A particle shoud have a wavelength related to its momentum in exactly p = the de Broglie wavelength And the relation between frequency and particle’s energy is also in the same way a
Trang 1GENERAL PHYSICS III
Trang 2Chapter XXI
§ 1 The wave nature of particles
§ 2 The Heisenberg Uncertainty Principle
§ 3 The Schrödinger equation
§ 4 Solutions for some quantum systemsNitro PDF Trialwww.nitropdf.com
Trang 3 It has been known from the previous chapter that light, and in general,electromagnetic waves have particle behavior.
Some latter time than the quantum theory of light, it was discoveredthat particles show also wavelike behavior
The wave-particle duality of matter is the fundamental concept ofmodern physics
Newton’s classical physics should be replaced by the new mechanicswhich is able to describe the wave nature of particles
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Trang 4§1 The wave nature of particles:
1.1 De Broglie hypothesis:
In 1923, de Broglie put a simple, but extremely important idea which
initiated the development of the quantum theory He proposed that,
if light is dualistic (behaving in some situations like waves and in otherslike particles) → this duality should also hold for matter It means thatelectrons, alpha particles, protons,…, which we usually think of as
particles, may in some situations behave like waves
A particle shoud have a wavelength related to its momentum in exactly
p
= (the de Broglie wavelength)
And the relation between frequency and particle’s energy is also in
the same way as photon
= E
h
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Trang 51.2 Macroscopic and microscopic world:
Question: Why do we not observe the wave nature of particles in ourexperience of the macroscopic world?
The answer is given by two following examples:
Apply the de Broglie hypothesis to two cases, the first on the
macroscopic scale, and the second on the microscopic scale
The case of macroscopic particles:
A particle with m = 10 kg, v = 10 m/s p = 100 kg.m/s
= h/p = (6.63x10-34 / 100) m = 6.63x10-36 m
With this scale of wavelengths a mcroscopic particle can not
produce any observable effect of interference or diffraction
The case of microscopic particles:
An electron with m = 9.1x10-31 kg, accelerated to v = 4.4x106 m/s
Trang 61.3 Electron diffraction:
Davisson & Germer
experiment (1927):
• Elecrons emitted thermally
from the cathode C
• Then they are accelated by
a voltage V a parallel beam
of monoenergetic electrons
are produced
• A plate P & a diagraph D plays the role of
a detector which measures the number ofscattered electrons
The experimental graph shows the angulardistribution of the number of scatteredelectrons (for V = 54 volts)
There is a peak at = 50o
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Trang 7 Explanation:
• The existence of the peak at = 50o proves qualitatively &
quantitatively the de Broglie hypothesis !
Such a peak can only explained as a constructive interference of wavesscattered by the periodically placed atoms
• With electron beam of such low intensity that the electron go throughthe apparatus one at a time the interference pattern remains the same
the interference is between waves associated with single electron
• For a quantitative consideration, we calculate the electron wavelength:
by using = h/p, where eV = p2/2m p = 2meV
Substuting V = 54 volts, one gets = 1.67x10-10 m
by using the formula for the first order diffraction peak
= d sin where d was detemined from X-rays diffraction
experiments, d = 2.15x10-10 m
For = 50o, one gets = 1.65x10-10 m
The two obtained values of agree within the accuracy with experiment !
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Trang 81.4 Application of Matter Waves: Electron Microscopy
The ability to “resolve” tiny objects improves as the wavelength
decreases Consider the microscope objective:
A good microscope objective has f/D 2, so with ~ 500 nm
the optical microscope has a resolution of dmin 1 m
D
f f
dmin c 1 22
• Nominal (conventional) minimumangle for resolution:
• The minimum d for which we can still resolve two objects is
c times the focal length:
Dc
= focal length of lens
We can do much better with matter waves because, as electrons withenergies of a few keV have wavelengths less than 1 nm
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Trang 9 Example: Observation of a virus by an electron microscopy
nm . k eV
nm eV
m
h
01640
5051
2 2
dmin 1 22
nm f
D nm
f
D
d 0 0164
22 1
2 22
1
To accelerate an electron to an energy of 5.6 keV requires 5.6 kilovolts
You wish to observe a virus with a diameter of 20 nm,
which is much too small to observe with an optical
microscope Calculate the voltage required to produce an
electron DeBroglie wavelength suitable for studying this
virus with a resolution of dmin = 2 nm The “f-number” for
an electron microscope is quite large: f/D 100
(Hint: First find required to achieve dmin with the given
f/D Then find E of an electron from .)
object f
electron gun
D
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Trang 10§ 2 Heisenberg Uncertainty Principle:
2.1 Wave packet and uncertainty:
Wave-like properties of particles (electrons, photons, etc.) reflect afundamental uncertainty in the “knowability” (existence?) of the
particle’s precise location
For classical waves one can produce a localized “wave packet” by
superposing waves with a range of wave vectors k E.g.:
k: the spread in wave number
x: the spread in coordinate (the size
of the wave packet)
• For wave packets: k.x 1 (see the next slides in more details)
Trang 11From the quantum relation between momentum and wavelength p = h/
and the relation k = 2/ p = (h/2).k = ħ.k, where ħh/2 bar”) we have a relation between the spread in the particle’s locations
(“h-x and likely momenta p
ħ(k·x 1) (ħk)·x ħ px·x ħThis relation is known as the Heisenberg Uncertainty Principle
To understand the relation k·x 1 we consider the following
example
k → 0
Wave with definite k () monochromatic plane wave
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Trang 12 Numerical example of
a wavepacket:
• Consider the superposition
of 7 sinusoidal waves with
the frequencies & amplitudes
as below The component
waves have a “spead” in k,
denoted by k
The result has such form
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Trang 13• The superposition of an infinite
set of waves with the same “spread”
k has the form which is called
“wave packet”
Wave packet
Note that in the case of an infinite
set of component waves which cover
a continum of k values, the
superposition is a single wave packet
The Fourier mathematical analytics can
provide rigorously the foundation
for this result The wave packet y(x)
is represented by the following integral:
From this integral one can show that k (the “spread” in k) and x (the
“spread” in x) are related through the equation k.x 1
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Trang 14The meaning of the Heisenberg uncertainty principle: “we cannot knowboth the position and the momentum of a particle simuntaneously withcomplete certainity”.
This principle is of fundamental importance in quantum physics
It means also that in quantum physics there exists not the concept of
a particle’s “path”
Note that this uncertainty is from wave nature of particle, but not fromerrors of experimental measurements
2.2 Uncertainty in macro- and microscopic worlds:
Example 1: A person of mass 60 kg who is moving along the x-axis with
a velocity of 1.5 m/s The uncertainty principle gives
This uncertainty is clearly negligible in the macroscopic world
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Trang 15Example 2: An electron which is moving with a velocity 2.2x10 6 m/s
(a typical value of electron velocity in atom) We have
This distance is comparable to the size of the atom, so that this
uncertainty must be important for electrons
Conclusion: The Heisenberg uncertainty becomes important only for
microscopic objects In the macroscopic world, this uncertainty is
negligible
2.3 Uncertainty for energy and time:
The periodity of sinusoidal waves is expressed by the function
cos(ωt – kx) By analog to the relation k.x 1 for the pair (k, x), wecan derive the relation ω.t 1 for the pair (ω, t)
Then from E = h h(/ ħ ħ(ω.t) ħ, and we have
E.t ħ The Heisenberg uncertainty for energy and time.The longer lifetime of a state, the smaller is its spread in energy
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Trang 16§3.The Schrödinger equation:
Having established that matter acts qualitatively like a wave, we want
to be able to make precise quantitative predictions, under given conditions.Usually the “conditions” are specified by giving a potential energy
U(x,y,z) in which the particle is located
E.g., * electron in the coulomb potential of the nucleus
* electron in a molecule
* electron in a solid crystal
* electron in a semiconductor ‘quantum well’
In QM this is notpossible (Why?)
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Trang 173.1 Wave function:
We will see that we can get good predictions (actually, so far they
have never been wrong!!) by assuming that
the state of a particle is described by a “wave function”
(or “probability amplitude”):
What do we measure? Often it’s: (x,y,z,t)
|(x,y,z,t)| 2 = the probability density (per unit volume) for detecting
a particle near some place (x,y,z), and at some time t
We need a “wave equation” describing how (x,y,z,t) behaves It should
be as simple as possible
make correct predictions
reduce to the usual classical laws of physics when applied to
“classical” objects (e.g., baseballs)
(x,y,z,t)
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Trang 18This equation describes the full time- and space dependence of a
quantum particle in a potential U(x), replacing the classical particledynamics law, a=F/m
Important feature: Superposition Principle
The time-dependent SEQ is linear in (a constant times is also asolution), and so the Superposition Principle applies:
If 1 and 2 are solutions to the time-dependent SEQ, then so isany linear combination of 1 and 2
In 1926, Erwin Schrödinger proposed an equation that described
the time- and space-dependence of the wave function for slow
matter waves (i.e., electrons, protons, NOT photons)
The (1-D) Schrödinger Equation (SEQ)
3.2 The Schrödinger Equation (time-dependent):
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Trang 193.3 The (time-independent) Schrödinger Equation:
Before we consider the full time-dependence of states, we will look at aspecial set of states, called “stationary”, which do nothing interesting intime the probability density ||2 does not change with time
• A state with a definite value of E is stationary:
Since E = h. ħ is definite this corresponds to the case ofmonochromatic waves
For monochromatic waves the “t”-dependence is cos(t), or sin(t),
or, more conveniently, exp(-it) = exp(-iEt/ħ)
• In 1 dimension we can write (x,t)= (x).exp(-iEt/ħ) Substituting thisform in 1-D SEQ (see the previous slide), we can separate the “t” variableand obtain
This is one-dimensional Schrödinger Equation for stationary states
(states with a definte energy, or eigenstates)
) ( )
( ) (
) (
2 2
x E
x x
U dx
x d
Trang 20 What does the time-independent SEQ represent?
It’s actually not so puzzling…it’s just an expression of a familiar result:
Kinetic Energy (KE) + Potential Energy (PE) = Total Energy (E)
) x ( E )
x ( ) x (
U dx
) x ( d
m
2 2
dx
)x(dm2
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Trang 213.4 Complementary conditions for wave functions:
As you see, the Schrödinger Equation is a differential equation of thesecond order in wave function To solve it and derive physical
consequences, we need use complementary conditions for
Restricting ourselves in the 1-D time-independent SEQ, = (x),the following conditions must be imposed:
x& d/dx should be
• finite
• single-valued
• continous
What’s a quantum mechanical problem?
For a given potential function U(x), you must
• substitute U(x) in the Schrödinger equation
• identify the boundary conditions for wave function (x)
• find the eigenvalues of energy E (the energy levels)
• find the corresponding eigenstates (the specified wave functions)
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Trang 22§4 Solutions for some quantum systems:
By some examples you will see how can solve a quantum mechnical
problem and derive physical consequences
4.1 Particle in a potential well:
A potential well is of the following form:
U(x) = 0 when 0 < x < a
∞ when x ≤0 and x ≥a
• In classical mechanics, particle can
move in the 1-D box, and have any energy (a continuum od energy levels)
How do particle behave in quantum mechanics?
• Inside the well:
The time independent SEQ for the region 0 < x < a (U = 0):
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Trang 23 where
The general solution of this equation is
• Outside the well: ψ( x ) = 0 everywhere
• Apply the required conditions to ψ(x):
From the single valuedness at x = 0: ψ(x=0) = 0 A = 0
The eigenvalues for k
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Trang 24The solutions for the problem (the eigenfunctions) are therefore
These are the wave functions which describe the states of a particle inthe 1-D potential well They are “labelled” by interger numbers n.
Now recall the equation , from the eigenvalues for k
It means that the particle’s energy may have a discrete set of values,called the energy levels of a particle in the potential well
Note that En is proportional to n2.
• Normalization of the eigenfunctions:
Recall that |ψ(x)| 2 = the probability density (per unit volume) of findingthe particle the total probability must be 1:
( x 2dx
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Trang 252 2
2
a
a
x n B
sin
2)
x
n
These are the normalized
eigenfunctions which describe
the particle’s states in
the well
* Remark: The lowest particle’s
energy must be E1 which
corresponds to n=1.
We can not take n=0,
because in this case ψ 0
over all the space
It means that there exists
no particle !
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Trang 264.2 Tunneling through a potential barrier:
A potential barrier is of the following form:
U(x) = U0 when 0 < x < a
0 when x ≤0 and x ≥a
, 0 )
(
)
1 2
Classically, a particle of total energy E
in the region x < 0 (the region I)
• will remain in (I) as if E < U0
• can move to the region (II) & (III) when E >U0
But the situation is very different in quantum mechanics !
Time independent SEQ:
In the regions A & C:
2 02
E U
m
(We are interested in the case E < U0 k2 is real)
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Trang 27The solutions have the following form:
, )
Be Ae
, )
De Ce
, )
Ge Fe
The equations for the coefficents:
(the single valuedness of ψat x=0)
(in the region x>a there can not be waves reflected from ∞)
(the single valuedness of ψat x=a)(the single valuedness of dψ/dx at x=0)
G F
k a
ik
Ge Fe
Ce 1 2 2
F k G
k B
ik A
a k a
k a
k
Fe k
Ge k
Ce
2 2
C
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Trang 28One introduces two quantities which is of physical interest:
R: The coeficient of reflection (the ratio between thesquare of amplitude of the reflected wave and that ofthe incident wave)
T: The coeficient of transmission (the ratio between thesquare of amplitude of the transmitted wave and that ofthe incident wave)
R and T give the probabilities of reflected and transmitted waves,
E U
E
0 0
2
E U
This phenomenon is called barrier penetration or tunneling
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