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102 Chapter 5 · Signal Transduction Inhibitors in Chronic Myeloid Leukemia

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6.1 Medical Treatment of CML 103

6.2 Imatinib Mesylate 103

6.2.1 Clinical Efficacy 103

6.2.2 Side Effects of Imatinib 106

6.2.3 Dosage of Imatinib 107

6.2.4 Imatinib in Combination 108

6.2.5 Imatinib Resistance 109

6.2.6 Prediction of Response 109

6.3 Novel Bcr-Abl Inhibitors in Clinical Trials 109

6.3.1 Nilotinib (AMN107) 109

6.3.2 Dasatinib (BMS 354825) 111

References 111

Abstract.Leukemias have traditionally served as model

systems for research on neoplasia because of the easy

availability of cell material from blood and marrow

for diagnosis, monitoring, and studies on

pathophysio-logy Beyond these more technical aspects, chronic

mye-loid leukemia (CML) became the first neoplasia in

which the elucidation of the genotype led to a rationally

designed therapy of the phenotype Targeting of the

pathogenetically relevant Bcr-Abl tyrosine kinase with

the inhibitor imatinib has induced remissions with

al-most complete disappearance of any signs and

sym-ptoms of CML This therapeutic success has triggered

an intensive search for suitable targets in other cancers

and has led to the development of numerous inhibitors

of potential targets now being studied in preclinical and

clinical trials worldwide Imatinib mesylate has been the

first selective inhibitor of Bcr-Abl employed in patients Its routine use has been considered a revolution in the treatment of CML

6.1 Medical Treatment of CML

The first drug reported to be active in CML was arsenic

in 1865 Currently, arsenic has been reintroduced into CML management as second-line treatment in combi-nation with imatinib Therapy remained palliative dur-ing most of the last century and included splenic irra-diation, various cytostatic agents, of which busulfan was standard for almost three decades, and intensive combination therapy The intention of the treatment be-came curative with the introduction of stem cell trans-plantation in the 1970s (Goldman and Melo 2003) At

hydroxyurea or low-dose cytarabine (ara-C) offered the prospect of prolonging survival, particularly in low-risk patients and in patients who achieve a cytoge-netic remission (Bonifazi et al 2001; Hehlmann et al

1994, 2003)

6.2 Imatinib Mesylate

6.2.1 Clinical Efficacy

In an effort to identify compounds which could selec-tively inhibit the aberrantly enhanced tyrosine kinase Bcr-Abl, imatinib mesylate, a 2-phenylaminopyrimidine derivative, was identified (see Chap 1, entitled Chronic Myeloid Leukemia – A Brief History) Imatinib

compet-Treatment with Tyrosine Kinase Inhibitors

Andreas Hochhaus

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itively inhibits the ATP binding site of Bcr-Abl tyrosine

kinase and, by inhibiting tyrosine phosphorylation

blocks the Bcr-Abl signal transduction cascade It is

highly selective for inhibiting Bcr-Abl, ABL, PDGF-R

al-pha and beta, ARG, and c-kit (Buchdunger et al 2000)

without inhibiting the proliferation of

BCR-ABL-nega-tive cells (Druker et al 1996)

Imatinib is well absorbed from the gut Peak plasma

levels are reached after 2–4 h and bioavailability is 98%

A single oral dose of 400 mg/day produces a steady state

plasma concentration which exceeds the minimal

re-quired concentration for inhibiting cellular

phosphory-lation and causes lysis of BCR-ABL-positive cell lines in

vitro The mean elimination half-time of imatinib is 13–

16 h Excretion is primarily via the feces (Druker et al

2001 b) Imatinib is 95% protein bound, predominantly

through the action of the cytochrome P450 (CYP)

iso-form CYP3A4 The main metabolite (N-demethylated

piperazine derivative) has similar in vitro potency to

the parent compound

In a phase I study 83 IFN refractory patients in

chronic phase (CP) were treated with imatinib (Druker

et al 2001 b) The median duration of IFN pretreatment

was 8.5 months (1 week to 8.5 years) and the median

duration of imatinib therapy was 310 days (17–607 days)

Complete hematologic response (CHR) was noted in 53

of 54 patients treated with more than 300 mg of imatinib

/lfor at least 4 weeks) Hematologic responses were at-

tained generally within the first 4 weeks of imatinib

ther-apy and were durable in 51 of 53 patients with a median

follow-up of 265 days (17–468 days) A major cytogenetic

remission (MCR, Ph+ metaphases < 35%) was noted in

17 (31%), being complete in 7 patients (13%) The median

time to best cytogenetic response was 148 days (48–331

days) The side effects (i.e., nausea, diarrhea, myalgias,

and periorbital edema) were relatively frequent (25–

43%) but mostly mild (WHO grades I and II) In some

patients abnormal liver function tests were noted An

initial drop of hemoglobin of 1–2 g/dl, which was dose

related, occurred frequently Leukopenia and

thrombo-cytopenia (WHO grade III) occurred in 14% and 16%,

respectively, and was not dose limiting The highest dose

of imatinib administered was 1000 mg daily and the

maximum tolerable dose was not defined

In a second phase I study 58 patients with myeloid

(n = 38) or lymphoid blast crisis (BC) or Ph-positive

acute lymphoblastic leukemia (ALL, n = 20) were treated

with 300–1000 mg of imatinib daily (Druker et al

2001 a) The median age was 48 years (range, 24 to76) Additional chromosomal abnormalities were noted

in 58% and 65%, respectively Twenty-one patients withmyeloid BC (55%) achieved a hematologic response,which was complete in four patients (11%) In 12 patients(32%) less than 5% blasts were noted in the bone marrow

In patients with lymphoid BC, hematologic responserate was 70%, which was complete in 20% In 11 patients(55%) less than 5% blasts were noted in the bone mar-row Seven of 58 patients (12%) attained MCR, whichwas complete in five patients (3 and 2 patients, respec-tively from each group) Response rates were not closelyrelated to the administered doses Of the 21 patientswith myeloid BC who had attained a hematologic re-sponse, nine patients relapsed after a median of 84 days(42–194 days) All but one of the patients with lymphoid

BC relapsed after a median of 58 days The side-effectprofiles were comparable to the aforementioned study

in CP CML Overall, 16 patients died due to disease gression Phosphorylation of CRK-oncogene-like pro-tein (CRKL), a major substrate of Bcr-Abl kinase, wasmarkedly reduced in leukemic cells, demonstratingthe effect of imatinib on its target

pro-Phase II trials were conducted in BC (n = 260), erated phase (AP) (n = 235), and CP after IFN resistance

accel-or intolerance (n = 532) Accaccel-ording to the accel-original lications, in patients with BC hematologic response ratewas 52% (complete in 8%), MCR occurred in 16%, with7% of the responses being complete (Sawyers et al.2002) Time to progression and median survival weresignificantly shorter in pretreated patients In patientswith AP imatinib induced sustained hematologic re-sponses lasting at least 4 weeks in 69% (complete in34%) (Talpaz et al 2002) MCR rate was 24% Estimated12-month overall survival was 74% In IFN refractory orintolerant patients in CP CML imatinib induced CHR in95%, MCR in 60%, with 41% of the responses beingcomplete (Kantarjian et al 2002) The median time toonset of CHR was 0.7 months, of MCR 2.9 months.Updated results are provided in Table 6.1 (Silver et al.2004) Phase-II data were confirmed by a large ex-panded access program with more than 7,000 patients(Hensley et al 2003)

pub-A subsequent phase III randomized controlled trial(IRIS – International Randomized Study of Interferonand STI571) in 1,106 patients with newly diagnosedCML in CP recruited between June 2000 and January

2001, has shown the superiority of imatinib, 400 mg/

104 Chapter 6 · Treatment with Tyrosine Kinase Inhibitors

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day, over the combination of IFN and cytarabine in all

relevant endpoints At 18 months the hematologic and

cytogenetic response rates in the imatinib arm were

97% and 87%, respectively, which is much higher than

comparable figures for the IFN/cytarabine arm (69%

and 22%, respectively); the toxicity with imatinib was

lower Time to progression to blast phase, duration of

progression-free survival irrespective of the

prognos-tic-factor score at the time of study entry, and the

per-ceived occurrence of adverse events were advantageous

for primary imatinib therapy (O’Brien et al 2003) Due

to the large numbers of crossovers from IFN to imatinib,

a long-term comparison of both therapies is impossible

A 60-month update of the imatinib group showed

complete hematologic remissions in 98%, partial

cyto-genetic remissions in 92%, and complete cytocyto-genetic

re-missions in 87% of cases (Druker et al 2006) (Figs 6.1,

6.2) Annual rate of relapse was 3.3, 7.5 and 4.8% in the

first three years and decreased to 1.5 and 0.9% in the

fourth and fifth year after start of treatment The time

to complete hematologic remission was much shorter

with imatinib (about 90% after 3 months) than with

IFN Similar to the effects observed with IFN, the

achievement of complete cytogenetic remissions was

fol-lowed in most patients by a continuous decline of

BCR-ABL transcript levels which continues up to 42 months.

Major parameters with favorable prognostic impact were

any cytogenetic response after 6 months (Fig 6.3) and

major cytogenetic response (Fig 6.4) after 12 months

of therapy (Druker et al 2003; Hughes et al 2003)

Quality-of-life analysis has demonstrated advantages

of imatinib compared with IFN + cytoarabine as

first-line treatment of CP CML In addition, patients who

cross over to imatinib from IFN-based therapies

experi-ence a significant improvement in quality of life (Hahn et

al 2003)

There are a number of questions that have been

answered definitively by the IRIS study The study has

shown that in terms of hematologic and cytogenetic sponses, progression-free survival, and side effects, tol-erability, and quality of life, imatinib is superior to IFNplus low-dose cytarabine However, two important re-lated questions have not definitely been answered by this

Major cytogenetic response ( £35% Ph-positive metaphases) (%)

Complete cytogenetic response (%)

Fig 6.1 Estimated response to first-line imatinib CHR, complete hematologic response; MCR, major cytogenetic response (Ph+ £35%); CCR, complete hematologic response (Druker et al 2006; O’Brien et al 2003)

Fig 6.2 Estimated CCR to first-line Imatinib by Sokal Group (Guilhot 2004; O’Brien et al 2003)

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study, namely (1) is imatinib superior to IFN plus

cyta-rabine in terms of long-term survival? and (2) what will

be the outcome of imatinib-treated patients in the longer

term? By extrapolation from survival data of IFN-treated

CML patients who achieved complete cytogenetic

remis-sions, a 10-year survival rate of at least 51% was estimated

for imatinib-treated patients (Hasford et al 2005)

As-suming the relationship between CCR and survival with

IFN holds good for imatinib, the much higher CCR rates

with imatinib therapy will result in an estimated 6.23

life-years gained compared with treatment with IFN plus

low-dose cytarabine (Anstrom et al 2004)

It can be concluded that imatinib is superior to IFN

with regard to response rate, progression-free survival

and adverse effects Comparison with historic data

indi-cates a clear survival advantage of imatinib compared to

IFN in patients with early CP CML (Kantarjian et al

2003)

Another critical issue of course is whether imatinibcan cure CML Current in vitro and in vivo data suggest

that dormant or “quiescent” nondividing

BCR-ABL-positive stem cells are not responsive to imatinib andmay produce relapse after withdrawal of imatinib (Dru-ker et al 2006; Graham et al 2002)

6.2.2 Side Effects of Imatinib

The majority of imatinib-treated patients experience verse events at some time Most events are of mild tomoderate grade The most frequently reported drug-re-lated adverse events are nausea, vomiting, edema, andmuscle cramps Edema is most frequently periorbital

ad-or in lower limbs and is manageable with diuretics.The frequency of severe edema in phase I–III trialswas 2–5% Some of the adverse events observed are at-tributable to local or general fluid retention includingpleural effusion, ascites, pulmonary edema, and rapidweight gain with or without superficial edema The in-cidence of edema was dose and age related; it was about20% higher for patients who received imatinib 600 mg/day vs 400 mg/day and for patients > 65 years of age(Table 6.2)

Myelosuppression is common in CML patientstreated with imatinib (more common in patients withadvanced disease and in the initial phase of therapy)

In the phase III randomized trial of newly diagnosed tients in the CP treated with imatinib at 400 mg/day,

/l) occurred in less than 1% of patients(O’Brien et al 2003)

Both in vitro and in vivo data indicate that inhibition

of normal hematopoiesis during imatinib treatment isminimal; it is seen primarily as neutropenia and is large-

ly restricted to high doses (Deininger et al 2003) Themuch lower rate of infectious complications observed

as compared to that expected in patients with a similarlevel of myelosuppression induced by conventional che-motherapy may be related to the lack of mucous mem-brane damage in patients on imatinib Most patients,even patients with advanced phase CML, experiencerecovery of normal blood counts during continuoustherapy with imatinib Interventions with hematopoieticgrowth factors are under investigation

106 Chapter 6 · Treatment with Tyrosine Kinase Inhibitors

Fig 6.3 Prognostic value of any cytogenetic response (CyR) at 6

months (Guilhot 2004; O’Brien et al 2003)

Fig 6.4 Progression-free survival on first-line imatinib by molecular

response (MR) at 12 months (Guilhot 2004; O’Brien et al 2003)

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6.2.3 Dosage of Imatinib

The recommended dosage of imatinib is 400 mg/day for

patients in CP CML and 600 mg/day for patients with

AP or BC CML Consecutive cohorts of patients treated

with 400 mg and 600 mg imatinib demonstrated the

ad-vantage of 600 mg/day in advanced disease

Retrospec-tive analysis of prognostic factors showed that the 400

mg and 600 mg cohorts were well matched

Dose increases from 400 mg to 600 mg/day in

pa-tients with CP CML or from 600 mg to 800 mg/day in

patients with advanced disease may be considered for

patients with progressive disease, if a satisfactory

he-matologic response is not achieved after > 3 months of

treatment, if cytogenetic remission is not achieved after

6–12 months of treatment or if a previously achievedhematologic or cytogenetic remission is lost (in the ab-sence of severe nonleukemia-related neutropenia orthrombocytopenia)

The increase of imatinib dosage has been previouslyshown to improve response in patients with accelerateddisease Accelerated disease was found to have higher re-sponse rates with 600 mg imatinib than with 400 mg.Kantarjian et al (2004) have reported in a historicalcomparison that higher cytogenetic and molecular re-mission rates can be achieved in shorter time intervalswith an imatinib dosage of 800 mg daily as compared to

400 mg in CP CML The disadvantage of the higher tinib dose is a higher rate of adverse effects, in particularmyelosuppression and fluid retention It is unknown

Table 6.2 Management of side effects from imatinib (Garcia-Manero et al 2003)

Nausea and/or emesis Avoid taking imatinib on an empty stomach

Antiemetics (e.g., ondansetron at a dose of 8 mg orally or prochlorperazine at a dose

of 10 mg orally 30 min prior to intake of imatinib) Adequate fluid intake

Diarrhea Loperamide at a dose of 2 mg orally after each loose bowel movement (up to 16 mg

daily) or diphenoxylate atropine at a dose of 20 mg orally daily in 3–4 divided doses

Topical steroids (e.g., 0.1% triamcinolone cream topically as needed) Systemic steroids (e.g., prednisone at a dose of 20 mg orally daily for 3–5 days) Muscle cramps Electrolyte substitution

Tonic water (quinine)

Mg2+replacements Bone aches Cox-2 inhibitors (e.g., celecoxib at a dose of 200 mg orally daily or rofecoxib at a dose

of 25 mg orally daily) Liver function abnormalities Hold imatinib

Resume within 1–2 weeks Consider decreasing the dose (no less than 300 mg orally daily) Myelosuppression

Thrombocytopenia Hold if platelets £40´10 9

/L High-dose folic acid Interleukin-11 as needed Resume at lower dose level (no less than 300 mg orally daily)

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whether the effect of high-dose imatinib is sustained and

provides a survival benefit The dosage of imatinib

should be adjusted or treatment interrupted if severe

neutropenia or thrombocytopenia occurs

Dose increase is suggested in case of suboptimal

re-sponse, which is defined as:

1 Failure to achieve a complete hematologic response

after 3 months,

2 failure to achieve any cytogenetic response after 6

months, or

3 failure to achieve a major cytogenetic response after

12 months of imatinib therapy (Druker et al 2003;

Hughes et al 2003)

High-dose imatinib therapy was tested in CML patients

after IFN failure and in newly diagnosed patients

Cyto-genetic and molecular responses were achieved faster

with 800 mg imatinib/day (Cortes et al 2003; Kantarjian

et al 2004) The TIDEL multicenter study in Australia

examined the effect of 600 mg/day among newly

diag-nosed patients with CP CML Dose escalation to 800

mg/day was allowed if patients did not achieve a CHR

at 3 months, an MCR at 6 months, a CCR at 9 months,

or became PCR negative at 12 months Additionally,

pa-tients who did not achieve hematologic or cytogenetic

responses following dose escalation to imatinib 800

mg/day were allowed to add intermittent ara-C to their

regimen When compared with historical data from the

IRIS study, a significantly higher proportion of patients

in the TIDEL study achieved an MCR and CCR (Hughes

et al 2004)

6.2.4 Imatinib in Combination

Combinations of imatinib with other drugs have been

extensively analyzed in vitro and have shown that a

num-ber of drugs are synergistic with imatinib in vitro Of

particular interest were the combinations of imatinib

with IFN or low-dose ara-C The feasibility of the

com-binations of imatinib with IFN (Pegasys, Peg-Intron) and

low-dose cytarabine has been shown in phase I and II

studies (Baccarani et al 2004; Hochhaus et al 2002)

On the basis of these studies, randomized trials were

designed by national study groups in Germany, France,

UK, and USA to compare imatinib monotherapy at 400

mg with imatinib in various combinations (IFN,

cyt-arabine) and dosages (600 mg, 800 mg) The first of

these studies, the German CML Study IV, started

re-cruitment in July 2002 and compared imatinib

400 mg/d with imatinib + IFN, imatinib + cytarabineand imatinib after IFN failure in newly diagnosed pa-tients with CP CML By June 2006, 810 patients wererandomized According to the Hasford score, 35% of pa-tients were low risk, 54% intermediate risk, and 11%high risk Rate of progression was rare, within the firstyear 13/335 patients (6 low, 3 intermediate, 4 high risk;4%) progressed to BC, 4 of them revealed clonal evolu-tion (complex aberrant karyotype, n = 3; +8, n = 1), two

other BCR-ABL mutations Within the second year 3/232

patients progressed to BC During the first year of ment imatinib therapy was stopped due to side effects

treat-or resistance in 6% of patients in the imatinib 400 mgarm, in 2% of patients in the imatinib+IFN arm, and

in 2% of patients in the imatinib+cytarabine arm IFNwas stopped in 21% and cytarabine in 18% of patients.The interim analysis of a prospective randomized trialwith imatinib and imatinib in combination for newly di-agnosed patients with CML has proven the feasibility ofimatinib combinations in addition to high response andlow progression rates (Berger et al 2004)

In September 2003, the French study was startedwhich compares imatinib monotherapy at 400 mg vs.imatinib at 600 mg vs imatinib plus IFN (Pegasys) vs.imatinib plus low-dose cytarabine After an observationperiod, it is planned to reduce the study to two arms.The UK study compares imatinib monotherapy at 400

mg vs imatinib at 800 mg vs imatinib plus IFN gasys) The USA study is focusing on the comparison

(Pe-of 400 mg and 800 mg imatinib therapy only

The emergence of resistance to imatinib therapy has led to a search for downstream targets ofthe Bcr-Abl kinase that may mediate the altered growth

mono-properties of BCR-ABL-transformed cells Identification

of signaling pathways downstream of ABL tyrosine nase may increase our understanding of the pathogen-esis of CML and suggest strategies to improve clinicaltreatment of the disease

ki-Farnesyl transferase inhibitors enhance the

antipro-liferative effects of imatinib against

BCR-ABL-express-ing cells, includBCR-ABL-express-ing imatinib-resistant cells Cells

resis-tant to imatinib because of amplification of BCR-ABL

remain sensitive to tipifarnib and lonafarnib and treatment of these cells with imatinib plus farnesyltransferase inhibitors leads to enhanced antiprolifera-tive or proapoptotic effects even in cells that are resis-tant to imatinib based on the expression of a Bcr-Ablkinase domain mutation (T315I) that is completely in-

co-108 Chapter 6 · Treatment with Tyrosine Kinase Inhibitors

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sensitive to imatinib Although this mutant is sensitive

to lonafarnib, the addition of lonafarnib to imatinib

yielded no increase in antiproliferative effects These

re-sults raise critically important issues of how and when

to molecularly targeted agents should be combined for

optimal results Although the discussion that follows

will focus on CML and Bcr-Abl signal transduction, this

paradigm could be applied to any agent that targets

sig-naling pathways (Peters et al 2001)

Early clinical studies using a combination of

imati-nib and farnesyl transferase inhibitors in advanced

phase CML patients demonstrated feasibility but

showed only moderate activity, probably due to clonal

evolution with novel molecular or cytogenetic

aberra-tions in addition to BCR-ABL not responding to farnesyl

transferase inhibitors (Cortes et al 2003)

It is shown that the PI3-kinase/Akt pathway is a

cri-tical contributor to survival/proliferation of

BCR-ABL-transformed cells The serine/threonine protein kinase

mTOR (mammalian target of rapamycin) is a

down-stream component of the PI3-Kinase/Akt pathway, and

plays an important role in controlling cell growth and

proliferation The mTOR pathway is constitutively

acti-vated by Bcr-Abl in CML cells Two of its known

sub-strates, ribosomal protein S6 and 4E-BP1, are

constitu-tively phosphorylated in a Bcr-Abl-dependent manner

in BCR-ABL-expressing cell lines and CML cell lines.

These data suggest that Bcr-Abl may regulate

transla-tion of critical targets in CML cells via mTOR

The effect of rapamycin in three different

imatinib-resistant Bcr-Abl mutant cell lines (Ba/F-BCR-ABL T315I,

G250E, M351T) has been described Rapamycin alone

in-hibited proliferation to a degree that would be predicted

if mTOR was a critical downstream effector of Bcr-Abl,

while the combination of low-dose rapamycin with

im-atinib markedly enhanced this growth inhibitory effect

The synergy between rapamycin and imatinib,

occur-ring at doses well below typical serum levels obtained

during monotherapy with each of these agents

repre-sents a strong argument in favor of investigating the

clinical activity of the combination (Ly Chi et al 2003)

6.2.5 Imatinib Resistance

Several questions remain open, notably those

concern-ing the development of imatinib resistance, which is

rare in early CP, but increases in frequency along the

course of the disease (Hochhaus and La Rosée 2004)

Essentially two mechanisms underlie the development

of the tyrosine kinase P-loop mutations have been ciated with an especially poor prognosis (Branford et al.2003), but cessation of imatinib therapy and alternativetherapy with other drugs seem to be able to improveprognosis Novel methods are available to screen forsmall clones of mutated leukemic cells, e.g., denaturinghigh-performance liquid chromatography (D-HPLC).The impact of the results of such assays needs to beexplored in prospective clinical trials (Soverini et al.2005)

asso-6.2.6 Prediction of Response

Attempts have been made to develop prognostic models

to predict the outcome of CML patients on imatinibtherapy In CP patients after IFN failure, a low neutro-phil count and poor cytogenetic response at 3 monthswere identified as independent factors by investigators

of the Hammersmith Hospital in London (Marin et al.2003), but data are conflicting and were not confirmed

by others (Lahaye et al 2005)

6.3 Novel Bcr-Abl Inhibitors in Clinical Trials

6.3.1 Nilotinib (AMN107)

Nilotinib (AMN107) is a novel aminopyrimidine, able as an oral formulation It is a competitive inhibitor

avail-of the protein tyrosine kinase activity avail-of Bcr-Abl and

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prevents the activation of Bcr-Abl-dependent mitogenic

and antiapoptotic pathways (e.g., PI-3 kinase and

STAT5), resulting in death of the Bcr-Abl-induced

phe-notype In cellular autophosphorylation assays and

mediated cell proliferation, nilotinib is a highly potent

inhibitor of the Bcr-Abl tyrosine kinase An important

feature of nilotinib is its ability to inhibit most

imati-nib-resistant mutant forms of BCR-ABL Based on this

activity, nilotinib may provide therapeutic benefit in

patients with CML who have developed resistance to

imatinib therapy due to mutations within the Bcr-Abl

kinase

The effects of nilotinib on Bcr-Abl

autophosphoryla-tion have been evaluated in K562 and KU-812F human

leukemia cell lines, which naturally express Bcr-Abl,

as well as with p190 or p210-BCR-ABL transfected

mu-rine hematopoietic 32D and p210-BCR-ABL transfected

Ba/F3 cells In addition, the compound has been

evalu-ated for effects on autophosphorylation in a panel of Ba/

F3 cells, expressing different mutant forms of the

Bcr-Abl kinase

Nilotinib potently inhibits the Bcr-Abl kinase in cell

lines derived from human leukemic CML cells and from

in the range of 20 nM to 60 nM Nilotinib also potently

inhibited most of the imatinib-resistant mutant forms of

BCR-ABL Thus, M237I, M244V, L248V, G250A (E, V),

Q252H, E255D (K), E275K, E276G, E281K, K285N,

E292K, F311V, F317L (C, V), D325N, S348L, M351T, E355

(G), A380S, L387F, M388L, F486S are inhibited with

200 nM and 800 nM, leaving only the T315I mutant affected by nilotinib at concentrations < 8000 nM.The selectivity of nilotinib as a protein kinase inhi-bitor has been demonstrated by its lack of appreciable

> 3000 nM) against a panel of Ba/F3 cells transfected

to express a variety of different kinases (Weisberg et

al 2005) Excellent efficacy in models of ative disease was observed In an acute model in whichNOD-SCID mice were injected with murine 32D cellsharboring the firefly luciferase gene and transfected to

myeloprolifer-be dependent upon p210 Bcr-Abl, nilotinib (100 mg/kgQD) markedly reduced tumor burden, as assessed bynoninvasive imaging Furthermore, nilotinib (75 mg/

kg p.o., QD) prolonged the survival and reduced tumorburden, as assessed by spleen weights, of mice havingeither p210 or mutant (E255V, M351T) Bcr-Abl myelo-proliferative disease Nilotinib was also evaluated in adisease model using primary hematopoietic cells, inwhich mice were transplanted with bone-marrow cellstransfected to express Bcr-Abl Treated animals showedreduced morbidity and had spleen weights within thenormal range Similar, although slightly reduced effi-cacy was observed in mice receiving bone-marrowtransplants after infection with either E255V or M351TBcr-Abl (Weisberg et al 2005)

A Phase I/II study of nilotinib is currently ongoing

in adult patients with imatinib-resistant CML in CP,

AP, or BC relapsed/refractory Ph+ acute lymphoblasticleukemia, and other hematological malignancies Thephase I portion of this study has completed its enroll-ment and the phase-II portion is currently ongoing.During the phase I part of this study, 119 patients wereinitially treated in dose cohorts from 50 mg to 1200 mg

on a once daily schedule with intrapatient dose tion, and subsequently a twice daily dosing schedulewith 400 mg and 600 mg cohorts For the phase II part

escala-of the study, the 400 mg BID dose was selected on thebasis of safety and acceptability; this improved serumexposure over once daily dosing in the phase I patients

In the Phase I study nilotinib was orally tered after a light breakfast and a 2-h fast in sequentialcohorts of patients at escalating once daily doses of 50,

adminis-100, 200, 400, 600, 800, and 1200 mg Since a limitedincrease in serum exposure to nilotinib occurred athigher dose levels, the protocol was amended to add atwice daily dosing schedule of 400 mg (800 mg/day)and 600 mg (1200 mg/day) Nilotinib doses, up to

1200 mg orally once per day or 400 mg orally twice

110 Chapter 6 · Treatment with Tyrosine Kinase Inhibitors

Fig 6.5 Chemical structure of imatinib, nilotinib, and dasatinib

(Shah et al 2004; Weisberg et al 2005)

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per day, were well tolerated with the majority of adverse

events reflecting those commonly seen in patients with

advanced leukemia Overall, 20% of patients

experi-enced thrombocytopenia, 13% experiexperi-enced neutropenia,

4% developed anemia, and bone marrow aplasia

oc-curred in 2% There was a higher incidence of

neutro-penia (22% vs 9%) in the 600 mg BID cohort compared

with the 400-mg BID cohort

Additional adverse events that were suspected to be

study-drug-related included rash and pruritus Various

descriptive terms of rash, including erythema and

ex-anthema, were described in 33% of patients, the

major-ity of which were mild (grades 1 and 2), and 11% at

grade 3 Pruritus was reported separately in 15% of

pa-tients, 2 (1.6%) of which were grade 3 These cutaneous

changes responded to topical corticosteroids in most

cases Nausea (grade 1 or 2) was reported in 7% of

pa-tients and emesis in 3% Fatigue (grades 1–3) has been

reported in 5% of patients Lipase elevations, the

ma-jority of which were asymptomatic, have been reported

usually during the first cycle of nilotinib therapy The

incidence of clinically recognized pancreatitis was

ap-proximately 3% Transient hyperbilirubinemia occurred

early during nilotinib therapy and affected

approxi-mately 20% of patients Most instances of

hyperbilirubi-nemia were due to the unconjugated fraction These

ab-normalities generally resolved without further

interven-tion and most patients continued therapy without

further recurrence (Kantarjian et al 2006)

The interim efficacy analysis of the phase-I/II study

revealed complete hematologic response in 92% of CP,

51% of AP, and 6% of BC patients Complete cytogenetic

response was achieved in 35%, 14%, and 6% of patients,

respectively (Kantarjian et al 2006)

6.3.2 Dasatinib (BMS 354825)

Dasatinib (BMS-354825) is a potent, orally active

inhi-bitor of the Bcr-Abl, c-KIT, and SRC family kinases It

belongs to the thiazolecarboxamides and is structurally

different from imatinib and nilotinib In preclinical

studies, dasatinib has been shown to be a more potent

inhibitor of Bcr-Abl (260-fold), c-kit (eightfold),

PDGFRb (60-fold), and SRC (>1000-fold) than imatinib

Dasatinib inhibits the Bcr-Abl kinase with an in

vi-tro IC50 of 3 nM In cellular assays, dasatinib killed or

inhibited the proliferation of all Bcr-Abl-dependent

leu-kemic cell lines tested In vitro results suggest that

dasa-tinib is effective in reducing the proliferation or survival

of both imatinib sensitive and resistant cells, and its hibitory activity is not solely dependent on Bcr-Abl Theonly imatinib-associated Bcr-Abl mutation resistant todasatinib is T315I (Shah et al 2004) Dasatinib is astrong inhibitor of the human CYP3A4 enzyme, so itmay reduce clearance of drugs that are significantly me-tabolized by that enzyme

in-A phase-I study with dasatinib in CML patients wasinitiated in November 2003 Complete hematologic re-mission was achieved in 92% of CP, 45% of AP, 35% ofmyeloid BC and 70% of lymphoid BC or Ph+ ALL pa-tients Complete cytogenetic response was seen in35%, 18%, 26% and 30% of patients, respectively (Talpaz

et al 2006) Overall hematologic and nonhematologictoxicities have been manageable in the context of thephase-I population In CP patients, hematologic toxicityconsisting mostly of thrombocytopenia was seen at alldose levels Nonhematologic adverse events usually con-sisted of grade 1 or 2 events such as pleural effusions,rash, nausea, or fever They occurred at any dose levelwithout evidence of dose effect

Pharmacodynamic data (CRKL-phosphorylation say) suggested a twice-daily schedule However, the best

as-in vivo schedule is beas-ing tested as-in two randomized

phase II studies with once-daily and twice-daily ules at different dose levels (Sawyers et al 2005).The advent of selective tyrosine kinase inhibitorshas significantly changed CML therapy However, de-spite promising results patients should be identified inwhom treatment requires optimization, either by doseescalation of imatinib or combination with other drugs

sched-In case of resistance, novel tyrosine kinase inhibitorsare available within clinical trials In addition to hema-tologic and cytogenetic monitoring, molecular surveil-lance of response and resistance is essential for thera-peutic decisions

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7.1 Introduction 116

7.2 Changes in Allogeneic Transplant Practice 116

7.3 Prognostic Features at Diagnosis 116

7.3.1 Response to First Treatment as an Indicator of Prognosis 117

7.4 Prognostic Indicators for Transplant Outcome 117

7.4.1 Disease Phase 118

7.4.2 Age at Transplant 119

7.4.3 Source of Allograft Donor 119

7.4.4 Source of Hematopoietic Stem Cells 120 7.4.5 Therapy Pretransplantation 120

7.4.6 Patient and Donor Gender 121

7.5 Reduced Intensity Conditioning Transplantation 121

7.6 Detection and Management of Residual Disease 125

7.6.1 Role of Qualitative RT-PCR for BCR-ABL 125

7.6.2 Quantitative Studies for BCR-ABL in CML 125

7.7 Indications for Allogeneic Transplantation 126

7.7.1 Primary Therapy 126

7.7.2 Allogeneic Transplantation after Imatinib Failure 126

7.7.3 Management of Persistent or Relapsed Disease Post Transplant 126 7.8 Summary 127

References 127

Abstract.The management of CML has changed drama-tically over the past 5–7 years The development of the specific tyrosine kinase inhibitor, imatinib, has resulted

in incidences of cytogenetic and molecular response that far exceed those achieved with interferon The med-ian duration of survival is predicted to increase and the role of allogeneic transplantation has correspondingly decreased However, the technology of allografting has also progressed in that developments in molecular typ-ing methodology and in the management of infection have resulted in an improvement in the outcome of un-related transplants The imatinib era has coincided with the development of reduced intensity conditioning reg-imens and early results suggest that this is an effective strategy in CML associated with low transplant-related mortality This chapter summarizes the data on the prognostic factors for both disease- and transplant-re-lated outcomes and outlines the current indications for allogeneic transplant in CML These indications for allografting will continue to evolve Although allo-geneic transplant is no longer the initial therapy in the majority of patients, it remains the strategy with the highest probability of achieving a molecular remis-sion and curing the disease As such it will continue to play a role in the management of CML

Allogeneic Transplantation for CML

Charles Crawley, Jerald Radich and Jane Apperley

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7.1 Introduction

The decision to offer allogeneic hematopoietic stem cell

transplantation to a patient with CML in chronic phase

(CP) has always been difficult, with a balance to be

drawn between the short-term risks of transplantation

with the longer-term disease risks of medical therapy

The introduction of the selective tyrosine kinase

inhib-itor, imatinib (Glivec, Gleevec, STI571) has replaced

in-terferon and cytarabine as primary medical therapy

and while survival data remain immature, the data on

surrogate markers of cytogenetic and molecular

re-sponse are impressive The evidence to date suggests

that these responses will be followed by improvements

in survival (Hughes et al 2003) These data have led

to a major re-evaluation of the role of allogeneic

trans-plantation for this disease The algorithms devised in

the 1990s are no longer applicable and opinions remain

divided as to the role of allogeneic hematopoietic stem

cell transplantation in the management of CP disease

in particular

7.2 Changes in Allogeneic Transplant Practice

During the 1990s there was a steady rise in the use of

allogeneic transplant for CML, particularly in CP

dis-ease That trend dramatically reversed after 1999 with

a reduction in transplant activity reported to the EBMT

(European Group for Blood and Marrow

Transplanta-tion) of almost 40% This fall has been restricted to

pa-tients transplanted in first CP and has not been matched

by a change in the numbers of transplants performed

for more advanced disease (Gratwohl et al 2001 b,

2004) (Fig 7.1) The change in activity reflects the

in-creased use of imatinib and was in anticipation of any

demonstrable survival benefit It has prompted

sugges-tions that there may be little role for allogeneic

trans-plants in the management of CP disease

Concurrent with the introduction of imatinib, the

past 7 years have also witnessed significant changes in

allogeneic transplant practice These include the

intro-duction of reduced intensity conditioning (RIC)

regi-mens or nonmyeloablative transplants with the

asso-ciated reduction in procedural-related mortality RIC

accounted for less than 1% of transplants performed

in Europe in 1998 but had increased to 27% in 2002–

2003 (Gratwohl et al 2004) Other improvements

in-clude better supportive care, which is reflected in the

progressive reduction of infection-related deaths wohl et al 2005) Finally, advances in molecular HLAtyping methodologies have led to the outcome of unre-lated donor transplantation approaching that achieved

(Grat-in HLA matched sibl(Grat-ing transplantation (Davies et al.2001; Hansen et al 1998; Weisdorf et al 2002).The decision to recommend early transplant for pa-tients with CML can only be made after careful consid-eration of prognostic factors at diagnosis, includingthose predicting both response to medical therapy andtransplantation outcomes This assessment should beconducted based on current outcome data as outcomesreported in the 1980s and early 1990s do not reflect theresult of medical therapy or transplantation in the 21stcentury Alternatively, if imatinib is to be offered, theremust an attempt to develop criteria for molecular re-sponse and imatinib failure that would warrant a recon-sideration of treatment strategy

7.3 Prognostic Features at Diagnosis

There are a number of well-established prognostic els of survival for patients with CML that have been de-veloped based on cohorts of similarly treated patients.These models identify patients who present in CP withhigh- or lower-risk disease based on the clinical featurespresent at the time of diagnosis It is important to ap-preciate that the value of these models varies with dif-ferent treatments The best-known score (Sokal et al.1984) is a model that was based on patients treated pre-dominantly with busulfan and hydroxycarbamide (hy-droxyurea) and but is a less useful guide for patientstreated with interferon The Hasford score was devel-

mod-116 Chapter 7 · Allogeneic Transplantation for CML

Fig 7.1 Changes in transplant activity in CML between 1990 and

2003 as reported to EBMT

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oped for patients treated with interferon and confirmed

the value of interferon in lower-risk patients (Hasford et

al 1998) Treatment has now changed again and the

val-ue of the Hasford score in patients treated with imatinib

is uncertain However, the Sokal score may be of

prog-nostic value in this setting For patients enrolled in the

IRIS study and randomized to imatinib, the probability

of achieving cytogenetic remissions were 76% and 49%

for Sokal low-risk and high-risk disease, respectively

The Sokal score was also predictive for molecular

re-sponses with 66% of the low-risk patients and 45% of

high-risk patients achieving a 3 log reduction in

BCR-ABL transcript numbers (Hughes et al 2003)

The applicability of the Sokal and Hasford scores to

the outcome of transplantation has been less clear

Re-cently the International Blood and Marrow Transplant

Registry (IBMTR) has analyzed the impact of the two

scores on transplant outcome and found that they were

entirely nonpredictive for survival (Passweg et al 2004)

It is likely that prognostic scores based on clinical

variables will be surpassed by biological markers as

pre-dictors of disease course and response to therapy

Ex-amples include deletions of 9q, which occur in 15–

20% of patients and are associated with an inferior

out-come (Huntly et al 2001), although there is some

con-troversy as to whether the prognostic significance of

9q deletions is overcome with imatinib therapy (Huntly

et al 2003; Quintas-Cardama et al 2005) Recently, gene

expression profiling has identified candidate genes such

as CD7 and proteinase-3 which may be of greater

predic-tive value (Yong et al 2006) The next few years may see

the incorporation of these or other markers into the

treatment algorithms

7.3.1 Response to First Treatment

as an Indicator of Prognosis

Interferon represented a significant advance over

hy-droxycarbamide and busulfan in that a significant

min-ority (10–15%) of patients with CML achieved a

com-plete cytogenetic remission, albeit after 1–2 years This

group of patients showed the greatest survival

advan-tage Data from the phase 2 studies suggested and the

IRIS study confirmed that the complete cytogenetic

re-mission (CCyR) rate after imatinib is substantially

high-er (74%) than that achieved with inthigh-erfhigh-eron Howevhigh-er,

there has been concern over a number of case reports

of rapid progression of disease to blast crises despite

the achievement of CCyR (Avery et al 2004; Jabbour

et al 2006; Morimoto et al 2004) This has led to thequestion as to whether a CCyR achieved on imatinibcarries the same prognostic weight as a remissionachieved with interferon These case reports, however,appear to be the exception and in patients who haveachieved a CCyR, the depth of remission as measured

by molecular response appears better with imatinibthan with interferon Interferon (or hydroxycarbamide)

is now rarely considered as first-line therapy for CMLand it is therefore the response to imatinib that is beingused to predict outcome in general and progression-freesurvival in particular In those patients with a CCyR and

a 3 log reduction in BCR-ABL transcript levels as sured by quantitative RT-PCR, the progression-free sur-vival (PFS) at 2 years is 100% For patients who achieveCCyR but in whom the fall in the BCR-ABL/ABL ratiowas less than 3 logs, the PFS is 95% and in those withoutCCyR the PFS was only 85% (Hughes et al 2003) Atpresent, the follow-up is too short to demonstrate anoverall survival advantage, but given the very low rates

mea-of progression, the clear expectation is that this will beseen with time

7.4 Prognostic Indicators for Transplant Outcome

The most widely used risk assessment score to predicttransplant outcome was developed by Gratwohl et al.and is based on five prognostic features (age at trans-plant, disease stage at transplant, donor type, donor-re-cipient gender combination, and the interval from diag-nosis to transplant) (Table 7.1) Using 3142 patientstransplanted for CML from 1984–1994, the score wasvalidated for transplant-related mortality, survival, anddisease-free survival (Gratwohl et al 1998) More re-cently the IBMTR has confirmed the value of the Grat-wohl score using an independent data set comprising

3211 patients (Passweg et al 2004) The prognostic value

of additional factors such as CMV antibody status of tient and donor, donor age, donor/recipient ABO bloodgroup compatibility, and Karnofsky performance scorewas examined An initial impression that the Karnofskyscore gave useful additional discriminatory power wasnot confirmed in a validation set of patients and hasnot been included in subsequent analyses

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7.4.1 Disease Phase

The disease phase at the time of transplant remains the

most important determinant of survival (Fig 7.2) (Clift

and Storb 1996; Horowitz et al 1996) Survival after

transplant in CP ranges from 60% to 90% at 5 years

(Clift et al 1999; Gratwohl et al 1998; Horowitz et al

1996) The use of chemotherapy preparative regimens,

as opposed to total body irradiation (TBI)-based

regi-mens, and improved supportive therapy (includingCMV and fungal prophylaxis) may improve survivalfurther For example, both an initial and a follow-up re-port of CP CML patients randomized to a preparativeregimen of TBI and cyclophosphamide or busulfanand cyclophosphamide (BU/CY) demonstrated similarefficacy of both regimens (Clift and Storb 1996; Clift

et al 1999) Subsequently, a pharmacological assay forblood busulfan levels revealed that patients with levelsabove 900 ng/ml had better survival and fewer relapses,compared to patients with a level < 900 ng/ml (Slattery

et al 1997) This has led to subsequent targeting of sulfan in all patients to a level > 900 ng/ml (which also

bu-118 Chapter 7 · Allogeneic Transplantation for CML

Table 7.1 a BMT transplant risk score

Original EBMT risk score

Table 7.1 b Survival probabilities according to EBMT score

Risk Score Number of % of patients Probability of outcome at 5 years (%)

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permits correction for patients with a high busulfan

lev-el to prevent potential toxicity) This strategy may have

contributed to the apparent improvement of survival in

CML CP patients transplanted using targeted BU/CY

In-deed, in 131 consecutive CP CML patients treated in

Seattle using a preparative regimen of

pharmacologi-cally targeted busulfan and cyclophosphamide, the

3-year survival was 85%, with a relapse rate of 8% (Radich

et al 2003) The wide interpatient variation in busulfan

pharmacokinetics can also be overcome with the use of

intravenous rather than oral busulfan (Kim et al 2003)

Whether this will allow the Seattle data to be

repro-duced without the need for pharmacokinetic

monitor-ing is an open question Unfortunately, advances that

may have improved outcomes in CP patients have not

been easily translated to accelerated phase (AP) and

blast crisis (BC) transplants Survival rates in these

phases have remained relatively static over the last

de-cade, so that survival in AP remains approximately

25–40%, and BC, approximately 10%

7.4.2 Age at Transplant

Regimen-related toxicity tends to climb with increasing

patient age (Gratwohl et al 1998) However, age limits

have gradually increased as the introduction of new

preparative regimens and supportive therapies have

im-proved outcomes For example, CP patients transplanted

with matched related donors after TBI-based regimens

experience a clear age effect, with superior outcomes

in younger patients (< 21 years of age), and a steady

drop off in survival by increasing decade of age (Cliftand Storb 1996) This age effect may be mitigated bythe use of non-TBI regimens (e.g., targeted BU/CY),

as recent data from the Fred Hutchinson Cancer search Center in Seattle no longer show an age effect

Re-in patients Re-in CP up to 65 years of age (Clift and Storb1996) Likewise, age does not appear to be an importantfactor with RIC transplants (Crawley et al 2005)

7.4.3 Source of Allograft Donor

For those who lack an HLA-identical sibling donor, theuse of unrelated donor transplants is limited by donoravailability, and the increased toxicity due to the effects

of GVHD its associated infectious complications Fullymatched unrelated donors are now available for over50% of Caucasian patients, but unfortunately, donorsfor patients from other ethnic groups are limited.For “younger” patients (age < 40 years), the results

in CP CML are similar for fully matched unrelatedand related transplants, especially for patients in “goodrisk” groups In a series of 226 patients transplanted infirst CP at the Hammersmith Hospital in London therewere no differences in the transplant outcomes betweenthose patients with unrelated and those with HLA iden-tical sibling donors (Fig 7.3) In a multicenter analysis

of National Marrow Donor Program (NMDP) data, ease-free survival of unrelated and related transplantsfor CML CP patients aged 30–40 years, transplantedwithin 1 year of diagnosis, was 67% vs 57%, respectively(Weisdorf et al 2002) Two other studies have observed

dis-a nedis-ar-equivdis-alence of disedis-ase-free survivdis-al for CP CMLusing either a fully matched unrelated or related donor(Davies et al 2001; Hansen et al 1998) Estimates of dis-ease-free survival of more than 70% were found for pa-tients less than 50 years of age transplanted within ayear of diagnosis (Hansen et al 1998) Recent data fromthe EBMT support this with evidence that the survivalafter unrelated transplant has more than doubled be-tween 1980–1990 and 2000–2003 from 29% to 63% at

2 years (Gratwohl et al 2006)

The improved outcomes with unrelated donors are

in a large part due to the use of sequence-based typingmethodologies for HLA A, B, C, DR, and DQ Transplantoutcomes in CP CML are particularly affected by even asingle antigen or allele mismatch (Petersdorf et al 2004)(Fig 7.4)

Fig 7.3 Overall survival of 178 sibling allografts compared to 48

unrelated transplants for CML in first CP (data from Hammersmith

Hospital London)

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