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Lecture Retail and merchant banking – Lecture 16

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Nội dung

After studying this chapter you will be able to understand: Venture capital; features of venture capital; modes of VC finance; areas of investment: Strong management team, a viable idea, business plan, project cost and return, future market prospects, existing technology, miscellaneous factors.

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Revise Lecture 16

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Financial services

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Financial services

new financial method of financing during the 20th century

professionals who invest alongside

management in young, rapidly growing or changing companies that have the

potential for high growth

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Financial services

designed for funding risk and

high-reward projects

venture capital is a means of financing

high technology projects

financial investment in a highly risky

project with the objective of earning a high rate of return

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Features of venture capital

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Features of venture capital

summarized as;

High degree of risk:

highly risky project with the objective of earnings a high rate of return

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Features of venture capital

Equity participation:

potential equity participation wherein the objective of the VC is to make capital gain

by selling the shares once the firm

becomes profitable

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Features of venture capital

Long-term investment:

generally takes a long period to encash the investment in securities made by

venture capitalists

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Features of venture capital

Participation in management:

take an active interest in the management

of the assisted firm

from that of a traditional lender or banker

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Features of venture capital

stock market investor who merely trades in the shares of a company without

participating in their management

‘VC combines the qualities of banker, stock market investor and entrepreneur in one’

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Features of venture capital

Investment is liquid:

demand as with an overdraft or following a loan repayment schedule

company is sold or achieves a stock

listing It is lost when the company goes

into liquidation

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Modes of VC finance

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Modes of VC finance

Venture capitalists provide funds for

long-term in any of the following modes;

Equity:

financial support to entrepreneurs in the

form of equity by financing 49% of the total equity

the overall control remain with the

entrepreneur

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Modes of VC finance

Conditional loan:

equity is an unsecured instrument and hence a less preferable option than a

secured debt instrument

no interest at all or coupon payment at nominal rate

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Modes of VC finance

Convertible loans:

other loans, which may be converted into equity if interest payments are not made within the agreed time limit

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Areas of Investment

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Areas of Investment

types of investments

expansion while other focus on exit

financing

communications, electronic components and software companies seem to be

attracting the most attention from venture firms and receiving the most financing

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Areas of Investment

early and later stage investments to

maintain a balance between risk and

profitability

account the following factors while making investments;

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Areas of Investment

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Lecture 17

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Basic Lending Principles

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Basic Lending Principles

Regulation Act, 1949, banking means

‘accepting for the purpose of lending or investment of deposits of money from the public, repayable on demand or otherwise and withdrawable by cheque, draft, order or otherwise’

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Basic Lending Principles

function is to add value to the bank

bank will be in a position to earn spreads

to sustain profitability

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Basic Lending Principles

obtained if the bank is in a position to take

and manage credit risk that arises on

account of the quality of the borrower and

liquidity risk that may arise by borrowing

short and lending long in order to attain

greater spreads

will also be exposed to risk arising from

both interest and exchange rates.

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Basic Lending Principles

balance its spreads and the risk levels

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• Liquidity

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Basic Lending Principles

Liquidity:

meet its financial obligations

relatively illiquid assets, but it funds its loans with mostly short-term liabilities

trigger for bank failures

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Basic Lending Principles

Liquidity:

tends to reduce the income from that asset (cash, for example, is the most liquid asset

of all, but pays no interest)

as possible

to meet the demands of its depositors

risks experiencing a bank run

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Basic Lending Principles

Liquidity:

forecast their liquidity requirements and

maintain emergency standby credit lines at other banks

major concern

Ngày đăng: 19/01/2020, 03:08