In thisthesis, set approach is applied and set order relations are used to define optimalitynotions for set-valued optimization problems.. Later on, Jahn and Ha [10] introduced some new
Trang 1Set-valued optimization plays an important role in optimization and hasattracted a great deal of attention of mathematicians in recent years It deals withoptimization problems which the objective map and/or the constraint map(s) areset-valued maps It is clear that single-valued maps work as a particular case of set-valued maps, and hence set-valued optimization provides an important generalizationand unification of scalar optimization as well as vector optimization
It is worth noting that there are two approaches to formulate optimalitynotions for set-valued optimization problems, namely the vector approach and theset approach These criteria depend on the way that the notion of minimality isdefined In the vector approach, optimal solutions are defined as the efficient points
of the union of all images of the set-valued objective map (see e.g.,[1, 2, 3, 4] andthe references therein) Hence, the set-valued optimization problem is called set-valued vector optimization problem in this approach On the other hand, the setapproach is based on set order relations defined on the power set of the objective space,which was firstly introduced by Kuroiwa et al [5] in 1997, and originally studiedindependently by Young [6] and Nishnianidze [7] By set approach one compares allimages of the set-valued objective map and hence in this approach the set-valuedoptimization problem is called set optimization problem (see e.g.,[8, 9, 10, 11, 12] andthe references therein) Both of them may be considered as generalizations of theusual definition of minimality in vector optimization In fact, when objective map is
a vector single-valued map, they reduce to the known concept of efficiency In thisthesis, set approach is applied and set order relations are used to define optimalitynotions for set-valued optimization problems
We would like to give a brief review of set order relations The introduction ofset order relations was presented by Kuroiwa et al [5], by Young [6] and Nishnianidze
Trang 2[7] Kuroiwa [11] showed six relations among sets including lower set less relation,upper set less relation and set less relation (combination of the lower and the upperset less relation) Later on, Jahn and Ha [10] introduced some new set order relations.
As pointed out in [10], the set less relation is generalized and more appropriate inpractical problems than both the lower and upper set less relations Furthermore,the set less relation plays a center role in relationships with other new order relationsfor sets proposed in [10] which are more useful in set optimization Lower set lessrelation and upper set less relation were studied in some publications [13, 14] and thereferences therein To the best of our knowledge, there has been no publication aboutwell-posedness, solution existence condition and stability for optimization problemsinvolving the set less relation and new types of set order relations proposed in [10].Due to a prospective issue, it should study further about these topics
The set approach seems to be more natural and interesting than vector proach whenever we need to consider preferences over sets Set optimization problemsplay important roles and useful applications in the practical situations Many impor-tant and significant applications of set order relations were studied and discussed.The possibly less order relation has been applied to interval arithmetic and Fortrancompiler f95 of Sun Microsystems order relations was presented by Neukel [15] inthe project investigating relationship between noise disturbance and quality of life inthe region surrounding the Frankfurt Airport in Germany Another application ofset order relations in the field of finance about measures of risk was found by Hameland Heyde [16] Some simple but very useful applications of set order relation can
ap-be found and applied in daily activities, for instance, comparing teams of footballplayers, ranking group of students on the same academic level, For further readingand references, we refer to studies [13, 14, 17, 18, 19, 20, 21, 22] and the referencetherein
With the first introduction was given two decades ago, set optimization can
be seen as a very young direction in the field of optimization However, in the role
Trang 3of an important and prospective issuse, it has attracted a great deal of attention
of mathematicians As pointed out by Jahn in [23], the set optimization criterionopens a new and wide field of research Many important and interesting resultshave been obtained in different topics in this area such as solution existence [24, 25,26], optimality conditions [27, 28, 29], nonlinear scalarization [9, 30, 31], Ekelandvariational principles [8, 32], duality theory [33], well-posedness [13, 34, 35], andstability [36, 37, 38, 39]
Well-posedness plays an important role in both theory results and ical methods Many mathematicians have paid much attention on this topic (seee.g., [40, 41, 42, 43] and the reference therein) In 1966, Tikhonov [44] introduced adefinition of well-posedness for unconstrained optimization problems which is calledTikhonov well-posedness This concept requires two conditions The first condition
numer-is the exnumer-istence and uniqueness of the solution and the second one numer-is the convergence
of each minimizing sequence to the unique solution On this topic, many resultshave been devoted to a lot of important problems such as variational inequalities[45], equilibrium problems [46], inclusion problems [47] and the references therein.Later on, generalizations of Tikhonov well-posedness were introduced and studiedwidely In 1995, Loridan [48] considered the vector optimization problem and intro-duced a definition of well-posedness based on the convergence of a subsequence of aminimizing sequence One of extensions of Tikhonov well-posedness is the so-calledB-well-posedness proposed by Bednarczuck for vector optimization problems in [49].After that, B-well-posedness has been intensively considered for various problems re-lated to optimization [47, 50, 51, 52, 53] An initial concept of the well-posedness
by perturbations (also named extended well-posedness) for a optimization problem
is proposed by Zolezzi [54, 55] This concept established a form of continuous pendence of the solutions upon a parameter It should be noted that the fundamen-tal requirement in the Tikhonov well-posedness is that every minimizing sequencemust lie in the feasible set Levitin-Polyak [40] introduced a new notion of well-
Trang 4de-posedness that strengthened Tikhonov’s concept as it required the convergence tothe optimal solution of each sequence belonging to a larger set of minimizing se-quences More precisely, the well-posedness in the sense of Levitin-Polyak allows theminimizing sequences can be outside of the feasible set and requires the distance
of the minimizing sequence from the feasible region to approach zero There is alarge amount of works related to well-posedness for different important optimizationproblems [41, 42, 46, 48, 50, 56, 57, 58, 59, 60]
In the field of set optimization problems, the concept of well-posedness wasfirstly given by Zhang et al [61] in 2009 In this publication, the authors intro-duced three kinds of well-posedness for set optimization problems involving lowerset less relation Using the scalarization method [62], they established relationshipsbetween the well-posedness of a set optimization problem and the well-posedness ofscalar optimization problems Moreover, the authors provided some criteria for setoptimization problems to be well-posed Later, Guti´errez et al [34] extended someresults of Zhang et al [61] by using another form of the scalarization function due to[9] Recently, Long and Peng [13] introduced three kinds of well-posedness in the sense
of Bednarczuk, named B-well-posedness, for set optimization problems involving per set less relation and established some relationships among them They also gavecharacterizations of well-posedness for these problems After that, Crespi et al [63]introduced a definition of well-posedness which slightly generalizes the one in Zhang
up-et al [61], and investigated well-posedness properties of sup-et optimization problems.Very recently, Khoshkhabar-Amiranloo and Khorram [64] studied pointwise Levitin-Polyak well-posedness for set optimization problems involving lower set less relationand obtained some criteria and characterizations of this issue In a word, studying
on well-posedness for set optimization problems is a prospective topic, and hence itshould be study more on different types of well-posedness for these problems involvingvarious kinds of set order relations This thesis focuses mainly on three types of well-posedness, namely L-well-posedness, B-well-posedness, LP well-posedness, involving
Trang 5three kinds of set order relations introduced by Kuroiwa under the names lower setless relation, upper set less relation and set less relation.
In a close relationship with well-posedness, the stability analysis of the tion maps for optimization problems is an important direction in studying optimiza-tion problems As we know, the study of stability concerns on how the solution setmaps vary with the changes in the parameters Generally speaking, stability requiresthat for a small perturbations or a small measurement error of the parameters, theinduced perturbations of solution set map is also very small Investigating on sta-bility of optimization problems can be understood as studying on some properties ofthe solution maps such as the upper semicontinuity, lower semicontinuity, continuity,H¨older/ Lipschitz continuity or (generalized) differentiability [36, 37, 38, 65, 66] Inthis research, we aim to give connections between well-posedness and stability forconcerned problems in the sense of upper semicontinuity of approximating solutionmap
solu-Solution existence is a crucial topic in studying any mathematics model Inset optimization, existence results for problems involving lower and/or upper set lessrelation were presented in [67] under assumptions on compactness of the domain ofobjective map and reported in [24, 25] with conditions about the cone-regularity andcone-semicompactness On the other hand, using nonlinear scalarization method,existence conditions of optimal solutions were established in [9, 68] However, there
is no publications mentioned conditions to guarantee existence conditions of solutions
of set optimization problems involving set less relation Therefore, our goals includegiving solution existence conditions for these problems instead of just focusing on well-posedness properties by a assumption that solution set is empty as many publications
in the literature
Due to the important role of set optimization problems and the high ume of active research in optimization, there is a wide prospect to do research inoptimization theory These works mentioned above motivate strongly us to study
Trang 6vol-well-posedness as well as stability and solution existence for such problems involvingdifferent kinds of set order relations We aim to investigate set optimization prob-lems involving different kinds of set order relations We focus on the set less relationbecause it has more appropriate applications in real life and furthermore it is a gener-alization form of both lower set less relation and upper set less relation To the best
of our knowledge, there is no publication about well-posedness of set optimizationproblem with the set less relation
In the following we give a description of the contents of this thesis
Chapter II This chapter includes some notations, definitions, and someuseful results that will be deplicated in later chapters
Chapter III Studying on L-well-posedness for set optimization problemswith three types of set order relations is the main goal of this chapter Variouskinds of well-posedness for these problems (pointwise L-well-posedness, global L-well-posedness, metrically α-well-posedness, weak metrically α-well-posedness) and theirrelationships are concerned We give necessary and sufficient conditions for set opti-mization problems to be pointwise/global L-well-posed Moreover, Kuratowski mea-sure of noncompactness is applied to survey characterizations of L-well-posedness forset optimization problems Furthermore, approximating solution maps and their sta-bility are researched to propose links between stability of the approximating problemand well-posedness of the set optimization problem In addition to studying well-posedness, existence conditions of such problems are given by employing properties
of a KKM-map
Chapter IV B-well-posedness for set optimization problems involving threekinds of set order relations is presented in this chapter We give characterizations andsufficient and/or necessary conditions of B-well-posedness Moreover, relationshipsbetween pointwise L-well-posedness and pointwise B-well-posedness are studied
Chapter V This chapter investigates LP well-posedness for set tion problems involving three types of set order relations Necessary and sufficient
Trang 7optimiza-conditions for the reference problems to be LP well-posed are given Furthermore,using the Kuratowski measure of noncompactness, we study characterizations of LPwell-posedness for set optimization problems Moreover, links between stability and
LP well-posedness of such problems are established via the study on approximatingsolution maps We also study metrically LP well-posedness and bridges between itand LP well-posedness
Chapter VI We give the concluding remarks Some obtained results inthis study are summarized Moreover, we also give some comments about prospectremarks related to what we done to develop this research
Trang 9Definition 2.1.2 [23] Let A and B be nonempty subsets of a real linear space X.Then, we define the algebraic sum of A and B as
A + B = {a + b | a ∈ A and b ∈ B},and the algebraic difference of A and B as
A − B = {a − b | a ∈ A and b ∈ B}
For an arbitrary λ ∈ R, the notation λA will be used as
λA = {λa | a ∈ A}
Definition 2.1.3 [69] A metric space is an ordered pair (X, d) consiting of a set Xtogether with a function d : X × X → R satisfying for all x, y, z ∈ X
Definition 2.1.4 [69] Given a point x0 of the metric space X and a real number
r > 0 Open ball and closed ball are defined respectively as the following:
(i) B(x0, r) = {x ∈ X | d(x, x0) < r}
(ii) B(x0, r) = {x ∈ X | d(x, x0) ≤ r}
The point x0 is called the center and r is called the radius of these balls
Definition 2.1.5 [70] A subset M of a metric space X is said to be
Trang 10(i) open if and only if for each x ∈ M , there is r > 0 such that B(x, r) ⊂ M (ii) closed if and only if its complement (in X) is open, i.e., Mc = X \ M is open,where (·)c is the complement of (·).
Definition 2.1.6 [70] A sequence {xn} in a metric space (X, d) is said to be vergent if there is an element x ∈ X such that
Lemma 2.1.7 [70] Let (X, d) be a metric space Then,
(i) a convergent sequence in X is bounded and its limit is unique
(ii) if xn → x and yn → y in X, then d(xn, yn) → d(x, y)
Definition 2.1.8 [70] A sequence {xn} in a metric space (X, d) is said to be aCauchy sequence if for every ε > 0 there is an N = N (ε) ∈ N such that
se-Definition 2.1.10 [70] A norm on a vector space X is a real-valued function defined
on X whose value at an x ∈ X is denoted by kxk such that for all x, y ∈ X and forall α ∈ R, we have:
Trang 11(N1) kxk ≥ 0;
(N2) kxk = 0 ⇔ x = 0;
(N3) kαxk = |α|kxk;
(N4) kx + yk ≤ kxk + kyk (Triangle inequality)
A norm on X defines a metric d on X which is given by
d(x, y) = kx − yk for all x, y ∈ Xand is called the metric induced by the norm The normed space just defined isdenoted by (X, k · k) or simply by X
Definition 2.1.11 [70] Let M be a nonempty subset of a normed space X Then
M is bounded if and only if there is a positive number c such that kxk ≤ c for every
x ∈ M
Definition 2.1.12 [70] A metric space X is said to be compact if every sequence
in X has a convergent subsequence A subset M of X is said to be compact if M iscompact considered as a subspace of X, i.e., if every sequence in M has a convergentsubsequence whose limit is an element of M
Lemma 2.1.13 [70] A compact subset M of a metric space is closed and bounded
However, for a finite dimensional normed space we have the following result:Theorem 2.1.14 [70] In a finite dimensional normed space X, any subset M ⊂ X
is compact if and only if M is closed and bounded
Definition 2.1.15 [69] A topology on a set X is a collection τ of subsets of X, calledthe open sets, satisfying the following conditions:
(T1) ∅ ∈ τ and X ∈ τ ;
Trang 12(T2) the union of any members of τ is a member of τ ;
(T3) the intersection of finitely many members of τ is a member of τ
The ordered pair (X, τ ) is called a topological space, sometimes abbreviated “X istopological space” when no confusion can result about τ
Definition 2.1.16 [69] If X is topological space and E ⊂ X, we say E is closed ifand only if Mc= X \ M is open
Definition 2.1.17 [69] Let X be a topological space, let U be a subset of X and let
Definition 2.1.18 [69] Let F be a subset of a topological space X Then the closure
of F is the smallest closed set containing F The closure of F is denoted by cl(F ).Definition 2.1.19 [69] A sequence {xn} in a topological space X is said to converge
to x ∈ X, and we write xn → x, if and only if for each neighborhood U of x, there issome positive integer n0 such that n ≥ n0 implies xn∈ U
Definition 2.1.20 [69] A set Λ is a directed set if and only if there is a relation ≤
on Λ satisfying:
(i) λ ≤ λ for each λ ∈ Λ;
(ii) if λ1 ≤ λ2 and λ2 ≤ λ3, then λ1 ≤ λ3;
Trang 13(iii) if λ1, λ2 ∈ Λ, then there is some λ3 ∈ Λ with λ1 ≤ λ3, λ1 ≤ λ3.
Definition 2.1.21 [69] A net in a set X is a function P : Λ → X where Λ is adirected set The point P (λ) is usually denoted by xλ
Definition 2.1.22 [69] Let {xλ} be a net in space X Then, {xλ} converges to
x ∈ X if and only if for each neighborhood U of x, there is some λ0 ∈ Λ such that
λ ≥ λ0 implies xλ ∈ U
Definition 2.1.23 [69] A topological space (X, τ ) is said to be a Hausdorff topologicalspace (or a T2-space) if for each pair of distinct points a and b in X, there exist opensets U and V such that a ∈ U, b ∈ V, and U ∩ V = ∅
Theorem 2.1.24 [69] In a Hausdorff topological space, every convergent sequencehas a unique limit
Definition 2.1.25 [69] A topological space X is said to be compact if every opencover has a finite subcover, i.e., if whenever X = S
i∈IGi, where Gi is an open set,then X =S
i∈JGi for some finite subset J of I
Definition 2.1.26 [69] A subset M of a topological space X is said to be compact
if every open cover has a finite open subcover, i.e., if whenever M ⊂S
i∈IGi, where
Gi is an open set, then M ⊂S
i∈JGi for some finite subset J of I
Theorem 2.1.27 [69] A compact subset of a Hausdorff topological space is closed.Definition 2.1.28 [23] Let X be a real vector space and let τ be a topology on X.(X, τ ) is called a real topological vector space, if addition and scalar multiplicationare continuous maps, i.e the maps
(x, y) 7→ x + y with x, y ∈ X,(α, x) 7→ αx with α ∈ R and x ∈ Xare continuous on X × X and R × X, respectively In many situations we use, forsimplicity, the notation X instead of (X, τ ) for a real topological vector space
Trang 142.2 Order relation induced by cone and set order relations
Definition 2.2.1 [23] Let C be a nonempty subset of a real vector space X
(i) The set C is called a cone, if
λx + (1 − λ)y ∈ M for all λ ∈ [0, 1]
Lemma 2.2.3 [23] A cone C in a real vector space is convex if and only if
Trang 15Figure 1 Comparision of two vectors by cone.
The cone K induces various set orderings in Y These such orderings, givenbelow, were introduced in [6, 7, 10, 71] Consider P(Y ), the family of all nonemptysubsets of Y , for A, B ∈ P(Y ) lower set less relation, upper set less relation and setless relation, firstly introduced by Kuroiwa [5] in 1997, respectively, are defined by
Trang 17We also have weak lower set less relation, weak upper set less relation, weakset less relation defined respectively as the following
A l B ⇔ B ⊂ A + intK,
A u B ⇔ A ⊂ B − intK,
A s B ⇔ A ⊂ B − intK and B ⊂ A + intK
The notation A ∼α B with α ∈ {l, u, s} means both A ≤α B and B ≤α A aresatisfied
We observe from the definitions of set order relations that ≤sis a combination
of ≤l and ≤u Relationships between ≤l and ≤u were given in Remark 2.6.10 of [19]
(iii) Since A ≤s B, B ⊂ A + K and A ⊂ B − K For any λ < 0, this implies that
λB ⊂ λA − K and λA ⊂ λB + K So, λA ≥s λB
Trang 18The certainly less relation and possibly less relation, respectively, are stated
as the following
A ≤cB ⇔ (A = B) or (A 6= B, B − A ⊂ K),
A ≤p B ⇔ A ∩ (B − K) 6= ∅,
⇔ B ∩ (A + K) 6= ∅
As can be seen in [10], from a practical point of view, the order relation ≤s
seems to be more appropriate in applications
The minmax less order relation, minmax certainly less order relation andminmax certainly nondominated order relation, firstly introduced by Jahn and Ha[10] in 2011, respectively, are defined by
A ≤m B ⇔ min A ≤s min B and max A ≤s max B,
A ≤mcB ⇔ (A = B) or (A 6= B, min A ≤cmin B and max A ≤cmax B),
A ≤mn B ⇔ (A = B) or (A 6= B, max A ≤smin B)
Definition 2.2.6 [10] The binary relation ≤ is said to be
(i) compatible with the addition if and only if A ≤ B and D ≤ E imply A + D ≤
B + E for all A, B, D, E ∈ P(Y );
(ii) compatible with the multiplication with a nonnegative real number if and only
if A ≤ B implies λA ≤ λB for all scalars λ ≥ 0 and all A, B ∈ P(Y );
(iii) compatible with the conlinear structure of P(Y ) if and only if it is compatiblewith both the addition and the multiplication with a nonnegative real number.Proposition 2.2.7 [10]
(i) The order relations ≤l, ≤u and ≤s are porder (i.e., these relations are flexive and transitive)
Trang 19re-(ii) The order relations ≤l, ≤u and ≤s are compatible with the conlinear structure
of P(Y )
(iii) In general, the order relations ≤l, ≤u and ≤s are not antisymmetric; moreprecisely, for arbitrary sets A, B ∈ P(Y ) we have
(A ≤l B and B ≤l A) ⇔ A + K = B + K,(A ≤u B and B ≤u A) ⇔ A − K = B − K,(A ≤s B and B ≤s A) ⇔ (A + K = B + K and A − K = B − K)
2.3 Semicontinuity and cone semicontinuity of a set-valued map
We recall definitions of semicontinuity for a set-valued map and their propertiesused in the sequel
Definition 2.3.1 [72] A set-valued map F : X ⇒ Y is said to be
(i) upper semicontinuous at x0 ∈ DomF if and only if for any open subset V of Ywith F (x0) ⊂ V there is a neighborhood U of x0 such that F (x) ⊂ V for all
x ∈ U
(ii) lower semicontinuous at x0 ∈ DomF if and only if for any open subset V of Ywith F (x0) ∩ V 6= ∅ there is a neighborhood U of x0 such that F (x) ∩ V 6= ∅ forall x ∈ U
(iii) lower (upper) semicontinuous on a subset D of X if and only if it is lower(upper) semicontinuous at every x ∈ D;
where DomF = {x ∈ X | F (x) 6= ∅}
Lemma 2.3.2 (See e.g., [52, 56, 72]) Let F : X ⇒ Y be a set-valued map
(i) F is lower semicontinuous at x0 ∈ DomF if and only if for any net {xα} ⊂ Xconverging to x0 and for any y ∈ F (x0), there exist yα ∈ F (xα) such that {yα}converges to y
Trang 20(ii) If F (x0) is compact, then F is upper semicontinuous at x0 ∈ DomF if andonly if for any net {xα} converging to x0 and for any yα ∈ F (xα), there exist
y0 ∈ F (x0) and a subnet {yβ} of {yα} such that {yβ} converges to y0 If, inaddition, F (x0) = {y0} is a singleton, then for the above nets, {yβ} converges
to y0
Definition 2.3.3 [56] A set-valued map F : X ⇒ Y is said to be
(i) Hausdorff upper semicontinuous at x0 ∈ DomF if and only if for each borhood V of the origin in Y , there exists a neighborhood U of x0 such that
The following concepts about cone-semicontinuity were given in [73]
Definition 2.3.5 [73] Let K be a convex cone of Y A set-valued map F : X ⇒
Y is said to be K-upper continuous (resp K-lower continuous) at x0 ∈ domF ifand only if for any open subset U of Y with F (x0) ⊂ U (resp F (x0) ∩ U 6= ∅)there is a neighborhood N of x0 such that F (x) ⊂ U + K for every x ∈ N (resp
Trang 21Definition 2.3.6 [74] Let D be a nonempty convex set of X and K be a convexcone of a vector space Y A set-valued map F : X ⇒ Y with nonempty values is said
to be properly K-quasiconvex (resp properly K-quasiconcave) on D if and only if forevery x1, x2 ∈ D and t ∈ [0, 1], either F (xt) ⊂ F (x1) − K or F (xt) ⊂ F (x2) − K (resp.either y1 ∈ F (xt) − K or y2 ∈ F (xt) − K with yi ∈ F (xi)) where xt= tx1+ (1 − t)x2.Definition 2.3.7 [74] Let D be a nonempty convex subset of X A set-valued map
F : X ⇒ Y is said to be strictly lower K-convex (resp strictly upper K-convex)
on D if and only if for any x1, x2 ∈ D with x1 6= x2 and for any t ∈]0, 1[ we have
tF (x1) + (1 − t)F (x2) ⊂ F (xt) + intK (resp F (xt) ⊂ tF (x1) + (1 − t)F (x2) − intK)where xt= tx1+ (1 − t)x2
2.4 Hausdorff set-convergence, KKM-map and useful tools
We recall the notion of KKM-map and a well-known lemma about this map[75]
Definition 2.4.1 [75] Let F : X ⇒ Y be a set-valued map and M be a nonemptysubset of X F is called a KKM-map on M if and only if for any finite subset{x1, , xn} of M , conv{x1, , xn} ⊂Sn
i=1F (xi) where “conv” denotes for the vex hull
con-Lemma 2.4.2 (The KKM-Fan con-Lemma) Let M be a nonempty subset of a Hausdorfftopological vector space X, and F : X ⇒ Y be a KKM-map with closed values on M
If F (x) is compact for at least one x ∈ M , then ∩x∈MF (x) 6= ∅
In this research, beside the convergence of a sequence of points in a norm/metricspace, we also need to examine the convergence of sequence which elements are sets.Now we recall the concepts of Hausdorff distance between two sets and Hausdorffconvergence of sequence of sets
Trang 22If S is a nonempty subset of X and x ∈ X, then the distance d between xand S is defined by
Definition 2.4.3 [76] Let {An} be a sequence of subsets of X We say that
(i) An converge to A ⊂ X in the sense of the upper Hausdorff set-convergence,denoted by An* A, if and only if H∗(An, A) → 0
(ii) An converge to A ⊂ X in the sense of the lower Hausdorff set-convergence,denoted by An+ A, if and only if H∗(A, An) → 0
(iii) An converge to A ⊂ X in the sense of the Hausdorff set-convergence, denoted
by An→ A, if and only if H(An, A) → 0
Kuratowski measure of noncompactness is an important tool to survey acterizations of well-posedness and it will be used more to obtain main results of thisstudy We now recall the concept of Kuratowski measure of noncompactness and it’sproperties used in the sequel
char-Definition 2.4.4 [77] Let M be a nonempty subset of X The Kuratowski measure
of noncompactness µ of the set M is defined by
where diamMi = sup{d(x, y) | x, y ∈ Mi} is the diameter of Mi
Lemma 2.4.5 [77] The following assertions are true:
Trang 23(i) µ(M ) = 0 if M is compact;
(ii) µ(M ) ≤ µ(N ) whenever M ⊂ N ;
(iii) if {Mn} is a sequence of closed subsets in X satisfying Mn+1 ⊂ Mn for every
n ∈ N and limn→∞µ(Mn) = 0, then K = T
n∈NMn is nonempty compact andlimn→∞H(Mn, K) = 0
In the detail of proofs in later chapters, we need these following results Wehere establish and give their proofs
Lemma 2.4.6 Let X be a normed space and A, B be subsets of X If A is compactand B is closed, then A + B is closed
Proof Assume that {an+ bn}, an ∈ A, bn ∈ B, converges to c for some c ∈ X Weshow that c ∈ A + B In fact, since A is compact, there exist a subsequence {ank} ofsequence {an} and a ∈ A such that {ank} converges to a We have
kbnk− c + ak = k(bnk + ank) − c + (a − ank)k ≤ kbnk + ank− ck + ka − ankk
We obtain that {bnk} converges to c − a Since B is closed, we get c − a ∈ B Hence,there exists b ∈ B such that b = c − a Then, c = a + b ∈ A + B So, A + B isclosed
Lemma 2.4.7 Let M be a nonempty subset of a normed space X Then, for every
x, y ∈ X, |d(x, M ) −d(y, M )| ≤ kx − yk
Proof Let x, y ∈ X, we have kx − yk + d(y, M ) = kx − yk + infz∈M ky − zk =infz∈M{kx − yk+ky − zk} ≥ infz∈Mkx − zk = d(x, M ) Hence, kx − yk ≥ d(x, M )−d(y, M ) Similarly, we also get kx − yk ≥ d(y, M ) − d(x, M ) We conclude that
|d(x, M ) − d(y, M )| ≤ kx − yk
Trang 24L-WELL-POSEDNESS FOR SET OPTIMIZATION PROBLEMS
In 2009, Zhang et al [61] firstly introduced three kinds of well-posedness cluding one pointwise well-posedness and two global ones The authors obtained somesufficient and necessary conditions for set optimization problems involving the rela-tion ≤l to be well-posed Moreover, criteria and characterizations of L-well-posednessfor this problem were established by using the scalarization method L-well-posednessproperties for such problems with a class of generalized convex set-valued maps wereobtained by Crespi et al [63] Using assumptions on cone properness, Guti´errez et al.[34] investigated pointwise well-posedness for set optimization problems involving therelation ≤l Recently, Dhingra and Lalitha [14] introduced a concept of well-setnessand proved that it is an extension of generalized well-posedness which was considered
in-in [61] Furthermore, they gave sufficient conditions of well-setness for set tion problems involving the relation ≤l and obtained characterizations of well-setnessfor them by the scalarization method As mentioned in [10, 15, 16, 19], the relation
optimiza-≤s plays an important role in real-life situations To the best of our knowledge, there
is no work devoted to well-posedness for set optimization problems involving the lation ≤s Hence, studying on well-posedness for problems involving these relations
re-is significant
Motivated and inspired by the above works, in this chapter we aim to vestigate various types of L-well-posedness for set optimization problems involvingdifferent kinds of set order relations We introduce many kinds of L-well-posednessfor such problems and study relationships between them as well as sufficient conditions
in-of these types in-of well-posedness Moreover, Kuratowski measure in-of noncompactness isapplied to survey characterizations of L-well-posedness for set optimization problems
Trang 25Finally, approximating solution maps and their stability properties are researched topropose links between stability of the approximating problem and L-well-posedness
of set optimization problems
In this chapter, let X be a metric space and Y be a Hausdorff topologicalvector space Let F : X ⇒ Y be a set-valued map with nonempty values on X.Let K be a closed convex pointed cone in Y with intK 6= ∅ The notation F (M ) =S
x∈MF (x) stands for the image of set M under set-valued map F
3.1 Set approach and the investigated problem (Pα)
Firstly, set-valued optimization problem and vector approach are recalled.After that, set approach and set optimization problem investigated in this thesis arepresented
The set-valued optimization problem defined as the following has been ied widely in the literature
stud-(P) Min F(x)
subject to x ∈ M,where M is a nonempty subset of X
Definition 3.1.1 Given a nonempty set A ⊂ Y An element ¯a ∈ MinA is called
a Edgeworth-Pareto minimal point of set A with respect to cone K, where MinA ={¯a ∈ A | A ∩ (¯a − K) = {¯a}}
If F is a set-valued map, then there are many distinct values y ∈ Y such that
y ∈ F (x) for every x ∈ DomF Hence, in vector approach, when studying minimizers
of a set-valued map, we fix one element y ∈ F (x) and formulate the following solutionconcept based on the concept of Edgeworth-Pareto minimality
Definition 3.1.2 Let ¯x ∈ M A pair (¯x, ¯y) ∈ graphF is called a minimizer of theset-valued optimization problem (P) if ¯y ∈ Min(F (M ), K)
Trang 26This concept is important and has been studied widely in spite of somedrawback in practical application As pointed out in [19], a minimizer (¯x, ¯y) depends
on only certain special element ¯y of F (¯x) and other elements of F (¯x) are ignored Inother words, an element ¯x become a solution of the set-valued optimization problem(P) if there exists at least one element ¯y ∈ F (¯x) which is a Edgeworth-Pareto minimalpoint of the image set of F even if there exist many bad elements in F (¯x) For thisreason, the solution concepts introduced in vector approach are sometimes improper
In order to avoid this disadvantage it is necessary to work with practically relevantorder relations for sets This leads to solution concepts for set-valued optimizationproblems based on comparisons among values of the set-valued objective map F , and
it is so called solution concepts based on set approach
As presented by Kuroiwa in [67], the following example illustrates the ference between solution concepts based on vector approach and set approach Let
It is clear that the element x = 0 is a minimal solution with respect to setorder relation ≤l(F (0) ≤l F (x) for all x ∈ M ) However, all elements (¯x, ¯y) ∈ graphFwith ¯y = (1 − ¯x, ¯x) if ¯x 6= 0 and ¯y = (1, 0) if ¯x = 0 are minimizers in the sense ofDefinition 3.1.2 This illustrates that the solution concept based on set approach withrespect to ≤l is more natural and useful than one based on vector approach In whatfollows, we use set approach with the solution concept defined on the comparision ofall images of the set-valued objective map by using set order relations We mainlyfocus on (Pα) defined as the following
Trang 27Let F : X ⇒ Y be a set-valued map with nonempty values on X For each
α ∈ {l, u, s}, we consider the following set optimization problem
(Pα) α -Min F(x)
subject to x ∈ M,where M is a nonempty closed subset of X A point ¯x ∈ M is said to be an α-minimalsolution of (Pα) if and only if for any x ∈ M such that F (x) ≤α F (¯x) then F (¯x) ≤α
F (x) The set of all α-minimal solutions of (Pα) is denoted by Sα
It can be seen that if ¯x ∈ Sα and F (¯x) ∼α F (ˆx) for some ˆx ∈ M , thenˆ
x ∈ Sα
3.2 Existence conditions of solutions
This section focuses on existence conditions of solutions for set optimizationproblems involving three types of set order relations (Pα) Some solution existenceconditions for set optimization problems with upper set relation or upper set relationcan be found in literature [25, 26, 67] To the best of our knowledge, there have been
no publication devoted solution existence conditions for set optimization problemswith set less relation ≤s It urges us to study this topic In addition, to investigatewell-posedness of optimization problems, some researchers assume that the solutionset is nonempty and then they pay more attention on necessary, sufficient conditionsfor the problems to be well-posed Therefore, it is better to point out conditions toguarantee that the solution set is nonempty
Motivated by the study on cone-semicontinuity in [73], we introduce a cept so-called K-lower pseudocontinuity for a set-valued map After that, we in-vestigate some properties of this notion and apply them to establish the existenceconditions for (Pα) In this section, we assume that M is a nonempty closed convexsubset of X
Trang 28con-Let F : X ⇒ Y be a set-valued map and A ∈ P(Y ) be given We denote
L≤α AF = {x ∈ X | F (x) ≤α A} Next, we give sufficient conditions for closedness ofthese level sets
Lemma 3.2.1 Let F : X ⇒ Y be a set-valued map
(i) If F is K-upper continuous and compact-valued, then L≤l AF is closed for everysubset A of Y
(ii) If F is (−K)-lower continuous, then L≤ u AF is closed for every compact subset
A of Y
(iii) If F is K-upper continuous, (−K)-lower continuous and compact-valued, then
L≤ s AF is closed for every compact subset A of Y
Proof (i) Let {xβ} ⊂ L≤l AF converge to x0, we get F (xβ) ≤l A, i.e., A ⊂ F (xβ) + K.Let a ∈ A be arbitrary, there exist yβ ∈ F (xβ) such that a ∈ yβ + K Let V be aneighborhood of 0Y, we have F (x0) ⊂ F (x0) + V Because F is K-upper continuousand {xβ} converges to x0, F (xβ) ⊂ F (x0) + V + K So, a ∈ yβ+ K ⊂ F (x0) + V + K.Since F (x0) is compact, this implies that a ∈ F (x0) + K Therefore, A ⊂ F (x0) + K.This leads to the closedness of L≤l AF
(ii, iii) These statements can be proved by similar arguments
In [78], concepts of semi pseudocontinuity for extended real-valued mapswere proposed These proposed concepts in [78] are defined by limit inferior of asequence Therefore, this type of limit can not be applied for a class of set-valuedmaps involving cone Using closedness of level sets, we generalize these concepts for
a set-valued map
Definition 3.2.2 A set-valued map F : X ⇒ Y is said to be K-lower tinuous on X if and only if for every b ∈ X, L≤ α F (b)F = {x ∈ X | F (x) ≤α F (b)} isclosed
Trang 29pseudocon-Applying Lemma 3.2.1, the sufficient conditions for the closedness of levelsets are given in the following result.
Proposition 3.2.3 Assume that F is compact-valued Then,
(i) If F is K-upper continuous, then L≤l F (b)F is closed for every b ∈ X
(ii) If F is (−K)-lower continuous, then L≤u F (b)F is closed for every b ∈ X.(iii) If F is K-upper continuous and (−K)-lower continuous, then L≤ s F (b)F is closedfor every b ∈ X
Remark 3.2.4 (i) The concept in Definition 3.2.2 is more generalized than theconcept about cone-semicontinuity in [73]
(ii) When the objective map is a single-valued map, f : X → Y , the concept
in Definition 3.2.2 can be written as the following: f is said to be K-lowerpseudocontinuous if L≤βf = {x ∈ X : f (x) ≤K β} is closed for all β ∈ f (X).Furthermore, when Y = R and K = [0, +∞), by Proposition 2.1 in [78], thisconcept reduces to the notion so-called sequentially lower pseudocontinuity inDefinition 2.4 in [78]
Proposition 3.2.5 F is K-lower pseudocontinuous if and only if for every b ∈ Xand x0 ∈ X with F (x0) 6≤α F (b), there exists a neighborhood N of x0 such that
Trang 30Then, since F is K-lower pseudocontinuous, by the closedness of L≤ α F (b)F we get
F (x0) ≤α F (b) which is a contradiction
Level sets L≤α F (b)F = {x ∈ X | F (x) ≤α F (b)} can be considered as aset-valued map by setting Lα : X ⇒ X, Lα(b) = {x ∈ X | F (x) ≤α F (b)} The nextresult gives a sufficient condition for this map to be a KKM-map
Proposition 3.2.6 If for every x ∈ X, {b ∈ X | F (x) 6≤α F (b)} is convex, then Lα
is a KKM-map
Proof Let {x1, , xn} ⊂ X and x ∈ conv{x1, , xn} be arbitrary Suppose that
x 6∈ Sn
i=1Lα(xi), i.e, x 6∈ Lα(xi) for all i = 1, , n Therefore, xi ∈ {b ∈ X |
F (x) 6≤α F (b)} for all i = 1, , n It follows from the convexity of this set that
x ∈ {b ∈ X | F (x) 6≤α F (b)}, i.e., F (x) 6≤α F (x) which is a contradiction
Employing the KKM-Fan Lemma, existence conditions for (Pα) are presented
in the next result
Theorem 3.2.7 Suppose that the following conditions hold:
(i) F is K-lower pseudocontinuous;
(ii) for every x ∈ M , {b ∈ M | F (x) 6≤α F (b)} is convex;
(iii) (Coercivity condition) There exists a nonempty compact set A ⊂ M such thatfor each finite set B of points bi ∈ M , i = 1, , n, there is a nonempty compactconvex set C ⊂ M satisfying C ⊃ B and, for all x ∈ C \ A, there exists b ∈ Bwith F (x) 6≤αF (b)
Then, Sα 6= ∅
Proof Let B = {b1, b2, , bn} with bi ∈ M , i = 1, , n By the assumption (iii),there exists a nonempty compact subset A of M such that there is a compact convex
Trang 31subset C of M satisfying C ⊃ B and for all x ∈ C \ A, there exists b ∈ B with
of C that x ∈ C Combining Proposition 3.2.6 and assumption (ii), we obtain that
L is a KKM-map on M Therefore, there exists j ∈ {1, , m} such that x ∈ L(xj).Also, x ∈ Q(xj) We conclude that Q is a KKM-map on C
On the other hand, Q(b) is compact since Q(b) = C ∩L(b) Applying Lemma2.4.2, we get T
b∈CQ(b) 6= ∅ Therefore, there exist x ∈ C and x ∈ T
Proposition 3.2.9 Let x ∈ M be given
(i) If F is properly (−K)-quasiconcave on M , then {b ∈ M | F (x) 6≤l F (b)} isconvex
(ii) If F is properly K-quasiconvex on M , then {b ∈ M | F (x) 6≤u F (b)} is convex.(iii) If F is properly (−K)-quasiconcave and properly K-quasiconvex on M , then{b ∈ M | F (x) 6≤sF (b)} is convex
Trang 32Proof (i) Denote G(x) = {b ∈ M | F (x) 6≤l F (b)} Let bi ∈ G(x), i = 1, 2 and
b = tb1+ (1 − t)b2 for any t ∈ [0, 1] Suppose that b 6∈ G(x), hence F (b) ⊂ F (x) + K.Since bi ∈ G(x), i = 1, 2, there exist yi ∈ F (bi) such that yi 6∈ F (x) + K, i = 1, 2 Itfollows from the properly (−K)-quasiconcavity on M of F that there exists j ∈ {1, 2}such that yj ∈ F (b) + K Therefore, yj ∈ F (x) + K which is a contradiction
(ii, iii) By the similar arguments, we can show that these assertions are true.Next, as applications of Theorem 3.2.7, we discuss results for particular caseswhich the objective map is a single-valued map and a real-valued map, respectively,
as examples
Corollary 3.2.10 Let f : X → Y be a single-valued map Suppose that the followingconditions hold:
(i) f is K-lower pseudocontinuous;
(ii) for every x ∈ M , {b ∈ M | f (x) 6≤K β} is convex;
(iii) (Coercivity condition) M is compact or there exists a nonempty compact set
A ⊂ M such that for each finite set B of points bi ∈ M , i = 1, , n, there is anonempty compact convex set C ⊂ M satisfying C ⊃ B and, for all x ∈ C \ A,there exists b ∈ B with f (x) 6≤K β
Then, the solution set is nonempty
Corollary 3.2.11 Let f : X → R be a real-valued map Suppose that the followingconditions hold
(i) f is sequentially lower pseudocontinuity;
(ii) for every x ∈ M , {b ∈ M | f (x) > α} is convex;
(iii) (Coercivity condition) M is compact or there exists a nonempty compact set
A ⊂ M such that for each finite set B of points bi ∈ M , i = 1, , n, there is a
Trang 33nonempty compact convex set C ⊂ M satisfying C ⊃ B and, for all x ∈ C \ A,there exists b ∈ B with f (x) > α.
Then, the solution set is a nonempty set
Conditions of existence of solutions are given in the previous section Inwhat follows, we assume that conditions of existence of solutions are satisfied and wenext focus on well-posedness properties
3.3 Global L-well-posedness
Motivated by the study in [61], we introduce concepts of generalized mizing sequence and employ them to study several types of well-posedness for (Pα).Let e be a fixed element of intK
mini-Definition 3.3.1 A sequence {xn} ⊂ M is called a generalized minimizing sequence
of (Pα) if and only if there exist sequences {εn} ⊂ R+converging to 0 and {zn} ⊂ Sαsatisfying F (xn) ≤α F (zn) + εne for all n
Definition 3.3.2 Problem (Pα) is said to be e-well-posed in the sense of Loridan(shortly, L-well-posed) if and only if for every generalized minimizing sequence {xn}
of (Pα) there exist a subsequence {xnk} of {xn} and ¯x ∈ Sα such that {xnk} converges
to ¯x
Remark 3.3.3 When α = l, Definitions 3.3.1 and 3.3.2 reduce to Definition 2.2 in[61] and corresponding concepts in [14]
Consider the problem (Pα), we define a set-valued map Lα : M × R+ ⇒ M
as, for all (x, ε) ∈ M × R+,
Lα(x, ε) = {ˆx ∈ M | F (ˆx) ≤α F (x) + εe}
We refer to the set Lα(x, ε) as level set at x with level ε and Lα as level set-valuedmap It is clear that {xn} is a generalized minimizing sequence of (Pα) if there exist{εn} ⊂ R+ converging to 0 and {zn} ⊂ Sα such that xn ∈ Lα(zn, εn)
Trang 34The following proposition plays an important role in our work.
Proposition 3.3.4 Let Lα be a level set-valued map Then the following statementshold:
(i) x ∈ Lα(x, ε) for all x ∈ M ;
(ii) For ε1 < ε2 and ˆx ∈ Ls(x, ε1), we have F (ˆx) ≤s F (x) + ε1e, i.e.,
F (x) + ε1e ⊂ F (ˆx) + K and F (ˆx) ⊂ F (x) + ε1e − K
Obviously,
F (x) + ε2e = F (x) + ε1e + (ε2− ε1)e,and
F (x) + ε2e − K = F (x) + ε1e − K + (ε2− ε1)e
Combining the convexity of cone K with Proposition 2.2.7(ii), we get
F (x) + ε2e ⊂ F (ˆx) + K, F (ˆx) ⊂ F (x) + ε2e − K,and hence F (ˆx) ≤s F (x) + ε2e So, Ls(x, ε1) ⊂ Ls(x, ε2)
Trang 35(iii) Let ¯x ∈ Ss, we always get F (¯x) ≤s F (¯x) because ≤s is reflexive We have
z∈S sLs(z, 0) and suppose that there exists x ∈ M satisfying
F (x) ≤s F (¯x), we need to prove that F (¯x) ≤s F (x) Since ¯x ∈ S
z∈S sLs(z, 0),there exists z ∈ Ss such that ¯x ∈ Ls(z, 0) Equivalently, F (¯x) ≤s F (z) Since
F (x) ≤s F (¯x), by the transitivity property of ≤s, we get F (x) ≤s F (z) Thisimplies F (z) ≤s F (x) as z ∈ Ss Using the transitivity property, we conclude that
F (¯x) ≤sF (x) So, ¯x ∈ Ss, and hence S
z∈S sLs(z, 0) ⊂ Ss.Remark 3.3.5 When α = l, Proposition 3.3.4 reduces to Proposition 3.1 (withoutproof) in [14], and Proposition 3.3.4 is new for cases where α = u and α = s
Inspired by [14], we next introduce notions of metrically α-well-posedness for(Pα) by using the Hausdorff distance
Definition 3.3.6 Problem (Pα) is said to be metrically α-well-posed if and only if
Sα is nonempty, and for every generalized minimizing sequence {xn} of (Pα),
H∗(Lα(xn, εn), Sα) → 0,where {εn} ⊂ R+ is the sequence corresponding to {xn}
Next, we propose a new kind of well-posedness for (Pα) which is a relaxedform of metrically α-well-posedness and useful to improve some known results.Definition 3.3.7 Problem (Pα) is said to be weak metrically α-well-posed if andonly if Sα is nonempty, and for every generalized minimizing sequence {xn} of (Pα),
Trang 36Theorem 3.3.9 If (Pα) is L-well-posed, then Sα is compact.
Proof For {xn} ⊂ Sα and {εn} ⊂ R+ converging to 0, for each n, we have F (xn) ≤α
F (xn) + εne as e ∈ intK So, {xn} is a generalized minimizing sequence of (Pα) Bythe L-well-posedness of (Pα), there exist a subsequence {xnk} of {xn} and ¯x ∈ Sα
such that {xnk} converges to ¯x Hence, Sα is compact
Combining Theorem 3.3.9 with Theorem 3.1 in [14], we get relationshipsbetween L-well-posedness and (weak) metrically α-well-posedness for (Pα)
Corollary 3.3.10 If (Pα) is L-well-posed, then (Pα) is metrically α-well-posed.Remark 3.3.11 Corollary 3.3.10 improves Theorem 3.1 in [14] by removing theclosedness of Sα
The below example illustrates that the converse of Corollary 3.3.10 is nottrue
Example 3.3.12 Let X = Y = R, M = [−1, 1], K = R+, e = 1 and F : X ⇒ Y bedefined by
Clearly, Sα =]0, 1[ and (Pα) is metrically α-well-posed However, (Pα) is not posed by Theorem 3.3.9
L-well-Note that Example 3.3.12 also shows that Theorem 3.2 in [14] is not true.The following result is a correction version of this theorem
Theorem 3.3.13 If Sα is compact and (Pα) is weak metrically α-well-posed, then(Pα) is L-well-posed
Proof Let {xn} be a generalized minimizing sequence of (Pα), we have d(xn, Sα) → 0
as (Pα) is weak metrically α-well-posed By the compactness of Sα, there exists a
Trang 37sequence {¯xn} ⊂ Sα such that
d(xn, ¯xn) = d(xn, Sα) → 0
Then, {¯xn} has a subsequence {¯xnk} converging to some ¯x ∈ Sα as Sα is compact.Due to
d(xnk, ¯x) ≤ d(xnk, ¯xnk) + d(¯xnk, ¯x),{xnk} converges to ¯x We conclude that (Pα) is L-well-posed
Next, we now give sufficient conditions for (Pα) to be L-well-posed
Theorem 3.3.14 Suppose that the following conditions hold:
(i) M and Sα are compact;
(ii) F is continuous and compact-valued on M
Then, (Pα) is L-well-posed
Proof We only demonstrate the proof of the statement for the case α = u since thetechnique to prove the statement for the cases α = l and α = s is similar Supposethat (Pu) is not L-well-posed, it follows from Theorem 3.3.13 that (Pu) is not weakmetrically u-well-posed Then, there exists a generalized minimizing sequence {xn}
Trang 38By the compactness of Su, we can assume that {znk} converges to some ¯z ∈ Su Let
¯
v ∈ F (¯x) be arbitrary, there exists {vnk} with vnk ∈ F (xnk) converging to ¯v because
of the lower semicontinuity of F at ¯x By (3.3.3), we get vnk ∈ F (znk) +εnke − K,and hence there exist unk ∈ F (znk) such that
Since F is upper semicontinuous and compact-valued at ¯z, there exist ¯u ∈ F (¯z) and
a subsequence of {unk}, denoted by the same indexes, such that {unk} converges to
Theorem 3.3.14 gives sufficient conditions of the L-well-posedness for (Pα)
in the case the constraint set is compact The following result devotes to the compactness case of this set
non-Theorem 3.3.15 Suppose that the following conditions hold:
(i) X is locally compact and Sα is compact;
Trang 39Proof By the similarity, we here only demonstrate the proof for the statement (b).Suppose that (Pu) is not L-well-posed By the assumption (i) and Theorem 3.3.13,(Pu) is also not metrically well-posed Then, there exists a generalized minimizingsequence {xn} of (Pu) such that
H∗(Lu(xn, εn), Su) 6→ 0,where {εn} ⊂ R+ converging to 0 is the sequence corresponding to {xn} Because{xn} is a generalized minimizing sequence, for each n ∈ N there exists zn ∈ Su suchthat F (xn) ≤u F (zn) + εne Since H∗(Lu(xn, εn), Su) 6→ 0, we can assume that there
is β > 0 satisfying H∗(Lu(xn, εn), Su) ≥ β for all n (take a subsequence if necessary)
By (i), there exists an open neighborhood U of Su such that its closure, cl(U ), iscompact and Lu(xn, εn) 6⊂ cl(U ) Hence, for each n ∈ N there exists ˆxn ∈ Lu(xn, εn)such that
ˆ
Since {xn} is a generalized minimizing sequence and ˆxn ∈ Lu(xn, εn), i.e., F (ˆxn) ≤u
F (xn) + εne, we conclude that F (ˆxn) ≤u F (zn) + 2εne Hence, ˆxn ∈ Lu(zn, 2εn).Combining this with (3.3.5), we get
where (cl(U ))c denotes the complement of cl(U ) in X Also, we obtain
We next claim that Lu(zn, 2εn) ∩ bd(cl(U )) 6= ∅ for every n ∈ N satisfying 2εn <
δ Suppose on the contrary that there exists mn ∈ N such that Lu(zm n, 2εm n) ⊂int cl(U ) ∪ int(cl(U ))c This leads to
Lu(zmn, 2εmn) = (Lu(zmn, 2εmn) ∩ int cl(U )) ∪ (Lu(zmn, 2εmn) ∩ int(cl(U ))c) (3.3.8)
Trang 40We note that Lu(zmn, 2εmn) ∩ int cl(U ) and Lu(zmn, 2εmn) ∩ int(cl(U ))c are separatedbecause cl(int cl(U )) ∩ int(cl(U ))c= ∅ and int cl(U ) ∩ cl(int(cl(U ))c) = ∅ Employing(3.3.6)-(3.3.8) and Lu(zmn, 2εmn)∩int cl(U )∩(cl(U ))c= ∅, we arrive at a contradiction
of the fact that Lu(zmn, 2εmn) is a connected set Therefore, there exists a sequence{wn} such that
By the compactness of cl(U ), there exists a subsequence of {wn} which is still denoted
by {wn} converging to some w ∈ cl(U ) Since wn ∈ Lu(zn, 2εn), F (wn) ⊂ F (zn) +2εne − K Due to the compactness of Su, there is a subsequence of {zn} which is stilldenoted by {zn} converging to some ¯z ∈ Su Now, we show that F (w) ⊂ F (¯z)−K Let
¯
v ∈ F (w) be arbitrary, by the lower semicontinuity of F at w, there exists a sequence{vn} converging to ¯v where vn ∈ F (wn) for all n We get vn ∈ F (zn) + 2εne − K.Thus, there exists un∈ F (zn) such that
Since F is upper semicontinuous and compact-valued at ¯z, there exist ¯u ∈ F (¯z)and a subsequence of {un}, denoted by the same indexes, converging to ¯u Takinglimit as n → ∞ in (3.3.10), we get ¯v ∈ ¯u − K Therefore, ¯v ∈ F (¯z) − K By thearbitrariness of ¯v, we have F (w) ⊂ F (¯z) − K, i.e., F ( ¯w) ≤u F (¯z) Since ¯z ∈ Su, wehave F (w) ∼u F (¯z), and hence w ∈ Su which contradicts (3.3.9)
The following examples show that Theorems 3.3.14 and 3.3.15 are not parable
com-Example 3.3.16 Let X = Y = R, M = [0, 1], K = R+, e = 1 and F : X ⇒ Y bedefined by F (x) = [−x2+ x, −2x2+ 2x] Clearly, all conditions of Theorem 3.3.14 aresatisfied but the condition (iii) of Theorem 3.3.15 does not hold Indeed, let δ = 14,direct cacullations give us Sα = {0, 1} and the level set Lα(x, ε) = [0,1−
√ 1−4ε
2 ] ∪[1+
√
1−4ε
2 , 1] is not connected for every x ∈ Sα and every ε ∈]0, δ[