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Test bank corporate finance 8e ros chap004

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maximum growth rate achievable without using any external equity financing while maintaining a constant debt-equity ratio.. SECTION: 4.4 TOPIC: INTERNAL GROWTH RATE TYPE: DEFINITIONS 8..

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Multiple Choice Questions

1 The long-range time period, usually the next two to five years, over which the financial planning process focuses is known as the:

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4 The dividend payout ratio is calculated as:

a net income minus additions to retained earnings

b cash dividends divided by the change in retained earnings

C cash dividends divided by net income.

d net income minus cash dividends

e one plus the retention ratio

SECTION: 4.3

TOPIC: DIVIDEND PAYOUT RATIO

TYPE: DEFINITIONS

5 The retention ratio is calculated as:

a one plus the dividend payout ratio

B the additions to retained earnings divided by net income.

c the additions to retained earnings divided by dividends paid

d net income minus additions to retained earnings

e net income minus cash dividends

SECTION: 4.3

TOPIC: RETENTION RATIO

TYPE: DEFINITIONS

6 The capital intensity ratio is the:

a ratio of fixed assets to current assets

b ratio of total assets to total equity

c amount of fixed assets required to generate $1 in sales

D amount of total assets required to generate $1 in sales.

e the amount of sales generated from every $1 in total assets

SECTION: 4.3

TOPIC: CAPITAL INTENSITY RATIO

TYPE: DEFINITIONS

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7 The internal growth rate of a firm is best described as the:

a minimum growth rate achievable if the firm does not pay out any cash dividends

b minimum growth rate achievable if the firm maintains a constant equity multiplier

C maximum growth rate achievable without external financing of any kind.

d maximum growth rate achievable without using any external equity financing while maintaining a constant debt-equity ratio

e maximum growth rate achievable without any limits on the level of debt financing

SECTION: 4.4

TOPIC: INTERNAL GROWTH RATE

TYPE: DEFINITIONS

8 The sustainable growth rate of a firm is best described as the:

a minimum growth rate achievable if the firm does not pay out any cash dividends

b minimum growth rate achievable if the firm maintains a constant equity multiplier

c maximum growth rate achievable without external financing of any kind

D maximum growth rate achievable without using any external equity financing while

maintaining a constant debt-equity ratio

e maximum growth rate achievable without any limits on the level of debt financing

II net working capital decision

III capital budgeting decision

IV capital structure policy

a I and IV only

b II and III only

c I, III, and IV only

d II, III, and IV only

E I, II, III, and IV

SECTION: INTRODUCTION

TOPIC: FINANCIAL PLANNING ELEMENTS

TYPE: CONCEPTS

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10 Financial planning:

a focuses solely on the short-term outlook for a firm

b forecasts the financial position of a firm on a divisional basis only

C generally forecasts the financial position of a firm for the next two to five years.

d is a process that firms undergo once every five years

e is limited to projecting the net income of a firm over the planning horizon

SECTION: 4.1

TOPIC: FINANCIAL PLANNING

TYPE: CONCEPTS

11 Financial planning:

a encourages managers to separate their goals from their plans

b is generally based on the best-case scenario

c is beneficial to smaller firms but has limited value to larger firms

D helps managers establish priorities.

e prevents firms from encountering surprise events

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13 One of the primary benefits of aggregation is gaining an understanding of the:

a interactions of the net working capital

B total investment needs of the firm.

c trade-offs between debt and equity

d trade-offs between the dividend policy and the plowback ratio

e total asset turnover ratio

SECTION: 4.1

TOPIC: AGGREGATION

TYPE: CONCEPTS

14 Which one of the following is a benefit of financial planning?

a determining the amount of debt required over the planning horizon with absolute certainty

b knowing with certainty the amount of sales that will be generated over the planning horizon

c avoiding all surprises during the planning horizon

d allowing growth to exceed the financing available for that growth

E ascertaining the feasibility of a firm's goals

SECTION: 4.1

TOPIC: FEASIBILITY

TYPE: CONCEPTS

15 Pro forma financial statements are:

I generally based on projected sales

II guarantees of future performance

III the output from a financial planning model

IV projections of a firm's future financial position

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16 When utilizing the percentage of sales approach, managers:

I determine the level of sales required based on the desired profit margin percentage

II need to identify which expenses are variable and which are fixed

III need to determine the capital intensity ratio

IV can ignore any projected dividends

a I and II only

B II and III only

c III and IV only

d I, II, and IV only

e I, III, and IV only

SECTION: 4.3

TOPIC: PERCENTAGE OF SALES APPROACH

TYPE: CONCEPTS

17 Sales forecasts are:

I frequently based on macroeconomic projections

II often influenced by industry forecasts

III critical to the reliability of pro forma financial statements

IV generally the basis for projecting future asset requirements

a I and II only

b III and IV only

c II and III only

d I, II, and III only

E I, II, III, and IV

SECTION: 4.2

TOPIC: SALES FORECASTS

TYPE: CONCEPTS

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18 When constructing a pro forma statement, net working capital generally:

a remains fixed

b varies only when the firm is producing at full capacity

c varies only if the firm maintains a fixed debt-equity ratio

d varies only if the firm is producing at less than full capacity

E varies proportionately with sales.

SECTION: 4.3

TOPIC: PRO FORMA STATEMENTS

TYPE: CONCEPTS

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19 When fixed assets on a pro forma statement are projected to increase at a rate equivalent

to the projected rate of sales growth, it can be assumed that the firm is:

a projected to grow at the internal rate of growth

b projected to grow at the sustainable rate of growth

c creating excess capacity

D currently operating at full capacity.

e retaining all of its projected net income

a net working capital policies

B financing and dividend policies.

c desired level of liquidity

d capital budgeting and working capital policies

e level of capacity utilization and net working capital policy

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22 You are comparing the current income statement of a firm along with a pro forma income statement for next year The pro forma is based on a five percent increase in sales The firm is currently operating at 82 percent of capacity Net working capital and all costs vary directly with sales The tax rate and the dividend payout ratio are fixed Given this,:

a the net income shown on both statements is identical

b the tax rate is assumed to increase at the same rate as the sales

C the common size income statements for both years will be identical.

d next year's increase in retained earnings will equal this year's increase in retained earnings

e total assets are required to also increase at a rate equal to the rate of sales growth

SECTION: 4.3

TOPIC: PRO FORMA STATEMENTS

TYPE: CONCEPTS

23 Which of the following statements concerning pro forma financials are correct?

I The pro forma level of sales should consider macroeconomic forecasts

II Pro forma statements should consider both the capital structure and the dividend policies ofthe firm

III A pro forma balance sheet must always maintain a fixed debt-equity ratio

IV A pro forma balance sheet must always consider the operating capacity level

a I and II only

b III and IV only

c I, III, and IV only

d I, II, and III only

E I, II, and IV only

SECTION: 4.3

TOPIC: PRO FORMA STATEMENTS

TYPE: CONCEPTS

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24 Which one of the following is required to create pro forma financial statements?

A current capacity level of operations must be known

b debt-equity ratio must be constant

c dividend amount must be constant

d all expenses must vary directly with sales

e firm must be projected to operate at full capacity

SECTION: 4.3

TOPIC: PRO FORMA STATEMENTS

TYPE: CONCEPTS

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25 Which of the following must you know to determine the fixed assets required to support a given level of sales?

I current amount of fixed assets

II current sales

III current level of operating capacity

IV projected growth rate of sales

a I and III only

b II and IV only

C I, II, and III only

d II, III, and IV only

e I, II, III, and IV

SECTION: 4.3

TOPIC: PRO FORMA STATEMENTS

TYPE: CONCEPTS

26 The plowback ratio:

a is equal to net income divided by the change in total equity

B shows the percentage of net income available to the firm for future growth.

c plus the retention ratio must equal one hundred percent

d is equal to the change in retained earnings divided by the dividends paid

e represents the earnings returned to the shareholders

SECTION: 4.3

TOPIC: PLOWBACK RATIO

TYPE: CONCEPTS

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27 Alpha and Beta are two firms that are equal in every way except for their dividend payout ratios Alpha has a 30 percent payout ratio while Beta has a 40 percent payout ratio Given this difference,:

a Alpha's profit margin next year will exceed the Beta's profit margin

b Alpha and Beta will continue to grow at the same rate over the next five years assuming neither firm utilizes any external financing

c Alpha's plowback ratio is less than Beta's plowback ratio

D Alpha has higher internal rate of growth than does Beta.

e Alpha has a lower sustainable rate of growth than does Beta

SECTION: 4.4

TOPIC: PAYOUT RATIO

TYPE: CONCEPTS

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28 Which one of the following statements concerning the capital intensity ratio is correct?

a The capital intensity ratio is equal to sales divided by total assets

b The lower the capital intensity ratio, the greater the amount of assets required to support each dollar of sales

c A highly capital-intensive firm will have a low capital intensity ratio

d The capital intensity ratio is the amount of sales generated from each dollar of total assets

E The capital intensity ratio is the amount of total assets required to generate one dollar of

statements Which one of the following values should be unchanged from this year?

30 Any external financing needed is generally covered by:

a the net income retained by the firm

b adjusting accounts payable

c adjusting the projected cash balance

D adjusting the level of debt and/or equity.

e the projected operating cash flow

SECTION: 4.4

TOPIC: EXTERNAL FINANCING NEED

TYPE: CONCEPTS

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31 Sales can often increase without increasing which one of the following?

a net working capital

b cost of goods sold

33 All else equal, the internal growth rate increases when the:

a retention ratio decreases

b dividend payout ratio increases

c net income decreases

D total assets decrease.

e plowback ratio decreases

SECTION: 4.4

TOPIC: INTERNAL GROWTH RATE

TYPE: CONCEPTS

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34 The external financing needed:

A will decrease if the projected level of sales is decreased.

b is unaffected by the dividend payout ratio

c must be funded by debt financing

d is prior to considering any potential increase in retained earnings

e assumes a firm is operating at full capacity

SECTION: 4.3

TOPIC: EXTERNAL FINANCING NEEDED

TYPE: CONCEPTS

35 The sustainable growth rate will be equivalent to the internal growth rate when:

A a firm has no debt.

b the projected growth rate is equal to the internal growth rate

c the plowback ratio is positive but less than one

d a firm has a debt-equity ratio exactly equal to one

e the dividend payout ratio is zero

SECTION: 4.4

TOPIC: SUSTAINABLE GROWTH RATE

TYPE: CONCEPTS

36 The sustainable growth rate:

a assumes there is no external financing of any kind

B is normally higher than the internal growth rate.

c assumes the debt-equity ratio is variable

d is based on receiving additional external debt and equity financing

e assumes that all income is retained by the firm

SECTION: 4.4

TOPIC: SUSTAINABLE GROWTH RATE

TYPE: CONCEPTS

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37 If a firm bases its growth projection on the rate of sustainable growth, and has positive netincome, then the:

a fixed assets will have to increase at the same rate, regardless of the current capacity level

b number of common shares outstanding will increase at the same rate of growth

c debt-equity ratio will have to increase

D debt-equity ratio will remain constant while retained earnings increase.

e fixed assets, debt-equity ratio, and number of common shares outstanding will all increase

at the same rate

a 25 percent of the internal rate of growth

b 25 percent of the sustainable rate of growth

c the internal rate of growth

D the sustainable rate of growth.

e 75 percent of the profit margin

SECTION: 4.4

TOPIC: SUSTAINABLE GROWTH RATE

TYPE: CONCEPTS

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39 Which of the following can affect a firm's sustainable rate of growth?

I total asset turnover

II profit margin

III dividend policy

IV equity multiplier

a III only

b I and III only

c II, III, and IV only

d I, II, and IV only

E I, II, III, and IV

SECTION: 4.4

TOPIC: DETERMINANTS OF GROWTH

TYPE: CONCEPTS

40 One of the primary advantages of financial planning is that it:

a concentrates solely on profits

B reconciles planned activities with company priorities.

c establishes the highest possible growth rate at any cost

d limits expansion to the maximum achievable internal rate of growth

e eliminates future surprises and unplanned activities

SECTION: 4.5

TOPIC: FINANCIAL PLANNING

TYPE: CONCEPTS

41 One of the primary weaknesses of many financial planning models is that they:

a rely too much on financial relationships and too little on accounting relationships

b are iterative in nature

c ignore the goals and objectives of senior management

d are based solely on best case assumptions

E ignore the size, risk, and timing of cash flows.

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42 Financial planning:

I is an on-going process

II must consider the constraints that exist both internally and externally

III helps a firm establish priorities

IV reconciles the activities of the various departments within a firm

a III and IV only

b II and III only

c I, II, and IV only

d II, III, and IV only

E I, II, III, and IV

SECTION: 4.1 AND 4.5

TOPIC: FINANCIAL PLANNING MODELS

TYPE: CONCEPTS

43 A Procrustes approach to financial planning requires:

a a firm to produce a financial plan just once every ten years or so

b little, if any, input from upper-level management

C the planning staff to develop a plan which meets the goals set forth by upper-level

managers

d a firm to increase its capital intensity ratio

e a firm to remain at its current level of fixed assets

SECTION: 4.1 AND 4.5

TOPIC: FINANCIAL PLANNING

TYPE: CONCEPTS

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44 Suppliers, Inc has current sales of $2,400 and a profit margin of 9 percent The firm estimates that sales will decrease by 4 percent next year and that all costs will vary in direct relationship to sales What is the pro forma net income?

liabilities, and costs vary directly with sales, how much additional equity financing is requiredfor next year?

Projected increase in retained earnings = $3,000 .06 1.09 = $196.20

Equity funding need = $2,943 $436 $2,300 $196.20 = $10.80

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46 Coffee Brewers expects sales of $1,500 next year The profit margin is 5 percent and the firm has a 70 percent dividend payout ratio What is the projected increase in retained earnings?

Change in retained earnings = $1,500 .05 (1 .70) = $22.50

AACSB TOPIC: ANALYTIC

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48 Jed's Designer Clothes has $1,800 of sales and $1,630 of total assets The firm is operating

at 75 percent of capacity What is the capital intensity ratio at full capacity?

Full-capacity sales = $1,800 / 75 = $2,400; Capital intensity ratio = $1,630 / $2,400 = 68

AACSB TOPIC: ANALYTIC

SECTION: 4.3

TOPIC: CAPITAL INTENSITY RATIO

TYPE: PROBLEMS

49 ABC, Inc is operating at full capacity with a sales level of $1,400 and fixed assets of

$700 What is the required addition to fixed assets if sales are to increase by 10 percent?

Required addition to fixed assets = $700 .10 = $70; Or, Capital intensity ratio = $700 /

$1,400 = 50; Required addition to fixed assets = $1,400 .10 .50 = $70

AACSB TOPIC: ANALYTIC

SECTION: 4.3

TOPIC: CAPITAL INTENSITY RATIO

TYPE: PROBLEMS

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