Đây là một bài báo khoa học về dây nano silic trong lĩnh vực nghiên cứu công nghệ nano dành cho những người nghiên cứu sâu về vật lý và khoa học vật liệu.Tài liệu có thể dùng tham khảo cho sinh viên các nghành vật lý và công nghệ có đam mê về khoa học
Trang 1Self-aligned silicon quantum wires on Ag(1 1 0)
C Leandri a, G Le Lay a, B Aufray a,*, C Girardeaux b, J Avila c,d, M.E Da´vila c, M.C Asensio c,d, C Ottaviani e, A Cricenti e
a
CRMCN-CNRS, Campus de Luminy, Case 913, 13288 Marseille Cedex 9, France
b
L2MP, Campus de Saint Je´roˆme, 13397 Marseille Cedex 20, France
c
Instituto de Ciencia de Materiales de Madrid (CSIC), 28049 Cantoblanco, Madrid, Spain
d
LURE, Baˆt 209 D, Universite´ Paris-Sud, BP 34, 91898 Orsay, France
e Instituto di Struttura della Materia, CNR, Via Fosso del Cavaliere, 00133 Rome, Italy
Received 9 September 2004; accepted for publication 21 October 2004
Available online 13 December 2004
Abstract
Upon deposition of silicon onto the (1 1 0) surface of a silver crystal we have grown massively parallel one-dimen-sional Si nanowires They are imaged in scanning tunnelling microscopy as straight, high aspect ratio, nanostructures, all with the same characteristic width of 16 A˚ , perfectly aligned along the atomic troughs of the bare surface Low energy electron diffraction confirms the massively parallel assembly of these self-organized nanowires Photoemission reveals striking quantized states dispersing only along the length of the nanowires, and extremely sharp, two-compo-nents, Si 2p core levels This demonstrates that in the large ensemble each individual nanowire is a well-defined quan-tum object comprising only two distinct silicon atomic environments We suggest that this self-assembled array of highly perfect Si nanowires provides a simple, atomically precise, novel template that may impact a wide range of applications
2004 Elsevier B.V All rights reserved
Keywords: Silver; Silicon; Self-assembly; Nanowires; Scanning tunneling microscropy; Photoelectron spectroscopy
In the quest for electronics on the nanoscale,
one-dimensional (1D) quantum structures are
ex-pected to play a key role[1,2] Systems that might
act as nanowires (NWs) are of major importance,
but are rather difficult to prepare experimentally
[3] Such NWs bear great potential to exhibit exo-tic and attractive physical phenomena [4] In re-cent years, several self-organized quantum wire arrays have been grown upon depositing metals
on semiconductor [3–9] or on metallic surfaces exhibiting regularly spaced steps[10,11] Self-orga-nized formation of quasi-one-dimensional surface
0039-6028/$ - see front matter 2004 Elsevier B.V All rights reserved.
doi:10.1016/j.susc.2004.10.052
* Corresponding author Fax: +33 0 4 91 82 91 97.
E-mail address: aufray@crmcn.univ-mrs.fr (B Aufray).
Trang 2oxide domains on Cu(1 1 0) leading to 1D
confine-ment of a Shockley surface state has been also
ob-served by Bertel and Lehmann[12] On wide band
gap b-SiC(100) substrates, the spontaneous
forma-tion of stable atomic lines, i.e., carbon lines with C
atoms in sp3 configuration on C-terminated
sur-faces as well as silicon lines at the phase transition
between Si-rich and Si-terminated surfaces has
also been observed [13,14] Given the central role
of silicon in microelectronics and the potential
occurrence of quantum size effects in silicon-based
devices [15], silicon NWs have attracted
consider-able interest[16,17] However, with respect to
pro-cedures used, producing Si NWs with controlled
sizes is far from being trivial and aligning them
in a well-ordered fashion, a crucial issue, is
another problem
We have succeeded in growing a massively
paral-lel assembly of straight silicon NWs on a clean,
nominally flat (misorientation 0.1) (1 1 0) silver
surface All NWs have the same orientation and
characteristic narrow width of 1.6 nm and are
two-atom thick; they reach eventually hundreds of
nanometers in length Strikingly, this ensemble
displays quantized electronic states with a 1D
dis-persion in valence band photoemission, while
high-resolution core level spectroscopy
demon-strates that all individual NWs within the assembly
have an identical and highly perfect atomic structure
which comprises two and only two distinct silicon
environments Hence, this nanowire array provides
a novel, simple and atomically precise macroscopic
template that may impact, not only future
electron-ics, but and also a wide range of fields[18]
1D metal chains or stripes on silicon surfaces
have attracted considerable interest because of
en-hanced many-body interactions leading possibly to
an exotic state described by the Luttinger liquid
framework, or, typically, to metal-insulator
transi-tions [7,19–21] However, conversely, only very
few studies concern the reverse silicon-on-metal
systems Two investigations concern gold and
cop-per noble metal substrates[22,23] In the last case,
short atomic silicon chains, albeit presenting many
defects, and displaying no localized electronic
states, could be grown on top of an initial 2D
sur-face alloy by depositing silicon onto clean Cu(1 1 0)
surfaces
We have deposited silicon in situ under ultra-high vacuum (UHV) (typical silicon coverage
0.25 monolayer (ML) in silver (1 1 0) surface atom density) from a direct-current heated piece
of silicon wafer (flashed at1250 C), controlling the evaporation flux with a quartz monitor and the deposition at room temperature (RT) by Auger electron spectroscopy To limit any possible inter-mixing we have chosen a silver (1 1 0) substrate, since numerous works have demonstrated the atomic abruptness of the silver-silicon interface compared to the diffusiveness of the gold-silicon one and the reactivity of the Cu–Si one, which forms silicides [24] The clean, nominally flat (1 1 0) surface (misorientation 0.1) was prepared
by standard, repeated cycles of Ar+ bombard-ments and annealing
As imaged in scanning tunnelling microscopy (STM) at RT in Fig 1(a), thin silicon NWs, reaching up to about 30 nm in length, are formed
at the early stages of the deposition at RT, appar-ently from the self-assembly of nanodots, which appear as their swiftly diffusing building blocks The density of the nanowires is typically 1.4 ·
1012cm 2at RT; as will be seen later it can be re-duced upon mild annealing All these NWs are perfectly aligned along the [ 1 1 0] direction of the Ag(1 1 0) surface, showing rounded protru-sions (Fig 1(b)), equally spaced every second sil-ver atomic distance (2a2= 0.577 nm); some of them appear too large to represent single atoms (the atomic diameters of Si and Ag in the bulk crystals are 0.288 and 0.235 nm respectively) The 2a2 periodicity indicates that the NWs are not simply composed of Si [ 1 1 0] rows with a
‘‘bulk-like’’ inter-atomic distance; in such a case
a 4a2 periodicity would be expected, given the excellent match between four Ag atomic distances and three silicon ones along [ 1 1 0] Indeed, the negligible misfit permits the perfect epitaxial growth of silver (1 1 1) crystallites on the Si(1 1 1) surface with common [1 1 0] directions [25] The NWs have the same definite width of 1.6 nm, which corresponds to four silver atomic distances (4a1) along the Ag[0 0 1] direction, and a maxi-mum apparent height of0.2 nm (Fig 1(c)); their mutual separations vary between 1.5 and 15 nm The NWs are markedly asymmetric along their
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Trang 3widths, as shown by the height profile, which
eventually indicates that their atomic structure
may not be trivial, although we can not exclude
tip convolution effects Upon mild annealing at
230C for about 10 min they further markedly
elongate, keeping the same narrow width, well
be-yond 100 nm, as shown inFig 2; in this case their
density is reduced typically by a factor 7 Just
from the STM images we can not give a reliable
atomic model of the NWs However, we surmise
that their very narrow width is due to a strong
epitaxial strain, consequently the actual geometry
might resemble one of the metallic bulk silicon
phases obtained at high pressures, e.g., the b-tin
like phase or rather the simple hexagonal phase
[26] If true, this would point to a possible
super-conductivity of the NWs
As seen inFig 3(a), LEED patterns display, in
addition to the integer order spots of the
unrecon-structed Ag(1 1 0) surface, thin streaks elongated
along the [1 0 0]* reciprocal direction, either
con-necting these spots or situated in half-order
posi-tion along the orthogonal [ 1 1 0]* direcposi-tion In
excellent agreement with the STM images, these
patterns corroborate, at the macroscopic scale,
the order within the NWs with a 2a2periodicity
along their lengths, the narrow width of the silicon
NWs, and a lack of periodicity in the perpendicu-lar direction, reflecting their variable separations Since the NWs differ only in length, these un-equal separations are no obstacle to probe the macroscopic electronic response using advanced synchrotron radiation photoemission (PES) meth-ods We have performed high-resolution (HR) angle-integrated (AI) measurements at RT of the valence bands (VBs) and of the Si 2p core-levels (CLs) A typical Si 2p spectrum is shown in Fig
3(b) together with its synthesis with two, spin–orbit splitted, components, as obvious on the raw data, using standard fitting procedures [27] These two components, separated by 0.24 eV, are remarkably narrow, with respectively 0.17 and 0.20 eV Full Widths at Half Maximum comparing favourably with the narrowest FWHMs of Si 2p bulk lines ob-tained for Sb covered Si(1 1 1) samples [27] This proves the perfect atomic order within the NWs and the existence of just two non-equivalent silicon environments Given the0.2 nm maximum height
of the NWs we can surmise that one of them may correspond to Si atoms (Si1) in direct contact with the Ag surface (hence, at the lowest BE because of the most effective metallic screening) and the other
to Si atoms (Si2) bonded to the (Si1) ones, although
we can not exclude the possibility that peculiar Ag
Fig 1 Topographic images of 0.25 monolayer of Si deposited on Ag(1 1 0) at room temperature: (a) 42 · 42 nm 2 overview with Si nanowires and nanodots, (b) 12.1 · 12.1 nm 2 zoom revealing the atomic rows of the bare substrate along the [ 1 1 0] direction and the profile of the nanowires, (c) height profile along the black line in (b) Imaging conditions: 1.7 V sample bias and 1.1 nA tunnel current
in (a) and (b) Note that the width of the NWs (1.6 nm) can serve as distance marker while their length direction points to the [ 1 1 0].
Trang 4atom rows participate also in the structural
organi-zation of the NWs With photoelectron diffraction
experiments on each component, one could
determine precisely the two different local Si
envi-ronments, possibly solve the complete atomic
structure of the NWs, and, along with detailed
sim-ulations, interpret the protrusions seen in the STM
images Since the atomic structure of the thinnest
silicon wires is a matter of intense theoretical
re-search this structural determination might have a
decisive impact[17,28,29]
The best fits shown in Fig 3(b) were obtained
upon including an asymmetry parameter of 0.09,
higher than that reported for a pristine silver Ag
3d CL[30] This is direct evidence of the
metallic-ity of the Si NWs (all spectra taken at various
pho-ton energies, incidence and detection angles are
markedly asymmetric) This metallicity is
consis-tent with the fact that the density of states at the
Fermi energy increases compared to that of the ini-tial silver surface (Fig 3(c)), as well as with scan-ning tunnelling spectroscopy (STS) measurements (not shown here) performed on individual NWs: the I(V) spectra (tunnelling current versus sam-ple-to-tip voltage) do not significantly deviate from those performed on the pristine Ag surface This metallic character could be a proximity effect due metal-induced gap states, or be analogous to the 2D surface alloy initially formed by Si on Cu(1 1 0), or rather be the consequence of the stabilisation of a high-pressure silicon phase, as mentioned above[31,23,26]
The most striking result is the presence of new, discrete, electronic states, compared to the feature-less sp valence band of the pristine Ag(1 1 0) sur-face A maximum number of four new states were detected; they are clearly noticed in the mea-surement geometry of Fig 3(c) To precise their
Fig 2 Si nanowires (image size: 45 · 100 nm 2
) before (a), and after (b), annealing at 230C The diffusing companion nanodots disappear after complete incorporation for longer annealing times Imaging conditions: 1.7 V sample bias and 1.14 nA tunnel current
in (a) and 0.4 V and 0.7 nA in (b).
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Trang 5nature, we further performed a detailed
angle-re-solved (AR) photoemission study These states,
which do not exist on pristine silver (no confusion
with the bare Ag(1 1 0) Y Schockley-type surface
state is possible [32]), do not disperse at normal
emission as a function of the photon energy This
proves that they are associated with the Si NWs In
the measurement geometry ofFig 4, that is, along
the direction of the NWs, the two deepest new
states, previously detected in AI-PES, are observed
at 2.4 and 3.1 eV BE at 51 off normal
emis-sion We emphasize that the photon energy, the
polarization direction, as well as the collection
angle, with respect to the wires strongly influence
the detection of the new states Besides a strongly
dispersive Ag bulk sp band, the analysis of
repre-sentative spectra taken along the NWs after anneal-ing230 C (Fig 4(a)), reveals that these two deep levels disperse markedly, by 0.4 eV The disper-sion relations of these two new states are plotted
in Fig 4(b) We stress that no dispersion at all was noticed in the direction orthogonal to the NWs; hence the dispersion is purely one-dimen-sional, as already shown in Ref.[11] Such behav-iour can be expected for quantum well levels due
to confinement within the NWs, i.e., the electronic wave is quantum mechanically confined in two directions: along the normal to the surface, as well
as perpendicular to the NWs, while the electronic movement is not restricted along the [ 1 1 0] direc-tion, leading to pronounced 1D dispersion along C–X in k-space
Fig 3 Low energy electron diffraction and angle integrated photoemission on a macroscopic surface area covered with h 0.25 monolayer of silicon at room temperature (a) LEED pattern taken at 43 eV primary energy (b) Si 2p core level spectrum (dots) and its synthesis (solid line overlapping the data points) with two asymmetric components (bottom curves) The spectrum was recorded at normal incidence at hm = 140 eV photon energy with the hemispherical photoelectron analyser axis (16 acceptance angle) aligned at 45 from the normal to the surface The fitting parameters are a spin–orbit splitting of 605 meV, a Lorentzian FWHM of 40 meV, Gaussian FWHMs of respectively 135 and 185 meV, an asymmetry parameter of 0.09 (c) Normal incidence valence band spectra (hm = 79 eV) limited to the sp region for the initial pristine Ag(1 1 0) surface (bottom curve) and for the same surface as in (a) and (b) (top curve) The detector axis is at 45 from the surface normal in the incidence plane, parallel to the direction of the nanowires The zero of energy is taken at the Fermi level and the relative intensities of the two spectra take into proper account all measurement conditions The total energy resolution is 40 meV.
Trang 6To conclude, we stress that the quantized, sili-con NWs that we have grown and characterized under UHV might be stabilized by atomic hydro-gen termination, which could make them semicon-ducting [16] or oxidized, which could make them insulating Indeed, the growth can be further pur-sued We have done such tests, which show that extremely long, larger and much thicker crystalline nanowires, also perfectly aligned along the [ 1 1 0] direction can be produced [33] We plan to use these NWs as nucleation objects for further growth by Chemical Vapour Deposition We can also envisage to cover these Si NWs by overlayers and even the embedment of these nanostructures inside a silver matrix upon epitaxial regrowth of silver overlayers, which is very easy on Si surfaces Indeed, one can foresee the impact of such mas-sively parallel arrays of one-dimensional silicon metallic, semiconducting or insulating nanostruc-tures, from narrow, ultra-thin, nanowires to larger and thicker ones, in future electronics Another particularly exciting potentiality is for aligning large molecules, like C60, organic ones, nanotubes and polymers and interfacing with biological systems
Acknowledgment
The original LEED-AES and STM work started at the CRMC2-CNRS in Marseille as part
of the Thesis work of Christel Leandri; we espe-cially thank Dr H Oughaddou for help in the measurements and many discussions The expert technical assistance of A Ranguis, J.Y Hoarau and J.P Dussaulcy is greatly acknowledged We thank Dr P de Padova for stimulating discus-sions The angle-integrated photoemission experi-ments were carried out at the VUV beamline of the Italian synchrotron radiation facility ELET-TRA, in Trieste; we are grateful to the entire staff
of the beamline for help during the measurements The angle-resolved photoemission measurements were carried out at the Spanish–French SU8 beamline of the LURE, the French synchrotron radiation facility in Orsay; we warmly thank M.A Valbuena for help during the measurements
Fig 4 Angle-resolved photoemission valence band spectra and
dispersion relations of the deep lying quantum levels (QW a and
QW b ) from the silicon nanowires (a) a series of spectra at
different collection angles after annealing at 230 C (b)
Dispersion relations of the two quantum well states: the
binding energies of each state versus k || , the momentum of the
photoelectron parallel to the surface along the corresponding
C–X direction of the second and third (1 1 0) surface Brillouin
zones The colour code reflects the intensities of the different
features Experimental conditions: h 0.25 silicon ML; typical
resolutions of 1 and 50 meV; hm = 75 eV; binding energies are
referenced to the Fermi level; light was incident at 45 from the
surface normal, the plane of incidence is parallel to the [ 1 1 0]
direction of the wires the polar angles of detection in the
incidence plane are indicated; tick marks point to the positions
of the quantized states.
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Trang 7Support from the ELETTRA and LURE staffs is
greatly acknowledged
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