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Therefore, establishing a network disaster recovery plan and formulating and implementing the network’s backup strategy are the two most important jobs in network management.. Notes from

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Chapter 12

Network Disaster

Recovery

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Network servers contain vital resources for a company, in the form of information,

knowledge, and invested work product of the company’s employees If they were suddenly and permanently deprived of these resources, most companies would not be able to continue their business uninterrupted and would face losing millions of dollars, both in the form of lost data and the effects of that loss Therefore, establishing a network disaster recovery plan and formulating and implementing the network’s backup strategy are the two most important jobs in network management

In this chapter, you learn about the issues that you should address in a disaster recovery plan, and also about network backup strategies and systems Before getting into these topics, however, you should read about the City of Seattle’s disaster recovery experiences

Notes from the Field: The City of Seattle

The technical editor of the first through third editions of this book, Tony Ryan, had a personal experience with network disaster recovery Tony worked in the IT department for the City of Seattle On February 28, 2001, Seattle experienced an earthquake that caused the city’s disaster recovery plans to be tested What follows is Tony’s discussion about Seattle’s disaster recovery operations and how it handled the problems that occurred in the wake of the earthquake This is an excellent example of why you need

a disaster recovery plan that encompasses all possible events that could occur during a disaster

Notes on the Seattle 2001 Earthquake and Its Disaster Recovery

By Tony Ryan

Seattle has seen some very unusual and attention-grabbing events over the past few years Notable among them were the World Trade Organization (WTO)

conference of 1999 and the violent demonstrations that accompanied it, which were broadcast worldwide on television and the Internet Also, riots broke out during Mardi Gras celebrations in 2000 However, nothing compared to the

potential and realized damage wrought by the 6.8 magnitude earthquake that struck Wednesday, February 28, 2001

The EOC Situation

The City of Seattle has an Emergency Operations Center, or EOC, which is

activated during any event or crisis that has a potential impact on public safety,

or that might otherwise affect any number of services provided by the city to its citizens Sometimes that EOC can be activated ahead of time; for example, for

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the Y2K event and the anniversary of the WTO demonstrations Looking at the

preparation made for those events and comparing it to what happens during

unplanned events such as the earthquake helps to illustrate some important

principles about IT disaster recovery and disaster preparedness

Never Assume

During the preparation for Y2K, members of my staff were asked to augment

the staff normally assigned to support the EOC’s desktop and laptop PCs, and

printers The staff members who normally support the EOC are from a different IT

organization than ours, and as can be expected, their way of doing things differed

from ours for a number of valid reasons However, once my staff members had

a chance to look at the EOC’s environment, they were able to share some new

perspectives and methods that were welcomed and adopted by EOC support

staff, and all involved had a new idea of what would be expected to be the

“standard” way of configuring EOC PCs Examples ranged from hard-coding

certain models of PC network interface cards (NICs) to run better on the switches

in their wiring closet to developing and implementing a base image for all the

laptops to be deployed in the building The Y2K event, as a result, was lauded

as an example of ideal cooperation between IT groups and excellent preparation

overall It was a very calm Saturday morning!

Change Management?

Between events, however, there was a great deal of time and opportunity for

things to change The facility might have been used for other business purposes;

equipment such as laptops might have been loaned out, or customers could

have come in and used the equipment; and other IT groups besides ours might

have assisted the staff and performed alterations to the configurations that went

undocumented or were not communicated to all involved

The Results

Whatever it was that might have happened remains unknown What we did

discover following the earthquake was that when customers who normally use

the EOC in emergency situations went to use the equipment, in some cases the

machines did not work as expected Software could not be loaded on this PC; that

laptop would not connect to the network anymore; some PCs were not the same

or had been swapped for less-powerful processors Things had changed, and the

result was that some of the emergency work IT professionals such as web support

technicians, had to perform took more time than we had anticipated Ironically, the

Web played a crucial role in our overall communications “strategy.” The impact

of that equipment not immediately working was not yet evident; however, the

following events illustrate how they might have been

(Continued)

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A few minutes after the earthquake struck, several of the downtown buildings

in which Seattle employees worked were evacuated due to fear of structural damage No one was injured, and amazingly only two keyboards were broken throughout all the buildings in which we provide support But imagine a couple thousand very frightened and concerned people streaming onto the sidewalks and streets, flooding cellular telephone networks in frantic attempts to contact loved ones, and looking for any possible focus for communication—especially managers such as myself and other supervisory staff, all possessing varying levels of training

in disaster preparedness

Luckily, the mayor’s office had sent representatives to the gathering sites indicated for staff to walk to in such events, and informed everyone in the core buildings that were directly affected that they were to go home With that announcement, the CTO announced to all to “check the Web” for information, meaning the city’s internal web site But what if the EOC PC had been swapped out (let’s say) for a Pentium 133 with 64MB RAM and that PC could not run Microsoft’s FrontPage 2000? If that web site had to be updated with news and official information on a routine basis, the results could have been at best inconvenient and confusing

Contingency and Costs

Because we are a publicly funded entity, we are very careful about how we spend our customers’ money, as it is subject to great scrutiny (and rightfully so) Customers often do not have the funds to afford both modern PC equipment

to run the latest version of Windows and a spare PC to sit in the closet, “just in case.” After the earthquake, a couple of buildings were temporarily unavailable for occupancy until inspectors had a chance to examine the damage to see if the buildings were safe for employees One of those buildings actually houses a lot

of our IT staff, and as a result, not only were we trying to find “spare PCs” for our customers to use (while they looked for office space), but as IT support staff,

we found ourselves doing the same thing The direct impact was that we found

it difficult in a few cases to support our customers as quickly as our service-level agreements (SLAs) required, especially since we could not immediately reenter our building to gather our PCs or other necessary equipment

Lesson Learned: Keep Spares … At Least a Few

So it seems that you either pay up front or pay later It makes sense to keep

a percentage of PCs available for these rainy-day events; 10 to 15 percent of replaceable inventory should work Consider that businesses of any kind are obligated in such situations to perform a kind of “triage” as to which of their business functions are most critical and which can be postponed—until their entire stock of equipment can be reconnected or replaced—and 10 to 15 percent is justified

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Have a Plan for Communications and How You Will Communicate

Following the CTO’s announcement, some asked, “What about those who don’t

have web access at home?” As IT staff, we asked, “What if the web servers

themselves had all been destroyed?” (In fact, ceiling debris in the room in which

they were housed fell very close to them, but the servers were not damaged

and the service was never down.) Still others asked, “What about those who

missed the message and don’t know to check the Web? These questions, as well

as “What to do in the event of …?” could be addressed with a clear, ever-ready

communications plan Ironically, such plans had been developed down to the

last detail for other events, but in the case of a real “emergent” event, we as a

department had not identified a plan to follow A priority for our department now

is to reexamine that situation and develop a plan, using communications plans

developed for the Y2K event and the like as models

Another point: As previously mentioned, our staff is not responsible for

supporting the EOC on a routine basis We are more than happy to be directed

to assist in that support, and as evidenced, have done so on a few occasions

Almost immediately following the earthquake, I received a page indicating that

I was to dispatch technicians to the EOC to support the city officials who report

there during emergencies While our team was under no agreement with the EOC

to provide support even “on demand,” I immediately asked two of my senior

technicians, who had worked at the EOC in the past, to respond They reported

for duty there and supported the facility until the assigned staff arrived There

was never a doubt that we would pitch in whenever asked, but I made it a point

to ask our divisional director if developing some clearer expectations, or even an

SLA, between our staff and the EOC would be appropriate, and he agreed I did

find out that those in the EOC are granted power by legislation to use “all” city

resources in the event of an emergency, but a clear agreement could also permit

me to identify a rotating on-call staff person who could be proactive and call the

EOC in such instances

I must point out that none of these preparations can substitute for dedicated,

intelligent people The shining example is one of my technicians who supports

programmers responsible for the city’s payroll application He had the presence of

mind to come early to work the day after the quake, and he somehow persuaded

the construction crew and inspectors to permit him access to the building He

walked up 13 flights of stairs, picked up a PC and peripherals, carried it back down

the stairs and to another building, and configured it to work on the segment in

the new building This made it possible for the programmer to run the operations

necessary for the city’s payroll run that weekend, and employees received their

checks on time, as expected You cannot ask for more than that

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