Lecture Outline Some generic discussion about security Objects that require protection Insights from the real-world Access control to memory and generic objects – Discretionary Me
Trang 1Access Control Models: From the real-world to trusted computing
Trang 2– We will focus on access control models
– These methods are often used to abstract the requirements for a computer system
– But, they hold for general systems where security is a concern (e.g networks, computers, companies…)
Trang 3Lecture Outline
Some generic discussion about security
Objects that require protection
Insights from the real-world
Access control to memory and generic objects
– Discretionary Methods: Directory Lists, Access Control Lists, and the Access Control Matrix, Take-Grant Model – Failures of DACs: Trojan Horses
– Dominance and information flow, Multilevel security and lattices
– Bell-LaPadula and Biba’s Model
What is a trusted system? Trusted Computing Base
Trang 4System-security vs Message-security
In the cryptographic formulation of security, we were concerned with the confidentiality, authenticity, integrity, and non-
repudiation of messages being exchanged
– This is a message-level view of security
A system-level view of security has slightly different issues that
Trang 5Confidentiality in Systems
Many of the motivations behind confidentiality comes from the military’s notion of restricting access to information based on clearance levels and need-to-know
Cryptography supports confidentiality: The scrambling of data makes it incomprehensible.
– Cryptographic keys control access to the data, but the keys
themselves become an object that must be protected
System-dependent mechanisms can prevent processes from
illicitly accessing information
– Example: Owner, group, and public concepts in Unix’s r/w/x
definition of access control
Resource-hiding:
– Often revealing what the configuration of a system is (e.g use of a Windows web server), is a desirable form of confidentiality
Trang 6Integrity in Systems
Integrity includes:
– Data integrity (is the content unmodified?)
– Origin integrity (is the source of the data really what is claimed, aka
Authentication)
Two classes of integrity mechanisms: Prevention and Detection
Prevention: Seek to block unauthorized attempts to change the data, or
attempts to change data in unauthorized ways
– A user should not be able to change data he is not authorized to change– A user with privileges to work with or alter the data should not be
allowed to change data in ways not authorized by the system
– The first type is addressed through authentication and access control
– The second type is much harder and requires policies
Detection: Seek to report that data’s integrity has been violated
– Achieved by analyzing the system’s events (system logs), or analyze data
to see if required constraints are violated
Trang 7Availability of Systems
Availability is concerned with system reliability
– The security side of the issue: An adversary may try to make a
resource or service unavailable
– Implications often take the form: Eve compromises a secondary system and then denies service to the primary system… as a result all requests of the first system get redirected to second system
– Hence, when used in concert with other methods, the effects can
be very devastating
Denial of service attacks are an example:
– Preventing the server from having the resources needed to perform its function
– Prevent the destination from receiving messages
– Denial of service is not necessary deliberate
Trang 8 There are several threats that may seek to undermine confidentiality,
integrity, and availability:
– Disclosure Threats: Causing unauthorized access to information
– Deception Threats: Causing acceptance of false data
– Disruption Threats: Prevention of correct operation of a service
– Usurpation Threats: Unauthorized control of some service
Examples:
– Snooping: Unauthorized interception of information (passive Disclosure)– Modification/Alteration: Unauthorized change of information (active Deception, Disruption, Usurpation)
– Masquerading/Spoofing: Impersonation of one entity by another
(Deception and Disruption)
– Repudiation of Origin: False denial that an entity sent or created data (Deception)
– Denial of Receipt: A false denial that an entity received some
information or message (Deception)
– Delay: A temporary delay in the delivery of a service (Usurpation)
– Denial of Service: A long-term inhibition of service (Usurpation)
Trang 9Overview Security Policies
Definition: A security policy is a statement of what is allowed and what is
not allowed to occur between entities in a system
Definition: A security mechanism is a method for enforcing a security policy
Policies may be expressed mathematically
– Allowed and disallowed states may be specified
– Rules may be formulated for which entity is allowed to do which action
These policies may seek to accomplish:
– Prevention
– Detection
– Recovery
This lecture will focus primarily on formal statements of security policies
– Specifically, we will focus on policies associated with access control and information flow
Trang 10Objects that Need Protection
Modern operating systems follow a multiprogramming model:
– Resources on a single computer system (extend this to a generic system) could be shared and accessed by multiple users
– Key technologies: Scheduling, sharing, parallelism
– Monitors oversee each process/program’s execution
Challenge of the multiprogramming environment: Now there are more entities
to deal with… hard to keep every process/user happy when sharing
resources… Even harder if one user is malicious
Several objects that need protection:
– Memory
– File or data on an auxiliary storage device
– Executing program in memory
– Directory of files
– Hardware Devices
– Data structures and Tables in operating systems
– Passwords and user authentication mechanisms
– Protection mechanisms
Trang 11Basic Strategies for Protection
There are a few basic mechanisms at work in the operating system that
provide protection:
– Physical separation: processes use different physical objects (different
printers for different levels of users)
– Temporal separation: Processes having different security requirements
are executed at different time
– Logical separation: Operating system constrains a program’s accesses
so that it can’t access objects outside its permitted domain
– Cryptographic separation: Processes conceal their data in such a way
that they are unintelligible to outside processes
– Share via access limitation: Operating system determines whether a
user can have access to an object
– Limit types of use of an object: Operating system determines what
operations a user might perform on an object
When thinking of access to an object, we should consider its granularity:
– Larger objects are easier to control, but sometimes pieces of large objects don’t need protection
– Maybe break objects into smaller objects (see Landwehr)
Trang 12Access Control to Memory
Memory access protection is one of the most basic
functionalities of a multiprogramming OS
Memory protection is fairly simple because memory access
must go through certain points in the hardware
– Fence registers, Base/Bound registers
– Tagged architectures: Every word of machine memory has one or
more extra bits to identify access rights to that word (these bits are set only by privileged OS operations)
– Segmentation: Programs and data are broken into segments The
OS maintains a table of segment names and their true addresses The OS may check each request for memory access when it
conducts table lookup.
More general objects may be accessed from a broader variety of entry points and there may be many levels of privileges:
– No central authority!
Trang 13Insight from Real-world Security Models
Not all information is equally sensitive– some data will have more drastic consequences if leaked than other
– Military sensitivity levels: unclassified, confidential, secret, top secret
Generally, fewer people knowing a secret makes it easier to control
dissemination of that information
– Military notion of need-to-know: Classified information should not be entrusted to an individual unless he has both the clearance level and the need to know that information
– Compartments: Breaking information into specific topical areas
(compartments) and using that as a component in deciding access
– Security levels consist of sensitivity levels and the corresponding
compartments
– If information is designated to belong to multiple compartments, then the individual must be cleared for all compartments before he can access the information
Trang 14Real-world Security Models, pg 2
Documents may be viewed as a collection of sub-objects, some
of which are more sensitive than others.
– Hence, objects may be multilevel in their security context.
– Level of classification of an object or document is usually the
classification of its most sensitive information it contains.
Aggregation Problem: Often times the combination of two
pieces of data creates a new object that is more sensitive than either of the pieces separately
Sanitization Problem: Documents may have sensitive
information removed in an effort to sanitize the document It is
a challenge to determine when enough information has been removed to densensitize a document.
Trang 15Multilevel Security Models
We want models that represent a range of sensitivities and that separate subjects from the objects they should not have access to.
The military has developed various models for securing
information
We will look at several models for multilevel security
– Object-by-Object Methods: Directory lists, Access control lists, Access control matrix, Take-Grant Model
– Lattice model: A generalized model
– Bell-LaPadula Model
– Biba Model
Trang 16Access Control to Objects
Some terminology:
– Protection system: The component of the system architecture
whose task is to protect and enforce security policies
– Object: An object is an entity that is to be protected (e.g a file, or
a process)
– Subject: Set of active objects (such as processes and users) that
have interaction with other
– Rights: The rules and relationships allowed to exist between
subjects and objects
Directory-based Access Control (aka Capability List): A list for each subject which specifies which objects that subject can
access (and what rights)
Access Control List: A list for each object that specifies which subjects can access it (and how).
Trang 17Access Control Matrix
Access control matrix arose in both OS research and database research
Example:
What does it mean for a process to read/write/execute another process?
– Read is to receive signals from, write is to send signals to, and execute is
– Every subject is also an object!!!
File 1 File 2 Process 1 Process 2
Process 1 Read, Write, Own Read Read, Write, Execute, Own Write
Process 2 Append Read, Own Read Read, Write, Execute, Own
Trang 18Access Control Matrix, pg 2
All accesses to objects by subjects are mediated by an enforcement
mechanism that uses the access matrix
– This enforcement mechanism is the reference monitor
– Some operations allow for modification of the matrix (e.g owner might
be allowed to grant permission to another user to read a file)
– Owner has complete discretion to change the access rules of an object it owns (discretionary access control)
The access control matrix is a generic way of specifying rules, and is not
beholden to any specific access rules
– It is therefore very flexible and suitable to a broad variety of scenarios– However, it is difficult to prove assertions about the protection provided
by systems following an access control matrix without looking at the
specific meanings of subjects, objects, and rules
– Not suitable for specialized requirements, like the military access control
model.
Trang 19Take-Grant Models
Take-Grant Models represent a
system using a directed graph
Nodes in the graph are either
subjects or objects
An arc directed from node A to
node B indicates that the
subject/object A has some access
rights to subject or object B
Access rights are: read (r), write
(w), take (t), grant (g)
Take implies that node A can take
node B’s access rights to any other
node
Grant implies that node B can be
given any access right A possesses
Trang 20Take-Grant Models, pg 2
Create Rule: A subject A can
create a new graph G1 from
an old graph G0 by adding a
vertex B and an edge from A
to B with rights set X.
Remove Rule: Let A and B
be distinct vertices Suppose
there is an edge with rights
X Rules Y may be removed
from X to produce X\Y If X\
Y is empty, the edge is
Trang 21X
Trang 22Problems with Discretionary Access Control
Discretionary access controls are inadequate for enforcing information flow policies
– They provide no constraint on copying information from one object to another
Example: Consider Alice, Bob, and Eve Alice has a file X that she wants Bob to read, but not Eve
– Alice authorizes Bob via the following Access Control Matrix
– Bob can subvert Alice’s discretion by copying X into Y Bob has write privileges, and Eve has read privileges for Y
– This case is a simplistic version of what can be much more
pathological… The Trojan Horse…
File X File Y Alice Own Bob Read Write Eve Read
Trang 23DAC and Trojan Horses
What if Bob isn’t bad… Eve could still
read X by convincing Bob to use a
program carrying a Trojan Horse
(Troy)
Consider the new access control matrix:
– Eve has created Troy and given it
to Bob, who has execute privileges
– Troy inherits Bob’s read privileges
to X, and write privileges to a file Y
(perhaps public)
– Eve has read privileges to file Y
Trojan Horses perform normal
“claimed” operations, but also
participates in subversive activities
File X File Y Prog. Troy Alice Own
Bob Read Write Execute
Eve Read
Read, Write, Execute Prog. Troy Read Write
Solution:
Impose Mandatory Access Controls (MAC… yes, another MAC!) that cannot be bypassed
Trang 24Dominance and Information Flow
There are two basic ways to look at the notion of security privileges:
Dominance and Information Flow
For all essential purposes, they are the same, and its just a matter of semantics
Let’s start with dominance:
– Each piece of information is ranked at a particular sensitivity level (e.g unclassified, confidential, secret, top secret)
– The ranks form a hierarchy, information at one level is less sensitive than information at a higher level
– Hence, higher level information dominates lower level information
Formally, we define a dominance relation on the set of objects and subjects if:
We say that o dominates s (or s is dominated by o) if
o
s
Trang 25Dominance and Information Flow, pg 2
Now let us look at information flow:
– Every object is given a security class (or a security label):
Information flowing from objects implies information flowing between the corresponding security classes
– We define a can-flow relationship to specify that information is allowed to flow from entities in security class A
to entities in security class B
– We also define a class-combining operator
to specify that objects that contain information from security classes A and B should be labeled with security class C
– Implicitly, there is the notion of cannot-flow