The lessons learned from these early experiences are that studies of lung HAR should be performed with animals models where recipient survival depends on xenograft function.29–32By contr
Trang 1Lung Retransplantation / 385
15 Novick RJ, Kaye MP, Patterson GA, et al Redo lung
trans-plantation: a North American–European experience J Heart
Lung Transplant 1993;12(Pt 1):5–15; discussion 15–6.
16 Struber M, Wilhelmi M, Harringer W, et al Flush perfusion
with low potassium dextran solution improves early graft
function in clinical lung transplantation Eur J
Cardiothorac Surg 2001;19:190–4.
17 Fischer S, Matte-Martyn A, De Perrot M, et al potassium dextran preservation solution improves lung function after human lung transplantation J Thorac Cardiovasc Surg 2001;121:594–6.
Low-18 Pierre AF, Sekine Y, Hutcheon MA, et al Marginal donor lungs: a reassessment J Thorac Cardiovasc Surg 2002;123:421–7; discussion 427–8.
Trang 2Success of clinical allotransplantation as a therapeutic
option for end-stage kidney, heart, lung, and liver
disease has resulted in the worldwide diffusion of this
life-saving treatment However, since there are not
enough cadaveric organs to meet the present clinical
demand, it has also actualized the growing problem of
donor organ availability
Despite this shortfall, which affects all organs, the
disparity between the supply and demand for organs is
most acute for the lung According to the 2002 United
Network for Organ Sharing registry, 3,822 patients are
waiting on the recipient list in the United States for lung
transplantation, and only about 1,000 of these patients
will receive transplants The reasons for this frustrating
scenario are the unique susceptibility of lungs to damage
induced by the brain-dead treatment, the marginal yearly
increase of donor lungs, and the growing number of
teams performing lung transplantation As expected,
access to the waiting lists is currently very restricted,
patients in need of lungs are waiting approximately twice
as long today as in 1990 (the median waiting period is 7
months for patients younger than age 16 years and 23
months for those older than age 16 years), and many
patients die while awaiting lungs
One solution to the shortage of donor lungs would be
to increase the supply of lung allografts from human
sources other than cadaveric donors1 or use artificial
organs,2but the benefit of either as a temporary or
permanent alternative to allotransplantation remains to
be proven Xenotransplantation, the transplantation into
humans of organs from other species, is regarded as an
important solution.3The advantages would be obvious
An unrestricted number of donor lungs would be
avail-able for patients currently excluded from the waiting
lists, the procedure could be planned on routine ing lists and not as an emergency procedure, the lungswould be harvested from healthy anesthetized animalsrather than from brain-dead human donors on life-sustaining drugs and mechanical ventilation, theischemic time would be minimized, and donor lungscould be genetically manipulated to minimize recipientrejection responses.4,5
operat-History
The modern era of transplantation began in the earlytwentieth century with the experiments of Alexis Carrel,who transplanted a variety of vascularized organs intodifferent anatomic sites of the same animal (ie, auto-transplantation) and between animals of the same (ie,allotransplantation) and different (ie, xenotransplanta-tion) species The success observed with renal autograftsdemonstrated that transplantation was indeed technicallyfeasible but also that other mechanisms were responsiblefor the disappointing survival results In the late 1950s,the immunological mechanisms of the immune responsebegan to emerge and the subsequent advent of 6-mercap-topurine, azathioprine, and prednisone made kidneyallotransplantation feasible
This success suddenly generated a demand for renaltransplantation exceeding the organ supply and, as aconsequence, renewed attention toward the potential ofanimal organ transplantation in humans As shown inTable 31-1,6–15 pigs and nonhuman primates have beenused as sources of organs, and despite the early failures,the 9 months’ functional survival of a chimpanzee kidneytransplanted into a human recipient6clearly suggested apotential clinical application of xenografts
Trang 3Basic Immunobiology
Hyperacute Rejection
Experience with experimental lung xenotransplantation
is quite limited in comparison with other organs, and as
a consequence, the pathogenesis of lung HAR has not yet
been clearly defined In other experimental discordant
models,24 the factors initiating and sustaining HAR
involve an antigen–antibody interaction on the
periph-eral endothelium of the xenografts with subsequent
complement activation via the classical pathway Once
activated, the mechanism by which HAR is promoted is
poorly understood; since lysis of xenograft endothelium
is usually not seen, it is most probably that individual
complement components, including C3a, C5a, and the
membrane attack complex, initiate rapid endothelial cell
(EC) activation, resulting in hemorrhage and edema of
interstitial tissues and thrombosis of xenogeneic vessels
The lung was once considered relatively resistant to
HAR25until further investigations proved this to be false.26
In 1995, Kaplon and colleagues reported short-term
survival of baboon into which pig single-lung was
ortho-topically transplanted, with evidence of modest rise in
pulmonary vascular resistance (PVR), acceptable gas
transfers, marginal decline of xenoreactive natural
anti-bodies (XNA), patchy deposition of immunoglobulin (Ig)
M and complement proteins along the pulmonary
endothelium.27 Despite significant xenograft injury (eg,
intra-alveolar hemorrhage), the functional and histological
absence of HAR led the authors to conclude that the lung
was relatively resistant to HAR A plausible explanation of
the lack of HAR would be, however, that their observations
were related to xenograft hypoperfusion, since following
transient occlusion of the contralateral pulmonary artery
or double-lung xenotransplantation,28all xenografts failed
within 3.5 hours as a result of a tenfold increase in PVR
The lessons learned from these early experiences are that
studies of lung HAR should be performed with animals
models where recipient survival depends on xenograft
function.29–32By contrast, Pierson and colleagues, and
others, proved that pig lungs are rapidly damaged by
human blood via a XNA–complement interaction and a
consecutive loss of flow (PVR-related) and function.26,33
In our experimental studies, we defined the functional
and histopathologic hallmarks of lung HAR using an ex
vivo perfusion-and-ventilation pig-to-human lung
model.34,35Pig lungs perfused with unmodified whole
human blood (WHB) showed severe pulmonary
hyper-tension and pulmonary dysfunction as early as 30
minutes into reperfusion, massive hemorrhagic
pul-monary edema, severe interstitial edema, alveolar
hemor-rhage, and several fibrin and platelet thrombi localized in
and obstructing the small vessels (arterioles, capillaries,
and venules) (Figure 31-2) but not the large (segmental
or lobar) pulmonary vessels Upon immunofluorescence,there were diffuse deposits of human IgG and IgM,complement anaphylatoxins (C1q, C3a, C5a, C5b–9),coagulation proteins, and fibrinogen on the alveolarendothelial surfaces (Figure 31-3) All xenografts failed at
115 44.2 minutes into reperfusion These observationsreinforce the paradigm that places the activation ofxenograft endothelium at the center of the HAR process36
and provide evidence that pig lungs are equally ble to HAR as other solid organs upon reperfusion withhuman blood and that the front-line target of the recipi-ent effector system is the EC located in the peripheraland not the proximal28pulmonary vasculature Anothernoteworthy facet of our findings is that the HARobserved in the pig-to-human discordant model differscompletely from the rejection observed in the pig-to-nonhuman primate27,29–32,37 and in clinical allotrans-plantation between human leukocyte antigen (HLA)-incompatible patients.38,39
suscepti-388 / Advanced Therapy in Thoracic Surgery
FIGURE 31-2 Histology of pig lungs perfused with human blood A,
Fibrin and platelet thrombus (arrow) within a peripheral pulmonary arteriole and located next to a terminal bronchiole (white arrow).
Original magnification 360 B, Multiple fibrin and platelet thrombi in
an interalveolar capillary Original magnification 180.
Trang 4390 / Advanced Therapy in Thoracic Surgery
and anti-Gal IgG (63%) in the human blood within 30
minutes upon reperfusion These findings, not observed
in pig lungs perfused with autologous blood, are in line
with previous observations suggesting that IgM and IgG
XNA bind the Gal epitope on the xenograft’s
endothe-lial cells and initiate HAR.4,21However, the development
of lung HAR depends on the activation of complement
as well, as shown by the diffuse deposition of
comple-ments proteins C1q and C3 along the alveolar capillary
walls of pig lungs and the decrease of total complement
activity in the human blood shortly after reperfusion.34,35
That this step is essential for the development of HAR is
suggested by the observations that inactivation of
complement by cobra venom factor (CVF), soluble
complement receptor ty pe 1 (sCR1), C1 esterase
inhibitor (C1-Inh), or -globulin prevents HAR and
prolongs discordant xenograft survival.46Most evidence
suggests that, in pig-to-primate xenografts, the
comple-ment system becomes activated through the classical
pathway (Figure 31-5) upon the binding of the XNA to
the Gal 1–3Gal epitopes Except for situations in which
the alternative pathway is stimulated by
ischemia-reperfusion injury or ex vivo circuits, the alternativepathway generally does not initiate tissue injury in pig-to-primate models
XNA and complement activate pig EC, a proteinsynthesis–independent phase of the immune response,referred to as type I EC activation, and hypothesized to
be the underlying cause of HAR.22 Once ECs are vated, they retract from one other, leading to changes intheir physical and biologic characteristics with subse-quent loss of the barrier function and normal anticoagu-lant property of the vascular surface This processinvolves the occurrence of hemorrhage and edema andexposure of the underlying collagen and subendothelialmolecules Platelets adhere to and spread on the suben-dothelial matrix by the interaction of platelets receptorsand von Willebrand’s factor (vWF), and this process isaccompanied by recruitment of cells facilitating coagula-tion and vascular injury, such as P-selectin, platelet-activating factor, thrombin, and leukotrienes The endresult will thus be recruitment of platelets and promo-tion of platelet thrombi and deposition of fibrin alongthe surface of the activated ECs
acti-Vascular Rejection
If HAR can be overcome either by preventing the tion between XNA and epitopes on xenogeneic endothe-lium or by interfering with the activation of complement,
interac-a xenogrinterac-aft is subject over the ensuing dinterac-ays to weeks to interac-arejection process characterized by EC dysfunction, inter-stitial hemorrhage, focal necrosis, fibrin deposition, andeventually thrombosis of the xenograft vessels Thisphenomenon, named “acute vascular xenograftrejection”47 or “delayed xenograft rejection,”48is alsoobserved in concordant xenografts and sometimes inallografts and differs from HAR not only in the kinetics
of graft loss but also in the molecular and cellular nisms leading to thrombosis
mecha-That the vascular rejection is initiated by the binding
of XNA to the xenograft ECs has been established beyonddoubt First, the onset of acute vascular rejection coin-cides temporally with an increase in the synthesis of XNA
in subjects whose circulation is temporarily connected to
a pig organ Second, XNA are diffusely deposited alongthe xenograft endothelium Third, removal of XNA from
a xenograft recipient delays the onset of acute vascularrejection from days to weeks, and treatment of recipientswith agents suppressing XNA may delay rejection formonths or indefinitely
On the binding of XNA to the ECs, there is a type II
EC activation that involves transcriptional induction ofgenes and protein synthesis resulting in the expression ofadhesion molecules, cytokines, procoagulant molecules,and complement components.48 The main mechanisms
FIGURE 31-5 In pig-to-primate xenografts, complement becomes
activated through the classical pathway, and the cascade necessary
to the development of hyperacute rejection is the assembly of the
terminal components (C5b67, C5b-8, C5b-9) A key role is the
forma-tion of C3 convertase because it mediates opsonizaforma-tion and cell lysis
leading to loss of endothelial cell function Under physiologic
condi-tions, regulators of complement activity (RCA) such as decay
acceler-ating factor (DAF) and membrane cofactor protein (MCP) regulate
complement activation by dissociating and degrading C3 convertase.
CD59 prevents formation of the membrane attack complex (MAC) by
blocking C9 binding to C8.
Trang 5Lung Xenotransplantation: Lessons Learned and Future Perspectives / 391
that underlie xenograft loss caused by acute vascular
rejection are thus the donor–organ EC activation and
infiltration into the graft of host monocytes, natural
killer cells, and the products of their activation, which
collectively promote intragraft inflammation and
throm-bosis.48Whether the total inhibition of XNA and
comple-ment would allow survival of discordant xenografts, if
the putative T cell response is suppressed, is questioned
This suggests that other factors may potentially lead to
acute vascular rejection Because HAR can now be
prevented in nearly all cases, vascular rejection is
consid-ered the major hurdle to the successful clinical
applica-tion of lung xenotransplantaapplica-tion
Accommodation
Early attempts to transplant ABO-incompatible renal
allografts showed that temporary depletion of anti-A or
anti-B antibodies from the recipient in the
pretransplan-tation period allowed prolonged graft survival in some
patients even after the return of the antigraft antibodies
to the circulation and despite the presence of a functional
complement system This process, called
“accommoda-tion,” denotes a sort of graft resistance to humoral injury
under conditions that would otherwise result in HAR or
vascular rejection A similar phenomenon has been also
observed in xenografts, albeit infrequently.49The possible
causes for accommodation include morphologic and
functional differences between the XNA that return after
depletion and the preexisting XNA, alterations in antigen
expression or, more likely, an acquired resistance by
xenogeneic ECs to humoral immune injury after the
return of the XNA in the recipient’s circulation
Cellular or Chronic Rejection
To date, no reports have been published where HAR or
vascular rejection have been indisputably overcome It is
therefore uncertain as to whether these immune
re-sponses play an important role in xenotransplantation as
they do in lung allotransplantation However,
experi-ments with murine skin and pancreatic-islet grafts,
which are not subject to HAR or vascular rejection, have
shown that T cell–mediated xenograft rejection is often
as vigorous, or more so, than T cell–mediated allograft
rejection and that conventional immunosuppressive
agents may be less effective in prolonging xenograft than
allograft survival.25
Strategies to Overcome HAR
With the increasing understanding of its
physiopathol-ogy, four basic strategies to overcome HAR have
emerged, namely (1) prevention of the XNA–xenograft
endothelium interaction, (2) blockage of the early steps
of complement activation, (3) adhesive interactions inthe coagulation pathway, and (4) pig-donor genetic engi-neering (Figure 31-6)
Prevention of XNA–Xenograft Endothelium
Interaction
This can be afforded either by depleting or inhibiting thehuman XNA or by injecting soluble carbohydrate, satu-rating the XNA binding sites before engrafting Therationale for depleting XNA from the circulation of apotential xenograft recipient is the accommodationwhereby discordant or ABO-incompatible graftscontinue to survive despite a functional complementsystem and in the presence of antidonor antibody if therecipient has undergone a pretransplant depletion ofantidonor antibodies Pretransplant removal of circulat-ing XNA from potential xenotransplant recipients can beobtained by (1) plasmapheresis, (2) perfusion of humanblood through pig donor organs, or (3) columnimmunoabsorption
The first two techniques prolong pig-to-primatexenograft survival from minutes to many days.50Duringplasmapheresis, red and white blood cells are isolated andreturned to the primate, but all other blood elements,including the plasma containing XNA, are discarded.During pig organ perfusion, the entire blood volume of aprimate is pumped into the pig organ vasculature, andthe XNA are removed because they adhere to the pig’sendothelium The major limitations of these techniques,however, are that they remove also the primate’simmunoglobulins and complement and coagulationproteins, thus increasing the susceptibility to infectionand thrombogenic disorders Moreover, neither tech-nique can be continued indefinitely, and the ultimate risk
of immunological reactions once XNA reappear is stillthere
Specific depletion of human XNA has been obtained
by Rieben and colleagues with extracorporeal munoabsorption (EIA) of human plasma through animmunoaffinity column of a newly developed, syntheticGal1–3Gal disaccharide.51Based on these in vitro stud-ies, 50 to 60% of the anti-Gal IgM and IgA were specifi-cally absorbed and the cytotoxic effect of human serum
im-on pig kidney (PK15) cells was almost totally inhibitedafter EIA; other plasma proteins were normal throughthe process Similarly, in vivo studies by Taniguchi andcolleagues suggested that in immunosuppressed, splenec-tomized baboons, repeated EIA using the sameimmunoaffinity column may reduce XNA levels andserum cytotoxicity significantly for several days.52
To test the validity of the above-mentioned techniques
in the pig-to-human lung combination, we have oped in our laboratory an in vivo pig organ perfusion
Trang 6devel-colleagues.57,58 They created a large polymer with several
Gal epitopes incorporated (1–3 galactose
trisaccharide-polyethylene glycol conjugate) This drug given
intra-venously before, during, and throughout a xenogenic
pig-to-baboon transplant diminished the Gal-antibodies
to undetectable levels The influence of Gal-antibodies
could be controlled, but the remaining non-
Gal-antibodies were still present and played their role in
vascular rejection The new substances seem capable to
overcome HAR and may lead to accommodation (not yet
shown) So far, none of these results are shown in lung
xenotransplantation, since there are major organ-specific
differences
Prevention of the Early Steps of Complement
Activation
Although CVF prevents HAR following pig-to-baboon
heart transplantation,59it is unlikely that these strategies
will have clinical application since it is associated with
unacceptable morbidity and production of CVF
anti-bodies Since these antibodies have a Gal oligosaccharide
as a terminal structure, there might be some anti-Gal
antibodies, which may preclude further therapy with CVF
and favor rapid xenograft rejection.60Other soluble
complement inhibitors injectable in the pretransplant
period are C1 Inh, which prevents the activation of C1 by
human XNA binding to pig EC and sCR1, which showed
marked inhibited total and alternative pathway serum
complement activity and prolonged xenograft survival in
an in vivo pig-to-primate cardiac xenotransplantation
model.46 In addition, the lung is particularly sensitive to
ischemia and reperfusion, which is mediated in part
through activation of the complement cascade.61,62 Since
the lung is particularly susceptible to complement injury,
and antibody-driven activation of the classical pathway is
the principle mediator of HAR in other organs,63we
reasoned that effective regulation of complement
activa-tion should be particularly effective for preventing HAR
To date, there are no studies on the use of pharmacologic
complement inhibitors in discordant lung xenografting,
but one major disadvantage is that they must be given
systemically, and in addition to preventing
complement-mediated xenograft injury, they may also inhibit
appro-priate destruction of infectious pathogens.64,65
Adhesive Interactions in the Coagulation Pathway
Adhesion molecules play a critical role in
ischemia-reperfusion injury and mediate the lung injury seen with
systemic complement activation,66,67Where they have
been examined, the interaction between most pig and
human integrin and selectin ligands appears to occur
under circumstances analogous to those described within
either species and may thus be considered to occur in an
appropriate “physiologic” manner P-selectin and cellular adhesion molecule 1 (ICAM-1) are examples ofadhesion molecules whose function has been well char-acterized in this species combination and found to func-tion physiologically.68,69In the xenogeneic situation, other
inter-“nonphysiologic” molecular interactions may also triggerpathogenic adhesive interactions between porcineendothelium and primate platelets and neutrophils.Like complement activation, activation of the coagula-tion cascade occurs most efficiently on activated cellsurfaces Interestingly, coagulation pathway dysregulationwas recently shown to play a central role in clinical acutelung injury, in that administration of activated protein Cwas associated with decreased morbidity and mortalityfrom acute respiratory distress syndrome (ARDS)/systemicinflammatory response syndrome (SIRS).70–73
Several “nonphysiologic” interactions in the tion pathway between porcine endothelium, humanplatelets, and coagulation factors have been identifiedthat are potentially important to HAR.74–78Whereasquiescent human platelets do not bind to human vWF,porcine vWF binds to human platelets through anonphysiologic interaction via GP1b and the alpha1domain of vWF.79Human thrombin activation is activelyinhibited by regulatory proteins on human endothelium,but constitutive activation of human thrombin occurswhen human plasma is exposed to quiescent porcineendothelium.8 0 Thrombomodulin and ectoadeno-sinediphosphatase, potent anticoagulant moleculesexpressed by normal endothelium, are rapidly down-regulated or lost after exposure of porcine endothelium
coagula-to human blood constituents, leading coagula-to a procoagulantendothelial phenotype.81,82Porcine vWF appears to bindhuman complement even in the absence of antipig anti-body,83suggesting that pig vWF itself may serve as aprimary nidus for inflammation In addition, high shearstress, which occurs at sites of vasoconstriction, causesplatelet aggregation to vWF and shedding of procoagu-lant microparticles.84Finally, aggregated platelets coatedwith vWF, or vWF multimers released from the surface ofinjured or activated ECs, may thus activate complement
in soluble phase, triggering productions of ins in the blood as well as where they are expressed in theorgan.85Thus even if pig endothelium is not activated byother interactions, platelet adhesion and binding ofcomplement are likely to occur and to trigger prothrom-botic and proinflammatory events in the graft and else-where in the organ recipient
anaphylatox-Genetically Engineered Donor Pigs
The recent development of genetically engineered miceand pigs has opened several alternative approaches forthe prevention of HAR.17One large step forward to xeno-
Lung Xenotransplantation: Lessons Learned and Future Perspectives / 393
Trang 7transplantation has been taken by generating transgenic
pigs that do not express the Gal antigens on their ECs.5
The expression of these antigens depends on the function
of a single gene encoding for the enzyme
1,3galactosyl-transferase This gene was “knocked out” by homologous
recombination, and the frontline targets for the human
XNA disappeared Unfortunately, there are no data yet
published about these newly designed piglets This very
promising news is hopefully not overestimated because it
is known from mouse Gal-knockout strains that there is
still a remaining Gal-epitope production (about 10%)
driven by an additional intracellular
1,3galactosyltrans-ferase, which was recently discovered Even though some
Gal-epitope will still be present in theses donor pigs an
important influence on HAR and vascular rejection will
be seen
The most promising way appeared in the past to be
the development of genetically engineered pigs
express-ing one or more of the human C-reactive protein
(CRP).17 They include (1) decay accelerating factor
(DAF), a phosphatidylinositol-linked integ ral
membrane protein that prevents assembly of the
classi-cal pathway C3 convertase, (2) membrane cofactor
protein (MCP), a membrane associate protein that
serves as a cofactor for factor I-mediated cleavage and
inactivation of C3b, (3) C4bBP, a soluble binding
protein with decay accelerating activity for the
inactiva-tion of C3 convertase, (4) CD59 or membrane inhibitor
of reactive lyses (MIRL), which prevents formation of
the membrane attack complex by blocking C9 binding
to C8 Because of the species-restricted molecular
incompatibilities, the membrane-associated CRPs
expressed on the surface of a given donor animal organ
are unable to effectively control the human complement
cascade, and this accounts for most of the inflammatory
response observed in HAR By incorporating human
complement regulatory transgenes into the germline of
donor pigs, several groups have recently achieved
considerable prolongation of pig heart function after
heterotopic transplantation into primates.86 Parallel
experience using lungs from animals transgenic for
human DAF (hDAF) or CD59 (hCD59) have produced
controversial results Pierson and associates found
incomplete physiologic and histologic protection from
HAR using transgenic pigs expressing hDAF perfused ex
vivo with fresh human blood, except in two pigs
expressing very high levels of hDAF on their pulmonary
endothelium.8 7 By contrast, Dagget and colleagues
found that pig lungs expressing hDAF and hCD59
func-tioned better than nontransgenic pig lungs when
perfused (for 2 hours) with human plasma.37 However,
in an earlier experience, Pierson and associates
demon-strated that by depleting the recipient’s complement
with CVF, profound pulmonary hypertension and HARstill occurred, even when human XNA depletion wasadded.8 8 These and other8 9 preliminary experiencessuggest that although transgenic pigs expressing CRPs
at physiologically appropriate levels may prolongxenograft survival, other efforts directed to abrogate theeffects of the humoral and cellular response need to bedone
Comment
Xenotransplantation has the potential to address theacute problem of lung allograft shortage and may haveadditional advantages over allotransplantation AlthoughHAR has so far prevented the clinical use of pig lungs, acombination of the outlined strategies and the new Gal-knockout pigs offer a realistic hope that lung xenograftsmay survive in humans beyond the hurdle of HAR.Unfortunately, while clinical trials are currently proposed
or underway to address whether pig kidneys, livers, andhearts are suitable organs in humans, lung xenotrans-plantation is still in its experimental childhood
However, some clues are available; anatomic andphysiologic similarities between humans and pigs indi-cate that pig lungs may function adequately, at least inthe short term Pig lungs are hyperacutely rejected in asimilar fashion to other pig organs when perfused withuntreated human blood, and despite the fact that they donot have the synthetic functional problems of pig kidneys
or livers, they are more prone to other nonxenogeneicinjuries (eg, ischemia-reperfusion injury) than are otherpig organs There are several strategies that prevent lungHAR, and there is optimism that the simplest one will beuseful in a future clinical setting
Nevertheless, to be of significant clinical impact and
to solve the actual allograft shortage, lung xenograftsurvival must be at least as good as allograft survival Inthis sense, major areas of consideration for laboratoryinvestigations beyond HAR need to be explored toaddress the long-term xenograft survival
Acknowledgment
This work was supported by the Immunology ConcertedAction (#3026PL950004) of the ImmunologyBiotechnology Program from the European Union, anEast-West INSERM contract and the German Researchfoundation (Deutsche Forschungsgemeinschaft, DFG)
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perfu-sion model J Thorac Cardiovasc Surg 1997;113:390–8.
38 Frost AE, Jammal CT, Cagle PT Hyperacute rejection
following lung transplantation Chest 1996;110:559–62.
39 Pierson RN III, Loyd JE, Goodwin A, et al Successful
management of an ABO-mismatched lung allograft using
antigen-specific immunoadsorption, complement
inhibi-tion, and immunomodulatory therapy1 Transplantation
2002;74:79–84.
40 Cooper DKC Clinical survey of heart transplantation
between ABO-blood group incompatible recipients and
donors J Heart Transplant 1990;9:376–81.
41 Galili U, Rachmilewitz EA, Peleg A, Flechner I A unique
natural human IgG antibody with anti- -galactosyl
speci-ficity J Exp Med 1984;160:1519–31.
42 Galili U Interaction of the natural anti-Gal antibody with
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xenotransplan-tation Immunol Today 1993;14:480–2.
43 Oriol R, Ye Y, Koren E, Cooper DKC Carbohydrate antigens
of pig tissues reacting with human natural antibodies as
potential targets for hyperacute vascular rejection in
pig-to-man organ xenotransplantation Transplantation
1993;56:1433–42.
44 Galili U, Clark MR, Shohet SB, et al Evolutionary
relation-ship between the natural anti-Gal antibody and the
Gal 1→3Gal epitope in primates Proc Natl Acad Sci U S A
1987;84:1369–73.
45 Galili U The natural anti-gal antibody: evolution and
autoimmunity in man Immunol Series 1991;55:355–73.
46 Pruitt SK, Kirk AD, Bollinger RR, et al The effect of soluble
complement receptor type 1 on hyperacute rejection of
porcine xenografts Transplantation 1994;57:363–70.
47 Leventhal JR, Matas AJ, Sun LH The immunopathology of
cardiac xenograft rejection in the guinea pig-to-rat model.
Transplantation 1993;56:1–8.
48 Bach FH, Winkler H, Ferran C, et al Delayed xenograft
rejection Review Immunol Today 1996;17:379–84.
49 Winkler H, Ferran C, Bach FH Accommodation of
xenografts: a concept revisited Xenotransplantation
1995;2:53–6.
50 Cooper DKC, Human PA, Lexer G Effects of cyclosporin
and antibody adsorption on pig cardiac xenograft survival
in the baboon J Heart Transplant 1988;7:238–46.
51 Rieben R, van Allmen E, Korchagina EY, et al Detection,
immunoabsorption, and inhibition of cytotoxic activity of
anti- Gal antibodies using newly developed substances
with synthetic Gal 1–3Gal disaccharide epitopes.
54 Ghanekar A, Luo Y, Yang H, et al The alpha-Gal analog GAS914 ameliorates delayed rejection of hDAF transgenic pig-to-baboon renal xenografts Transplant Proc 2001;33:3853–4.
55 Cairns T, Lee J, Goldberg L, et al Inhibition of the pig to human xenograft reaction using soluble Gal 1–3Gal and Gal1–3Gal1–4GlcNac Transplantation 1995;60:1202–7.
56 Galili U The alpha-gal epitope (Gal alpha 1–3Gal beta 1–4GlcNAc-R) in xenotransplantation Biochimie 2001;83:557–63.
57 Diamond LE, Byrne GW, Schwarz A, et al Analysis of the control of the anti-gal immune response in a non-human primate by galactose alpha1–3 galactose trisaccharide- polyethylene glycol conjugate Transplantation 2002;73:1780–7.
58 Byrne GW, Schwarz A, Fesi JR, et al Evaluation of different alpha-galactosyl glycoconjugates for use in xenotransplan- tation Bioconjug Chem 2002;13:571–81.
59 Leventhal JR, Dalmasso AP, Cromwell JW Prolongation of cardiac xenograft by depletion of complement Transplantation 1993;55:857–66.
60 Cooper DKC, Koren E, Oriol R Manipulation of the aGal antibody-aGal epitope system in experimental discor- dant xenotransplantation Xenotransplantation 1996;3:102–11.
anti-61 Heller T, Hennecke M, Baumann U, et al Selection of a C5a receptor antagonist from phage libraries attenuating the inflammatory response in immune complex disease and ischemia/reperfusion injury J Immunol 1999;163:985–94.
62 Stammberger U, Hamacher J, Hillinger S, Schmid RA sCR1sLe ameliorates ischemia/reperfusion injury in experi- mental lung transplantation J Thorac Cardiovasc Surg 2000;120:1078–84.
63 Dalmasso AP, Vercellotti GM, Fischel RJ, et al Mechanism
of complement activation in the hyperacute rejection of porcine organs transplanted into primate recipients Am J Pathol 1992;140:1157–66.
64 Lu CY, Khaireldin TA, Dawidson IA, et al transplantation FASEB J 1994;8:1122–30.
Xeno-65 Hecker JM, Lorenz R, Appiah R, et al C1-inhibitor for prophylaxis of xenograft rejection after pig to cynomolgus monkey kidney transplantation Transplantation 2002;73:688–94.
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66 Mulligan MS, Warner RL, Rittershaus CW, et al Endothelial
targeting and enhanced antiinflammatory effects of
complement inhibitors possessing sialyl Lewisx moieties J
Immunol 1999;162:4952–9.
67 Mulligan MS, Schmid E, Till GO, et al C5a-dependent
up-regulation in vivo of lung vascular P-selectin J Immunol
1997;158:1857–61.
68 Simon AR, Warrens AN, Sykes M Efficacy of adhesive
interactions in pig-to-human xenotransplantation.
Immunol Today 1999;20:323–30.
69 Warrens AN, Simon AR, Theodore PR, Sykes M
Human-porcine receptor-ligand compatibility within the immune
system: relevance for xenotransplantation
Xenotrans-plantation 1999;6:75–8.
70 Bernard GR, Vincent JL, Laterre PF, et al Recombinant
human protein C Worldwide Evaluation in Severe Sepsis
(PROWESS) study group Efficacy and safety of
recombi-nant human activated protein C for severe sepsis N Engl J
Med 2001;344:699–709.
71 Grey ST, Tsuchida A, Hau H, et al Selective inhibitory
effects of the anticoagulant activated protein C on the
responses of human mononuclear phagocytes to LPS,
IFN-gamma, or phorbol ester J Immunol 1994;153:3664–72.
72 Hirose K, Okajima K, Taoka Y, et al Activated protein C
reduces the ischemia/reperfusion-induced spinal cord
injury in rats by inhibiting neutrophil activation Ann Surg
2000;232:272–80.
73 Grinnell BW, Hermann RB, Yan SB Human protein C
inhibits selectin-mediated cell adhesion: role of unique
fucosylated oligosaccharide Glycobiology 1994;4:221–5.
74 Robson SC, Young VK, Cook NS, et al Thrombin
inhibi-tion in an ex vivo model of porcine heart xenograft
hypera-cute rejection Transplantation 1996;61:862–8.
75 Robson SC, Kaczmarek E, Seigel JB, et al Loss of ATP
diphosphohydrolase activity with endothelial activation J
Exp Med 1997;185:153–63.
76 Nagayasu T, Saadi S, Holzknecht RA, et al Expression of
tissue factor mRNA in cardiac xenografts: clues to the
pathogenesis of acute vascular rejection Transplantation
2000;69:475–82.
77 Alwayn IP, Appel JZ, Goepfert C, et al Inhibition of platelet
aggregation in baboons: therapeutic implications for
xeno-transplantation Xenotransplantation 2000;7:247–57.
78 Bustos M, Saadi S, Platt JL Platelet-mediated activation of endothelial cells: implications for the pathogenesis of trans- plant rejection Transplantation 2001;72:509–15.
79 Schulte am Esch J II, Cruz MA, Siegel JB, et al Activation of human platelets by the membrane-expressed A1 domain of von Willebrand factor Blood 1997;90:4425–37.
80 Siegel JB, Grey ST, Lesnikoski BA, et al Xenogeneic endothelial cells activate human prothrombin Transplantation 1997;64:888–96.
81 Kalady MF, Lawson JH, Sorrell RD, Platt JL Decreased fibrinolytic activity in porcine-to-primate cardiac xeno- transplantation Mol Med 1998;4:629–37.
82 Saadi S, Holzknecht RA, Patte CP, et al mediated regulation of tissue factor activity in endothe- lium J Exp Med 1995;182:1807–14.
Complement-83 Holzknecht ZE, Coombes S, Blocher BA, et al Identification of antigens on porcine pulmonary microvas- cular endothelial cells recognized by human xenoreactive natural antibodies Lab Invest 1999;79:763–73.
84 Miyazake Y, Momura S, Miyake T, et al High shear stress can initiate both platelet aggregation and shedding of procoagulant containing microparticles Blood; 88:3456–64.
85 Holzknecht ZE, Coombes S, Blocher BA, et al Immune complex formation after xenotransplantation: evidence of type III as well as type II immune reactions provides clues
to pathophysiology Am J Pathol 2001;158:627–37.
86 McCurry KR, Kooyman DL, Alvarado CG, et al Human complement regulatory proteins protect swine-to-primate cardiac xenografts from humoral injur y Nat Med 1995;1:423–7.
87 Pierson RN, Pino-Chavez G, Young VK, et al Expression of human decay accellerating factor may protect pig lung from hyperacute rejection by human blood J Heart Lung Tranplant 1997;16:231–9.
88 Pierson RN, Kaspar-Konig W, Tew DN, et al Profound pulmonary hypertension characteristic of pig lung rejec- tion by blood is mediated by xenoreactive antibodies inde- pendent of complement Transpl Proc 1995;27:274.
89 Hoopes CW, Platt JL Molecular strategies for clinical transplantation in cardiothoracic surgery Sem Thorac Cardiovasc Surg 1996;8:156–74.
Trang 11xeno-CHAPTER 32
ROBERT H BARTLETT,MD
JONATHAN W HAFT,MD
Chronic respiratory failure represents a heterogeneous
group of diseases affecting millions of people worldwide
and is the third leading cause of death in the United
States, accounting for more than 350,000 deaths annually.1
In addition, both the death rate and prevalence of lung
disease appear to be increasing, in large part related to the
rapid expansion of the aging population Chronic
respira-tory failure includes, but is not limited to, chronic
obstructive pulmonary disease (COPD), idiopathic
pulmonary fibrosis, pulmonary sarcoidosis, cystic fibrosis,
and primary pulmonary hypertension Emphysema and
chronic bronchitis affect approximately 16 million
Americans and has been steadily rising over the last
several decades, with nearly 120,000 deaths in 1999
attrib-uted to COPD.1Idiopathic pulmonary fibrosis is a
progressively disabling illness characterized histologically
by fibrosis and architectural distortion Its prevalence is
estimated to be around 13 to 20 per 100,000 in the United
States, and median survival from the time of diagnosis is
less than 3 years.2Pulmonary sarcoidosis is often
asymp-tomatic and associated with spontaneous regression, but
approximately 5% of affected individuals develop
relent-less pulmonary dysfunction leading to inevitable death
from respiratory failure.3Cystic fibrosis, a genetic
condi-tion with an autosomal recessive mode of transmission,
affects approximately 30,000 Americans,4with median
survival steadily rising but presently at approximately 30
years of age.5Primary pulmonary hypertension is a rare
and uniformly fatal disorder of unknown etiology
Survival from the time of diagnosis remains less than 3
years.6Patients suffering from these diseases, as well as
several other less common conditions, typically progress
to end-stage respiratory failure Long-term invasive
mechanical ventilation is often the only treatment strategy
as patients deteriorate Lung transplant currently offersthe only hope for prolonged survival and reasonable qual-ity of life under most circumstances
Lung transplant has enjoyed increasing success overthe last 20 years, with 1- and 3-year survival rates of 76and 56%.7However, transplant is necessarily limited bythe finite pool of suitable cadaveric organs Between 1996and 2002, the number of patients listed more thandoubled from 1,900 to nearly 4,000, while the number oftransplants performed has plateaued near 1,000 As aresult, the wait list time now exceeds 2 years at most busycenters with a mortality rate for listed patients of over20% Because of the scarcity of this resource, relativelystrict criteria have been established for lung transplanteligibility, thus excluding patients greater than 65 years ofage, obese or malnourished patients, and those in chronicrenal failure and strongly discouraging transplant inpatients who require temporary or permanent mechani-cal ventilatory support.8Unfortunately, previously eligi-ble patients who decompensate or those with end-stagerespiratory failure excluded from eligibility for transplantbecause of age or underlying medical conditions cur-rently have no treatment options There clearly is a needfor new therapeutic strategies designed either as a bridge
to lung transplant for listed but acutely worseningpatients or as a transplant alternative, possibly servingthose individuals currently considered unsuitable fortransplant
Recent successes have allowed mechanical cardiacsupport to become standard practice in bridging patientswith severe heart failure to cardiac transplant Since theapproval of ventricular assist devices by the Food andDrug Administration as a bridge to transplant, more than70% of patients have undergone successful implantation
Trang 12and have survived until a suitable cadaveric organ could
be found.9In addition, there is increasing evidence
suggesting that the use of these devices allows
rehabilita-tion of the decompensated patient, thus improving
outcomes after transplant.10In fact, many patients have
elected to forgo transplant because their quality of life
while supported with a ventricular assist device was so
dramatically improved In addition, mechanical cardiac
support may have a role in treating patients deemed
inel-igible for transplant by age or medical comorbidity, as
demonstrated by the much publicized and impressive
Rematch1 1 trial and the anticipated Intrepid1 2 trial
Groups invested in the development and testing of
artifi-cial lungs hope to draw many parallels from the success
of mechanical cardiac support as they look for innovative
alternative treatment strategies for patients with
end-stage respiratory failure
History
Attempts to treat respiratory failure with artificial lungs
have appeared since the 1970s.13,14These initial devices
also relied upon thin membranes to provide gas transfer,
but were limited by the quality and reproducibility of
these materials As a result, oxygen transfer and carbon
dioxide elimination were highly variable and incapable of
providing meaningful support In addition, several of the
initial prototypes attempted to avoid external
communi-cation with a continuous gas source by directly
connect-ing gas lines to the bronchial tree Animal experiments
were fraught with ventilation problems as fluid and
fibrosis obstructed gas flow
Nonetheless, these early reports demonstrate the need
and the feasibility of an implantable long-term artificial
respiratory support As the use of extracorporeal
oxy-genation became more widespread in the setting of open
heart surgery on mechanical bypass, materials and
tech-niques improved dramatically Hollow fiber oxygenating
membranes used today demonstrate improved
gas-exchange efficiency and are lower in profile, renewing
enthusiasm in the development of an artificial lung
Current Designs
Features of a support device that can serve either as a
bridge or alternative to lung transplant in the treatment
of end-stage respiratory failure should include the
capac-ity to satisfy the necessary gas-exchange requirements,
eliminating or treating right heart failure, and to
mini-mize trauma to other organ systems Furthermore, these
devices should be conceptually simple and reliable so as
to be capable of providing long-term support on an
ambulatory basis Extracorporeal membrane oxygenation
(ECMO) involves percutaneous or surgical cannulation
of large peripheral or central vessels, circulation withblood flow powered by servoregulated roller or centrifu-gal blood pumps, and gas exchange delivered via microp-orous hollow fiber or solid silicone oxygenators.Extracorporeal life support (ECLS) has been used exten-sively in the treatment of acute cardiac or respiratory fail-ure both in children and adults, primarily successful as ashort-term bridge to recovery.15 However, the cost andcomplexity associated with ECLS using current systems,
in addition to the blood element trauma and inherentinfectious risks, make this modality unsuitable forprolonged support Furthermore, the need for continu-ous monitoring by trained personnel in an intensive careunit setting makes ambulatory support and physicalrehabilitation prohibitive
Intravascular oxygenation has been used in severalclinical trials in the setting of acute respiratory failure as
an adjunct to conventional mechanical ventilation.16–18
These devices consist of a network of hollow fiber genating membranes connected by a manifold to thesweep gas inflow and outflow lines and inserted into theinferior vena cava percutaneously via the femoral vein.Unfortunately, the effectiveness of these early devices waslimited largely because they could demonstrate beingcapable of transferring only up to one-half of the totalgas-exchange requirements of an adult patient Newertechnology has resurrected intravascular oxygenation,with current efforts focusing on improving blood mixingand thus the creation of secondary flows at the boundarylayer where blood and the gas exchange membranesinterface.19 The most significant advances include theincorporation of a mechanical balloon pump and asystem of fixed fiber matting, with in vivo testingcurrently underway Initial trials will again focus onpatients suffering from acute respiratory failure, serving
oxy-as a bridge to recovery Whether this tactic hoxy-as potential
in the treatment of chronic respiratory failure and isfeasible as a long-term ambulatory treatment remains to
be seen
Several groups have focused their attention on apumpless implantable or wearable oxygenator because ofseveral theoretical advantages using this approach.Advances in the efficiency of newer gas exchange mem-branes have allowed the development of oxygenatorswith low blood flow resistance An example is the proto-type device manufactured by Michigan Critical CareConsultants, MC3 (Ann Arbor, MI).20–26Using a centrallypositioned inlet, this device takes advantage of radialblood flow through a series of parallel wound micro-porous hollow fibers potted at both ends into a manifoldfor the sweep gas inlet and outlet (Figure 32-1) Thecommercially available hollow fibers (Celgard Inc,Charlotte, NC) that serve as the gas exchange substrate have
Artificial Lungs / 399
Trang 13Artificial Lungs / 401
cific pathologic situation, such as the relative importance
of chronic right heart failure, deficiencies in oxygenation
or carbon dioxide removal, and infectious concerns
The effect on right ventricular load under each of these
configurations has been investigated using a theoretical
lumped parameter model, taking into account the
differ-ences in outflow impedance.2 8 Although the terms
pulmonary and systemic vascular resistances are most
commonly used to describe afterload, “input impedance”
defines cardiac load in a pulsatile system Impedance is
the opposition to pulsatile flow and considers thecombined effect of vessel caliber, compliance, and pulsewave reflections.29Pulse wave reflections occur in anypulsatile system and primarily originate at locationswhere there is a significant change in the flow path geom-etry, such as narrowings or branch points These pressurewave reflections directly counter flow and affect imped-ance Determining input impedance involves mathemati-cally reducing the instantaneous pressure and flowwaveforms in the aortic or PA into a mean term and aseries of sine waves using Fourier transformation(Figure 32-3) These sine waves each have a characteristicamplitude, or height, relative to the X-axis, a frequency,and phase angle, or its position relative to the Y-axis Eachsine wave represents a harmonic; the frequency at eachharmonic is an integer multiple of the fundamentalfrequency, or the frequency of the pressure and flow wave-forms For example, when the heart rate is 60, a frequency
of 1 Hz, the frequency of the pressure and flow sine waves
at the first harmonic is 1 Hz, the frequency at the secondharmonic is 2 Hz, and so on Impedance (Z) is the ratio ofthe amplitudes of pressure and flow expressed as a func-tion of harmonic Although the zero harmonic imped-ance (Z0) is the ratio of mean pressure to mean flow andthus is analogous to resistance, impedance at the integerharmonics represents the opposition to flow pulsations.First harmonic impedance (Z1) is probably the mostimportant single indicator of pulsatile load because themajority of flow occurs within the first harmonic.Impedance is particularly important to consider in thepotential use of an artificial lung perfused by the rightventricle Although these devices have resistances thatapproximate pulmonary vascular resistance, their geome-try and compliance are drastically different from thenormal circulation Therefore, the characteristics of thedevice and its mode of attachment will have an enormousimpact on the impedance seen by the right ventricle, asdemonstrated by the theoretical lumped parameter study.However, certain configurations may offer other advan-tages despite significant increases in right ventricularinput impedance Any mode of attachment may be moreappropriate under specific clinical scenarios and should
be considered for all its merits and shortcomings
When the return of oxygenated blood is directed intothe left atrium, blood flow can be competitive with thepulmonary circulation (see Figure 32-2A) or exclusivelythrough the device (see Figure 32-2B) The competitive
flow approach allows blood flow to travel in parallel, with
a fraction of the cardiac output shunted into the artificiallung, and the remainder continuing through the nativepulmonary circulation The magnitude of diverted blood
is dependent on the comparative impedance of the native
FIGURE 32-2 Schematics representing potential applications of a
pumpless artificial lung perfused by the right ventricle A, Partial
respiratory support, with blood flow in parallel with the native
pulmonary circulation B, Pulmonary replacement, diverting the entire
right sided cardiac output through the artificial lung C, Total
respira-tory support, with flow in series with the native pulmonary circulation.
Trang 14Artificial Lungs / 403
demonstrated the consequences of high impedance in
the context of normal resistance on right ventricular load
and function Although there was no change in cardiac
output or mean PA pressure, right ventricular ejection
flow patterns were severely altered, with persistent
dias-tolic flow and reduced peak and sustained sysdias-tolic flow
(Figure 32-4) Whether these abnormalities will progress
to right heart failure and the effect on left ventricular
performance remain unclear but are under current active
investigation We have also developed a prototype
compliance chamber, applying variable pneumatic
compression to the compliance reservoir (Figure 32-5),
which appears to reduce impedance and restore normal
cardiac function (see Figure 32-4).31
The next potential mode of attachment involves
creat-ing a support circulation in series with the native lungs
(see Figure 32-2C) By creating inflow and outflow
conduit anastamoses to the proximal and distal main PA,
respectively, a snare placed around the intervening
seg-ment of PA can divert the entire right ventricular cardiac
output through the artificial lung for gas exchange This
approach is capable of supporting all of the oxygenation
requirements of large animals, as demonstrated in acute
studies by clamping the endotracheal tube of
anes-thetized sheep,22and in chronic experiments using a
smoke inhalational model of respiratory failure.24,25The
PA-to-PA configuration has several inherent advantages,
other than its ability to provide total respiratory support
First, directing the outflow of the artificial lung into the
distal PA, the diseased lungs can serve as an embolic trap
to prevent the inevitable microthrombi formed within
the extensive foreign surface from ejecting into the
systemic circulation In addition, preserving native
pulmonar y blood flow retains the metabolic and
endocrine lung functions Lastly, delivering oxygenated
blood to chronically diseased lungs may allow some
recovery or slow the deterioration Unfortunately, there
are several drawbacks to the PA-to-PA approach Despite
its low resistance, application of the artificial lung in
series necessarily increases the total resistive load against
the right ventricle As predicted by the theoretical
lumped parameter model, this application of a pumpless
artificial lung perfused by the right ventricle generates
the greatest magnitude of right heart strain.28Although
the incidence of right ventricular failure in large animal
series has been reduced with newer generations of
devices,25the in-series application will likely be
prohibi-tive in patients with respiratory failure associated with
cor pulmonale Furthermore, anatomic considerations
may limit feasibility The unusual length of the main PA
of sheep allows room for two large caliber anastamoses
with a flow occluder.32It is unclear if human anatomy
will be amenable to a similar construct
Hematologic Compatibility
Flow through extracorporeal systems is associated withproblems involving various hematological componentsand can be generalized into three major impediments:(1) red cell hemolysis, (2) platelet activation andconsumption, and (3) activation of the coagulation
Pulmonary artery flow: native circulation
-5 0 5 10 15 20 25 30
Pulmonary artery flow: pulmonary replacement
-5 0 5 10 15 20 25 30
Pulmonary artery flow: pulmonary replacement with compliant device
-5 0 5 10 15 20 25 30
FIGURE 32-4 Pulmonary artery flow versus time A, Normal
circula-tion, with rapid systolic upstroke and absent diastolic flow B,
Pulmonary replacement with noncompliant artificial lung
demonstrat-ing arrested systolic upstroke with persistent diastolic flow C,
Pulmonary replacement with artificial lung in series with a prototype compliance chamber.
Trang 15Membrane oxygenation using microporous hollow fibers
is associated with plasma leakage through the individual
micropores and eventual oxygenator failure
Mech-anistically, plasma leakage results from the progressive
deposition and adsorption of phospholipids onto the
surface of the individual fibers.38These hydrophobic
lipids reduce the surface tension directly at the blood–gas
interface, allowing leakage to occur The rate of
progres-sion towards device failure appears to be related to the
content and character of circulating bloodstream lipids
Future prototypes will incorporate either solid silicone
fibers or microporous fibers coated with a nonporous
but gas-diffusible material, and oxygenators using such
nonporous membranes as the gas exchange substrate are
currently under study.39
Clinical Trial Design
As with any clinical trial, success is largely dependent
upon patient selection As the technology improves and
the potential for clinical utilization rapidly approaches,
planning the most appropriate clinical trial becomes
imperative This includes not only patient selection, but
also trial size, the planned duration of support, and
iden-tifying achievable and meaningful outcomes Several
bioengineering laboratories recently surveyed the nation’s
largest lung transplant centers to provide feedback in trial
design, in anticipation of future clinical application.40Not
surprisingly, 97% of all responding programs, including
70% of the high-volume centers, supported and would
actively participate in a clinical trial using an artificial
lung as a bridge to lung transplant This degree of
wide-spread support is largely a result of the rising mortality on
the transplant wait list, the lack of alternatives for
decom-pensating patients, and the recently demonstrated success
of ventricular support as a bridge to cardiac transplant
However, in order for the artificial lung to demonstrate
capability as a bridge to transplant, patients must receive
some degree of priority on the transplant wait list, as was
done during the initial trials of ventricular assist devices
Current standing United Network for Organ Sharing
(UNOS) policy regarding the allocation of cadaveric lung
graft allografts relies entirely upon waiting time among
candidates of similar size and ABO blood type It is
prob-ably unlikely to envision successful initial artificial lung
trials if expected to provide event-free support for as long
as 1 year It is encouraging to the developers of artificial
lungs that more than one-half of lung transplant program
directors supported restructuring of the UNOS allocation
policy to allow priority allocation to patients enrolled in
an artificial lung trial These changes must be enacted
before any clinical trial can be initiated
In terms of patient selection, ideal candidates arelikely individuals currently awaiting transplant but wors-ening to the point where they are unlikely to survive until
a suitable organ will become available Patients with pathic pulmonary fibrosis and primary pulmonaryhypertension have the highest mortality on the wait listand are typically younger and with fewer associatedcomorbidities The benefit of artificial lung supportwould likely outweigh the risk of surgical implantation.Cystic fibrosis patients also have high wait list mortality;however, the risk of infectious complications leaves mostcenters reluctant to include this group, at least in initialtrials Patients with emphysema, although the mostfrequent indication for transplant, are probably not ideal,
idio-as it would be difficult to clearly demonstrate a survivalbenefit, given their typically protracted and unpre-dictable course
Summary
Significant progress has been achieved in the ment of artificial lungs, capable of providing full orpartial gas-exchange support, for prolonged periods oftime, and on an ambulatory basis These devices may becapable of serving as a bridge to lung transplant forpatients with end-stage respiratory failure, a problemthat currently has no alternative remedy With severalimpending modifications and long-term animal testing,along with support from the lung transplant community,this technology will soon be available to satisfy a much-needed solution to a difficult clinical problem
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27 Conrad SA, Zwischenberger JB, Grier LR, et al Total corporeal arteriovenous carbon dioxide removal in acute respiratory failure: a phase I clinical study Intensive Care Med 2001;27:1340–51.
extra-28 Boschetti F, Perlman CE, Cook KE, Mockros LF Hemodynamic effects of attachment modes and device design of a thoracic artificial lung ASAIO J 2000;46:42–8.
29 Milnor WR Pulsatile blood flow N Engl J Med 1972;287:27–34.
30 Cook KE, Makarewicz AJ, Backer CL, et al Testing of an intrathoracic artificial lung in a pig model ASAIO J 1996;42:M604–9.
31 Haft JW, Bull JL, Rose R, et al Design of an artificial lung compliance chamber for pulmonary replacement ASAIO J 2003;49:35–40.
32 Harper DD, Alpard SK, Deyo DJ, et al Anatomic study of the pulmonary artery as a conduit for an artificial lung ASAIO J 2000;46:184.
33 Hennessy VL, Hicks RE, Nierwiarowski S, et al Function of human platelets during extracorporeal circulation Am J Physiol 1977;232:H622–8.
34 Annich GM, Meinhardt JP, Mowery KA, et al Reduced platelet activation and thrombosis in extracorporeal circuits coated with nitric oxide release polymers Crit Care Med 2000;28:915–20.
35 Miskulin J, Annich G, Gillian C, et al NO flux determines thromboresistance in NO-releasing extracorporeal circuits ASAIO J 2002;48:145.
36 Gorman RC, Ziats NP, Rao AK, et al Surface-bound heparin fails to reduce thrombin formation during clinical cardiopulmonary bypass J Thorac Cardiovasc Surg 1996;111:1–12.
37 Gartner MJ, Wilhelm CR, Gage KL, et al Modeling flow effects on thrombotic deposition in a membrane oxygena- tor Artif Organs 2000;24:29–36.
38 Montoya JP, Shanley CJ, Merz SJ, Bartlett RH Plasma age through microporous membranes ASAIO J 1992;38:M399–405.
leak-39 Funakubo A, Higami T, Sakuma I, et al Development of a membrane oxygenator for ECMO using a novel fine sili- cone hollow fiber ASAIO J 1996;42:M837–40.
40 Haft JW, Griffith BP, Hirschl RB, Bartlett RH Results of an artificial-lung survey to lung transplant program directors.
J Heart Lung Transplant 2002;21:467–3.
406 / Advanced Therapy in Thoracic Surgery
Trang 17Clinical evidence continues to support the role of surgery
in the management of patients with myasthenia gravis
The goal of surgery is complete thymectomy along with
resection of associated thymoma, if present Successful
management of patients with myasthenia gravis depends
on multidisciplinary care involving neurology, surgery,
anesthesia, and critical care medicine Diagnosis,
preop-erative preparation, intraoppreop-erative management, and
postoperative care are covered in this chapter Since the
first edition of this text, staging criteria have been added,
new surgical techniques included, and surgical and
anes-thesia results updated Predictors of treatment outcome
are also discussed
Myasthenia gravis is a disorder characterized by
neuromuscular weakness and fatigue of voluntary
muscles It is generally believed to be an autoimmune
disease that targets the postsynaptic acetylcholine
recep-tor, resulting in interference of signal transmission at the
neuromuscular junction Supporting this theory is the
fact that circulating acetylcholine receptor antibodies are
identified in over 90% of patients with myasthenia
gravis On the other hand, antibody levels do not change
or correlate with clinical response to therapy Therefore,
the pathophysiology of this disease remains incompletely
worked out Muscles supplied by the cranial nerves are
preferentially affected The disease is twice as common in
women as in men, and the clinical course is variable The
relationship of thymic abnormalities to myasthenia
gravis has long been appreciated and far antedated
successful thymectomy for this disease Early surgical
management of patients with myasthenia involved
attempts at thymic gland devascularization or excision,
invariably without clinical improvement, and at the price
of exceedingly high mortality Acceptance of thymectomy
for patients with myasthenia gravis is attributed toBlalock and colleagues, who in 1939 reported successfulthymectomy in a 19-year-old woman with myastheniagravis and a 6 5 3 cm benign thymoma.1Over half acentury later, although the benefits of thymectomyremain undisputed, the indications for thymectomy andthe specific surgical approach that should be used remainunresolved
Diagnosis and Staging
The diagnostic tests available to establish the diagnosis ofmyasthenia gravis are well established and are onlybriefly covered in this chapter Diagnostic tests include(1) administration of anticholinesterase agents (eg,Tensilon test), (2) electrophysiology studies, (3) detection
of serum anticholine receptor antibodies, and (4) clinicalexamination Computed tomography of the chest isrecommended to detect occult thymic neoplasms Oncethe diagnosis is established, the disease is staged Stagingclassifies the severity of the disease and determines treat-ment options The most commonly used staging system
is that advocated by Osserman, or a variant of it, whichstages patients based on whether symptoms are ocular orgeneral, and on their severity (Table 33-1).2
TABLE 33-1 Staging of Myasthenia Gravis
II Mild to moderate generalized symptoms only III Severe generalized disease
Trang 18Treatment: The Case for Thymectomy
The importance of thymectomy in the management of
patients with myasthenia gravis continues to be
supported by clinical results, and is no longer the
contro-versial issue it was in the past It is still essential to
under-stand the evidence supporting the use of surgery in the
management of myasthenia patients
There are no prospective treatment trials for patients
with myasthenia gravis from which to define practice
guidelines The reasons for this are the variations in
clini-cal presentation of myasthenic patients with regard to
age, sex, muscle group involvement, degree of weakness,
and antireceptor antibodies These variations have led
Drachman to question whether myasthenia gravis, in
fact, represents a homogeneous entity.3As a result,
treat-ment practice varies widely Treattreat-ment options include
anticholinesterase agents, steroids, plasmapheresis,
immunosuppressive agents, and thymectomy Only
surgi-cal therapy is covered in this chapter
The evidence in favor of the safety and effectiveness of
thymectomy for myasthenia gravis is now extensive
Operative mortality ranges from 0 to 2.7%,4–10with
clini-cal improvement in 62 to 100% of patients.4,6–10Remission,
defined as being symptom-free and off medication, is
achieved in 8 to 69% of patients.4,6–10The favorable
surgi-cal results appear to be a durable response Crucitti and
coworkers reported a postsurgical 10-year survival rate of
78%.11 Buckingham and colleagues used a
computer-assisted match in lieu of prospective randomized data to
compare medical and surgical therapy for myasthenia
gravis.12They found that overall improvement rate and
5-and 10-year survival rates were all significantly better with
surgical therapy than with medical therapy alone
(Figure 33-1) Further, they showed that the surgical
advantages were not age-dependent
The degree of acceptance of surgical therapy is
reflected in a report by Lanska,13who surveyed a group of
board-certified neurologists with an interest in
myasthe-nia to evaluate their referral practice with regard to
thymectomy He found that 8% advocated the procedure
in less than one-third of their patients, 57% advocated it
for one-third to two-thirds of patients, and 35%
advo-cated it for more than two-thirds of their patients
Among these physicians, there was general agreement
that thymectomy was indicated for (1) patients with
thymoma, (2) generalized disease unresponsive to
medical management, and (3) a small subset of patients
with ocular symptoms who fail nonoperative
manage-ment The timing of surgery, preoperative preparation,
and recommended surgical technique are controversial,
but most accept the indications listed above Further, the
trend in therapy is toward earlier surgical intervention
Anatomy of the Thymus Gland
The mechanism by which the thymus gland affects toms in patients with myasthenia gravis is not known.However, the principle of complete thymectomy in thesurgical management of myasthenic patients is widelyaccepted Therefore, an understanding of thymicanatomy is essential to successful, complete thymectomy.The gross anatomy of the thymus gland is well known
symp-to thoracic surgeons as an H-shaped, gray-pink, lated gland in the anterior superior mediastinum with avariable arterial blood supply from branches of the inter-nal mammary vessels and venous drainage throughlarger, recognizable veins into the innominate vein One
lobu-of the most common anatomic variations is for one lobu-ofthe superior thymic limbs to pass posterior to theinnominate vein Remarkably, Jaretzki and Wolff haveshown that thymic tissue is confined to the thymiccapsule in only 2% of patients.14As a result of a complexembryologic migratory pattern, thymic tissue has beenidentified widely throughout the neck and mediastinum.Masaoka and colleagues reported ectopic thymic tissue in
“normal” anterior mediastinal fat.15 Jaretzki and Wolfffound ectopic thymic tissue in the cervical and mediasti-nal region in 32 and 98% of patients, respectively.14Theyreported detailed “mapping” of sites where extracapsularthymic tissue had been found, and on the basis of thesefindings, they advocated a combined cervical andtranssternal approach to thymectomy, which they termedmaximal thymectomy Fukai and colleagues identifiedectopic thymic tissue in the anterior mediastinal fat,retrocarinal fat, and preaortic fat in 44%, 7.4%, and 0%
of patients, respectively.16Most recently, in a review of theclinical significance of ectopic thymus, Ashour foundectopic thymic tissue in 39.5% of patients.17In contrast
408 / Advanced Therapy in Thoracic Surgery
FIGURE 33-1 Comparison of survival between myasthenic patients
treated surgically (thymectomy) and those treated medically From Buckingham JM et al 12
Trang 19to Jaretzki’s findings, the ectopic thymus was found
pref-erentially in the neck (63.2%) Proponents of complete
thymectomy have drawn on this data in support of their
respective operative techniques
Preoperative Preparation
Although disagreement exists regarding the specifics of
preoperative preparation, there is general agreement that
a planned, systematic approach to stabilize patients
neurologically prior to surgery is important and yields
the best results Wechsler has long been one of the
strongest advocates of a prospective management plan
for myasthenia patients.18 The planned approach that he
advocates, which was developed at Duke University, uses
thymectomy as the sole therapy whenever possible
Medications are used only if needed and not as a matter
of routine
Plasmapheresis is used to stabilize the more acutely ill
patient with respirator y compromise Goti and
colleagues showed that plasmaphersis improved forced
expiratory volume in 1 second (FEV1) and mean
expira-tory force and reduced functional residual capacity
(FRC), while pyridostigmine did not have these effects.19
Plasmapheresis (4 to 8 exchanges) leads to remission of
myasthenia gravis in 45% of cases and lasts 1 to 2 weeks.20
Plasmapheresis has been recommended for myasthenic
patients with vital capacity < 2 L.21 The use of
plasma-pheresis has been shown to reduce postoperative
mechanical ventialtion and intensive care unit stay.22
Preoperative infections, even those that may normally
seem clinically insignificant, are treated to resolution
prior to thymectomy This is done for the theoretic
concern that a localized infection may affect systemic
immune function, which could therefore affect
myas-thenic symptoms and therapeutic outcome
Several studies have examined preoperative risk
factors for postoperative respiratory failure Leventhal
and colleagues proposed a scoring system to predict the
anesthetic risk in patients with myasthenia, assigning
points based on duration of disease, dose of
pyridostig-mine, presence of respiratory disease, and preoperative
vital capacity < 2.9 L.23However, subsequent studies by
other investigators attempting to validate this scoring
system found it to be of only limited value in patients
undergoing thymectomy via sternotomy.24,25The current
experience with myasthenics indicates that the risk
factors associated with the need for mechanical
ventila-tion after surger y are the severity of disease (ie,
Ostermann stage 3 or 4), borderline preoperative
respira-tory function, and the transsternal approach for
of surgery The rationale for decreasing or withholdingthe anticholinesterase is to prevent overdosing, since theanticholinesterase requirement is usually decreased aftersurgery However, if the dose is withheld, the patient may
be weak on arrival to the operating room The practice atour institution and others is to have the patients taketheir usual doses of anticholinesterase up to the time ofsurgery.20Patients receiving chronic steroid therapyusually receive additional coverage of hydrocortisone,
100 mg intravenously, prior to anesthetic induction andthen every 8 hours for an additional three doses
Intraoperative Management
Standard basic monitoring (noninvasive blood pressure,electrocardiographic monitoring, pulse oximetry, end-tidal carbon dioxide, temperature, neuromuscular block-ade, and oxygen concentration) is used for all patientsundergoing thymectomy A precordial stethoscope usedduring induction may need to be exchanged for anesophageal stethoscope so as not to interfere with thesurgical field An arterial catheter for hemodynamic andarterial blood gas monitoring is placed in patients under-going transsternal thymectomy or in patients who havesignificant cardiovascular or respiratory disease A single-lumen endotracheal tube is appropriate unless a thoraco-scopic approach is used, in which case a double-lumenendotracheal tube may be required
Anesthesia is usually induced using an intravenousagent (such as thiopental, propofol, or etomidate) incombination with an inhalational agent Some anesthesi-ologists avoid muscle relaxants, because the patient’sbaseline muscle weakness and the muscle-relaxing effect
of the volatile anesthetic are usually adequate for trachealintubation and anesthetic maintenance However, otheranesthesiologists prefer to use a balanced technique withcarefully titrated muscle relaxants.26Neuromuscularmonitoring should be performed using the obicularisoculi muscle, based on a study by Itoh and colleaguesthat showed the obicularis oculi muscle to be more sensi-tive than the adductor pollicis to neuromuscular block-ing agents in myasthenic patients.27
Patients receiving anticholinesterase drugs may have
an abnormal response to the depolarizing muscle ant, succinylcholine A prolonged block can occurbecause anticholinesterase therapy inhibits the activity oftrue cholinesterase as well as plasma cholinesterase,
relax-Surgery for Myasthenia Gravis / 409
Trang 20which is responsible for succinylcholine hydrolysis.
Resistance to succinylcholine has also been reported and
is most likely due to the decreased number of
acetyl-choline receptors in patients with active disease.28This
response to succinylcholine is usually normal in patients
who are in remission.29 Patients who undergo
plasma-pheresis have reduced cholinesterase and will have a
delay in metabolism of succinylcholine as well as other
drugs metabolized by plasma cholinesterase such as
mivacurium and remifentanil.20
Patients with active myasthenia gravis are usually
sensitive to the effects of nondepolarizing muscle
relax-ants (eg, vecuronium, rocuronium, and atracurium)
There may be both an increased response and a
pro-longed effect Atracurium has been a recommended
nondepolarizer because of its short elimination half-life
and rapid breakdown independent of plasma
cholinesterase.30A study by Mann and colleagues showed
that patients with a preanesthetic fading after
train-of-four stimulation had a significantly decreased median
effective dose for atracurium while myasthenic patients
without fading had an median effective dose similar to
that of nonmyasthenic patients (0.24 mg/kg).3 1
Vecuronium has also been successfully used in
myas-thenic patients Incremental vecuronium doses of
0.005 mg/kg (one-tenth the normal dose), titrated to
effect with careful neuromuscular blocker monitoring is
the recommendation for these patients.32
Neuromuscular blockade is reversed with neostigmine
or edrophonium ( Tensilon) Using these
anti-cholinesterases for reversal has the theoretic potential of
producing a cholinergic crisis in a patient receiving
anti-cholinesterase therapy, but this is not commonly seen in
clinical practice Caution is used in administering drugs
that have neuromuscular blocking properties as a side
effect These include the aminoglycoside antibiotics,
calcium channel blockers, and antiarrhythmics such as
quinidine and procainamide
An anticholinesterase infusion, usually neostigmine,
may be used during the perioperative period The
patient’s daily dose of pyridostigmine is divided by 60,
and that amount of neostigmine is infused over 24 hours
(usually achieved by adding the dose of neostigmine to
1 L of Ringer’s lactate or normal saline, which is then
infused at 42 cc/h) When the patient is able to take oral
medications, the infusion is discontinued, and an oral
dose of pyridostigmine is restarted
Postoperative Pain Relief
Thoracic epidural anesthesia in combination with light
general anesthesia has been reported to give excellent
postoperative pain relief after transsternal thymectomy.33
In a study by Kirsch and colleagues, lumbar epidural
morphine administered preoperatively provided superiorpostoperative pain relief and better respiratory mechan-ics when compared with intravenous narcotics inpatients undergoing transsternal thymectomy.3 4 Nodifference was found between the groups for the duration
of postoperative intubation or ventilation
Intrathecal (spinal) opioids are also frequently usedfor postoperative pain relief Intrathecal morphineadministered before incision reduces the amount ofparenteral narcotics needed for pain relief after surgery.Patients who are not candidates for either intrathecal orepidural analgesia are given reduced doses of parenteralnarcotics for postoperative pain relief
Surgical Technique
Once a patient is stabilized, surgery may be considered.The goals of surgery are to completely remove thethymus gland and, if present, an associated thymoma.Numerous incisional strategies have been developed toaccomplish this objective Each has its advocates Surgicalapproaches include combined cervical exploration andmedian sternotomy (maximal thymectomy), mediansternotomy (transsternal approach), partial sternotomy,transcervical, infrasternal mediastinoscopy, and thora-coscopy To date, the evidence suggests that, as long as theprinciple of complete thymectomy (with thymoma ifpresent) is adhered to, comparable results can beobtained with the different approaches
Combined Cervical Exploration and Transsternal
General single-lumen endotracheal anesthesia is usedwith the patient positioned supine A separate generouscollar cervical incision and median sternotomy areemployed (Figure 33-2) The two incisions may be joined
as a “T,” for additional exposure for thymomas or forreoperations The cervical dissection extends from theinnominate vein inferiorly to the thyroid isthmus superi-orly; the recurrent laryngeal nerve marks the lateralborders Jaretzki states that this incision provides expo-sure superior to that provided with a cervical incision,while avoiding the impact of a full sternotomy.Contraindications include extensive thymic tumors,especially those involving the lower mediastinum and
410 / Advanced Therapy in Thoracic Surgery
Trang 21the thymus to the inferior aspect of the thyroid gland are
identified These are then ligated and divided This
inci-sion does not need to be modified for thymoma Again,
more aggressive resection may be required if local
inva-sion by thymoma is encountered
Transcervical Thymectomy
Historically, there has been concern about the safety of
transsternal thymectomy in patients with myasthenia
gravis because of incisional pain and associated
respira-tory compromise, possible phrenic nerve injury, and
mediastinitis In order to circumvent these possible
complications, Crile revived the technique, which
ante-dated open thoracic surgery, of transcervical
thymec-tomy.35 Others, including Kark and Kirschner,36 Cooper
and colleagues,10Ferguson,37and Deeb and colleagues,38
also deserve credit for their contributions to the
descrip-tion of this technique
Patients are positioned supine with the arms tucked at
the side and the neck extended General endotracheal
anesthesia is used, and a collar cer vical incision
employed The superior thymic poles are identified and
dissected free Dissection of the thymus continues
inferi-orly using upward traction on the superior poles
(Figure 33-4) A right-angled retractor is used to lift the
sternum anteriorly, enhancing exposure of the anterior
mediastinum A fiberoptic headlight also helps The
thymic veins are identified during the dissection and
clipped or ligated Some find it easier to remove the
ante-rior mediastinal fat along with the thymus, others
remove the fatty tissue separately The phrenic nerves are
protected and preserved If additional exposure isneeded, a partial or complete sternotomy is added.Most consider the presence of thymoma to be acontraindication to using this approach However, Deeband colleagues,38on the basis of their clinical experience,concluded that the indications for intranscervicalthymectomy can safely be extended to include patientswith thymoma
Infrasternal Mediastinoscopic Thymectomy
A recent report by Uchiyama and colleagues describing anovel use of mediastinoscopy to accomplish thymectomyunderscores the variety of methods available to thesurgeon managing patients with myasthenia gravis.39Theprocedure is performed under general anesthesia Patientsare positioned supine with the neck extended as withstandard mediastinoscopy For the first 18 patients, amidline cervical incision was employed, the anteriorcervical muscles divided in the midline and the thymusidentified in the anterior mediastinal space Using upwardtraction, the thymus was dissected out and removed Forthe last five patients, the thymus was removed using asubxiphoid, or infrasternal, mediastinoscopic thymec-tomy The sternum is retracted upward, video viewingand fiberoptic lighting assist The authors state that expo-sure is adequate for control of thymic vessels and removal
of thymus and anterior mediastinal fat Following tion, a mediastinal drain is left in place
dissec-The authors report one phrenic nerve injury andsuccessful thymectomy in 21 of 23 (91%) patients Theremaining two patients were converted to open ster-notomy There were no deaths, and all patients showedclinical improvement in their myasthenia gravis symp-toms
Partial Sternotomy with or without Cervical Incision
Cervicomediastinal exposure can be attained using apartial sternotomy with or without a cervical incision.This approach facilitates exposure of the anterior-superior mediastinum without subjecting the patient to acomplete sternotomy Patients are positioned as for astandard sternotomy A vertical midline incision isemployed down to the level of the second or third inter-costal space The upper sternum is split with a Lebscheknife or oscillating saw, and the divided sternum spreadwith a pediatric thoracotomy retractor to expose theupper mediastinum (Figure 33-5) If needed, a collarincision is added, resulting in a T-shaped incision Thisapproach gives excellent exposure and avoids a full ster-notomy; however, it is cosmetically unappealing
LoCicero describes a modified approach to partialsternotomy that has much more cosmetic appeal.4 0
Contraindications to this approach include extensive
412 / Advanced Therapy in Thoracic Surgery
FIGURE 33-4 Surgeon’s view of the operative field during
transcervi-cal thymectomy The superior thymic lobes have been mobilized From
Kark AE and Kirschner PA 36
Trang 22deaths, and complication rates were low (0 to 21%) At
least some improvement in clinical staging and decrease
in medication requirement was noted in 78 to 96% of
patients Remission, defined as being asymptomatic and
off medication, occurred in 18 to 69% of patients
Crucitti and colleagues reported a dramatic decrease
in operative mortality associated with thymectomy
during the study period 1969 to 1989.11This finding and
the recent low reported morbidity and mortality with
thymectomy are a tribute to a multidisciplinary approach
to this disease and advancements in care on all specialty
fronts
Whereas the safety and effectiveness of thymectomy
for myasthenia are well established, the recommended
surgical approach remains controversial There is general
agreement that successful surgical management of
pa-tients with myasthenia gravis requires complete
thymec-tomy There is disagreement as to what surgical approach
is needed to achieve this goal On one end of the
spec-trum, Jaretzki and coworkers, on the basis of studies
showing the incidence and wide cervicomediastinal
distribution of ectopic thymus and comparing
postsurgi-cal results by surgipostsurgi-cal technique (Figure 33-6) believe that
complete thymectomy can be accomplished only by a
combined cervical and median sternotomy incision
(maximal thymectomy).4At the other end of the surgical
spectrum are those who, citing the potential
complica-tions of median sternotomy in patients with myasthenia
who are often on immunosuppressive medications,
believe that complete thymectomy can be performed,
equally effectively and more safely, using transcervical or
videothoracoscopic approaches The lack of prospective
controlled trials, the variation in clinical stage, and the
wide range of treatment plans used have prevented
reso-lution of the controversy regarding surgical approach As
Table 33-2 clearly shows, there are excellent results
reported regardless of the surgical technique used The
favorable effect of thymectomy on patients with
general-ized symptoms of myasthenia gravis has led some to
recommend surgery for patients with stage I (ocularsymptoms) disease Roberts and colleagues have demon-strated that ocular myathenia symptoms were cured orimproved in 70% if no thymoma was present and 67% inpatients with assciated thymoma.47
Clinical improvement following surgery appears to bedurable Jaretzki and colleagues showed postoperativeremission rates of 81% at 89 months of follow-up fornonthymoma patients.4Frist and coworkers reported a 5-year postsurgical survival of 100%,9and Crucitti andcolleagues reported a 10-year survival of 78% with arecurrence rate of 3%.11
There is disagreement as to which clinical factors arepredictive of favorable outcome to thymectomy Jaretzkiand colleagues have shown that more severe preoperativesymptoms, thymoma, and the need for reoperativethymectomy were factors predictive of a less favorableoutcome to surgical therapy.4On the other hand, multi-variate analysis failed to show predictive effect of age, sex,duration of symptoms, use of steriods, preoperativeplasmapheresis, thymic pathology (aside from thymoma),
or anticholinesterase antibody levels Ashour found thatthe presence or absence of ectopic thymic tissue was
414 / Advanced Therapy in Thoracic Surgery
TABLE 33-2 Surgery for Myasthenia Gravis: Results
CX = cervical; MS = median sternotomy; ns = not significant; VATS = video-assisted thoracoscopy.
*Improvement and remission rates for thymectomy without thymoma, reoperation, and with thymoma, respectively.
†Remission rates are shown for patients with mild and severe disease, respectively.
FIGURE 33-6 Comparison of remission rates after thymectomy
according to surgical technique Thymoma patients are excluded From Jaretzki A et al 4