atment, aleviation of or compensation for an injury;
— inves ig tion, r plac ment, modif ication, or sup ort of the anat omy or of a phy siolo ical proces ;
— sup orting or sus aining lfe;
— control of conc ption;
— disinfe tion of medical devices;
— pro iding information b means of in v itro ex mination of spe imensde ived from the h man body;
an does not achieve it primary int en ed action b pharmacolo ical, immu olo ical or meta olc
means, in or on the h man b dy, but w hich ma be as ist ed in it fu ction b such means
Not e 1to entry: Prod cts which may b considered t o b medical devic s in some jurisdictions but not in other
inclu e:
— disinfection substances;
— aids for per ons with disa ilities;
— devices incorporating animal an / r h man tis ues;
— devices for in v itr fertilization or as ist ed reprod ction t ech olo ies
[ SOURCE:ISO 1 48 :2 1 , 3.1 ]
3.8
normal condition
con ition in w hich al means pro ided for prot ection a ains hazar s ar intact
[ SOURCE:IEC6 6 1-1:2 0 , 3.7 ]
3 9
normal use
o e ation, inclu ing routine inspe tion an adjus ment b any use , an s an -b , ac ording t o the
ins ructions for use
Not e 1 t o entry: No mal use should not b confused with int n ed use While b th inclu e the concept of use as
inten ed by the ma ufa ctu er,int n ed use focuses on the medical p rpose while n rmal use incorporates
not only the medicalp rpose but maintenance,service, transport, etc as wel
[ SOURCE:IEC6 6 1-1:2 0 +AMD1: 2 1 , 3.9 , modif ied — r plac d “o erat r” with “ use ”]
l ving h man u de g oing a medical, surgical, or dental proc d r
[ SOURCE:IEC6 6 1-1:2 0 +AMD1: 2 1 , 3.7 6, modif ied — r mo ed r fe enc t o animal
Trang 11threshold of t xicological conc rn
ttc
level of ex osur for al chemicals, k own or u k own, below w hich it is conside ed the e is no
a pr cia le risk t o h man health
Note 1 t o entry: A t c is used as an ac epta le value for a t for an u k own or insuff iciently characterized
compou d
3.13
tol rabl exp sure
te
t otal amou t of a subs anc ( in unit of µg d) that a patient can be ex osed t o pe 24 h pe iod that is
conside ed t o be without a pr cia le harm t o health
Note 1to entry: Te is also refer ed t o as “alowed dose t o patient T is amou t is specif ic t o a particular p atient
or p atient grou of a given b d weight
Note 2t o entry: Te is calculated by multiplying tol r b e inta e by the b d mas
t otal amou t of a subs anc pe kio ram of body weight ( in u it of µg kg b dy weight/d) that a
patient can be ex osed t o pe 24 h pe iod that is conside ed t o be without a pr cia le harm t o health
Note 1t o entry: T is amou t is ap lica le for al p atient grou s
3.1
type test
t es on a r pr sentative sample of the medical device with the o je tive of det ermining if the medical
device, as designed an man factur d, can me t the r q ir ment of this document
Note 1 to entry: If the f inal medical devic is not used for the as es ments, al diferences b tween the
“ representative sample” an the f inal medical devic ne d t o b des rib d an a justif ication provided for wh
the diferences do not afect he outcome of the testing
[ SOURCE: IEC 6 6 1-1:2 0 , 3.1 5, modif ied — subs itut ed “medical device” for “ me eq ipment” an
ad ed Not e 1]
3.1
v la il organic compound
v c
org nic comp u d w hose b i ing p int is in the rang e of 5 °C t o 2 0 °C
Note 1 t o entry: There are man varied def initions of voc For the p rposes of this document, a voc is a compou d
that has a b iling point in the rang e of 5 °C to 260 °C, at a stan ard atmosp eric pres ure of 1 1,3 k a
Note 2 to entry: Boiling points of some compou ds are diff icult or impos ible t o determine b cause they
decompose b fore they b il at atmosp eric pres ure
Note 3 to entry: Compou ds stil ex ert a vapour pres ure, an so could enter the bre thing g s, at t emperatures
lower than their b iling point
Note 4 to entry: voc do s not inclu e ver y volatil or ga ic compo nds (vv ocs) nor semivolatile org nic
compou ds ( SV Cs) Ad itional parts of this document might b developed t o ad res these substances in
the future S me a uth rities ha in ju isdic io req ire evaluation of these risks as part of a biolo ical
evaluation
Trang 123.1 7
ver y v la il or ganic compound
vv c
org nic comp u d w hose b i ing p int is in the rang eof 0 °C t o 5 °C
Not e 1 to entry: Boiling points of some compou ds are diff icult or impos ible to determine b cause they
decompose b fore they b il at atmosp eric pres ure
4 General pr inciples appl ying to biocompatibility e aluation ofmedica l devices
The biocompatibility ev luation of any mat erial or medical device, part or a cces or y int en ed for
use with patients shal form part of a s ructur d biocompatibility ev luation pro ramme within
a risk mana gement proces The biocomp atibilit ev luation shal be plan ed, car ied out an
document ed b k ow ledg ea le an ex e ienc d profes ionals Figur 1i lus rat es this proces
The ev luation pro ramme shal inclu e document ed, informed de isions that as es the
adv ntag es /disadv ntag es and r lev nc of:
— the physical an chemical charact eris ics of the v rious can idat e mat erials o e the e p ct d
ser vice life of the medical device;
NOT Where this information is alre d documented within the risk ma a ement fil for the
medical devic , it can b inclu ed by reference
— any hist ory of h man ex osur data;
— any exis ing t oxicolo y an othe biocompatibility safety data on prod ct and comp nent
mat erials, br ak down prod ct an meta olt es
Al medical devices should be ev luat ed for biocomp atibilit , but ev luation does not ne es ariy
imply t es ing eve ything Depen ing on the f inal formulation, man facturing or a plcation, an
ev luation ma r sult in the conclusion that no t es ing or no ad itional tes ing is ne ded
E AMP E T e medical devic has a demonstra le similarity in a specif ied fu ction an p y sical form, has
identical fo mulatio , contains no ad itional chemicals, uses the same man facturing pr oc s es, so that it is
eq ivalent t o a medical devic , part or ac es or y that has alre d b en evaluat ed
Check c ompla c e b ins pec tio o the risk manag ement pla a d risk manag ement file
Trang 13Figure 1 — Risk ma a gement proc s for biological evaluatio of gas p thway s
4.2 Type tests
The t es s desc ibed in this document ar ty e t sts Ty e t sts ar pe formed on the f inal medical
device, a comp nent of the medical device or a r pr sentative sample of the medical device, p rt
or a cces or y being ev luat ed If r pr sentative samples ar used ( i.e man factur d an proc s ed
b eq iv lent methods), conside ation should be given t o w hethe or not the dife enc s between
the r pr sentative sample and the f inal medical device or component could afe t the r sult of the
t es Tes ing of r pr sentative samples (man factur d an proc s ed b eq iv lent methods) inst ead
of the final medical device should be sup ort ed b a desc iption of any dife enc s betwe n the
Trang 14r pr sentative sample an the f inal medical device, an a detaied rationale for w hy each dife enc is
not ex e t ed t o impact he biocompatibility of the f inal medical device
NOTE S me a uth rities ha in ju isdic io evaluate these diferences an rationales
4.3 Biocomp tibility ha za rd identification
Identify al the p s ible biocomp atibilit -r lat ed hazar s that might r ach the p atient via the gas
pathways d ring the use of the medical device
Al k own p s ible biocompatibility-r lat ed hazards shal be taken int o ac ou t for eve y mat erial
an final medical device, part or a cces or y This does not imply that t es ing for al p s ible hazar s
is ne es ary or practical ISO 1 9 3-1:2 09, Cla use 5 and Clause 6 ha e ad itional r q ir ment for
ad itional ty es an d rations of p atient ex osur
E AMP E F or a medical devic (such as a mask)that has direct p atient contact in ad ition to g s p athway
contact, as es ment for compliance to b th ISO 1 562-1 an ISO 1 9 3-1 can b req ired
In the sele tion of mat erials t o be used in gas pathway man factur , the f irs conside ation should
be fitnes for purp se with r g rd t o charact eris ics an pro e ties ofthe mat erial, w hich inclu es
phy sical, me hanical, chemical an t oxicolo ical pro e ties
Mat erials used t o man factur the comp nent in the gas p athways should be suita le for the
int nded use, an use mat erials with demons ra le hist ory of safe use in the int en ed or comp ra le
a plcation w he ever p s ible
The fol owing shal be taken int o ac ou t for their r lev nc t o the o e al biolo ical ev luation of the
gas pathway:
— themat erial() of man factur ;
— int en ed ad itives, proces contaminant an r sid es;
— subs anc s r leased in normal use;
— degradation prod ct from normal use that might p s int o the p atient via the gas p athways;
contain req irements for de radation prod cts from polymer , ceramic an
metals, respectively If t esting for de radation using dry he t only, then ISO 1 9 3-1 , ISO 1 9 3-14 an
ISO 1 9 3-1 ne d not ap ly
NOT 2 No mal use can inclu e use with he ted an h midif ied bre thing g s Tests are done on the
“wor t case” conf iguration.T is can me n t esting with an without he t an h midif ication t o esta lish the
wor t case
— othe comp nent and their int eractions in the final medical device, part or a cces or y;
— thepe formanc an charact eris ics of the final medical device, p rt or a cces or y;
— phy sical charact eris icsof the f inal medical device, p rt or a cces or y inclu ing, but not l mit ed t o,
porosity, p rticle siz and sha e;
— theefe t of any hy gienic proc s ing st eps r q ir d befor use or r -use, if a plca le
Check c ompla c e b ins pec tio o the risk manag ement pla a d risk manag ement file
4.4 Ex tent of risk a sses ment
An analy sis shal be made of the haza ds identified in 4.3, and the risk that the hazard p ses t o the
patient det ermined The r sult shal be document ed
Trang 15The rig our ne es ary in the biolo ical ev luation is princip ly det ermined b the d ration an
fr q ency of the ex osur an the hazards identified for the medical device The information ne ded
t o sup ort a biolo ical ev luation, inclu ing any t es data, shal take int o ac ount the physical an
chemical charact eris ics of the mat erials, the ele trome hanical natur of the medical device, as wel
as the fr q ency, d ration an con itionsof ex osur of the p atient t o the g s from the gas pathway
This ena les the cat eg orization of uses t o faci tat e the sele tion of a pro riat e t es s, if r q ir d
NOTE 2 ISO 1 9 3-1:2 0 , Clause contains ad itional req irements
4.5 Biocomp tibility evaluation plan
Ha ing identified the p s ible biocompatibility hazards an det ermined the risks that they might
p se t o the patient, a biocompatibility ev luation plan shal be c eat ed
This plan shal detai w hat is cur ently k own a out the mat erial formulation, ad itives an proces
aids used in the man factur of the gas pathways of the medical device, an the efor identify g ps
in k ow ledg e that hal be f iled b furthe work
If a p t ential hazar has be n identified, but the risk it p ses t o the patient can be shown t o be
neglgible (for ex mple, the dose the patient r c ives is les than the t lerable e p sure), then no
furthe work on the haza d is r q ir d The de ision shal be document ed
If a p t ential hazar has be n identif ied, but the risk it p ses t o the patient is not neglgible, or the
risk is u k own, then furthe work t o charact eriz or mitig t e the hazar is r q ir d This st ep ma
inv lve r fe ring t o pr vious simi ar medical devices an man facturing methods, ac es ing r la le
information in the publc domain, or pe forming t es s t o g the the data
Al medical devices should be ev luat ed for biocomp atibilit , but ev luation does not aut omaticaly
imply t es ing Depen ing on the final formulation, man facturing an a pl cation, an ev luation ma
r sult in the conclusion that no t es ing or no additional t es ing is ne ded
E AMP E T e medical devic has a demonstra le similarity in a specif ied fu ction an p ysical form, has
identical fo mulatio , contains no ad itional chemicals, uses the same man facturing pr oc s es, so that it is
eq ivalent o a medical devic , part or a cc s o y that has alre d b en evaluated
To r d c animal t es ing for gas pathways that can contact lq ids, identification of mat erial chemical
cons ituent an conside ation of chemical charact erization shal be u de taken, an only if r sult
show the pr senc of subs anc s, w hich do not ha e suff icient t oxicolo ical data t o alow risk
as es ment, should any biolo ical t es ing be conside ed
NOTE 1 S me local efects inclu ing cyt oto icity, ir itation, an sensitization might not b adeq ately
as es ed using a chemical characterization/risk as es ment ap ro ch As a result, it can b neces ary to
con uct biolo ical testing to as es these en points Syst emic efects inclu ing acute, sub cute, subchronic an
chronic to icity, reprod ctive an developmental to icity, g noto icity an car inog enicity can oft en b as es ed
using a chemical characterization/risk as es ment ap ro ch
An ev luation of particulat mat er shal be inclu ed in the biocompatibility ev luation
Tes r sult cannot guarant ee fr edom from p t ential biolo ical haza ds Th s, biolo ical
inves ig tions shal be folowed b car ful o se v tions for unex e t ed adve se r actions or event in
h mans d ring use of the final medical device, p rt or a cces or y
NOTE 2 T e rang of pos ible biolo ical haza ds is wide an can inclu e short-term efects, as wel as long
-term or specif ic to ic efects
The biolo ical ev luation of a gas pathway shal take int o ac ou t the natur and mo i ity of the
chemical cons ituent in the mat erials used t o man factur the medical device, part or a cces or y an