Key words: Hilbert metric, Funk metric, non-symmetric metric, Finsler geometry, Minkowski space, Minkowski functional, convexity, Cayley-Klein-Beltrami model, projective manifold, projec
Trang 1IRMA Lectures in Mathematics and Theoretical Physics 22
Edited by Christian Kassel and Vladimir G Turaev
Institut de Recherche Mathématique Avancée
CNRS et Université de Strasbourg
7 rue René Descartes
67084 Strasbourg Cedex
France
Trang 2IRMA Lectures in Mathematics and Theoretical Physics
Edited by Christian Kassel and Vladimir G Turaev
This series is devoted to the publication of research monographs, lecture notes, and other material arising from programs of the Institut de Recherche Mathématique Avancée (Strasbourg, France) The goal is to promote recent advances in mathematics and theoretical physics and to make them accessible to wide circles of mathematicians, physicists, and students of these disciplines
Previously published in this series:
6 Athanase Papadopoulos, Metric Spaces, Convexity and Nonpositive Curvature
7 Numerical Methods for Hyperbolic and Kinetic Problems, Stéphane Cordier,
Thierry Goudon, Michặl Gutnic and Eric Sonnendrücker (Eds.)
8 AdS/CFT Correspondence: Einstein Metrics and Their Conformal Boundaries,
Oliver Biquard (Ed.)
9 Differential Equations and Quantum Groups, D Bertrand, B Enriquez,
C Mitschi, C Sabbah and R Schäfke (Eds.)
10 Physics and Number Theory, Louise Nyssen (Ed.)
11 Handbook of Teichmüller Theory, Volume I, Athanase Papadopoulos (Ed.)
12 Quantum Groups, Benjamin Enriquez (Ed.)
13 Handbook of Teichmüller Theory, Volume II, Athanase Papadopoulos (Ed.)
14 Michel Weber, Dynamical Systems and Processes
15 Renormalization and Galois Theory, Alain Connes, Frédéric Fauvet and Jean-Pierre Ramis
(Eds.)
16 Handbook of Pseudo-Riemannian Geometry and Supersymmetry, Vicente Cortés (Ed.)
17 Handbook of Teichmüller Theory, Volume III, Athanase Papadopoulos (Ed.)
18 Strasbourg Master Class on Geometry, Athanase Papadopoulos (Ed.)
19 Handbook of Teichmüller Theory, Volume IV, Athanase Papadopoulos (Ed.)
20 Singularities in Geometry and Topology Strasbourg 2009, Vincent Blanlœil and Toru
Ohmoto (Eds.)
21 Fầ di Bruno Hopf Algebras, Dyson–Schwinger Equations, and Lie–Butcher Series,
Kurusch Ebrahimi-Fard and Frédéric Fauvet (Eds.)
Volumes 1–5 are available from Walter de Gruyter (www.degruyter.de)
Trang 4Key words: Hilbert metric, Funk metric, non-symmetric metric, Finsler geometry, Minkowski space, Minkowski functional, convexity, Cayley-Klein-Beltrami model, projective manifold, projective volume, Busemann curvature, Busemann volume, horofunction, geodesic flow, Teichmüller space, Hilbert fourth problem, entropy, geodesic, Perron-Frobenius theory, geometric structure, holonomy homomorphism
of the copyright owner must be obtained.
©2014 European Mathematical Society
Contact address:
European Mathematical Society Publishing House
ETH-Zentrum SEW A27
Typeset using the authors’ TEX files: I Zimmermann, Freiburg
Printing and binding: Beltz Bad Langensalza GmbH, Bad Langensalza, Germany
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9 8 7 6 5 4 3 2 1
Marc Troyanov Section de mathématiques École Polytechnique Fédérale de Lausanne SMA-Station 8
1015 Lausanne Switzerland
Trang 5The idea of collecting the surveys that constitute this Handbook came out of a desire
to present in a single volume the foundations as well as the modern developments
of Hilbert geometry In the last two decades the subject has grown into a very tive field of research The Handbook will allow the student to learn this theory, tounderstand the questions and problems that it leads to, and to acquire the tools thatcan be used to approach them It should also be useful to the confirmed researcherand to the specialist, for it contains an exposition and an update of the most recentdevelopments Thus, some chapters contain classical material, highlighting works ofBeltrami, Klein, Hilbert, Berwald, Funk, Busemann, Benzécri and the other founders
ac-of the theory, and other chapters present recent developments Hilbert geometry can
be regarded from different points of view: the calculus of variations, Finsler geometry,projective geometry, dynamical systems, etc At several places in this volume, the fruit-ful relations between Hilbert geometry and other subjects in mathematics are reported
on These subjects include Teichmüller spaces, convexity theory, Perron–Frobeniustheory, representation theory, partial differential equations, coarse geometry, ergodictheory, algebraic groups, Coxeter groups, geometric group theory, Lie groups, anddiscrete group actions All these important topics appear in one way or another in thisbook
We would like to take this opportunity to thank Gérard Besson who helped us at anearly stage of this project Our warm thanks go to Manfred Karbe from the EuropeanMathematical Society who encouraged the project and to Irene Zimmermann for avery efficient collaboration and for the seriousness of her work
This work was supported in part by the French research program ANR FINSLERand by the Swiss National Science Foundation
Strasbourg and Lausanne, September 2014 Athanase Papadopoulos
Marc Troyanov
Trang 7Introduction 1
Part I Minkowski, Hilbert and Funk geometries
Chapter 1 Weak Minkowski spaces
by Athanase Papadopoulos and Marc Troyanov 11
Chapter 2 From Funk to Hilbert geometry
by Athanase Papadopoulos and Marc Troyanov 33
Chapter 3 Funk and Hilbert geometries from the Finslerian viewpoint
Part II Groups and dynamics in Hilbert geometry
Chapter 7 The geodesic flow of Finsler and Hilbert geometries
by Mickặl Crampon 161
Chapter 8 Around groups in Hilbert geometry
by Ludovic Marquis 207
Trang 8Chapter 9 Dynamics of Hilbert nonexpansive maps
by Anders Karlsson 263
Chapter 10 Birkhoff’s version of Hilbert’s metric and and its applications in analysis by Bas Lemmens and Roger Nussbaum 275
Part III Developments and applications Chapter 11 Convex real projective structures and Hilbert metrics by Inkang Kim and Athanase Papadopoulos 307
Chapter 12 Weil–Petersson Funk metric on Teichmüller space by Hideki Miyachi, Ken’ichi Ohshika and Sumio Yamada 339
Chapter 13 Funk and Hilbert geometries in spaces of constant curvature by Athanase Papadopoulos and Sumio Yamada .353
Part IV History of the subject Chapter 14 On the origin of Hilbert geometry by Marc Troyanov .383
Chapter 15 Hilbert’s fourth problem by Athanase Papadopoulos 391
Open problems 433
List of Contributors 443
Index 445
Trang 9The project of editing this Handbook arose from the observation that Hilbert geometry
is today a very active field of research, and that no comprehensive reference exists for
it, except for results which are spread in various papers and a few classical (and veryinspiring) pages in books of Busemann We hope that this Handbook will serve as anintroduction and a reference for both beginners and experts in the field
Hilbert geometry is a natural geometry defined in an arbitrary convex subset ofreal affine space The notion of convex set is certainly one of the most basic notions inmathematics, and convexity is a rich theory, offering a large supply of refined conceptsand deep results Besides being interesting in themselves, convex sets are ubiquitous;they are used in a number of areas of pure and applied mathematics, such as numbertheory, mathematical analysis, geometry, dynamical systems and optimization
In 1894 Hilbert discovered how to associate a length to each segment in a convexset by way of an elementary geometric construction and using the cross ratio Infact, Hilbert defined a canonical metric in the relative interior of an arbitrary convexset Hilbert geometry is the geometric study of this canonical metric The special casewhere the convex set is a ball, or more generally an ellipsoid, gives the Beltrami–Kleinmodel of hyperbolic geometry In this sense, Hilbert geometry is a generalization ofhyperbolic geometry Hilbert geometry gives new insights into classical questionsfrom convexity theory, and it also provides a rich class of examples of geometries thatcan be studied from the point of view of metric geometry or differential geometry (inparticular Finsler geometry)
Let us recall Hilbert’s construction The line joining two distinct pointsx and y in
a bounded convex domain intersects the boundary of that domain in two other points
p and q Assuming that y lies between x and p, the Hilbert distance from x to y is
the logarithm of the cross ratio of these four points:
Trang 10lines are geodesics In other words,
Busemann formulated and initiated the study of several problems of which he (andhis collaborators) gave only partial solutions, and a large amount of the research onHilbert geometry that was done after him is directly or indirectly inspired by his work.Let us briefly mention two further important directions in which the subject de-veloped in the last century In the late 1950s, Birkhoff found a new proof of theclassical Perron–Frobenius theorem on eigenvectors of non-negative matrices based
on the Hilbert metric in the positive cone This new proof brought a new point of view
on the subject and initiated a rich generalization of Perron–Frobenius theory Duringthe same period, Benzécri initiated the theory of divisible convex domains, that is,convex domains admitting a discrete cocompact group of projective transformations.The quotient manifold or orbifold naturally carries a Finsler structure whose univer-sal cover is a Hilbert geometry The reader will find more information on twentieth
Trang 11century developments in Chapters 3, 10 and 15 of this Handbook During the lastfifteen years, the subject grew rapidly and a number of these recent developments arediscussed in the other chapters.
We now describe the content of the book The various chapters are written bydifferent authors and are meant to be read independently from each other Eachchapter has its own flavor, due to the variety of tastes and viewpoints of the authors.Although we tried to merge the chapters into a coherent whole, we did not unify thedifferent notation systems, nor did we try to avoid repetitions, hopefully to the benefit
of the reader
The book is divided into four parts
Part I contains surveys on Minkowski, Funk and Hilbert geometries and on therelations between them
In Chapter 1, A Papadopoulos and M Troyanov treatweak Minkowski spaces A weak metric on a set is a non-negative distance function ı that satisfies the triangle
inequality, but is allowed to be non-symmetric (we may haved.x; y/ 6D d.y; x/) ordegenerate (we may haved.x; y/ D 0 for some x 6D y) A weak Minkowski metric
on a real vector space is a weak metric that is translation-invariant and projective.The authors define the fundamental concept of weak Minkowski space and they giveseveral examples and counterexamples The basic results of the theory are statedand proved Minkowski geometry shares several properties with Hilbert geometry,one of them being that the Euclidean geodesics are geodesics for that geometry Animportant observation is that the infinitesimal – or tangential – geometry of a Hilbert
or a Funk geometry is of Minkowski type One of the main results of this chapter
is the following: A continuous weak metric ı on Rn is a weak Minkowski metric if and only if it satisfies the midpoint property, that is, ı.p; q/ D 2ı.p; m/ D 2ı.m; q/ for any points p, q where m is the affine midpoint Other characterizations of weak
Minkowski distances are given, providing various important aspects of this geometry.The relations with Busemann’sG-spaces and Desarguesian spaces and comparisonswith the Funk and the Hilbert metrics are also highlighted
Chapter 2,From Funk to Hilbert geometry, by the same authors, is devoted to the
study of the distance in a convex domain introduced by P Funk in 1929 Using thenotation of the figure on page1, the Funk distance is defined by
if and only if there is a face D in @ such that the velocity vector P.t/ points toward
D for all t.
Trang 12Chapter 3, by M Troyanov, concerns the Funk and the Hilbert metrics from thepoint of view of Finsler geometry This approach dates back to works done at the end ofthe 1920s, by Funk and by Berwald, who gave a characterization of Hilbert geometryfrom the Finslerian viewpoint Funk and Berwald proved the following theorem: A smooth Finsler metric defined on a convex bounded domain of Rnis the Hilbert metric of that domain if and only if this geometry is complete (in an appropriate sense),
if its geodesics are straight lines and if its flag curvature is equal to 1 The author
explains these notions in detail and he gives a complete proof of this result At thesame time, the chapter constitutes an introduction to the Finsler nature of the Funk andHilbert metrics, where the Funk and the Hilbert Finsler structures appear respectively
as the tautological and the symmetric tautological Finsler structures on
Chapter 4,On the Hilbert geometry of convex polytopes, by C Vernicos, concerns
the Hilbert geometry of an open set Rnwhich is a polytope A bounded convexdomain is a polytope if and only if its Hilbert metric is bi-Lipschitz equivalent to a Eu-clidean space An equivalent condition is that the domain is isometrically embeddable
in a finite-dimensional normed vector space Another characterization states that thevolume growth is polynomial of order equal to the dimension of the convex domain.The author discusses several other aspects of the Hilbert geometry of polytopes.The main goal of Chapter 5, by C Walsh, is to give an explicit description of thehorofunction boundary of a Hilbert geometry This notion is based on ideas that goback to Busemann but which were formally introduced by Gromov The results inthis chapter are mainly due to Walsh Walsh gives a sketch of how this boundarymay be used to study the isometry group of these geometries The main result in thechapter is that the group of isometries of a bounded convex polyhedron which is not
a simplex coincides with the group of projective transformations leaving the givendomain invariant
Let us note that the horofunction boundaries of several other spaces have beendescribed during the last few years (mostly by Walsh), in particular, Minkowski spacesand Teichmüller spaces equipped with the Thurston and with the Teichmüller metrics.These descriptions have also been applied to the characterization of the isometrygroups of the corresponding metrics spaces
Chapter 6, by R Guo, gives a number of characterizations of hyperbolic geometry(or, equivalently, the Hilbert geometry of an ellipsoid) among Hilbert geometries Allthese geometric characterizations are formulated in simple geometric terms
Part II concerns the dynamical aspects of Hilbert geometry It consists of fourchapters: Chapters 7 to 10
Chapter 7, by M Crampon, concerns the geodesic flow of a Hilbert geometry Thestudy is based on a comparison of this flow with the geodesic flow of a negativelycurved Finsler or Riemannian manifold The main interest is in Hilbert geometriesthat have some hyperbolicity properties Such geometries correspond to convex setswithC1 boundary In this case, stable and unstable manifolds exist, and there is arelation between the asymptotic behaviour of these manifolds along an orbit of theflow and the shape of the boundary at the endpoint of that orbit The author then
Trang 13studies the particular case of the geodesic flow associated to a compact quotient of astrictly convex Hilbert geometry, and he shows that such a flow satisfies an Anosovproperty This property implies some regularity properties at the boundary of theconvex set The author then describes the ergodic properties of the geodesic flow, and
he also surveys several notions of entropy that are associated to Hilbert geometry
In Chapter 8, L Marquis studies Hilbert geometry in the general setting of jective geometry More precisely, the author surveys the various groups of projectivetransformations that appear in Hilbert geometry In the first part of the chapter, hedescribes the projective automorphism group of a convex set in terms of matrices andthen from a dynamical point of view He shows the existence of convex sets withlarge groups of symmetries He exhibits relations with several areas in mathematics,
pro-in particular with the theory of spherical representations of semi-simple Lie groupsand with Schottky groups He then explains how Hilbert geometry involves geometricgroup theory in various contexts For instance, the Gromov hyperbolicity of a so-calleddivisible Hilbert metric (that is, one that admits a compact quotient action by a
discrete group of isometries) is equivalent to a smoothness property of the boundary
of the convex set Note that the fact that the convex set is divisible means in somesense that it has a large group of symmetries The other aspects of Hilbert geometry inwhich group theory is involved include differential geometry, convex affine geometry,real algebraic group theory, hyperbolic geometry, the theories of moduli spaces, ofsymmetric spaces, of Hadamard manifolds, and the theory of geometric structures onmanifolds
In Chapter 9, A Karlsson considers the dynamical aspect of the theory of expansive (or Lipschitz) maps in Hilbert geometry He makes relations with works
non-of Birkhnon-off and Samelson done in the 1950s on Perron–Frobenius theory, and with amore recent work by Nussbaum and Karlsson–Noskov He explains in particular howthe theory of Busemann functions, horofunctions and horospheres in Hilbert geome-tries appear in the study of nonexpansive maps of these spaces and in their asymptotictheory This is another example of the fact that a theory which is quite developed inthe setting of spaces of negative curvature can be generalized and used in an efficientway in Hilbert geometry, which is not negatively curved (except in the case where theconvex set is an ellipsoid)
In Chapter 10, B Lemmens and R Nussbaum give a thorough survey of the opment of the ideas of Birkhoff and Samelson on the applications of Hilbert geometry
devel-to the contraction mapping principle and devel-to the analysis of non-linear mappings oncones and in particular to the so-called non-linear Perron–Frobenius theory The set-ting is infinite-dimensional The authors also show how this theory leads to the resultthat the Hilbert metric of ann-simplex is isometric to a Minkowski space whose unitball is a polytope havingn.n C 1/ facets
Part III contains extensions and generalizations of Hilbert and Funk geometries tovarious contexts It consists of three chapters: Chapters 11 to 13
Chapter 11, written by I Kim and A Papadopoulos, concerns the projective ometry setting of Hilbert geometry A Hilbert metric is defined on any convex subset
Trang 14ge-of projective space and descends to a metric on convex projective manifolds, whichare quotients of convex sets by discrete groups of projective transformations Thus, it
is natural in this Handbook to have a chapter on convex projective manifolds and tostudy the relations between the Hilbert metric and the other properties of such mani-folds There are several parametrizations of the space of convex projective structures
on surfaces; a classical one is due to Goldman and is an analogue of the Fenchel–Nielsen parametrization of hyperbolic structures A more recent parametrization wasdeveloped by Labourie and Loftin in terms of hyperbolic structures on a Riemannsurface together with cubic differentials, making use of the Cheng–Yau classification
of complete hyperbolic affine spheres Chapter 11 contains an introduction to theseparametrizations and to some related matters Teichmüller spaces appear naturally inthis setting as they are important subspaces of the deformation spaces of convex pro-jective structures of surfaces The authors also discuss higher-dimensional analogues,covering in particular the work of Johnson–Millson and of Benoist and Kapovich ondeformations of convex projective structures on higher-dimensional manifolds Re-lations with geodesic currents and topological entropy are also treated The Hilbertmetrics which appear via their length spectra in the parametrization of the deformationspaces of convex projective structures also show up in the compactifications of thesespaces Some of the subjects mentioned are only touched on; this chapter is intended
to open up new perspectives
In Chapter 12, S Yamada, K Ohshika and H Miyachi report on a new weakmetric which Yamada defined recently on Teichmüller space and which he calls the
Weil–Petersson Funk metric This metric shares several properties of the classical
Funk metric It is defined using a similar variational formula, involving projections
on hyperplanes in an ambient space that play the role of support hyperplanes, namely,they are the codimension-one strata of the Weil–Petersson completion of the space.The ambient Euclidean space of the Funk metric is replaced here by a complex whichYamada introduced in a previous work, and which he calls the Teichmüller–Coxetercomplex It is interesting that the Euclidean setting of the classical Funk metric can
be adapted to a much more complex situation
In Chapter 13, A Papadopoulos and S Yamada survey analogues of the Funk andHilbert geometries on convex sets in hyperbolic and in spherical geometries Thesetheories are developed in a way parallel with the classical Funk theory The exis-tence of a Funk geometry in these non-linear spaces is based on some non-Euclideantrigonometric formulae, and the fact that the analogies can be carried over is some-how surprising because the study of the classical Funk metric on convex subsets ofEuclidean space involves a lot of similarity properties and the use of parallels, which
do not exist in the non-Euclidean settings The geodesics of the non-Euclidean Funkand Hilbert metrics are studied, and variational definitions are given of these metrics.These metrics are shown to be Finsler The Hilbert metric in each of the constantcurvature convex sets is also a symmetrization of the Funk metric The Hilbert metric
of a convex subset in a space of constant curvature can also be defined using a notion
Trang 15of a cross ratio which is adapted to that space A relation is made with a generalizedform of Hilbert’s Problem IV.
Part IV consists of a two chapters which have a historical character Chapter 14,written by M Troyanov, contains a brief description of the historical origin of Hilbertgeometry The author presents a summary with comments of a letter of Hilbert toKlein in which Hilbert announces the discovery of that metric Chapter 15, written by
A Papadopoulos, is a report on Hilbert’s Fourth Problem, one of the famous three problems that Hilbert presented at the second ICM held in Paris in 1900 Theproblem asks for a characterization and a study of metrics on subsets of projectivespace for which the projective lines are geodesics The Hilbert metric is one of thefinest examples of metrics that satisfy the requirements of this problem The authoralso reports on the relations between this problem and works done before Hilbert onmetrics satisfying this requirements, in particular, by Darboux in the setting of thecalculus of variations and by Beltrami in the setting of differential geometry
twenty-Making historical comments and giving information on the origin of a problembring into perspective the motivations behind the ideas The comments that we includealso make relations between the theory that is surveyed here and other mathematicalsubjects We tried to pay tribute to the founders of the theory as we feel that historicalcomments usually make a theory more attractive
Several chapters contain questions, conjectures and open problems, and the bookalso contains a special section on open problems proposed by various authors
Trang 17geometries
Trang 19Athanase Papadopoulos and Marc Troyanov
Contents
1 Introduction 11
2 Weak metric spaces 12
3 Weak Minkowski norms 14
4 The midpoint property 21
5 Strictly and strongly convex Minkowski norms 25
6 The synthetic viewpoint 26
7 Analogies between Minkowski, Funk and Hilbert geometries 29
References 30
1 Introduction
In the last decade of the19th century, Hermann Minkowski (1864–1909) initiated new geometric methods in number theory, which culminated with the celebratedGeometrie der Zahlen1 Minkowski’s work is referred to several times by David Hilbert in his
1900 ICM lecture [15], in particular in the introduction Hilbert declares:
The agreement between geometrical and arithmetical thought is shown also in that we
do not habitually follow the chain of reasoning back to the axioms in arithmetical, any more than in geometrical discussions On the contrary we apply, especially in first attacking a problem, a rapid, unconscious, not absolutely sure combination, trusting
to a certain arithmetical feeling for the behavior of the arithmetical symbols, which
we could dispense with as little in arithmetic as with the geometrical imagination
in geometry As an example of an arithmetical theory operating rigorously with geometrical ideas and signs, I may mention Minkowski’s work,Die Geometrie der Zahlen.
Regarding the influence of this book on the birth of metric geometry, let us mention the following from the paper [10] by Busemann and Phadke, p 181:
1 Minkowski’s first paper on the geometry of numbers was published in 1891 A first edition of his book
Geometrie der Zahlen appeared in 1896, and a more complete edition was posthumously edited by Hilbert and
Speiser and published in 1910 [ 23 ] This edition was reprinted several times and translated, and it is a major piece of the mathematical literature of the early 20th century.
Trang 20Busemann had read the beginning of Minkowski’sGeometrie der Zahlen in 1926
which convinced him of the importance of non-Riemannian metrics
An early result of Minkowski in that theory, related to number theory, states thatany convex domain inR2 which is symmetric around the origin and has area greater
than four contains at least one non-zero point with integer coordinates One step inMinkowski’s proof amounts to considering a metric on the plane for which the unitball at any point inR2(in fact inZ2) is a translate of the initial convex domain Such a
metric is not Euclidean, it is translation-invariant and the Euclidean lines are shortestpaths The geometric study of this type of metrics is called (since Hilbert’s writings)
Minkowski geometry We refer to [4], [12], [20], [21], [27] for general expositions ofthe subject Minkowski formulated the basic principles of this geometry in his 1896paper [22], and these principles are recalled in Hilbert’s lecture [15] (Problem IV)
An express description of Minkowski geometry is the following: choose a convexset in Rnthat contains the origin For pointsp and q in Rn, define a numberı > 0
as follows First dilate by the factor ı and then translate the set in such a way that 0
is sent top and q lies on the boundary of the resulting set In other words, ı is defined
by the condition
We denote byı.p; q/ the number defined in this way The function ı W Rn Rn!
RCis what we call aweak metric It satisfies the triangle inequality and ı.p; p/ D 0.
It is not symmetric in general and it can be degenerate in the sense thatı.p; q/ D 0does not implyp 6D q On the other hand, the straight lines are geodesics for thismetric andı is translation-invariant Minkowski geometry is the study of such weakmetrics It plays an important role in convexity theory and in Finsler geometry, whereMinkowski spaces play the role played by flat spaces in Riemannian geometry.There is a vast literature on Minkowski metrics, and the goal of the present chapter
is to provide the reader with some of the basic definitions and facts in the theory ofweak Minkowski metrics, because of their relation to Hilbert geometry, and to givesome examples We give complete proofs of most of the stated results We endthis chapter with a discussion about the relations and analogies between Minkowskigeometry and Funk and Hilbert geometries
2 Weak metric spaces
We begin with the definition of a weak metric space
Definition 2.1 (Weak metric) A weak metric on a set X is a map ı W X X ! Œ0; 1
satisfying the following two properties:
a) ı.x; x/ D 0 for all x in X;
b) ı.x; y/ C ı.y; z/ ı.x; z/ for all x, y and z in X
Trang 21We often require that a weak metric satisfies some additional properties In ular one says that the weak metricı on X is
partic-c) separating if x ¤ y implies ı.x; y/ > 0,
d) weakly separating if x ¤ y implies max fı.x; y/; ı.y; x/g > 0,
e) finite if ı.x; y/ < 1,
f) reversible (or symmetric) if ı.y; x/ D ı.x; y/,
g) quasi-reversible if ı.y; x/ Cı.x; y/ for some constant C ,
for allx and y in X
One sometimes says thatı is strongly separating if condition b) holds, in order
to stress the distinction with condition d) Observe that for reversible metrics bothnotions of separation coincide
Ametric in the classical sense is a reversible, finite and separating weak metric.
Thus, it satisfies
0 < ı.x; y/ D ı.y; x/ < 1for allx ¤ y in X
Definition 2.2 LetU X be a convex subset of a real vector space X A weakmetricı in U is said to be projective (or projectively flat) if satisfies the condition
ı.x; y/ C ı.y; z/ D ı.x; z/ (2.1)whenever the three pointsx, y and z in U are aligned and y 2 Œx; z, the affinesegment fromx to z (equivalently, if y D tx C 1 t/z for some 0 t 1) Theweak metric isstrictly projective if it is projective and
ı.x; u/ C ı.u; z/ > ı.x; z/
wheneveru 62 Œx; z
Definition 2.3 (Weak Minkowski metric) A weak Minkowski metric on a real vector
spaceX is a weak metric ı on X that is translation-invariant and projective
Example 2.4 Let X be a real vector space and ' W X ! R a linear form Define
ı'.x; y/ D maxf0; '.y x/g Then ı is a weak Minkowski metric It is finite, but it
is neither reversible nor weakly separating
We note that in functional analysis, given a real vector spaceX, the collection ofsets
Trang 22in some generalization of the Urysohn metrization theorem for the topology associated
toı
Example 2.5 (Counterexample) Let X be a real vector space and let k kW X ! R be
a norm onX Then ı.x; y/ D maxfky xk; 1g is a metric that is translation-invariant,but it is not a Minkowski metric because it is not projective Indeed, suppose kzk D 1,then
ı.0; 2z/ D 1 < ı.0; z/ C ı.z; 2z/ D 2:
In this example, the metric is “projective for small distances”, in the sense that if
kz xk 1 and y 2 Œx; z, then (2.1) holds On the other hand, large closed ballsare not compact; in fact any ball of radius 1 is equal to the whole space X
Example 2.6 (Counterexample) This is a variant of the previous example Let again
k kW X ! R be a norm on the real vector space X Then ˛.x; y/ D ky xk˛
is a metric if and only if0 < ˛ 1 It is clearly translation-invariant, but it is notprojective if˛ < 1, and thus it is not a Minkowski metric
Unlike the previous metricı, the metric ˛is not projective for small distances (if
˛ < 1) On the other hand, every closed ball is compact
3 Weak Minkowski norms
Proposition 3.1 Let ı be a weak Minkowski metric on some real vector space X
and set F x/ D ı.0; x/ Then the function F W X ! Œ0; 1 satisfies the following properties.
i) F x1C x2/ F x1/ C F x2/ for all x1; x22 X.
ii) F x/ D F x/ for all x 2 X and for all 0.
Proof The first property is a consequence of the triangle inequality together with the
fact thatı is translation-invariant:
Trang 23and we conclude from the next lemma thatF x/ D F x/ for all > 0 We alsohaveF 0 x/ D 0 F x/ D 0 since F 0/ D ı.0; 0/ D 0.
Lemma 3.2 Let f W RC! Œ0; 1 be a function such that f C / D f / C f /
for any ; 2 RC, then
D f
mkm
Since˛2 ˛1 > 0 is arbitrarily small, we deduce that f / D f 1/ for any > 0
So far we assumedf a/ < 1 for any a > 0 Assume now there exists a > 0 suchthatf a/ D 1 Then f / D 1 for any > 0 Indeed choose an integer k suchthatk > a Then
kf / D f k/ D f k a/ C f a/ f a/ D 1:
Thereforef / D f 1/ D 1
Definition 3.3 A function F W X ! Œ0; 1 defined on a real vector space X is a weak
Minkowski norm if the following two conditions hold:
i) F x1C x2/ F x1/ C F x2/ for all x1; x22 X;
ii) F x/ D F x/ for all x 2 X and for all 0
Proposition3.1states that a weak Minkowski metric determines a weak Minkowskinorm Conversely, a weak Minkowski norm defines a weak Minkowski metricıF by
the formula
ıF.x; y/ D F y x/: (3.2)
We then naturally define a weak Minkowski normF to be
Trang 24is a weak Minkowski norm which is neither finite, nor separating, nor symmetric It
is however weakly separating
A weak Minkowski norm with similar properties also exists in finite dimensions:
Example 3.5 The function F W R2 ! Œ0; 1 defined by F.x1; x2/ D maxfx1; 0g
if x2 D 0 and F x1; x2/ D 1 if x2 ¤ 0 is a weak Minkowski norm with thesame properties: it is neither finite, nor separating, nor symmetric, but it is weaklyseparating
Observe that in both examplesF is finite on some vector subspace of R2 This is
a general fact:
Proposition 3.6 Let F W X ! Œ0; 1 be a weak Minkowski norm on the real vector
space X and set DF D fx 2 X j F.x/ < 1g Then DF is a vector subspace of
X Furthermore, the restriction of F to any finite-dimensional subspace E DF is continuous.
Proof If x; y 2 DF, then F x/ and F y/ are finite and therefore F x C y/
F x/ C F y/ < 1 and F x/ D F x/ < 1 Therefore x C y 2 DF and
x 2 DF, which proves the first assertion.
To prove the second assertion, we consider a finite-dimensional subspaceE DF
and we choose a basise1; e2; : : : ; em2 E Define the constant
Trang 25SinceF a/ F x/ C F a x/ we also have
F a/ lim inf!1.F x/ C F a x// D lim inf!1 F x/:
It follows that
lim sup
!1 F x/ F a/ lim inf
!1 F x/;
and the continuity onE follows
Corollary 3.7 Any weak Minkowski norm on a finite-dimensional vector space X is
IfF a/ < 1, then two cases may occur If infinitely many xbelong toDF, then by
the previous proposition we have
Definition 3.8 Given a weak Minkowski norm F on a vector space X, we define the
open and closedunit balls at the origin as
F D fx 2 X j F.x/ < 1g and xF D fx 2 X j F.x/ 1g:
The set
F D fx 2 X j F.x/ D 1g
is called theunit sphere or the indicatrix of F
Proposition 3.9 Let F be a weak Minkowski norm on a finite-dimensional vector
space X Then the following are equivalent:
a 62 F for all > 0 and therefore 0 is not an interior point of F.
Trang 26Proposition 3.10 Let F be a weak Minkowski norm on Rn Then the following are equivalent:
(1) F is separating (i.e F x/ > 0 for all x ¤ 0);
(2) F is bounded below on the Euclidean unit sphere Sn1 U;
(3) xF is bounded.
Proof (1) ) (2): Suppose that F is not bounded below on Sn1 Then there exists
a sequencexj 2 Sn1such thatF xj/ ! 0 Choosing a subsequence if necessary,
we may assume, by compactness of the sphere, thatF xj/ < 1 for all j , i.e xj 2
DF \ Sn1, and thatxj converges to some pointx0 2 DF \ Sn1 Since F iscontinuous onDF, we haveF x0/ D limj !1F xj/ D 0 Since x0 ¤ 0 (it is a point
on the sphere), it follows thatF is not separating
(2) ) (3): Condition (2) states that there exists > 0 such that F x/ for all
x 2 Sn1 ThereforeF y/ 1 implies kyk 1
(3) ) (1): SupposeF is non-separating Then there exists x ¤ 0 with F x/ D 0.ThereforeF x/ D 0 for any > 0 In particular RCx xF which is therefore
unbounded
Definition 3.11 A Minkowski norm is a weak Minkowski norm that is finite and
separating It is simply called anorm if it is furthermore reversible.
To a finite and separating norm is associated a well-defined topology, viz thetopology associated to the symmetrization of the weak metric defined by Equation(3.2) (which is a genuine metric) For a deeper investigation of various topologicalquestions we refer to the book [11] by S Cobzas
Corollary 3.12 The topology defined by the distance (3.2)associated to a Minkowski norm onRncoincides with the Euclidean topology.
Proof Proposition3.6implies thatF is continuous From the compactness of theEuclidean unit sphereSn1we thus have a constant > 0 such that F x/ 1for all pointsx on Sn1 It follows that
kxk F x/ 1
for allx 2 Rnand thereforeF induces the same topology as the Euclidean norm.The next result shows how one can reconstruct the weak Minkowski norm from itsunit ball
Proposition 3.13 Let Rn be a convex set containing the origin Define a function F W Rn ! Œ0; 1 by
F x/ D infft 0 W x 2 t g: (3.4)
Trang 27Then F is a weak Minkowski norm and the closure of coincides with xF, that is,
x
D fx 2 Rnj F x/ 1g: Moreover, if is open, then D fx 2 Rnj F.x/ < 1g.
The functionF defined by (3.4) is called theMinkowski functional of .
Proof We need to verify the two conditions in Definition3.3 For > 0, we have
F x/ D inffs 0 W x 2 s g
D inffs 0 W x 2 s
gD
semi-As a result, we have established one-to-one correspondences between weak kowski metrics onRn, weak Minkowski norms and closed convex sets containing the
Min-origin The closed convex set associated to a weak Minkowski norm F is the setx
F D fx 2 X j F x/ 1g The associated weak metric is separating if and only ifthe associated convex set is bounded and the metric is finite if and only if the origin is
an interior point of the convex set
Remark 3.14 These concepts have some important consequences in convex
geom-etry For instance one can easily prove thatevery unbounded convex set inRnmust contain a ray Indeed, let Rn be unbounded and convex One may assume
that contains the origin Then, by Proposition3.10, its weak Minkowski functional
F is not separating, that is, there exists a ¤ 0 in Rnsuch thatF a/ D 0; but then
F a/ D 0 for every > 0 and therefore the ray contains the ray RCa
Let us conclude this section with two important results from Minkowski geometry
A Minkowski norm onRnis said to be Euclidean if it is associated to a scalar product.
Trang 28Proposition 3.15 Let ı be a Minkowski metric on Rn Then ı is a Euclidean metric
if and only if the ball
B.a;r/D fx 2 X j ı.a; x/ < rg Rn
(for some a 2 Rn and r > 0, or, equivalently, for any a 2 Rn and r > 0) is an ellipsoid centered at a.
Notice that the above proposition is false if the ellipsoid is not centered ata
Proof Recall that, by definition, an (open) ellipsoid is a convex set in Rn that is
the affine image of the open Euclidean unit ball If the weak metricı is Euclidean,then it is obvious that every ball is an ellipsoid Conversely, suppose that some ball
of an arbitrary Minkowski metric ı is an ellipsoid Then the ball with the sameradius centered at the origin is also an ellipsoid sinceı is translation-invariant, that is,
B.0;r/D fx 2 X j F x/ D ı.0; x/ < rg is an ellipsoid But then
F x/ D infft > 0 j x 2 t g D infft > 0 j kxk < tg D kxk
where k k denotes the Euclidean norm
We have the following result on the isometries of a Minkowski metric
Theorem 3.16 Let ı be a Minkowski metric on Rn Then every isometry of ı is an affine transformation of Rn, and the group Iso.Rn; ı/ of isometries of ı is conjugate
within the affine group to a subgroup of the group E.n/ of Euclidean isometries of
Rn Furthermore Iso.Rn; ı/ is conjugate to the full group E.n/ if and only if ı is a
Euclidean metric.
Proof The first assertion is the Mazur–Ulam Theorem, see [18] To prove the secondassertion, we recall that every bounded convex set in Rnwith non-empty interiorcontains a unique ellipsoidJ of maximal volume, called the John ellipsoid of
, see [1]
Let us consider the unit ball D B.ı;0;1/ of our Minkowski metric and let us
denote byJ its John ellipsoid and by z 2 J its center We call J D J z the
centered John ellipsoid of Consider now an arbitrary isometry g 2 Iso.Rn; ı/ SetQg.x/ D g.x/ b, where b D g.0/ Then Qg is an isometry for ı fixing the origin Byconstruction and uniqueness, the centered John ellipsoid is invariant: Qg.J/ D J
Trang 29There exists an elementA 2 GL.n; R/ such that AJD B is the Euclidean unit ball.Let us setf WD A B Qg B A1 Then
f B/ D B:
By the Mazur–Ulam theorem, Qg is a linear map, therefore f is a linear map preservingthe Euclidean unit ball, which means thatf 2 O.n/ We thus obtain
g.x/ D A1.f x/ C Ab/AwhereA is linear and x 7! f x/ C Ab is a Euclidean isometry
To prove the last assertion, one may assume, changing coordinates if necessary,that Iso.Rn; ı/ D E.n/ Then the ı-unit ball is invariant under the orthogonal groupO.n/ and it is therefore a round sphere We now conclude from Proposition3.15that
ı is Euclidean
4 The midpoint property
Definition 4.1 A weak metric ı on the real vector space X satisfies the midpoint
property if for any p; q 2 X we have
ı.p; m/ D ı.m; q/ D 1
2ı.p; q/
wherem D 12.p C q/ is the affine midpoint of p and q
To describe the main features of this property, we shall use the notion of dyadicnumbers
Definition 4.2 A dyadic number is a rational number of the type D 2km withm; k 2 Z We denote the set of dyadic numbers by
and the subset of non-negative dyadic numbers byDC D:
Proposition 4.3 Let ı be a weak metric on the real vector space X Then ı satisfies
the midpoint property if and only if for any pair of distinct points p; q 2 X and for any ; in D with we have
ı../; .// D / ı.p; q/; (4.1)
where .t/ D tp C 1 t/q.
Proof It is obvious that if (4.1) holds, thenı satisfies the midpoint property Theproof of the other direction requires several steps Assume thatı satisfies the midpoint
Trang 30property Then we have
ı.p; .12// D 1
2ı.p; q/ and ı.p; .2/ D 2ı.p; q/:
By an induction argument, we then have
ı.p; .2m// D 2mı.p; q/ (4.2)for anyk 2 N Because p is the midpoint of .2m/ and .2m/, we deduce that
ı..2m/; .2m// D 2mC1ı.p; q/: (4.3)Now we have, fork 2 Z,
ı..i/; .j // D j i/ı.p; q/ (4.5)for anyi; j 2 Z
Let us now fixk 2 N and set qk D .2k/ and
k.t/ D .t2k/ D tp C 1 t/qk:Applying (4.5) tokwe have
ı.k.i/; k.j // D j i/ı.p; qk/ D j i/2kı.p; q/:
Trang 31The last equality can be rewritten as
ı..2ik/; .2jk// D 2jk i
2 k/ı.p; q/
for anyi; j 2 Z and k 2 N, which is equivalent to (4.1) for any dyadic numbers,
with
The next result is a generalization to the case of weak metrics of a characterization
of Minkowski geometry due to Busemann, see §17 in [4]
Theorem 4.4 A finite weak metric ı on Rnis a weak Minkowski metric if and only if
it satisfies the midpoint property and if its restriction to every affine line is continuous More precisely, the last condition means that if a and b are two points in Rn, then for any t0 2 R we have
Proof If ı is a Minkowski metric, then it is projective and since ı is finite (by
hypoth-esis), it follows from Propositions3.1and3.6that the distance is given by
ı.x; y/ D F y x/;
whereF is a weak Minkowski norm The continuity of ı follows now from tion3.6and the midpoint property follows from property (ii) in Proposition3.1.Conversely, let us assume that the weak metricı satisfies the midpoint propertyand that it is continuous on every line We need to show that ı is projective andtranslation-invariant
Proposi-We first observe thatif a; b 2 Rnare two distinct points with ı.a; b/ ¤ 0 and if x and y are two points aligned with a and b such that y x/ is a non-negative multiple
of b a/, then
ı.x; y/
ı.a; b/ D jy xj
where jq pj denotes the Euclidean distance between p and q in Rn This follows
from Proposition4.3together with the continuity ofı on lines and the density of D
Trang 32ray with originp through q and by Lqq 0the line passing throughq and q0 Choose asequenceyj 2 LC
pqsuch that jyj pj ! 1 and set xj D Lp 0 y j \ LC
j !1
ı.p0; yj/ı.p; yj/ D 1:
Becausexj ! q0on the lineLqq 0, we have by hypothesis
j !1
ı.p0; xj/ı.p; q/ D 1:
It follows that for a non-degenerate parallelogram pqq0p0, we have ı.p0; q0/ Dı.p; q/
Suppose now thatı.p; q/ D 0 Then we also have ı.p0; q0/ D 0 for otherwise,exchanging the roles ofp, q and p0,q0in the previous argument, we get a contradiction
We thus established that in all casesı.p0; q0/ D ı.p; q/ if q0 p0 D q p Inother words,ı is translation-invariant Since it is projective, this completes the proofthat it is a weak Minkowski metric
Trang 33Example 4.5 (Counterexample) Let X a be real vector space and let hW X ! R be
an injectiveQ-linear map Then the function ı W X X ! R defined by
ı.x; y/ D jh.x/ h.y/j
is a metric which is translation-invariant and satisfies the midpoint property Yet it is
in general not projective (unlessh is R-linear, and thus dimR.X/ D 1)
5 Strictly and strongly convex Minkowski norms
Definition 5.1 (i) Let F be a (finite and separating) Minkowski norm in Rn with
unit ballF ThenF is said to be strictly convex if the indicatrix @F contains nonon-trivial segment, that is, if for anyp; q 2 @F, we have
u 1 Du 2 D0F2.y C u1 1C u2 2/ (5.1)
ofF2.y/ is positive definite for any point y 2 Rnn f0g
There are several equivalent definitions of strict convexity in Minkowski spaces,see e.g [12], [23]
It is clear that a strongly convex Minkowski norm is strictly convex The conversedoes not hold: theLp-norm
kykpDXn
j D1
jyjjp1=p
is an example of a smooth strictly convex norm which is not strongly convex
Proposition 5.2 Let F be a strongly convex Minkowski norm on Rn Then F can be recovered from its Hessian via the formula
Trang 34Lemma 5.3 Let W R n 0 ! R be a positively homogeneous functions of degree r.
If is of class Ck for some k 1, then the partial derivatives @y@ i are positively homogenous functions of degree r 1 and
Recall that a function W Rn n 0 ! R is said to be positively homogenous of
degreer if y/ D r y/ for all y 2 Rnn 0 and all > 0
Proof This is elementary: we just differentiate the function t 7! ty/ D tr y/ toobtain
Proposition 5.4 There is a natural bijection between strongly convex Minkowski
norms onRnand Riemannian metrics
This observation can be used as a founding stone for Minkowski geometry, see e.g.[28], and it plays a central role in Finsler geometry
6 The synthetic viewpoint
Definition2.3of a weak Minkowski space is based on a real vector space X as aground space In fact, only the affine structure of that space plays a role and we couldequivalently start with a given affine space instead of a vector space
The synthetic viewpoint is to start with an abstract metric space and to try to give
a list of natural conditions implying that the given metric space is Minkowskian Thisquestion, and similar questions for other geometries, has been a central and recurrentquestion in the work of Busemann, and it is implicit in Hilbert’s comments on hisFourth Problem [15] Some answers are given in Busemann’s bookThe Geometry
of Geodesics [4] In that book Busemann introduces the notions ofG-spaces and
Desarguesian spaces The goal of this section is to give a short account on this
viewpoint We restrict ourselves to the case of ordinary metric spaces
Trang 35Definition 6.1 (Busemann G-space) A Busemann G-space is a metric space X; d/,
satisfying the following four conditions:
(1) (Menger Convexity) Given distinct points x; y 2 X, there is a point z 2 Xdifferent fromx and y such that d.x; z/ C d.z; y/ D d.x; y/
(2) (Finite Compactness) Everyd -bounded infinite set has an accumulation point.(3) (Local Extendibility) For every pointp 2 X, there exists rp > 0, such that forany pair of distinct pointsx; y 2 X in the open ball B.p; rp/, there is a point
z 2 B.p; rp/ n fx; yg such that d.x; y/ C d.y; z/ D d.x; z/
(4) (Uniqueness of Extension) Letx; y; z1; z2be four points inX such that d.x; y/Cd.y; z1/ D d.x; z1/ and d.x; y/Cd.y; z2/ D d.x; z2/ Suppose that d.y; z1/ Dd.y; z2/, then z1D z2.
A typical example of a Busemann G-space X; d / is a strongly convex Finslermanifold of classC2 (In fact classC1;1suffices, by a result of Pogorelov.) It followsfrom the definition that any pair of points in a BusemannG-space X; d / can be joined
by a minimal geodesic and that geodesics are locally unique It is also known thateveryG-space is topologically homogeneous and that it is a manifold if its dimension
is at most 4 We refer to [2] for further results on the topology ofG-spaces
AmongG-spaces, Busemann introduced the class of Desarguesian spaces
Definition 6.2 (Desarguesian space) A Desarguesian space is a metric space X; d/
satisfying the following conditions:
(4) If the topological dimension ofX is greater than 2, then any triple of points lie
in a plane, that is, a two-dimensional subspace ofX which is itself a G-space.The reason for assuming Desargues’ property in the two-dimensional case as anaxiom is due to the well-known fact from axiomatic geometry that it is possible toconstruct exotic two-dimensional planes in which the axioms of real projective or affinegeometry are satisfied but which are not isomorphic toRP2orR2(an example of such
exotic object is the Moufang plane); these objects do not satisfy the Desargues property.Similar objects do not exist in higher dimensions and Desargues’ property is a theorem
in all dimensions 3 In fact, Klein showed in his paper [17] that Desargues’ theorem
in the plane, although a theorem of projective geometry, cannot be proved using only
2 On page 46 in [ 4 ], regarding this definition of Desarguesian space, Busemann states that he uses the Menger– Urysohn notion of dimension, but any reasonable notion of topological dimension is equivalent for a G-space.
Trang 36two-dimensional projective geometry Hilbert, in his Grundlagen (2nd ed., §23),
constructed a plane geometry in which all the axioms of two-dimensional projectivegeometry hold but where the theorem of Desargues fails This theorem follows fromthe axioms of three-dimensional projective geometry Condition (3) in the abovedefinition could be rephrased as follows: If X is two-dimensional, then it can be isometrically embedded in a three-dimensional Desarguesian space We refer to [4]and to Chapter 15 of this volume [24] for further discussion of Desarguesian spaces
A deep result of Busemann states that a Desarguesian space can be mapped onto
a real projective space or on a convex domain in a real affine space with a projectivemetric More precisely he proved the following
Theorem 6.3 (Theorems 13.1 and 14.1 in [4]) Given an n-dimensional Desarguesian space X; d/, one of the following condition holds:
(1) Either all the geodesics are topological circles and there is a homeomorphism
' W X ! RPnthat maps every geodesic in X onto a projective line;
(2) or there is a homeomorphism from X onto a convex domain C in Rnthat maps every geodesic in X onto the intersection of a straight line with C.
Using the notion of Desarguesian space and following Busemann, we now givetwo purely intrinsic characterizations of finite-dimensional Minkowski spaces amongabstract metric spaces Note that a Minkowski space.X; d / is a G-space if and only
if its unit ball is strictly convex The first result is a converse to that statement
Theorem 6.4 ([4], Theorem 24.1) A metric space X:d/ is isometric to a Minkowski space if and only if it is a Desarguesian space in which the parallel postulate holds and the spheres are strictly convex.
We refer the reader to [4], p 141, for a discussion of the parallel postulate in thiscontext
Observe that in a Desarguesian space there are well defined notions of lines andplanes and therefore Euclid’s parallel postulate can be formulated Using Theorem6.3
and the parallel postulate, we obtain that.X; d / is isometric to Rnwith a projectivelyflat metric To prove the theorem, Busemann uses the strict convexity of spheres toestablish the midpoint property
The next result involves the notion ofBusemann zero curvature Recall that a
geodesic metric space is said to havezero curvature in the sense of Busemann if the
distance between the midpoints of two sides of an arbitrary triangle is equal to half thelength of the remaining side Busemann formulates the following characterization:
Theorem 6.5 ([4], Theorem 39.12) A simply connected finite-dimensional G-space
of zero curvature is isometric to a Minkowski space.
Busemann came back several times to the problem of characterizing Minkowskianand locally Minkowskian spaces In his paper with Phadke [9], written 25 years after
Trang 37[4], he gave sufficient conditions that are more technical but weaker than those ofTheorem6.5.
7 Analogies between Minkowski, Funk and Hilbert geometries
Given a Minkowski metricı in Rnwhose unit ball at the origin is open and bounded,the distance between two points is obtained by settingı.x; x/ D 0 for all x in Rnand,forx 6D y,
ı.x; y/ D jx yj
j0 aCjwhere j j denotes the Euclidean metric and the pointaCis the intersection with@
of the ray starting at the origin0 of Rn and parallel to the rayR.x; y/ from x to y.This formula is equivalent to (1.1) and it suggest an analogy with the formula for theFunk distance in the domain (see Definition 2.1 in Chapter 2 of this volume [25])
It is also in the spirit of the following definition of Busemann ([4], Definition 17.1):A metric d.x; y/ in Rnis Minkowskian if for the Euclidean metric e.x; y/ the distances
d.x; y/ and e.x; y/ are proportional on each line.
Minkowski metrics share several important properties of the Funk and the Hilbertmetrics, and it is interesting to compare these three classes of metrics Let us quicklyreview some of the analogies
We start by recalling that in the formulation of Hilbert’s fourth problem whichasks for the construction and the study of metrics on subsets of Euclidean (or ofprojective) space for which the Euclidean segments are geodesics, the Minkowski andHilbert metrics appear together as the two examples that Hilbert gives (see [15] andChapter 15 in this volume [24])
A rather simple analogy between the Minkowski and the Funk geometries is thatboth metrics are uniquely geodesic if and only if their associated convex sets arestrictly convex (Here, the convex set associated to a Minkowski metric is the unit ballcentered at the origin (Definition3.8) The convex set associated to a Funk metric isthe set on which this metric is defined.)
Another analogy between Minkowski and Hilbert geometries is the well-known factthat a Minkowski weak metric onRnis Riemannian if and only if the associated convex
set is an ellipsoid, see Proposition3.15 This fact is (at least formally) analogous to thefact that the Hilbert geometry of an open bounded convex subset ofRnis Riemannian
if and only if this convex set is an ellipsoid (see [16], Proposition 19)
As a further relation between Minkowski and Hilbert geometries, let us recall aresult attributed to Nussbaum, de la Harpe, Foertsch and Karlsson Nussbaum and de
la Harpe proved (independently) in [19] and [14] that if Rnis the interior of thestandardn-simplex and if Hdenotes the associated Hilbert metric, then the metric
space ; H/ is isometric to a Minkowski metric space Foertsch and Karlssonproved the converse in [13], thus completing the result saying that a bounded open
Trang 38convex subset of Rnequipped with its Hilbert metric is isometric to a Minkowskispace if and only if is the interior of a simplex.
It should be noted that the result (in both directions) was already known to mann since 1967 In their paper [8], p 313, Busemann and Phadke write the following,concerning the simplex:
Buse-The case of general dimensionn is most interesting The (unique) Hilbert geometrypossessing a transitive abelian group of motions where the affine segments are thechords (motion means that both distance and chords are preserved) is given by asimplexS, ([5], p 35) If we realize [the interior of the simplex] as the firstquadrantxi > 0 of an affine coordinate system, the group is given by xi0 D ˇixi
ˇi > 0 [ ] m is a Minkowski metric because it is invariant under the translationsand we can take the affine segments as chords
We finally mention the following common characterizations of Minkowski–Funkgeometries and of Minkowski–Hilbert geometries:
Theorem 7.1 (Busemann [6], p 38) Among noncompact and nonnecessarily metric Desarguesian spaces in which all the right and left spheres of positive radius around any point are compact, the Hilbert and Minkowski geometries are character- ized by the property that any isometry between two (distinct or not) geodesics is a projectivity.
sym-Theorem 7.2 (Busemann [7]) A Desarguesian space in which all the right spheres of positive radius around any point are homothetic is either a Funk space or a Minkowski space.
Acknowledgement The first author is partially supported by the French ANR project
FINSLER
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