If the origin is located at its centre as “most people would do”, then we have a quite simple de-scription of ρr by using the moments, namely, the only non-zero moment is the charge, i.e
Trang 1A
r∈A
B
s∈B
PrsSrs
Afterwards we may choose the following partitionings:
Atomic partitioning:
N=
A
qA qA=
r ∈A
B
s ∈B
PrsSrs
where q are called the Mulliken charges They are often calculated in practical
ap-Mulliken
charges plications and serve to provide information on how much of the electronic
den-sity ρ is concentrated on atom A Such a quantity is of interest because it may
be directly linked to the reactivity of atom A, often identified with its ability to
be attacked by nucleophilic or electrophilic agents.2 Also, if we measure the di-pole moment, we would like to know why this moment is large in a molecule By performing Mulliken analysis, we might be able to identify those atoms that are responsible for this This might be of value when interpreting experimental data
Atomic and bond partitioning: The summation may also be performed in a slightly different way
N=
A
r s∈A
PrsSrs+
A<B
2
r∈A
s∈B
PrsSrs=
A
¯qA+
A<B
¯qAB
The first term represents the contributions ¯qAof the atoms, the second pertains
to the atomic pairs ¯qAB
The latter populations are large and positive for those pairs of atoms for which chemists assign chemical bonds
The bond population ¯qABmay be treated as a measure of whether in the A− B atomic interaction, bonding or antibonding character prevails.3If, for two atoms,
¯qAB< 0, we may say that they are not bound by any chemical bond, if¯qABis large, then we may treat it as an indication that these two atoms are bound by a chemical bond or bonds
2 We have to remember that, besides electrons, this atom has a nucleus This has to be taken into account when calculating the atomic net charge.
3 Prs is the sum (over the occupied orbitals) of the products of the LCAO coefficients of two atoms
in each of the occupied molecular orbitals The equal signs of these coefficients (with Srs > 0) means a
bonding interaction (recall Chapter 8 and Appendix R on p 1009) and such a contribution increases Prs.
The opposite signs of the coefficients (with Srs> 0) corresponds to the antibonding interactions and
in such a case the corresponding contribution decreases Prs If Srs < 0, then the words “bonding” and “antibonding” above have to be exchanged, but the effect remains the same This means that the product PrsSrs in all cases correctly controls the bonding (PrsSrs > 0) or antibonding (Prs Srs < 0) effects.
Trang 2S POPULATION ANALYSIS 1017
Example 1 The hydrogen molecule. Let us take the simplest example First, let us
consider the electronic ground-state in the simplest molecular orbital
approxima-tion, i.e two electrons are described by the normalized orbital in the form (a b
denote the 1s atomic orbitals centred on the corresponding nuclei; note that this is
the famous bonding orbital)
ϕ1= N1(a+ b) where N1= (2 + 2S)− 1
, and S≡ (a|b) Then,
Psr=
i
2c∗ricsi= 2c∗r1cs1= (1 + S)−1 independent of the indices r and s Of course,
S=
1 S
S 1
and therefore P S=
1 1
1 1
Thus, Tr (P S)= 2 = the number of electrons = P11S11+ P22S22+ 2P12S12= qA+
qB+qAB, with qA= qB= (1+S)−1, and q
AB= 2S 1+S > 0 Thus we immediately see
that the HH bond has an electronic population greater than zero, i.e the atom–atom
interaction is bonding.
Let us now consider H2with two electrons occupying the normalized orbital of
a different character4ϕ2= N2(a− b), with N2= (2 − 2S)− 1
, then
Psr=
i
2cri∗csi= 2cr2∗cs2= (1 − S)−1
for (r s)= (1 1) and (r s) = (2 2) while Prs= −(1 − S)−1for (r s)= (1 2) and
(r s)= (2 1)
Now, let us calculate
P S=
1 −1
−1 1
and Tr(P S)= 2 = the number of electrons = P11S11+ P22S22+ 2P12S12= qA+
qB+ qAB, but now qA= qB= (1 − S)−1and q
AB= − 2S 1−S < 0 Thus, a glance at
qABtells us that this time the atoms are interacting in an antibonding way
A similar analysis for polyatomic molecules gives more subtle and more
inter-esting results
Other population analyses
Partitioning of the electron cloud of N electrons according to Mulliken population
analysis represents only one of possible choices For a positively definite matrix5S
(and the overlap matrix is always positively definite) we may introduce the powers
4 We do not want to suggest anything, but this orbital is notorious for antibonding character.
5 I.e all the eigenvalues positive.
Trang 3of the matrix6Sx, where x is an arbitrary real number (in a way shown in Appen-dix J on p 977), and we have S1−xSx= S Then we may write7
N= Tr(PS) = TrSxP S1−x
Now, we may take any x and for this value construct the corresponding partition
of N electronic charges into atoms If x= 0 or 1, then we have a Mulliken popula-tion analysis, if x=1
2 then we have what is called the Löwdin population analysis,
Löwdin
population
analysis etc
Multipole representation
Imagine a charge distribution ρ(r) Let us choose a Cartesian coordinate system
We may calculate the Cartesian moments of the distribution:
ρ(r) dV , i.e the total charge, then
xρ(r) dV ,
yρ(r) dV ,
zρ(r) dV , i.e the components of the dipole moment,
x2ρ(r) dV ,
y2ρ(r) dV ,
z2ρ(r) dV ,
xyρ(r) dV ,
xzρ(r) dV ,
yzρ(r) dV – the components of the quadrupole moment, etc The moments mean
a complete description of ρ(r) as concerns its interaction with another (distant) charge distribution The higher the powers of x y z (i.e the higher the moment) the more important distant parts of ρ(r) are If ρ(r) extends to infinity (and for atoms and molecules it does), higher order moments tend to infinity This means trouble when the consecutive interactions of the multipole moments are calcu-lated (multipole expansion, Appendix X) and indeed, the multipole expansion
“explodes”, i.e diverges.8This would not happen if the interacting charge distrib-utions could be enclosed in two spheres
There is also another problem: where to locate the origin of the coordinate
sys-tem, with respect to which the moments are calculated? The answer is: anywhere.
Wherever such an origin is located it is OK from the point of view of mathematics However, such choices may differ enormously from the practical point of view For example, let us imagine a spherically symmetric charge distribution If the origin is located at its centre (as “most people would do”), then we have a quite simple de-scription of ρ(r) by using the moments, namely, the only non-zero moment is the charge, i.e.
ρ(r) dV If, however, the origin is located off centre, all the moments would be non-zero They are all needed to calculate accurately the interaction of the charge distribution (with anything) As we can see, it is definitely better to lo-cate the origin at the centre of ρ(r)
Well, and what if the charge distribution ρ(r) were divided into segments and each segment represented by a set of multipoles? It would be all right, although, in view of the above example, it would be better to locate the corresponding origins
at the centre of the segments It is clear that, in particular, it would be OK if the segments were very small, e.g., the cloud was cut into tiny cubes and we consider
6 They are symmetric matrices as well.
7 We easily check that Tr(ABC) = Tr(CAB) Indeed, Tr(ABC) =i k lAikBklCli, while Tr(CAB) =
i k l CikAklBli Changing summation indices k → i, l → k, i → l in the last formula, we obtain Tr(ABC).
8 Although the first terms (i.e before the “explosion”) may give accurate results.
Trang 4S POPULATION ANALYSIS 1019
every cube’s content as a separate cloud.9But, well , what are the multipoles for?
Indeed, it would be sufficient to take only the charges of the cubes, because they
approximate the original charge distribution In this situation higher multipoles
would certainly be irrelevant! Thus we have two extreme cases:
• a single origin and an infinite number of multipoles,
• or an infinite number of centres and monopoles (charges) only
We see that when the origins are located on atoms, we have an intermediary
situation and it might be sufficient to have a few multipoles per atom.10 This is
what the concept of what is called the cumulative multipole moments is all about cumulative
multipole moments
(CAMM11) Besides the isotropic atomic charges qa= M(000)
a calculated in an ar-bitrary population analysis, we have, in addition, higher multipoles Ma(klm)(atomic
dipoles, quadrupoles, octupoles, etc.) representing the anisotropy of the atomic
charge distribution (i.e they describe the deviations of the atomic charge
distribu-tions from the spherical)
Ma(klm)= Zaxkayalzam−
r∈a
s
Dsr
rxkylzms
k k
l l
m m (k l m ) =(k l m)
k
k
l
l
m
m
× xk −k
a yl−l
a zm−m
a · Mk lm
where Ma(klm) is the multipole moment of the “klm” order with respect to the
Cartesian coordinates x y z located on atom a, Ma(000) stands for the atomic
charge, e.g., from the Mulliken population analysis, Za is the nuclear charge of
the atom a, (r|xkylzm|s) stands for the one-electron integral of the corresponding
multipole moment, and Dsrχ∗
rχsrepresents the electronic density contribution re-lated to AO’s: χsand χrand calculated by any method (LCAO MO SCF, CI, MP2,
DFT, etc.) We may also use multipole moments expressed by spherical harmonic
functions as proposed by Stone.12
9 The clouds might eventually overlap.
10 If the clouds overlapped, the description of each centre by an infinite number of multipoles would
lead to a redundancy (“overcompleteness”) I do not know of any trouble of that kind, but in my opinion
trouble would come if the number of origins were large This is in full analogy with the
overcomplete-ness of the LCAO expansion These two examples differ by a secondary feature: in the LCAO, instead
of moments, we have the s, p, d, orbitals, i.e some moments multiplied by exponential functions.
11W.A Sokalski and R Poirier, Chem Phys Lett 98 (1983) 86; W.A Sokalski, A Sawaryn, J Chem.
Phys 87 (1987) 526.
12A.J Stone, Chem Phys Lett 83 (1981) 233; A.J Stone, M Alderton, Mol Phys 56 (1985) 1047.
Trang 5T THE DIPOLE MOMENT OF A LONE
ELECTRON PAIR
The electronic lone pairs play an important role in intermolecular interactions
In particular, a lone pair protruding in space towards its partner has a large dipole moment,1which may interact electrostatically with its partner’s multipole moments (see Appendix X, p 1038) Let us see how the dipole moment depends on the atom
to which it belongs and on the type of hybridization
Suppose the electronic lone pair is described by the normalized hybrid
h=' 1
1+ λ2
(2s)+ λ(2px)
with the normalized 2s and 2px atomic orbitals The coefficient λ may change from −∞ to +∞ giving a different degree of hybridization Fig T.1 shows for comparison two series of the hybrids: for carbon and fluorine atoms If λ= 0, we have the pure 2s orbital, if λ= ±∞ we obtain the pure ±2pxorbital
The dipole moment of a single electron described by h is calculated2as (N=
1
√
1+λ 2):
μx= h|−x|h = −N2
2s|x|2s + λ22px|x|2px + 2λ2s|x|2px
μy= μz= 0
where x stands for the x coordinate of the electron
The first two integrals equal zero, because the integrand represents an odd func-tion3with respect to the reflection in the plane x= 0 As a result
μx= −N22λ2s|x|2px
We will limit ourselves to λ 0, which means we are considering hybrids pro-truding to the right-hand side4as in Fig T.1, and since2s|x|2px > 0 then μx
The negative sign stresses the fact that a negative electron is displaced to the right-hand side (positive x)
1 Calculated with respect to the nucleus; a large dipole moment means here a large length of the dipole moment vector.
2 Atomic units have been used throughout, and therefore μ is expressed in a.u.
3 Please recall that the orbital 2px represents a spherically symmetric factor multiplied by x.
4 The hybrids with λ < 0 differ only by protruding to the left-hand side.
1020
Trang 6T THE DIPOLE MOMENT OF A LONE ELECTRON PAIR 1021
Fig T.1.The length of the dipole moment vector μlone(in a.u.) as a function of the mixing parameter
λ for carbon (upper curve) and fluorine (lower curve) atoms The figure shows the shape of different
hybrids h = √ 1
1+λ 2 [(2s)+λ(2px)] which correspond to various mixing of the 2s and 2px carbon Slater
orbitals (with exponential factor ζ = 1625) and fluorine orbitals (ζ = 260); from the left: λ = 0, λ = 1
(sp), λ = 141 (sp 2 ), λ = 173 (sp 3 ), λ = 1000 All the hybrids are shown in square windows of 10 a.u.
The fluorine orbitals are more compact due to the larger charge of the nucleus A hybrid orbital which
corresponds to λ < 0 looks exactly like that with λ = −λ, except it is reflected with respect to the yz
plane The maximum dipole moment corresponds to the sp hybridization.
To calculate2s|x|2px we need to specify the atomic orbitals 2s and 2p As the
2s and 2p atomic orbitals, let us take Slater type orbitals:
2s= Nr exp(−ζr) 2px= Nx exp(−ζr) where the exponential factor ζ (the same for both orbitals) is calculated using
simple rules for building the Slater orbitals, see p 355
Using the integral
∞
0
xnexp(−αx) dx = n!α−(n+1)
we obtain the normalization constants N= ζ2 ζ
3π and N= ζ2 ζ
π The contri-bution of two electrons (“lone electron pair”) to the dipole moment is, therefore,
equal to
Trang 7μlone= 2μx= −N2|λ|(2s|xpx)= −2N2NN(2λ)
rx2exp(−2ζr) dv
= −2N2NN2λ
r3x2exp(−2ζr) sin θ dr dθ dφ
= −2N2NN2λ ∞
0
dr r5exp(−2ζr)
π
0
sin3θ dθ
2π
0
cos2φ dφ
= −2N2NN2λ 5!
(2ζ)6
4
3π= − 4λ
(1+ λ2)ζ
2
( ζ 3πζ
2
( ζ π
5!
(2ζ)6
4
3π
= − λ
1+ λ2
10
ζ√
3 THE DIPOLE MOMENT OF A LONE PAIR μlone= − λ
1 +λ 2
10
ζ √
3 The dipole moment at λ= 0, i.e for the pure 2s orbital, is equal to 0, for λ = ∞, i.e for the pure 2px orbital it is also equal 0 It is interesting to see for which hybridization the length of dipole moment has a maximum We easily find
∂|μlone|
∂λ = 10
ζ√ 3
(1+ λ2)− 2λ2
(1+ λ2) = 0 which gives λ= ±1, independently of ζ
Thus the maximum dipole moment is at the 1: 1 mixing of 2s and 2p, i.e for digonal hybridization (for any element), Fig T.1
From Table T.1 it is seen that the dipole moment of a lone pair strongly depends
on the chemical element,5and to a lesser extent on hybridization
Table T.1. The length of the dipole moments μlone(a.u.) corresponding to doubly occu-pied hybrid atomic orbitals The orbital exponents of 2s and 2p STO’s are identical and calculated using the rules given by Slater: ζC= 1625, ζN = 195, ζO = 2275, ζF = 260 Atom Digonal λ = 1 Trigonal λ =√2 Tetrahedral λ =√3
5 From the practical point of view, it is probably most important to compare nitrogen and oxygen lone pairs Thus, coordination of a cation by amines should correspond to a stronger interaction than that
by hydroxyl groups.
Trang 8U SECOND QUANTIZATION
When we work with a basis set composed of Slater determinants we are usually confronted with a large number of matrix elements involving one- and two-electron operators The Slater–Condon rules (Appendix M) are doing the job to express these matrix elements by the one-electron and two-electron integrals However, we may introduce an even easier tool called second quantization, which is equivalent
to the Slater–Condon rules
The vacuum state
In the second quantization formalism we introduce a reference state for the system under study, which is a Slater determinant (usually the Hartree–Fock wave func-tion) composed of N orthonormal spinorbitals, where N is the number of elec-trons This function will be denoted in short by 0or in a more detailed way by
N(n1 n2 n∞) The latter notation means that we have to do with a normal-ized N electron Slater determinant, and in parenthesis we give the occupancy list (ni= 0 1) for the infinite number of orthonormal spinorbitals considered in the basis set and listed one by one in the parenthesis This simply means that some spinorbitals are present in the determinant (they have ni= 1), while others are absent1 (ni= 0) Hence, ini= N The reference state is often called the vac-uum state The subscript 0 in 0 means that we are going to consider a
single-determinant approximation to the ground state Besides the reference state, some
normalized Slater determinants of the excited states will be considered, with other
occupancies, including those corresponding to the number of electrons which differs from N.
The creation and annihilation of electrons
Let us make quite a strange move, and consider operators that change the number
of electrons in the system To this end, let us define the creation operator2 ˆk† of the electron going to occupy spinorbital k and the annihilation operator ˆk of an electron leaving spinorbital k:
1 For example, the symbol 2(001000100000 ) means a normalized Slater determinant of dimen-sion 2, containing the spinorbitals 3 and 7 The symbol 2(001000 ) is a nonsense, because the num-ber of “ones” has to be equal to 2, etc.
2 The domain of the operators represents the space spanned by the Slater determinants built of spinor-bitals.
Richard Feynman, in one of his books, says jokingly that he could not understand the very sense of the operators If we annihilate or create an electron, then what about the system’s electroneutrality? Happily enough, these operators will always act in creator–annihilator pairs.
1023
Trang 9CREATION AND ANNIHILATION OPERATORS
ˆk†N( nk )= θk(1− nk)N+1( 1
k ) ˆkN( nk )= θknkN−1( 0
k ) where θk= (−1)$j<kn j
The symbol 1k means that the spinorbital k is present in the Slater determi-nant, while 0kmeans that this spinorbital is empty, i.e is not present in the Slater determinant The factors (1− nk) and nk ensure an important property of these operators, namely that
any attempt at creating an electron on an already occupied spinorbital gives zero, similarly any attempt at annihilating an empty spinorbital also gives
zero
It can be easily shown,3that (as the symbol suggests) ˆk†is simply the adjoint operator with respect to ˆk
The above operators have the following properties that make them equivalent
to the Slater–Condon rules:
ANTICOMMUTATION RULES
ˆk ˆl
+= 0
ˆk† ˆl†
+= 0
ˆk† ˆl
+= δkl where the symbol[ ˆA ˆB]+= ˆA ˆB+ ˆB ˆA is called the anticommutator.4It is simpler
anticommutator
than the Slater–Condon rules, isn’t it? Let us check the rule [ ˆk† ˆl]+= δkl We have to check how it works for all possible occupancies of the spinorbitals k and l, (nk nl): (0 0), (0 1), (1 0) and (1 1)
Case: (nk nl)= (0 0)
ˆk† ˆl
+N( 0k 0l )= ˆk†ˆl+ ˆlˆk†
N( 0k 0l )
= ˆk†ˆlN( 0k 0l )+ ˆlˆk†N( 0k 0l )
3Proof Let us take two Slater determinants a= N+1( 1
k ) and b= N ( 0k ), in both
of them the occupancies of all other spinorbitals are identical Let us write the normalization condition for bin the following way: 1 = b|θk ˆka = θkb| ˆka = θk ˆk # b|a, where as ˆk # has been denoted the operator adjoint to ˆ k, θkappeared in order to compensate for (θ2k= 1) the θk produced by the annihilator On the other hand, from the normalization condition of a we see that 1 = a|a =
θ k ˆk † b|a Hence, θk ˆk # b|a = θk ˆk † b|a or ˆk # = ˆk † , This is what we wanted to show.
4 The above formulae are valid under the (common) assumption that the spinorbitals are orthonor-mal If this assumption is not true, only the last anticommutator changes to the form [ ˆk † ˆl]+ = Skl , where S stands for the overlap integral of spinorbitals k and l.
Trang 10U SECOND QUANTIZATION 1025
= 0 + ˆlθkN+1( 1
k 0l )
= θkˆlN +1( 1
k 0l )
= θkδklθkN( 0k )
= δklN( 0k )
So far so good
Case: (nk nl)= (0 1)
ˆk† ˆl
+N( 0k 1l )= ˆk†ˆl+ ˆlˆk†
N( 0k 1l )
= ˆk†ˆlN( 0k 1l )+ ˆlˆk†N( 0k 1l )
= θkθlN( 1k 0l )− θkθlN( 1k 0l )
= δklN( 0k 1l )
This is what we expected.5
Case: (nk nl)= (1 0)
ˆk† ˆl
+N( 1k 0l )= ˆk†ˆl+ ˆlˆk†
N( 1k 0l )
= ˆk†ˆlN( 1k 0l )+ ˆlˆk†N( 1k 0l )
= (0 + 0)N( 1k 0l )
= δklN( 1k 0l )
This is OK
Case: (nk nl)= (1 1)
ˆk† ˆl
+N( 1k 1l )= ˆk†ˆl+ ˆlˆk†
N( 1k 1l )
= ˆk†ˆlN( 1k 1l )+ ˆlˆk†N( 1k 1l )
= ˆk†ˆlN( 1k 1l )+ 0
= θ2
kδklN( 1k 1l )
= δklN( 1k )
The formula has been proved
Operators in the second quantization
Creation and annihilation operators may be used to represent one- and
two-electron operators.6The resulting matrix elements with Slater determinants
cor-respond exactly to the Slater–Condon rules (see Appendix M, p 986).
5 What decided is the change of sign (due to θk) when the order of the operators has changed.
6 The original operator and its representation in the language of the second quantization are not
identical in practical applications The second ones can act only on the Slater determinants or their
combinations Since we are going to work with the creation and annihilation operators in only those
methods which use Slater determinants (CI, MC SCF, etc.), the difference is irrelevant.
... MOMENT OF A LONE ELECTRON PAIR 1021Fig T.1.The length of the dipole moment vector μlone(in a.u.) as a function of the... of ζ
Thus the maximum dipole moment is at the 1: mixing of 2s and 2p, i.e for digonal hybridization (for any element), Fig T.1
From Table T.1 it is seen that the dipole moment of. ..
2 The domain of the operators represents the space spanned by the Slater determinants built of spinor-bitals.
Richard Feynman, in one of his books, says jokingly