The topics chosen reflect those from the first twelve chapters of the previous book: so we have Cauchy-Schwarz, Algebraic Number Theory, Formal Series, Lagrange Interpolation, to name bu
Trang 1Straight from the Book
Trang 3Titu Andreescu Gabriel Dospinescu
University of Texas at Dallas Ecole Normale Superieure, Lyon
Library of Congress Control Number: 2012951362
ISBN-13: 978-0-9799269-3-8 ISBN-IO: 0-9799269-3-9
© 2012 XYZ Press, LLC
All rights reserved This work may not be translated or copied in whole or in
part without the written permission of the publisher (XYZ Press, LLC, 3425
Neiman Rd., Plano, TX 75025, USA) and the authors except for brief excerpts
in connection with reviews or scholarly analysis Use in connection with any
form of information storage and retrieval, electronic adaptation, computer
software, or by similar or dissimilar methodology now known or hereafter
developed is forbidden The use in this publication of tradenames, trademarks,
service marks and similar terms, even if they are not identified as such, is not
to be taken as an expression of opinion as to whether or not they are subject
to proprietary rights
9 8 7 6 5 4 3 2 1
www.awesomemath.org
Cover design by Iury Ulzutuev
The only way to learn mathematics is to do mathematics ,
-Paul Halmos
Trang 4Foreword
This book is a follow-on from the authors' earlier book, 'Problems from the Book' However, it can certainly be read as a stand-alone book: it is not vital to have read the earlier book
The previous book was based around a collection of problems In contrast, this book is based around a collection of solutions These are solutions to some of the (often extremely challenging) problems from the earlier book The topics chosen reflect those from the first twelve chapters of the previous book: so we have Cauchy-Schwarz, Algebraic Number Theory, Formal Series, Lagrange Interpolation, to name but a few
The book is one of the most remarkable mathematical texts I have ever seen First of all, there is the richness of the problems, and the huge variety
of solutions The authors try to give several solutions to each problem, and moreover give insight about why each proof is the way it is, in what way the solutions differ from each other, and so on The amount of work that has been put in, to compile and interrelate these solutions, is simply staggering There
is enough here to keep any devotee of problems going for years and years Secondly, the book is far more than a collection of solutions The solu-tions are used as motivation for the introduction of some very clear expositions
of mathematics And this is modern, current, up-to-the-minute mathematics For example, a discussion of Extremal Graph Theory leads to the celebrated Szemen§di-Trotter theorem on crossing numbers, and to the amazing applica-tions of this by Szekely and then on to the very recent sum-product estimates
of Elekes, Bourgain, Katz, Tao and others This is absolutely state-of-the-art material It is presented very clearly: in fact, it is probably the best exposition
of this that I have seen in print
Trang 5viii
As another example, the Cauchy-Schwarz section leads on to the
devel-opements of sieve theory, like the Large Sieve of Linnik and the Tunin-Kubilius
inequality And again, everything is incredibly clearly presented The same
applies to the very large sections on Algebraic Number Theory, on p-adic
Analysis, and many others
It is quite remarkable that the authors even know so much current
math-ematics I do not think any of my colleagues would be so well-informed over
so wide an area It is also remarkable that, at least in the areas in which I
am competent to judge, their explanations of these topics are polished and
exceptionally well thought-out: they give just the right words to help someone
understand what is going on
Overall, this seems to me like an 'instant classic' There is so much
material, of such a high quality, wherever one turns Indeed, if one opens the
book at random (as I have done several times), one is pulled in immediately
by the lovely exposition Everyone who loves mathematics and mathematical
thinking should acquire this book
lack of space In addition, the statements of the proposed problems contained' typos and some elementary mistakes which needed further editing Finally, the problems were also considered to be quite difficult to tackle With these points in mind, we came up with a two-part plan: to correct the identified errors and to publish comprehensive solutions to the problems
The first task, editing the statements of the proposed problems, was ple and has already been completed in the second edition of Problems from the Book Although we focused on changing several problems, we also introduced
sim-many new ones The second task, providing full solutions, however, proved to
be more challenging than expected, so we asked for help We created a forum
on www.mathlinks.ro (a familiar site for problem-solving enthusiasts) where solutions to the proposed problems were gathered It was a great pleasure to witness the passion with which some of the best problem-solvers on mathlinks
attacked these tough-nuts This new book is the result of their common effort, and we thank them
Providing solutions to every problem within the limited space of one ume turned out to be an optimistic plan Only the solutions to problems from the first 12 chapters of the second edition of Problems from the Book are
vol-presented here Furthermore, many of the problems are difficult and require
a rather extensive mathematical background We decided, therefore, to plement the problems and solutions with a series of addenda, using various problems as starting points for excursions into "real mathematics" Although
Trang 6com-x
we never underestimated the role of problem solving, we strongly believe that
the reader will benefit more from embarking on a mathematical journey rather
than navigating a huge list of scattered problems This book tries to reconcile
problem-solving with "professional mathematics"
Let us now delve into the structure of the book which consists of 12
chap-ters and presents the problems and solutions proposed in the corresponding
chapters of Problems from the Book, second edition Many of these problems
are fairly difficult and different approaches are presented for a majority of
them At the end of each chapter, we acknowledge those who provided
so-lutions Some chapters are followed by one or two addenda, which present
topics of more advanced mathematics stemming from the elementary topics
discussed in the problems of that chapter
The first two chapters focus on elementary algebraic inequalities (a
no-table caveat is that some of the problems are quite challenging) and there is
not much to comment regarding these chapters except for the fact that
al-gebraic inequalities have proven fairly popular at mathematics competitions
To provide relief from this rather dry landscape (the reader will notice that
most of the problems in these two chapters start with "Let a, b, c be positive
real numbers"), we included an addendum presenting deep applications of the
Cauchy-Schwarz inequality in analytic number theory For instance, we
dis-cuss Gallagher's sieve, Linnik's large sieve and its version due to Montgomery
We apply these results to the distribution of prime numbers (for instance
Brun's famous theorem stating that the sum of the inverses of the twin primes
converges) The note-worthy Tunin-Kubilius inequality and its classical
appli-cations (the Hardy-Ramanujan theorem on the distribution of prime factors of
n, Erdos' multiplication table problem, Wirsing's generalization of the prime
number theorem) are also discussed The reader will be exposed to the power
of the Cauchy-Schwarz inequality in real mathematics and, hopefully, will
un-derstand that the gymnastics of three-variables algebraic inequalities is not
the Holy Grail
Chapter 3 discusses problems related to the unique factorization of
inte-gers and the p-adic valuation maps Among the topics discussed, we cover
the local-global principle (which is extremely helpful in proving divisibilities
or arithmetic identities), Legendre's formula giving the p-adic valuation of n!,
xi
a beneficial elementary result called lifting the exponent lemma, as well as
more advanced techniques from p-adic analysis One of the most beautiful sults presented in this chapter in the celebrated Skolem-Mahler-Lech theorem concerning the zeros of a linearly recursive sequence Readers will perhaps appreciate the applications of p-adic analysis, which is covered extensively in
re-a long re-addendum This re-addendum discusses, from re-a foundre-ationre-al level, the arithmetic of p-adic numbers, a subject that plays a central role in modern number theory Once the basic groundwork has been laid, we discuss the p-adic analogues of classical functions (exponential, logarithm, Gamma func-tion) and their applications to difficult congruences (for instance, Kazandzidis' famous supercongruence) This serves as a good opportunity to explore the arithmetic of Bernoulli numbers, Volkenborn's theory of p-adic integration, Mahler and Amice's classical theorems characterizing continuous and locally analytic functions on the ring of p-adic integers or Morita's construction of the p-adic Gamma function A second addendum to this chapter discusses various classical estimates on prime numbers, which are used throughout the book Chapter 4 discusses problems and elementary topics related to prime num-
bers of the form 4k + 1 and 4k + 3 The most intriguing problem discussed
is, without any doubt, Cohn's renowned theorem characterizing the perfect squares in the Lucas sequence Chapter 5 is dedicated again to the yoga of algebraic inequalities and is followed by an addendum discussing applications
of Holder's inequality
Chapter 6 focuses on extremal graph theory Most of the problems revolve around Turan's theorem, however the reader will also be exposed to topics such as chromatic numbers, bipartite graphs, etc This chapter is followed
by a relatively advanced addendum, discussing various topics related to the Szemeredi-Trotter theorem, which gives bounds for the number of incidences between a set of points and a set of curves We discuss the theorem's classical probabilistic proof, its generalization to multi-graphs due to Szekely and its application to the sum-product problem due to Elekes, as well as more recent developments due to Bourgain, Katz, and Tao These results are then applied
to natural and nontrivial geometric questions (for instance: what is the least number of distinct distances determined by n points in the plane? what is the maximal number of triangles of the same area?) Finally, another addendum
Trang 7Xll
completes this chapter and is dedicated to the powerful probabilistic method
After a short discussion on finite probability spaces, we provide many examples
of combinatorial applications
Chapter 7 involves combinatorial and number theoretic applications of
finite Fourier analysis The central principles of this chapter include the roots
of unity and the fact that congruences between integers can be expressed in
terms of sums of powers of roots of unity To provide the reader with a broader
view, we beefed-up this chapter with an addendum discussing Fourier analysis
on finite abelian groups and applying it to Gauss sums of Dirichlet characters,
additive problems, combinatorial or analytic number theory For instance,
the reader will find a discussion of the P6lya-Vinogradov inequality and
Vina-gradov's beautiful use of this inequality to deduce a rather strong bound on
the least quadratic non-residue mod p At the same time, we explore
Dirich-let's L-functions, culminating in a proof of DirichDirich-let's theorem on arithmetic
progressions This section is structured to first present the usual analytic proof
(since it is really a masterpiece from all points of view), up to some important
simplification due to Monsky At the same time, we also discuss how to turn
this into an elementary proof that avoids complex analysis and dramatically
uses Abel's summation formula
Chapter 8 focuses on diverse applications of generating functions This
is an absolutely crucial tool in combinatorics, be it additive or enumerative
In this section, the reader will have the opportunity to explore enumerative
problems (Catalan's problem, counting the number of solutions of linear
dio-phantine equations or the number of irreducible polynomials mod p, of fixed
degree) We also discuss exotic combinatorial identities or recursive sequences,
which can be solved elegantly using generating functions, but also rather
chal-lenging congruences that appear so often in number theory The chapter is
followed by an addendum presenting a very classical topic in enumerative
combinatorics, Lagrange's inversion formula Among the applications, let us
mention Abel's identity, other derived combinatorial identities, Cayley's
the-orem on labeled trees, and various related problems
Chapter 9 is rather extensive, due to the vast nature of the topic covered,
algebraic number theory While we are able only to scratch the surface,
nev-ertheless the reader will find a variety of intriguing techniques and ideas For
xiii
instance, we discuss arithmetic properties of cyclotomic polynomials ing Mann's beautiful theorem on linear equations in roots of unity), rationality problems, and various applications of the theorem of symmetric polynomials
(includ-In addition, we present techniques rooted in the theory of ideals in number fields, finite fields and p-adic methods We also give an overview of the el-ementary algebraic number theory in the addendum following this chapter After a brief review on ideals, field extensions, and algebraic numbers, we proceed with a discussion of the primitive element theorem and embeddings
of number fields into C We also briefly survey Galois theory, and the damental theorem on the prime factorization of ideals in number fields, due
fun-to Kummer and Dedekind Once the foundation has been set, we discuss the prime factorization in quadratic and cyclotomic fields and apply these tech-niques to basic problems that explore the aforementioned theories Finally, we discuss various applications of Bauer's theorem and of Chebotarev's theorem The next addendum is concerned with the fascinating topic of counting the
number of solutions modulo p of systems of polynomial equations We use
this as an opportunity to state and prove the basic structural results on finite fields and introduce the Gauss and Jacobi sums We go ahead and count the number of points over a finite field of a diagonal hypersurface and to compute its zeta function This is a beautiful theorem of Weil, the very tip of a massive iceberg
Chapter 10 focuses on the arithmetic of polynomials with integer cients An essential aspect of the discussion concentrates on Mahler expan-sions, the theory of finite differences, and their applications The techniques used in this chapter are rather diverse Although the problems can be consid-ered basic, they are challenging and require advanced problem-solving skills Chapter 11 provides respite from the difficult tasks mentioned above It
coeffi-discusses Lagrange's interpolation formula, allowing a unified presentation of various estimates on polynomials
The longest and certainly most challenging chapter is the last one It
explores several algebraic techniques in combinatorics The methods are dard but powerful The last part of the chapter deals with applications to geometry, presenting some of Dehn's wonderful ideas The last problem pre-sented in the book is the famous Freiling, Laczkovich, Rinne, Szekeres theorem,
Trang 8stan-xiv
a stunningly beautiful application of algebraic combinatorics
We would like to thank, again, the members of the mathlinks site for
their invaluable contribution in providing solutions to many of the problems
in this book Special thanks are due to Richard Stong, who did a remarkable
job by pointing out many inaccuracies and suggesting numerous alternative
solutions We would also like to thank Joshua Nichols-Barrer, Kathy Cordeiro
and Radu Sorici, who gave the manuscript a readable form and corrected
several infelicities Many of the problems and results in this book were used by
the authors in courses at the AwesomeMath Summer Program, and students'
reactions guided us in the process of simplifying or adding more details to the
discussed problems We wish to thank them all, for their courage in taking
and sticking with these courses, as well as for their valuable suggestions
Titu Andreescu
titu.andreescu@utdallas.edu
Gabriel Dospinescu gdospi2002@yahoo.com
Contents
1 Some Useful Substitutions 1.1 The relation a 2 + b 2 + e2 = abc + 4 1.2 The relations abc = a + b + e + 2 and ab + be + ea + 2abe = 1 1.3 The relation a 2 + b 2 + e2 + 2abe = 1
3.4 Problems with combinatorial and valuation-theoretic aspects 104
Trang 9xvi
5 T 2 's Lemma
5.1 Notes
Addendum 5.A Holder's Inequality in Action
6 Some Classical Problems in Extremal Graph Theory
6.1 Notes
Addendum 6.A Some Pearls of Extremal Graph Theory
Addendum 6.B Probabilities in Combinatorics
Addendum 7.A Finite Fourier Analysis
8 Formal Series Revisited
Addendum 8.A Lagrange's Inversion Theorem
9 A Little Introduction to Algebraic Number Theory
9.1 Tools from linear algebra
9.2 Cyclotomy
9.3 The gcd trick
9.4 The theorem of symmetric polynomials
9.5 Ideal theory and local methods
9.6 Miscellaneous problems
9.7 Notes
Addendum 9.A Equations over Finite Fields
Addendum 9.B A Glimpse of Algebraic Number Theory
Contents
205
226 227
10 Arithmetic Properties of Polynomials
10.1 The a - blf(a) - f(b) trick 10.2 Derivatives and p-adic Taylor expansions 10.3 Hilbert polynomials and Mahler expansions 10.4 p-adic estimates
10.5 Miscellaneous problems 10.6 Notes
11 Lagrange Interpolation Formula
11.1 Notes
12 Higher Algebra in Combinatorics
12.1 The determinant trick 12.2 Matrices over lF2 12.3 Applications of bilinear algebra 12.4 Matrix equations 12.5 The linear independence trick 12.6 Applications to geometry 12.7 Notes
Trang 10Chapter 1
Some Useful Substitutions
Let us first recall the classical substitutions that will be used in the lowing problems All of these are discussed in detail in [3], chapter 1 and the reader is invited to take a closer look there
fol-Consider three positive real numbers a, b, c If abc = 1, a classical tution is
1 1 1
a=x+-, b=y+-, c=z+-
Trang 112 Chapter 1 Some Useful Substitutions
In the second case one can find an acute-angled triangle ABC such that
a = cos(A), b = cos(B), e = cos(C)
Of course, in practice one often needs to use a mixture of these substitutions
and to be rather familiar with classical identities and inequalities But
expe-rience comes with practice, so let us delve into some exercises and problems
to see how things really work
1.1 The relation a2 + b2 + c2 = abc + 4
We start with an easy exercise, based on the resolution of a quadratic
equation
1 Prove that if a, b, e 2 0 satisfy la2 + b2 + c2 - 41 = abc, then
(a - 2)(b - 2) + (b - 2)(c - 2) + (c - 2)(a - 2) 2 o
Titu Andreescu, Gazeta Matematidi
Proof If max(a, b, c) < 2, then everything is clear, so assume that
Proof The most natural idea is to consider the hypothesis as a quadratic
equation in a, for instance It becomes a2 ± abc + b2 + c2 - 4 = 0, and solving
the equation yields
=Fbe ± J(b2 - 4)(c2 - 4)
1.1 The relation a2 + b2 + e2 = abc + 4
Thus (b2 - 4)(e2 - 4) = (be ± 2a)2, which can also be written as
(b - 2)(e - 2) = (be ± 2a)2 > o
(b+2)(c+2)
-3
Writing similar expressions for the other two variables, we are done 0 The following exercise is trickier and one needs some algebraic skills in order to solve it We present two solutions, neither of which is really easy
2 Find all triples x, y, z of positive real numbers such that
Since abc = 1, we have
so the second equation can be written
The left-hand side is also equal to
1
z=c+
-c
Trang 124 Chapter 1 Some Useful Substitutions
because
~ ~ _ a 2 + b 2 _ (2 b2)
b + a - ab - e a +
We deduce that CL a-I) (2::: ab - 1) = 4 Since 2::: a 2': 3 and 2::: ab 2': 3 (by
the AM-GM inequality and the fact that abc = 1), this can only happen if
a = b = e = 1 and thus when x = y = Z = 2 0
Proof If x + y = 2, the second equation yields xy = 4, so that (x - y)2 = -12
which is a contradiction Thus x + y =f 2 and similarly y + z =f 2, z + x =f 2
The second equation yields
Unless x = y = 2, this implies the inequality 2 > x + y If two of the numbers
x, y, z are equal to 2, then trivially so is the third one If not, the previous
argument shows that 2 > x + y, 2> y + z and 2 > x + z But then the second
equation yields
x+y+z> L X ( Y ; z ) =xy+yz+zx=2(x+y+z),
eye
a contradiction Thus, the only solution is x = Y = z = 2 o
The following problem hides under a clever algebraic manipulation a very
simple AM-GM argument The inequality is quite strong, as the reader can
easily see by trying a brute-force approach
3 Prove that if a, b, e 2': 2 satisfy a2 + b2 + e2 = abc + 4, then
a + b + e + ab + ae + be 2': 2J(a + b + e + 3)(a2 + b2 + e2 - 3)
Marian Tetiva
Proof The hypothesis yields the existence of positive real numbers x, y, Z such that
Trang 136 Chapter 1 Some Useful Substitutions
Proof The system has solutions if and only if
A simple case analysis shows that the only solutions are k = l = 1000, m = 2
and its permutations The result follows 0
5 Solve in positive integers the equation
(x+2)(y+2)(z+2) = (x+y+z+2)2
Titu Andreescu
Proof A simple algebraic manipulation shows that the equation is equivalent
to x2+y2+z2 = xyz+4 and, seeing this as a quadratic equation in z, we obtain
the equivalent form (x2-4)(y2-4) = (xy_2z)2 If x2 < 4, then y2 < 4 as well
and so x = y = 1, yielding z = 2 If x = 2, then y = z In all other cases, we
can find a positive square-free integer D (which is easily seen to be different
from 1) and positive integers u, v such that x2 - 4 = Du 2 and y2 - 4 = Dv 2
Thus, solving the problem comes down to solving the generalized Pell equation
a 2 - Db 2 = 4, which is a classical topic: this equation always has nontrivial
integer solutions and if (ao, bo) is the smallest solution with ao, bo > 0, then
all solutions are given by
~ ~ Jv [(no + ;vn) n _ ( aD - ;vn) nJ o
Part of the following problem can be dealt in a classical way, but we do not know how to solve it entirely without using the trick of substitutions
6 The sequence (an )n2:0 is defined by ao = al = 97 and
an+l = anan-l + J(a~ - l)(a~_l - 1)
for all n 2: 1 Prove that 2 + y2 + 2a n is a perfect square for all n
Proof Writing
(an+! - anan_d 2 = (a; - l)(a;_l - 1)
and simplifying this expression yields
an-l + an + an+l - anan-lan+l = ,
thus
Titu Andreescu
(2an_l)2 + (2an )2 + (2an+d 2 - (2an-l)(2an )(2an+d = 4
Since we clearly have an > 2 for all n, this implies the existence of a sequence
x n > 1 such that 2an = Xn + x;:;-l and such that Xn+l = XnXn-l Thus logxn
satisfies a Fibonacci-type recursive relation and so we can immediately find out the general term of the sequence (an)n Namely, a small computation shows that if we define a = 2 + yI3, then Xn = a 4Fn , where Fn is the nth Fibonacci number Thus
Trang 14S Chapter 1 Some Useful Substitutions
Remark 1.1 Here is an alternative proof of the fact that all terms of the
sequence are integers, without the use of substitutions The method that we
will use for this problem appears in many other problems As we saw in the
previous solution, the sequence satisfies the recursive relation
Writing the same relation for n + 1 instead of n and subtracting the two yields
the identity
a~+2 - a~-I = 2anan+l(an+2 - an-I)
Note that (an)n is an increasing sequence (this follows trivially by induction
from the recursive relation), so that we can divide by an+2 - an-I i- 0 in the
previous relation and get an+2 = 2anan+l - an-I The last relation clearly
implies that all terms of the sequence are integers (since one can immediately
check that this is the case with the first three terms of the sequence) Note
however that it does not seem to follow easily that 2 + V2 + 2a n is a perfect
square using this method
Remark 1.2 There are a lot of examples of very complicated recurrence
relations that rather unexpectedly yield integers For instance, the reader
can try to prove the following result concerning Somos-5 sequences: let
al = a2 = = a5 = 1 and let
for n 2: O Then an is an integer for all n Similarly one defines Somos-6,
Somos- 7, etc sequences by the formulas
ao = al = = a5 = 1,
ao = al = = a6 = 1,
etc One can prove (though this is not easy) that all terms of Somos-6 and
Somos- 7 sequences are integers Surprisingly, this fails for Somos-S sequences
(in which case al7 is no longer an integer!)
1.2 The relations abc = a + b + e + 2 and'ab + be + ea + 2abe = 1
9
The first inequality in the following problem is very useful in practice and
we will meet it very often in the following problems
7 Prove that if x, y, z > 0 and xyz = x + y + z + 2, then
a(a - b)(a - c) + b(b - a)(b - c) + e(e - a)(e - b) 2: 0, while the second one follows by adding up the inequalities
Trang 1510 Chapter 1 Some Useful Substitutions
Proof We will argue by contradiction, assuming that xyz > x + y + z + 2 We
claim that we can find 0 < r < 1 such that X = rx, Y = ry, Z = r z satisfy
XY Z = X + Y + Z + 2 Indeed, this comes down to the vanishing of
f (r) = r3 xy z - r (x + y + z) - 2 between 0 and 1, and this is clear, since f(O) < 0 and f(1) > O Next, the
condition xy + yz + zx = 2(x + y + z) yields
XY + YZ + ZX = 2r(X + Y + Z) < 2(X + Y + Z)
This contradicts the first inequality of problem 7 o
Proof The condition can also be rewritten in the form
(x - 1)(y - 1) + (y - 1)(z - 1) + (z - 1)(x - 1) = 3
or in the form
xyz - x - y - z - 1 = (x - 1)(y - 1)(z - 1)
We will discuss several cases If x, y, z ::::: 1, then by the A~\1-GM inequality
and the first identity, we get
which yields, thanks to the second identity, the desired estimate
If x, y, z ::; 1 or if only one of the numbers x, y, z is smaller than or equal
to 1, then (x - 1)(y - 1)(z - 1) ::; 0 and so xyz ::; x + y + z + 1 in this case
Finally, if two of the numbers are smaller than 1, say x, y ::; 1, the desired
inequality can be written in the form 0 ::; x + y + z(1 - xy) + 2, which is
Proof For three positive real numbers x, y, z consider fixing the first two
el-ementary symmetric polynomials 171 = x + y + z and 172 = xy + yz + zx and
letting 173 = xyz vary This amounts to varying only the constant term in the
polynomial
1.2 The relations abc = a + b + e + 2 and,ab + be + ea + 2abe = 1 11
and defining X,y,z to be the three roots of this polynomial (in some order)
Increasing 173, i.e lowering the constant term, corresponds geometrically to lowering the graph As we lower the graph, the smallest root increases, thus
we maintain three positive real roots until the smallest root becomes a double root If the double root is at t = a and the larger root at t = b, then we have
for 1 < a::; 2 But this rearranges to (a-2)2(a 2 -1) ::::: 0 and we are done 0
The technique used in the first solution of the next problem is rather satile and the reader is invited to read the addendum 5.A for more examples
ver-9 Let x, y, z > 0 be such that xy + yz + zx + xyz = 4 Prove that
Proof Using the usual substitution
Trang 1612 Chapter 1 Some Useful Substitutions
This is a quite strong inequality and it is easy to convince oneself that
most applications of classical techniques fail However, the following smart
application of Holder's inequality does the job:
so it is enough to prove that
This reduces after expanding to 2: a(b - e)2 2': 0, which is clear 0
Proof First, we get rid of those nasty square roots, via the substitution
and replacing these values in the inequality yields the equivalent form
3(a + b + e)2 2': 16(a + be)(b + ea)(e + ab)
The hypothesis becomes a2 + b2 + e2 + 2abe = 1, so that there exists an
acute-angled triangle ABC such that a = cosA, b = cosB, e = cosC Next,
observe that
e + ab = cosC + cos A cosB = - cos(A + B) + cos A cosB = sin A sinB
Using this (and similar identities obtained by permuting the variables), the
desired inequality becomes
v'3 L cos A 2': 4 II sin A
Using the well-known identities
s = 4R II cos ~ , r = 4R II sin ~ , L cos A = 1 + ~,
1.2 The relations abc = a + b + e + 2 and'ab + be + ea + 2abe = 1
the inequality becomes
v'3r+R> 2rs
13
or (R+r)Rv'3 2': 2rs This splits trivially into R+r 2': 3r (Euler's inequality)
and s ::; 3r R, the last one being well-known and easy 0 Here is yet another easy application of problem 7
10 Let u, v, w > 0 be positive real numbers such that
Then u = be, v = ea and w = ab, so that the inequality becomes a + b + e 2':
ab + be + ea and the hypothesis is ab + be + ea + abc = 4 Another substitution
a =~, x b -- ~ e = ~
yields xyz = x+y+z+2 We need to prove that xy+yz+zx 2': 2(x+y+z),
which is the first component of problem 7 0 The following problem has some common points with problem 7 and one can actually deduce it from that result But the proof is not formal
11 Prove that if a, b, e > 0 and x = a + -b 1 , y = b + ~, z = e + ~, then
Vasile Cartoaje
Trang 1714 Chapter 1 Some Useful Substitutions
Proof The method is the same as the one used in problem 8 The starting
point is the observation that xyz 2: 2 + x + y + z Indeed,
xyz = abc + - + a + b + e + - + -b + - 2: 2 + x + y + z
Let us assume for sake of contradiction that xy + yz + zx < 2(x + y + z) and
let us choose r E (0,1] such that X = rx, Y = ry, Z = rz satisfy XY Z =
2 + X + Y + Z This equality is equivalent to r3 xy z = 2 + r (x + y + z) and such
r exists by continuity of the function f(r) = r 3 xyz-2-r(x+y+z) and by the
fact that f(I) 2: 0 and f(O) < O The hypothesis xy + yz + zx < 2(x + y + z)
can also be written as
XY + YZ + ZX < 2r(X + Y + Z) ~ 2(X + Y + Z)
This contradicts the first inequality in problem 7 o
Proof As in the previous proof, we obtain that xyz 2: x + y + z + 2 Since we
obviously have min(xy, yz, zx) > 1, this implies that z 2: 2;:yX_+l and similar
inequalities obtained by permuting the variables Next, we have
x + y + z = a + - + b + - + e + - > 6
-In particular, there are two numbers, say x, y, such that x + y 2: 4 The
inequality to be proved is equivalent to z 2: 2(~~~~2XY, so we are done if we
can prove that
2 + x + Y 2(x + y) - xy
But this is equivalent, after an easy computation (in which it is convenient
to denote S = x + y and P = XV), to (xy - y - x)2 2: (x - 2)(y - 2) If
(x - 2)(y - 2) ~ 0, this is clear; otherwise x, y 2: 2 as x + y 2: 4 Let
u = x - 2,v = y - 2, then the inequality becomes (uv + u + v? 2: uv, with
The form of the following inequality strongly suggests the use of the
Cauchy-Schwarz inequality It turns out that this approach works, but in
a rather indirect and mysterious way, which makes the problem rather hard
1.2 The relations abc = a + b + e + 2 and tlb + be + ea + 2abe = 1 15
12 Prove that for all a, b, e > 0,
xy z = x + y + z + 2 we have
-' , -" + + > -
x 2 + 1 y2 + 1 z2 + 1 - 5 Applying the Cauchy-Schwarz inequality (or what is also called Titu's lemma),
we obtain the bound
(x 1)2 (Y-I? (z 1)2 (x+y+z 3)2
x 2 + 1 + y2 + 1 + z2 + 1 2: x 2 + y2 + z2 + 3
It remains to prove that the last quantity is at least ~ Let S = x + y + z and
P = xy + yz + zx, so that the inequality becomes
Notice that as % + ~ 2: 2 and cyclic permutations of this, we have S 2: 6 Also,
by problem 7 we have P 2: 2S Therefore,
(S - 3)2 > (S 3)2 = S - 3 = 1 _ _ 2_ > ~
Remark 1.3 There are other solutions for this problem: some of them are shorter, but not easy to find Here is a particularly elegant one, based on
Trang 1816 Chapter 1 Some Useful Substitutions
the linearization technique: the inequality is homogeneous, so we may assume
that a + b + e = 1 We need to prove that
The point is to bound from below ( I-a +a (1-~t)2 2 by an affine function of a, suitably
chosen The best choice is the following
Of course, the question is how one came up with something like this Well, it
is actually very easy: we need constants A, B such that
for all a E [0, 1], with equality for a = ~ Impos~ng also th~ vanisfi~g of the
derivative of the difference between the left and nght- hand SIde at 3" YIelds the
desired constants A, B Once we have the previous estimates, it is very easy
to conclude by adding them and taking into account that a + b + e = 1
13 Find all real numbers k with the following property: for all positive
numbers a, b, e the following inequality holds
Vietnam TST 2009
Proof Take first of all a = b = 1 and arbitrary e to get that
1.2 The relations abc = a + b + e + 2 and ab + be + ea + 2abe = 1 17
Letting e -+ 0, we deduce that any k as in the statement must satisfy
-to reduce the problem -to
b y=e+a'
-is equivalent to L, a(b - e)2 2: o
In condusion, the solutions of the problem are the real numbers k such
Trang 1918 Chapter 1 Some Useful Substitutions
We end this section with a very challenging problem, which answers the
following natural question: what would be the analogue of the classical
sub-stitution x = b!e, y = eta, Z = a~b when we have five variables? We warn the
reader that the first solution is really not natural
14 Let aI, a2, , a5 be positive real numbers such that
What is the least possible value of a\ + :2 + + a5
Gabriel Dospinescu, Mathematical Reflections
Proof Consider the linear system
We can try to solve this system by expressing, for example, all variables in
terms of Xl, X5 Namely, we can use the fifth, first and second equation to
express X2, X3, X4 in terms of Xl, X5 Replacing the obtained values in the
other two equations and eliminating Xl, x5 between them, we obtain that the
system has a nontrivial solution if and only if
II ai = 2 + L ai + ala4 + a4 a 2 + a2 a 5 + a5 a 3 + a3 a l·
All the previous (painful!) computations are left to the reader, since they
are far from having anything conceptual Note that the same result can be
obtained by computing the determinant of the associated matrix Now, the
previous relation is almost the one given in the statement, up to a permutation
of the variables So, since the conclusion is symmetric in the five variables, we
will assume from now on that the previous relation is satisfied instead of the
one given in the statement
1.2 The relations abc = a + b + e + 2 and ab + be + ea + 2abe = 1 19
The crucial claim is that under the previous hypothesis, the system has solutions whose unknowns Xi are positive Probably the easiest way to prove this is to exhibit such a solution Well, simply take Xl = 1,
1 + al + a2 + a3 + ala3 X5 = -= -= -=-:::
1 + a5 + a3a5 + a2 a 5
and the define
1 + X5 X4 + X5 X3 + X4 X4 = - - - , X3 = X2 = = ~
The question is, of course, how on earth did we choose the value of X5? Well, simply by solving the system, as indicated in the beginning of the solution Note that we clearly have Xi > 0 and an easy computation shows that these are solutions of the system (we only have to check two equations, since three are satisfied by construction)
The conclusion is that if the ai's satisfy the condition
Trang 2020 Chapter 1 Some Useful Substitutions
this reduces to (~Xi)2 ::; 5 ~ x;, which is Cauchy-Schwarz
Putting everything together, we obtain that the minimal value of
is 5/2, attained when all ai's are equal to 2 Who wants to play now the same
Proof Here is another proof, also far from being evident " We will use the
following nontrivial
Lemma 1.4 For all nonnegative real numbers Xl, X2, ,X5 we have
(Xl + X2 + + X5)3 :2: 25(XIX2X3 + X2X3X4 + + X5XIX2)
Proof This is not easy at all, but here is a very elegant (but unnatural) proof:
consider the identity
XIX2X3 + X2X3X4 + X3X4X5 + X4X5XI + X5 X I X 2
= X5(XI + X3)(X2 + X4) + X2X3(XI + X4 X5)
We may assume that X5 = min Xi (since the inequality is cyclic), so that
Xl + X4 - X5 :2: O Denoting Xl + X2 + X3 + X4 = 4t and using the AM-GM
inequality, we deduce that
Thus, it remains to prove that
4t X5 + 3 ::; 25
By homogeneity, we may assume that X5 = 1 and then expanding everything
the inequality becomes, with the substitution 4t 1 = 3x, (x-1)2(8x+7):2: 0,
1.3 The relation a 2 + b 2 + c2 + 2abc = 1
Using this lemma for the inverses of the ai's and denoting
On the other hand, by Mac-Laurin's and AM-GM inequalities we also have
Taking into account these inequalities and the hypothesis, we deduce that
which immediately implies that S :2: ~ o
1.3 The relation a2 + b2 + c2 + 2abc = 1
The following problem is a rather tricky application of the AM-GM equality
in-15 Prove that in all acute-angled triangles the following inequality holds
( COS A) 2 (cos B) 2 (cos C) 2
cosB + cosC + cosA + 8cosAcosBcosC:2: 4
Titu Andreescu, MOSP 2000
Proof Since
cos2 A + cos2 B + cos2 C + 2 cos A cos B cos C = 1 ,
Trang 2122 Chapter 1 Some Useful Substitutions
the inequality can be written
(- -COSA)2 + (COSB)2 - C + (cosC)2 - A 2: 4(cos2 A+cos 2 B+cos 2 C)
Let
x = cos2 A, y = cos2 B, z = cos2 C,
so we need to prove that
The following problem is a preparation for a hard problem to come, but
has also an independent interest
16 Prove that in every acute-angled triangle ABC,
(cos A + cosB)2 + (cosB + cosC)2 + (cosC + cosA)2 :S 3
Proof Letting
cos A = 0,
YYz cosB = Y-;; 0, cosC = Y-;;Y 0
for some positive real x, y, z, we obtain the relation xyz = x + y + z + 2 from the classical identity L cos2 A + 2 n cos A = 1 Thus we can find positive real numbers a, b, c such that
which (after clearing denominators) is equivalent to
L (x 2 (y + z) + yzJ(x + z)(x + y)) :S ~(x + y)(y + z)(z + x)
and then to
1
L Jyz(x + y) yz(x + z) :S 3xyz + 2 LYz(y + z)
Trang 2224 Chapter 1 Some Useful Substitutions
However, this follows immediately from the AM-GM inequality:
1
Jyz(x + y) yz(x + z) :S xyz + "2Yz(y + z)
Even though the following problem seems classical, it is actually rather
hard Fortunately, we did the difficult job in the previous problem We
also present an independent and very elegant approach due to Oaz Nair and
Richard Stong
17 Prove that if a, b, c 2 0 satisfy a2 + b2 + c2 + abc = 4, then
o :S ab + bc + ca - abc :S 2
Titu Andreescu, USAMO 2001
Proof The inequality on the left is easy: the hypothesis and the AM-GM
inequality imply that abc :S 1, so that min(a, b, c) :S 1 We may assume that
c = min(a, b, c), so that
The hard point is proving that ab + bc + ca - abc :S 2 Taking into account
the hypothesis, this can also be written as
( a ; b) 2 + (b; c) 2 + ( a ; c) 2 :S 3
If we denote a = 2x,b = 2y,c = 2z then x 2 + y2 + z2 + 2xyz = 1 and so
there exists a triangle ABC such that x = cos(A), y = cos(B), z = cos(C)
Thus, the problem reduces to the previous one (since a, b, c are nonnegative,
Proof Here is a very elegant proof for the hard part of the inequality Among
the three numbers a-I, b - 1, c - 1, two have the same sign, say b - 1 and c - 1
Thus (1 b)(1 - c) 2 0, implying that b + c :S bc + 1 and ab + ac - abc :S a
Thus, it is enough to prove that a + bc :S 2 But the given condition and the fact that a is nonnegative imply that
cos2 A = yz, cos2 B = zx, cos2 C = xy
Then xy + yz + zx + 2xyz = 1 and so there exist positive numbers X, Y, Z
Trang 2326 Chapter 1 Some Useful Substitutions
On the other hand, we have
and it is a consequence of the following famous inequality
Lemma 1.5 For all positive numbers a, b, e we have
(ab + be + ea) (b + e)2 + (e + a)2 + (a + b)2 2': 4'
Proof We may assume that a 2': b 2': e First, we show that
-=-+ (a+b)2 (a+e)2 + (b+e)2 - 4ab >-+ (a+e)(b+e)
This can be rewritten
( 1 1)2 (a b)2
a + e - b + e 2': 4ab( a + b)2 ,
or equivalently 4ab(a+b)2 2': (a+e)2(b+e)2 This is clear, as (a+b)2 2': (a+e)2
and 4ab 2': (b + e)2
Thus, it remains to prove that
2(ab + be + ea) 2e2
We would like to thank the following people for their solutions: Vo Quoc
Ba Can (problems 13, 18), Xiangyi Huang (problems 4, 5), Logeswaran janugen (problem 1, 9), Oaz Nair (problem 17), Dusan Sobot (problems 2, 9, 16), Richard Stong (problems 8, 17), Gjergji Zaimi (problems 2, 3, 6, 7, 8, 11,
La-12, 15, 16, 17)
Trang 24Chapter 2
Always Cauchy-Schwarz
As the title suggests, all problems in this chapter can be solved using the Cauchy-Schwarz inequality, even though sometimes this will require quite a lot of work Let us recall the statement of the Cauchy-Schwarz inequality: if
aI, a2,···, an and bl , b2, , bn are real numbers, then
This follows easily from the fact that L~=l (aix + bi )2 :2: 0 for all real numbers
x Indeed, the left-hand side is a quadratic function of x with nonnegative
values, so its discriminant is negative or O But this is precisely the content of the Cauchy-Schwarz inequality Another proof is based on Lagrange's identity
L (aibj - aj bi )2
I :Si<j:Sn
This useful identity will be used several times in this chapter
As the best way to get familiar with this inequality is via a lot of examples
of all levels of difficulty, we will not insist on any theoretical aspects and go directly to battle We start with two easy examples, destined to give the reader some confidence He will surely need it for the more difficult problems
to come
Trang 2530 Chapter 2 Always Cauchy-Schwarz
1 Let a, b, c be nonnegative real numbers Prove that
for all nonnegative real numbers x
Titu Andreescu, Gazeta Matematica
Proof This is just a matter of re-arranging terms and applying
2 Let p be a polynomial with positive real coefficients Prove that if
p (t) 2 p(~) is true for x = 1, then it is true for all x > O
Titu Andreescu, Revista Matematica Timi§oara
Proof Write p(X) = ao + alX + + anxn and observe that
p(x)p ;: =(aO+aIX+···+anx) ao +-;:-+···+ xn
2 (ao + al + + an)2
= p(I)2
The following exercise is already a bit trickier, due to the lack of symmetry
3 Prove that for all real numbers a, b, c 2 1 the following inequality holds:
31
Proof The inequality being symmetric in b, c, but not in a, it is natural to
deal first with v1J=1 + JC=l This is easy to bound using Cauchy-Schwarz:
So, it is enough to prove that VbC + va=I :::; J a( bc + 1) But this is once
Another easy, but a bit exotic application of the Cauchy-Schwarz ity is the following Chinese olympiad problem
inequal-4 Let n be a positive integer Find the number of ordered n-tuples of integers (a I, a2, , an) such that
But then (again by Cauchy-Schwarz) we have ai + a§ + + a; 2 n 3 forcing
ai + a§ + + a; E {n3, n 3 + I} If ai + a~ + + a; = n 3, then we must have equality in Cauchy-Schwarz, implying that all ai's are equal to n Assume
now that ai + a§ + + a; = n 3 + 1 and let bi = ai - n Then
bI + b§ + + b~ = n 3 + 1 - 2n n 2 + n 3 = 1, forcing all but Olle bi vanish This is however impossible, as bl +b2+ -+bn = O Therefore, this second case will not occur and the only solution is
D
We continue the series of easy exercises:
Trang 2632 Chapter 2 Always Cauchy-Schwarz
5 Let Xl, X2, , XlO be real numbers between 0 and ~ such that
1
2': "3(sinx2 + sinx3 + '" + sinxlO) and similarly for the other variables The result follows by adding up these
The following exercise combines an easy application of the
Cauchy-Schwarz inequality with some classical formulae from geometry Recall that r
is the inradius and that s is the semi-perimeter of a triangle
6 The triangle ABC satisfies
Show that ABC is similar to a triangle whose sides are integers, and
find the smallest set of such integers
Titu Andreescu, USAMO 2002
Proof Let the incircle be tangent to the sides of the triangle at points which
split the sides into segments of length X and y, X and z, and y and z Thus,
the sides of the triangle have lengths X + y, X + z, y + z
Thus, we are in the equality case of the Cauchy-Schwarz inequality, which is
precisely the case when there is a k > 0 such that X = 4k, z = 36k, y = 9k
Then the sides of the triangle are 13k, 40k, 45k Thus the triangle is similar
to the triangle with sidelengths 13,40,45, and the problem is solved D
The statement of the following problem looks rather classical There are however some technical problems which make the problem more difficult than expected
7 Let n 2': 2 be an even integer We consider all polynomials of the form
xn + an_Ix n - 1 + + alX + 1, with real coefficients and having at least one real zero Determine the least possible value of ai + a~ + + a~_l'
Czech-Polish-Slovak Competition 2002
Trang 2734 Chapter 2 Always Cauchy-Schwarz
Proof Suppose that the corresponding polynomial has a real zero x Using
and so we need to find first the minimal value of f Now, looking at the
zeros of the derivative of f suggests that the minimal value might be taken at
x = 1, so that it equals n~l' This is not easy to prove using derivatives, as
the computations are a bit nasty Instead, we will prove in an elementary way
On the other hand, multiplying the last inequality by xn and adding the result
to the previous inequality gives the inequality
n ~ 2 (xn + 1)2 ~ x2 + + xn-2 + xn+2 + + x2(n-1)
Thus it remains to prove that (xn + 1)2 ~ 4xn , which is clear
The previous paragraph shows that
a1 + a2 + + an-l ~ - - 1
n-if xn + an_1Xn- 1 + + a1x + 1 has at least one real zero On the other hand,
choosing a1 = a2 = = an-1 = - n=-l shows that n~l is optimal D
35
The denominators in the following inequality look awful, but a clever application of the Cauchy-Schwarz inequality can make all of them equal The method of proof is worth remembering, since it appears quite often
8 Prove that for any positive real numbers x, y, z such that xyz ~ 1 the following inequality holds
Than Le, KaMaL magazine
Proof Using Cauchy-Schwarz, we obtain
' " ' 2 (x+y+z)2
L x ~ 3 ~ ijxyz( x + y + z) ~ x + y + z D
Here is a rather nice-looking inequality taken from a Romanian Team Selection Test There are plenty of ways to prove it, but what follows is particularly elegant and naturaL
Trang 2836 Chapter 2 Always Cauchy-Schwarz
9 Let n 2: 2 and let aI, a2,· , an and bl, b2, , bn be real numbers such
that
ai + a§ + + a~ = bi + b§ + + b~= 1
and albl + a2b2 + " + anbn = O Prove that
Cezar and Tudorel Lupu, Romanian TST 2007
Proof The proof mimics the proof of Cauchy-Schwarz: take any real number
x and apply the Cauchy-Schwarz inequality to obtain
i)a~ + xbt )2 2: (L~-l a~ +: L~l bt )2 i=l
By hypothesis, the left-hand side equals 1 + x2 Therefore
(~ ai + x ~ b i r s *2 + 1)
for any real number x The difference between the right-hand side and the
left-hand side being a quadratic polynomial which takes nonnegative values
on the whole real line, its discriminant has to be negative or zero, thus
where A = L~=l ai and B = L~l b i It is immediate to check that this is
The following problem is easy, but the lack of symmetry might make it
appear more difficult than it really is
10 Find the largest real number T with the following property: if a, b, c, d, e
are nonnegative real numbers such that a + b = c + d + e, then
On the other hand,
Va + Vb::=; J2(a + b), Vc + vfi + y'e ::=; J3(c + d + e) = J3(a + b),
therefore
Combining these two inequalities yields the estimate
J a 2 + b 2 + c2 + d 2 + e2 > V30 ( Va + Vb + Vc + Vd + y'e)2
To see that this is optimal, it suffices to keep track of the equalities in the
previous inequalities For instance, we can take a = b = 3 and c = d = e = 2
Trang 2938 Chapter 2 Always Cauchy-Schwarz
Proof Let ai = l+Xi' so that D ai = 1 and Xi = ai' Then, using
Cauchy-Schwarz we can write:
' " ' " Ja2 + a3 + + an ' " .fii2 + y'a3 + + Fn
Rearranging terms in the previous sum gives
1 '" y'al (_1_ + _1_ + + _1_)
and using again Cauchy-Schwarz we can bound this from below by
1 ' " (n-1)2y'al
vn=I' ~.fii2 + y'a3 + + Fn'
Using once more Cauchy-Schwarz for the denominators of each fraction
.fii2 + y'a3 + + Fn ::; J(n - 1)(a2 + a3 + + an)
The idea of the following example is worth keeping in mind, since it turns
out to be useful in a wide range of problems
12 For n ~ 2 let aI, a2, an be positive real numbers such that
(al + a2 + + an) (~+ ~ + +~) ::; (n + ~)2
Prove that max( aI, a2, ,an) ::; 4 min( aI, a2, , an)
Titu Andreescu, USAMO 2009
Proof The idea is to fix two of the variables, say aI, a2 and apply the
Cauchy-Schwarz inequality to get rid of the remaining variables Explicitly, this can
be written in the form
Let us write
ti,j = (If; - [~J 2
Now, expanding again gives us
Trang 3040 Chapter 2 Always Cal1chy-Schwarz
This follows from Cauchy-Schwarz inequality, but there is still a detail to be
explained: we have to show that we cannot have equality But if we had
equality, all ti,j would be equal to n(n 2 _1) and so all numbers ~; + ~~ would be
equal Since n > 2, this would force an equality Xj = Xk for some j =I=- k But
We.continue with an inequality which combines a rather direct application
of the Cauchy-Schwarz inequality with a nice telescopic identity We also
present a beautiful alternate solution, due to Richard Stong
14 Prove that for any real numbers Xl, X2,· ,Xn the following inequality
holds:
1 + xi 1 + Xl + x 2 1 + Xl + + xn
Bogdan Enescu, IMO Shortlist 2001
Proof The solution is very short, but far from obvious The idea is to use the
Cauchy-Schwarz inequality to reduce the problem to
41
Thus, we need to prove that for any al,a2,' ,an ~ 0 we have
Define Si = a I + a2 + + ai, with the convention So = O This is an increasing sequence and so
Proof First note that for any nonnegative real numbers c and A we have
Here the first inequality is just 1 + A2 + x2 ~ 1 + A2 with equality if and only if X = 0; the second is Cauchy-Schwarz with equality if and only if
xVc = \11 + A2 Thus we cannot have equality in both cases and the final inequality is actually strict Applying this inequality repeatedly, it is easy to see by downwards induction on k that
Trang 3142 Chapter 2 Always Cauchy-Schwarz
The trick of making the denominators equal thanks to a smart application
of Cauchy-Schwarz or AM-GM inequality is also used in the following problem
15 Prove that if a, b, c, d are positive real numbers, then
Inserting this in the previous inequality yields the desired result (note that
the inequality is strict, since otherwise the equality in the Cauchy-Schwarz
inequality would yield a = b = c = d, for which the inequality is strict) Note
that even though the inequalities we used were very rough, the constant 4 is
optimal: simply take a = band c, d close to O 0
One needs rather good gymnastics with Cauchy-Schwarz to deal with the
ak = V2k(:~~-k) and take Xo = Xn+l = 0 by convention, then equality occurs
if (-I)k- j Xj interpolates linearly and evenly between these endpoints and
Xk = ak· The explicit formula is
Trang 3244 Chapter 2 Always Cauchy-Schwarz
Proof We see that we have equality when a = b = c, so we have to apply
the Cauchy-Schwarz inequality in a smart way for the left-hand side of the
inequality Namely, start with
This reduces the problem to showing that
Fortunately, this is equivalent to the classical inequality
and we are done
1 1 1 9
+ + >
D
The form of the following problem strongly suggests using
Cauchy-Schwarz However, it is rather easy to check that many attempts fail
18 Let x, y, z be real numbers and let A, B, C be the angles of a triangle
Prove that
xsinA + ysinB + zsinC::; J(1 + x 2)(1 + y2)(1 + z2)
Proof Using that C = 7f - A B, we obtain the identity
x sin A + ysinB + z sinC = (x + zcos B) sin A + zsinB cos A + ysinB
Using Cauchy-Schwarz and the fact that sin2 A + cos2 A = 1, we obtain
(x + z cos B) sin A + z sin B cos A ::; V (x + z cos B) 2 + z2 sin2 B
= Jx2 + z2 + 2xzcosB
Another application of Cauchy-Schwarz thus yields
x sin A + y sin B + z sin C ::; V(1 + y2)(x2 + z2 + 2xz cos B + sin2 B)
Thus, it remains to prove that
of Richard Stong, which makes things rather clear
19 Let a, b, c, x, y, z be real numbers and let
A = ax + by + cz, B = ay + bz + cx, C = az + bx + cy
Assuming that min(IA - BI, IB CI, IC - AI) 2': 1, find the smallest
possible value of (a 2 + b2 + c2)(x2 + y2 + z2)
Adrian Zahariuc, Mathematical Reflections
Proof· Note that by Lagrange's identity and the Cauchy-Schwarz inequality
(a 2 + b 2 + c 2 )(x2 + y2 + z2)
2': max (A2 + IB - CI2 B2 + IC - AI2 C 2 + IA B12)
Trang 3346 Chapter 2 Always Cauchy-Schwarz
Using the hypothesis, it is immediate to check that the last quantity is at
least ~
To see that the answer of the problem is ~, it remains to find a 6-tuple
(a, b, c, x, y, z) satisfying the conditions of the problem and for which
Taking A = 1,B = O,C = -1 (this is a triple which minimizes
( A2 IB - CI
2
B2 IC - AI2 C 2 IA - B12)
max + 3 ' + 3 ' + 3
under the restrictions of the problem), we must ensure that we have equality
in the Cauchy-Schwarz inequality Solving the corresponding system yields,
after some tedious but easy work, suitable values for a, b, e, x, y, z, namely
Proof Let u be the column vector with entries (a, b, c), v the column vector
with entries (x, y, z) and let R be the linear map
Then A = uTv, B = uTRv, C = uT R 2 v and we want to minimize IIul1 2 ·llvI1 2
Note that R acts on ]R3 by fixing the line x = y = z and rotating 1200
in the orthogonal plane x + y + z = 0
Write u = UI + U2, where UI lies on the line x = y = z and U2 lies in the
plane x + y + z = ° and similarly for v Then
Thus the contributions of UI and VI to A, B, C are all the same (hence cancel
in IA - BI, etc.) Thus clearly the minimum occurs when UI = VI = 0 In
this case, R acts as a 1200
rotation on v, hence V + Rv + R 2 v = ° and thus
47
A + B + C = 0 Recall that cos a + cos(a + 21r /3) + cos(a + 41r /3) = ° for any
a If we now take w to be the angle between u and v, then we compute
A2 + B2 + C2 = IIuI12 '1IvI12(cos2 W + cos2(w + 21r/3) + cos2(w + 41r/3))
1
= 211uII2 '1IvI12(3 + cos2w + cos2(w + 21r/3) + cos2(w + 41r/3))
= ~llul12 ·llvI12
The conditions A + B + C = ° and min(IA - BI, IB - CI, IC - AI) 2 1
imply that A 2 + B2 + c2 2 2 (without loss of generality, assume that A and B
are nonnegative As IA - BI 2 1, we have max(A, B) 2 1, so A2 + B2 + C 2 =
2A2 + 2B2 + 2AB 2 2 max(A, B)2 2 2) and so
It is easy to see from the proof above that equality is attained Simply choose any (x,y,z) with x + y + z = ° and choose (a,b,e) with a + b + e = 0, orthogonal to (x, y, z) so that A = 0, and scaled so that B = 1 For example, taking (x,y,z) = (1, -2, 1) we see that (a,b,e) = (-1,0,1)/3 suffices 0
We present three short solutions for the following problem However, none
of them is really easy or natural
20 Let a, b, e, d be real numbers such that
(a 2 + 1)(b2 + 1)(e2 + 1)(d2 + 1) = 16
Prove that
-3::; ab + be + cd + da + ae + bd - abed::; 5
Titu Andreescu, Gabriel Dospinescu
Proof Write the inequality in the form
(ab+be+ed+da+ae+bd-abed-1)2::; 16
Trang 3448 Chapter 2 Always Cauchy-Schwarz
Next, apply Cauchy-Schwarz in the form
(a(b + c + d - bed) + be + bd + cd - 1)2
::; (a2 + 1) [(b + c + d - bcd)2 + (be + bd + cd - 1)2]
The miracle is that we actually have
Of course, this can be checked by brute force, but perhaps nicer is determining
it through two applications of Lagrange's identity 0
Proof We will use Lagrange's identity and Cauchy-Schwarz in the form
and observe that the hypothesis becomes P(i)P( -i) = 16 This can also be
written as iP(iW = 16 On the other hand, we have
P(i) = 1 - L:: ab + abed + i (L:: a - L:: abc)
We deduce that
49
from where the conclusion follows, as the desired inequality can be written as
11 - L:: ab + abedl ::; 4
We continue with a really nice, but rather technical problem It quires some delicate algebraic computations and a rather exotic application
re-of Cauchy-Schwarz We also present a more conceptual prore-of, due to Richard Stong, which uses more advanced tools, but proves much more
21 Let a, b, c, d, e be nonnegative real numbers such that a2+b2+e2 = d2+e2
and a 4 + b 4 + c4 = d 4 + e 4 Prove that a 3 + b 3 + e3 ::; d 3 + e 3
IMC 2006
Proof Since we only deal with even exponents in the hypothesis, let us square
the desired inequality and write it in the form
Next, the identity
combined with the hypothesis easily yield
a 6 + b 6 + c6 = 3a 2 b 2 c 2 + d 6 + e 6
Thus, we need to prove that
With the obvious substitutions, this is equivalent to the inequality
Trang 3550 Chapter 2 Always Cauchy-Schwarz
Using Cauchy-Schwarz
(22:: x3 + 3xyz)2 = (2:: x(2x2 + yz) f ::; (2:: x2) (~)2x2 + yz)2) ,
it remains to prove that
which follows immediately from x2y2 + y2 z2 + z2x2 2': xyz(x + y + z), itself
Proof Consider the polynomial p(t) = t3 - alt2 + a2 t - a3 with al and a2
fixed and a3 allowed to vary Regard the roots x, y, z of p( t) as functions of a3·
Suppose J : ffi -t ffi is any smooth function (at least three times differentiable
for the discussion below) Define a function
one merely checks that the curve
(
cs () = X+ (x-y)(x-z) ,y+ (y-z)(y-x) ,z+ (z-x)(z-y)
preserves aI, has b
vanishes at t = x, y, z Hence by two applications of Rolle's Theorem, its
second derivative vanishes at some <:; in (min(x, y, z), max(x, y, z)) and this is
The reader will probably appreciate the beauty of the following inequality
It is more difficult than it appears at first sight, as the obvious application of Cauchy-Schwarz fails rather badly
22 Prove that for any real numbers Xl, X2, ,Xn the following inequality holds
Thus, applying Cauchy-Schwarz yields
It is easy to compute the last expression and the final estimate that we obtain is
(
" I 0 0
1 ) 2 < 4n(n 2 - 1) ~ 2
Trang 3652 Chapter 2 Always Cauchy-Schwarz
On the other hand, Legendre's identity shows that
i~l (Xi -x;)2 ~ 2n tx1-2 (tXi) 2
Well, unfortunately, when we combine all this we see that we are not
done, because of the bad term 2 CL:7=1 Xi)2 Fortunately, it is easy to repair
the argument: indeed, we can always add the same number to all xi'swithout
changing the hypothesis or the conclusion of the problem Thus, we may
assume that Xl + X2 + + Xn = O But then the previous inequalities allow
The following problem is a very tricky application of the Cauchy-Schwarz
inequality The technique used in the proof is worth remembering, since it is
quite useful It is also a standard tool in analysis and probability (it is actually
likely that the following problem is inspired by probability theory)
23 Let aI, a2, ,an be positive real numbers which add up to 1 Let ni be
the number of integers k such that 21-i 2: ak > 2-i Prove that
L Leindler, Miklos Schweitzer Competition
Proof Choose a positive integer N and split the sum in two parts: the one
for i ::; N and the one for i > N Apply the Cauchy-Schwarz inequality for
each of them to obtain
On the other hand, we have
Putting these inequalities together, we deduce that
Taking N = log2(n), we obtain an even stronger (and strict!) inequality, in
then any three of them are sides of a triangle
Adapted after IMO 2004
Proof The main point is to solve this problem for n = 3 If b, c are positive
real numbers, let us look at the possible values of
f(x) = (x + b + c) -( 1 + - + -1 1)
X b c when X 2: b + c It is not difficult to check (either directly or by computing the derivative) that f is increasing in this domain of x, so that
( 1 1 1 )
(b+c)2 f(x) 2: f(b + c) = 2(b + c) -b + - + - = 2 + 2 2: 10
Trang 3754 Chapter 2 Always Cauchy-Schwarz
We deduce that if x, b, c satisfy f(x) < 10, then x, b, c are the sides of a triangle
(since everything is symmetric in x, b, c) Thus, for n = 3 the answer is 10
To reduce the general problem to the case n = 3, we uSG Cauchy-Schwarz,
which allows us to obtain information about Xl, X2, X3 knowing that
then any three among the numbers Xl, X2,"" Xn are the sides of a triangle
It remains to check that this is indeed optimal To see this, choose
X4 = X5 = = Xn = 1, ViO
Xl = X2 = -4-' Then Xl, X2, X3 are not the sides of a triangle and
25 If a, b, c, d, e are real numbers such that a + b + c + d + e = 0, then
Vasile Cartoaje
Proof First of all, we may assume that among a, b, c, d, e at least three of
the numbers are nonnegative, say a, b, c This follows immediately from the pigeonhole principle, possibly after changing the sign of all numbers The key step is the following very tricky application of Cauchy-Schwarz:
9(a 4 + b 4 + c 4 +d 4 + e 4 ) = [9(a 4 + b 4 + c 4 ) + 2(d 4 + e 4 )] + (7d4) + (7e4)
> -'-( 2-.:V_2_1 ,-( 9 -,-( a_ 4 _+_b 4 _+_c 4 -,-) _+_2-' ( d_ 4 _+_e_ 4 ; :) )_+_21 .:(_d2_+_e2-,-)~) 2
84 + 63 + 63
A small computation yields the equivalent form of this inequality
This reduces the problem to showing that
To exploit the relationship between a, b, c, d, e, we use the fact that
Trang 3856 Chapter 2 Always Cauchy-Schwarz
Thus, it remains to prove that
for all nonnegative numbers a, b, c
This inequality does not seem to follow easily from well-known results, so
we will employ the powerful technique of mixing variables to prove it Let
f(a, b, c) = 36(a4 + b4 + c4) + (a + b + c)4 - 21(a2 + b2 + c2)2
= 15(a4 + b4 + c4) - 42(a2b2 + b2c2 + c2a2) + (a + b + c)4
We will first show that for a = min(a, b, c) we have
where the final inequality follows since 2Sb2 + 2Sc2 - 56a2 ~ O Thus we reduce
to the case where a ::; b = c In this case we compute
f(a, b, b) = 4(b4 + Sb3 - 15b2a2 + 2ba 3 + 4a4)
= 4(b - a)2(b2 + 10ab + 4a2)
~ O
The result follows
Note that we have equality for a = b = c = 2 and d = e = -3 o
57
Proof We will use a mixing variables argument Let
We want to prove that for a + b + c + d + e = 0 we have F( a, b, c, d, e) ~ O The basic formula we need is that
F(a, b, c, d, e) - F a, b, c, '
-2-= (d - e)2(21d2 + 34de + 21e2 - 7(a2 + b2 + c2)),
which can be checked by tedious computation
By the pigeonhole principle three of a, b, c, d, e must have the same sign (counting zero as having either sign) By symmetry, we may assume a, b, c ~ O Then
7(a2 + b2 + c2) ::; 7(a + b + c)2 = 7(d + e)2
::; 17(d + e)2 + 4(d2 + e2) = 21d2 + 34de + 21e2
Therefore by the formula above F( a, b, c, d, e) ~ F (a, b, c, d!e, d!e) Thus we may assume three of a, b, c, d, e are nonnegative and the other two are equal To keep the same basic formula, we invoke symmetry and switch our assumption
to c, d, e ~ 0 and a = b = -(c + d + e)/2 Now suppose c::; e Then we have
Trang 3958 Chapter 2 Always Cauchy-Schwarz
We end this chapter with a challenging inequality, which combines some
clever uses of Cauchy-Schwarz with a tricky homogeneity argument This
result also appears in [35] and it is a generalization of a problem discussed in
[3], chapter 2, example 11
26 Prove that for any positive real numbers aI, a2, ,an, XI, X2,···, Xn
such that
the following inequality holds
Vasile Cartoaje, Gabriel Dospinescu
Proof First of all, it is enough to prove that for any Xl, X2, , Xn > 0 and
any aI, 0;2, , an > 0 we have
LI<i<j<nXiXj
G)
""' a I (X2 + + Xn) ~ n
~a2+···+an
Since this is homogeneous, it is enough to prove it when Xl + X2 + + Xn = 1
In this case, it is equivalent to
Ll<i<j<n XiXj
G)
But Cauchy-Schwarz shows that
and a second application of Cauchy-Schwarz yields
A very elegant approach for this inequality was proposed by Darij Grinberg
in [35], where a more general result is proved We may assume that
We need to prove that
Using T2's lemma (a form of Cauchy-Schwarz), we reduce this to proving that
Trang 4060 Chapter 2 Always Cauchy-Schwarz
This follows directly from Cauchy-Schwarz and the identity
by mixing variables: consider the map
and set x = al !a2 We claim that F(al, a2,"" an) 2: F(x, x, a3,'" ,an),
A small computation shows that this is equivalent to
Another computation shows that
But this is easy, since the left-hand side is at least 2 2.:i>3 ai = 2(1 - 2x)
and 2(1 - 2x) 2: li'=-~x is equivalent to (1 - 2x)2 2: 0.- Thus, we have
F(al' a2,··· ,an) 2: F(x, x, a3,· , an) Continuing to mix variables in this
way and using the continuity of F implies that F(al' a2, ,an) is at least
F(m, m, , m), where m is the arithmetic mean of the ai's, namely lin The result follows
The following people provided solutions to the problems discussed in this chapter: Vo Quoc Ba Can (problem 20), Ta Minh Hoang (problem 17), Mitchell Lee (problem 6), Dung Tran Nam (problem 25), Dusan Sobot (prob-lems 1, 2, 5, 7), Richard Stong (problems 14, 19, 21, 25), Gjergji Zaimi (prob-lems 3, 4, 10, 13)