However, a group of verbs which are placed between auxiliaries and main verbs can also function as modal verb in their semantic features.. Aim This study aims to investigate the uses of
Trang 1
NGUYỄN THỊ THẢO NGA
AN INVESTIGATION INTO THE USE OF
SEMI-MODAL VERBS IN POLITICAL NEWS
Trang 2NGUYỄN THỊ THẢO NGA
Đ ỀU TRA VỀ VIỆC SỬ DỤ ĐỘNG TỪ
BÁ P T ỨC TRONG TIN TỨC CHÍNH TRỊ
: : 8.22.02.01
: TS Bù T ị Đ o
Trang 3STATEMENT OF AUTHORSHIP
I hereby declare that this master thesis has been written by myself, and describes my own work that I have not used any sources other than those listed in the list of references
All references or sources of information have been specifically acknowledged, and are presented in the references Moreover, verbatim extracts also have been quoted in detail
This thesis has not been submitted for the award of any previous application for other degree or diploma in any other tertiary institution
Trang 4ACKNOWLEDGMENTS
Foremost, I would like to express my special thanks and gratitude to
my supervisor, Dr Bui Thi Dao for the continuous support of my MA thesis, for her patience, motivation, enthusiasm, and immense knowledge Her guidance helped me in all the time of research and writing of this thesis
Beside my supervisor, I am extremely grateful to the lectures who gave
me valuable knowledge and experiences which have contributed to the foundation of my thesis
I express my thanks to my friends for encouraging me and providing
me with needed materials
I am very much thankful to my beloved family for their love, caring, understanding and nonstop support to complete this research work
Trang 5of semi-modal verbs under investigation, semi-auxiliaries are the most commonly used category with a high rate, while modal idioms stand in the
lowest position In terms of semantic features, extrinsic modality and intrinsic modality are examined to recognize the speakers‘ attitude Extrinsic modality
is expressed by semi-modal verbs with 87 cases in total in order to reveal the speakers‘ judgement of the events With less frequency, intrinsic modality is presented in 67 times by semi-modal verbs so as to show the human control over the actions
Trang 6CHAPTER 1 INTRODUCTION
1.1 Rationale
Generally, political journalism is always the branch that gets people‘s attention over the world in general and in each country in particular because it provides the readers the political situation in every place around the world and the hottest political events Political reporters use their own languages to report the political news according to their knowledge and experience through observing and interviewing or they quote the politicians‘ speeches As Baym (Baym, 2005) stated, the lines between entertainment and factual news may seem faint while providing political updates According to Morrissey (Morrissey, 2016), political journalism frequently consists of opinion journalism, as current political events can be reported with their biased point
of view in their reporting
The reporters employed the language mechanisms to fulfil their attempts to initiate, construct and maximize newsworthiness of the news with the purpose of attracting the audience‘s attention According to Spolsky (Spolsky, 1998), ―language is regularly used in the exercise of political power‖ With the numerousness of political events and the development as well as the diversity of media channels, attracting the audience‘s attention and change their mind is becoming a highly hard mission of the news reporters With this regard, language seems to be a sufficiently effective method for the reporter in constructing the newsworthiness in their news Therefore, reading the political news requires the readers to have the knowledge not only about
Trang 7political situation but also about the way how to organize the language in the news to have an overview and objective related to political news
The linguistic devices stand as the most appropriate means to make the news be newsworthy with the aim at attracting the audience and influence their minds One of the most popular ways the reporters use to fulfill their purpose is modality which, according to Palmer (Palmer, 1986), is the semantic information associated with the speaker‘s attitude or opinion toward what is said Modality is expressed by a lot of types of linguistic expressions such as verbs, adjectives, adverbs or lexical expressions Recently, modality markers, mainly modal verbs, have been investigated in a lot of research works of the linguists Historically, there have been a lot of studies on characteristics of English modal verbs or the use of modal verbs in articles
However, a group of verbs which are placed between auxiliaries and main verbs can also function as modal verb in their semantic features Quirk
et al.(Quirk, Greenbaum, Leech, & Svartvik, 1985) define them as marginal auxiliaries consisting of four categories i.e marginal modals, modal idioms, semi-auxiliaries, and catenatives In this study, they are termed as semi-modal verbs Alternative names for semi-modal verbs are quasi-modals, periphrastic modals (Biber et al., 1999) as a combination of the marginal auxiliaries and
the multi-word verbs close to modal verbs in their meaning
Unfortunately, until now there has been little attention on semi-modal
verbs or only few semi-modal verbs have been under investigation such as have to, to be to Political discourse has been investigated by quite a number
of studies; for example, Mihas (Mihas, 2005), Bista (Bista, 2009), Fraser (Fraser, 2010), Nartey and Yankson (Nartey & Yankson, 2014) Nevertheless, they mainly concentrated on the elements such as metaphor, hedging in political communication or the modality in political discourse Accordingly,
Trang 8gaps addressed in this research are about how semi-modal verbs are used in political news reports and what meanings constitute through using semi-
modal verbs that the political news reporters and the politicians hope to
transmit to the audiences
From the mentioned reasons, a study on semi-modal verbs and their
semantic aspects in the political news is conducted on the theme: An
Investigation into the Uses of Semi-Modal Verbs in Political News
1.2 Aim and Objectives
1.2.1 Aim
This study aims to investigate the uses of semi - modal auxiliary verbs
in terms of semantic meanings in the political news from CNN channel in order to recognize the speaker‘s attitude or view to the world
1.2.2 Objectives
To fulfil the aim of the study, the following objectives are to be
addressed:
To describe the different types of semi-modal verbs and the frequencies
of usage of the types of semi - modal verbs in the political news collected from CNN website
To investigate the semantic values expressed by semi - modal verbs used in the political news from CNN website
Trang 91.4 Scope of the Study
This study aims to focus on types and semantic features of semi -
modal verbs including marginal modals, modal idioms, semi-auxiliaries, and
catenatives used in the political news reports collected from CNN website in
2018 For the purpose of describing, semi-modal devices are collected from a corpus-based method with the help of the software: TexSTAT-2 that has been widely used by famous researchers in this field (Facchinetti & Palmer (Facchinetti, Krug, & Palmer, 2003), McCarthy (McCarthy, 2007)) The main criteria to recognize semantic features of these semi modals are based on the
theory of Quirk et al., (1985) The research is then limited to the investigation
of types and semantic features of semi - modal verbs in English political news reports only
CNN stands for Cable News Network is an American news-based paid television channel and was the first all-news television channel in the United States The numbers of political news thereby are extremely diverse and multi-style However, within the limit of time and the rapid update of the website, the researcher cannot cover all the political news from the website Consequently, only 30 newsletters of political news by the time from November 2018 to January 2019 have been collected and investigated in the thesis
1.5 Significant of the Study
Regarding theoretical values, this thesis is the first study into the modals expressions as well as their semantic properties used in the political news collected from CNN This study will make a substantial contribution to recognize and understand semantic meanings of the semi-modals in the political news in particular and in English language in general
Trang 10semi-With respect to practical targets, a detailed description on the types of the semi-modals and their semantic meanings is conducted in order to achieve the main purpose that the semi-modals are used effectively Also, it provides the methods that help people to explore the various semantic meanings of the semi-modals to express their speech expected to transmit Furthermore, the findings of the research would enable the learners use proficiently the semi - modal verbs to express different meanings and the trend how to use semi - modal verbs in the political news In addition, this study will help teachers, learners of English and those who are really interested in the linguistic field understand more thoroughly the language they deal with
1.6 Organization of the Study
The thesis is organized into five chapters as follows:
Chapter 1 Introduction: introduces the rationale, aims and
objectives, the scope of the study, the research questions, and the design of the study
Chapter 2 Literature Review and Theoretical Background: deals
with the literature review, presents the previous studies related to the work, and the theoretical background related to this study
Chapter 3 Research Method: mentions on the research methodology,
research procedures, data collection, data analysis, reliability and validity
Chapter 4 Finding and Discussion: gives the findings of the study
and discussion is made based on the research results
Chapter 5 Conclusions and Implications: summarizes the
conclusions and some implications of the research, gives the limitations and suggestions for the further study
Trang 11CHAPTER 2 LITERATURE REVIEW
This chapter is regarding to the definition of the terms which are directly related to the study and the detailed classification of semi-modal verbs Furthermore, some previous studies which provide the scholarly setting
in the thesis are also reviewed
2.1 Literature Review
Like most of theoretically-based historical studies, semi-modal verbs have been investigated from the perspectives of both semantic and grammatical theories of linguistics In the latest years, modality in political discourse has not been strange subject because there has been the development of the study on political discourse in pragmatic perspectives in which many researches concerned with the different perspectives of the modals especially the semantic aspect
Boicu (Boicu, 2007) analyzes one of Mote‘s political speeches in 2006
by examining the speaker‘s use of the modal verbs in their semantic and pragmatic meanings In the Mote‘s speech, the modal verbs belonging to the two main semantic groups, deontic and epistemic are used to perform the mitigation - that soften both the illocutionary force and the propositional content of an act sequence and intensifying - that increase the act illocutionary force and propositional content - politeness strategies The use of possibility
‗might’ in the speeches indicates mitigation politeness strategy is indicated by the very use, instead of certainty ‗must’ or stronger possibility ‗may’ ‗Must‘
considered as the strongest on the deontic scale is used to express the obligation or prohibition in Mote‘s speech can indicate his unambiguous
Trang 12mitigating or aggravating force The mitigating softer ‗should’ and ‗need to’
prevail over the occurrences of other modal verbs Furthermore, on the
epistemic meaning scale, only ‗can’t’ is used obviously The mitigation
politeness strategy helps to protect Mote‘s political allies faces, while the aggravating politeness strategy is used to damage his political opponents‘ faces
Shayegh (Shayegh, 2012) states that there are two dimensions to modality - relational modality and expressive modality-depending on what direction authority is oriented The relational modality is used when the authority of one participant relates to other; meanwhile, the term of the expressive modality is concerned with the authority of the speaker/writer to the truth or probability of reality Basing on the statistics, in King‘s speech (1967), through the relational modality dimension expressed prominently by a
range of modal auxiliary verbs with the prevalence of MUST, King tries to
seek the approval, support and cooperation of hearers to act together with him
in his succeeding actions while regarding the expressive modality through
mostly WILL, he evaluates the events as truth Relating to Obama‘s speech which selected from his interviews (2010), WILL is used with the most
common frequency in order to manifest the expressive modality which considers different events as the fact matters
Khalid and Zhang (Khalid & Zhang, 2013) illustrate the frequency of modal verbs as they occurred in the political speech delivered by the President Obama and then attempt to explore the speech acts of request of political
speech The modal verbs ―Can‖, ―Will‖, and ―Must‖ are selected to analyze as
a tool used by the speaker in to realize the speech act of request when he focuses on them to interact with his interlocutors The modal verbs are used mainly in two kinds of sentences, the declarative and interrogative; and the
Trang 13aim of two different sentences is contrary to the internal meaning; therefore, the illocutionary forces appeared as a request said in an indirect speech This indirect speech act is essential in the political speech due to the characteristics
of the political situations and the sake of international significance and has been said by the speaker in a politeness with illocutionary speech acts
Milkovich and Sitarica (Milkovich & Sitarica, 2017) conclude that epistemic modality is used as the means for explaining the politics concerning the situation by the politicians, without taking full responsibility for the situation and their own claims Epistemic modality is used to persuade the hearers or the voters that what the speakers/politicians is right and reasonable, even though there are not often firm evidences which would support their claims The term epistemic modality is related to the use of modal verbs and modal auxiliaries, when a speaker expresses an opinion about a statement Epistemic modality is used as a hedging device when the speakers often do not make a firm assertion about the views expressed and avoid having to give
an outright answer to a question put forward by the interviewer, especially in political discourses
Regarding Vietnamese researchers, there have been a number of researches studying modality and modal markers as well as the semantic, syntactic, and pragmatic aspects of modal expressions in different genres such
as political speeches, short stories, conversations, etc
Pham Khac Thu (Thu, 2010) examines the semantic and pragmatic characteristics of modal expressions in political speech by US presidents The analysis of modality markers is performed in syntactic, semantic and pragmatic perspectives The semantic characteristics of modality markers used in US presidents‘ political speech is indicated in which different degree
of certainty or engagement is expressed by the use of wide range of modality
Trang 14markers About the pragmatic characteristics, the use of modality markers in
US presidents‘ speeches indicates their interpersonal roles in the dimensional message realized with the actualization of person subject in the syntactic patterns to target at one of these orientations: Speaker-oriented Messages, Content-oriented Messages and Hearer-oriented Messages
multi-Ho Van Han (Hận, 2015) has an analysis of semantics and pragmatics
of modality In his paper, he notices two notions of modality-epistemic and deontic Epistemic modality is the speaker‘s judgement of his statement or the speaker‘s evaluation of his commitment in an utterance While deontic modality is due to the obligation or the permission that the speaker hopes himself or the hearer to do
In the work of Bui Thi Dao ( ào, 2015), deontic modality expressing directive of research articles has been analyzed She has conducted an investigation into 100 e-book stories in English and Vietnamese and a contrastive analysis has been carried out in order to find out the similarities and differences of deontic modality expressing directive in English and Vietnamese Her finding shows that linguistic means used to express deontic modality expressing directive may differ in different languages, for instance, there have been no equivalences in the system of sentence or utterance particles which used in Vietnamese and English languages
So far, the modal verbs and the modality have been investigated in the variety of researches; however, there has been no research exclusively
focusing on semi-modal verbs in terms of semantic features in political news
Thus, this thesis is an attempt to meet such research need
Trang 152.2 Theoretical Background
2.2.1 An overview of modality
There have been some views on modality which are defined based on points of view of the linguists Bybee (Bybee, 1985) presents that modality is what the speaker is doing with the whole proposition and according to Halliday (Halliday, 1985), modality refers to the speaker‘s judgment of the probabilities, the obligations or so on, involving in what he/she is saying
Quirk et al., (1985, p 219) affirm that modality can be defined as ―the
manner in which the meaning of a clause is qualified so as to reflect the speaker‘s judgment of the likelihood of the proposition it expresses being true‖
According to Palmer (Palmer, 1986), modality is pointed out as
―semantic information associated with the speaker‘s attitude or opinion about
what is said‖ Meanwhile, Frawley and Charles (Frawley & Charles, 1992)
state that modality is a semantic phenomenon, expressing the attitude and state of knowledge about a proposition
In general, from the linguists‘ viewpoints, the notions of modality are not different Modality is understood as a semantic category associated with the speaker‘s attitude or opinion towards the worlds
Regarding the classification of modality, the categorization criteria also differ according to the linguists
According to Perkins (Perkin, 1983), modality is defined as the representation of either rational, social or natural laws referring to respectively (1) epistemic, (2) deontic, and (3) dynamic modality
Huddleston (Huddleston, 1984) classifies modality into three different types: epistemic modality, deontic modality and dynamic modality
Trang 16(1) Epistemic modality expresses the knowledge of the speaker about the world
(2) Deontic modality calls for an action to be taken
(3) Dynamic modality indicates that the capable of an individual is to
do a certain action when the particular circumstances arise
Palmer (Palmer, 1990) distinguishes three types of modality in modal systems:
(1) Epistemic modality concerns essentially the speaker‘s judgment involving the truth of a proposition based on evidence and knowledge Thus epistemic modality can be seen as expressing the speaker‘s attitude toward propositions
(2) Deontic modality involves expressing the speaker‘s attitude toward the actions, namely what is obligatory, permitted or forbidden (3) Dynamic modality refers to the ability and the volition of the subject of the sentence
Radden et al., (Radden, Kopcke, Berg, & Siemund, 2007) distinguish
two major categories of modality:
(1) Root modality which comprises three types: disposition, intrinsic and deontic modality Intrinsic modality is concerned with intrinsic necessity and intrinsic possibility involving intrinsic qualities of a thing and circumstances, disposition modality, in contrast, includes
‗ability‘, ‗propensity‘, and ‗willingness‘ Deontic modality refers to obligation and permission
(2) Epistemic modality is defined as in tradition including necessity and possibility
Trang 17In this study, the semantic characteristics are focused on the
categorization criterion of modality according to the work of Quirk et al.,
(1985); therefore, the other categories are not investigated further The authors distinguish two categories of modality
Quirk et al., (1985) state that all modal verbs have intrinsic modality
and extrinsic modality
(1) Intrinsic modality involves human control over events which concern with ‗permission‘, ‗obligation‘, and ‗volition‘ In other word, intrinsic modality maybe contributes to create the semantic content of the proposition ―Intrinsic modality refers to actions and events that humans (or other agents) directly control: meanings relating to permission, obligation, or volition (or intention)‖ (Biber
et al., 1999)
(2) Extrinsic modality does not primarily concern with human control, but rather human judgment of what is or is not likely to occur It refers to ‗possibility‘, ‗necessity‘, and ‗prediction‘ Extrinsic modality expresses the speaker's attitude towards the content of a proposition; therefore it is considered as extra-propositional
modality Biber et al., (1999, p 485) says that extrinsic modality
―refers to the logical status of events or states, usually relating to assessments of likelihood: possibility, necessity, or prediction‖
2.2.2 Definition and types of semi-modal verbs
According to Huddleston and Pullum (Huddleston & Pullum, 2002), verbs in English are divided into two main classes-lexical verbs and auxiliary verbs based on the main criterion of the inflectional morphology and their syntax They divide auxiliary verbs into two classes The first verb class is
modal auxiliary verbs such as “can, may, will, shall, could, must, ought to,
Trang 18need” The second verb class is a non-modal auxiliary verb which includes
“be, have, and do”
Alexander (Alexander, 1988) defines that semi - modal auxiliary verbs, also known as marginal modal verbs, are those verbs that can function as modal auxiliary verbs Semi - modal verbs consisting of dare, need, used to, and ought to are always followed by the bare form of the main verb They are
used with main verbs, but they cannot be used as main verbs by themselves
The term 'marginal verbs' is used to refer those verbs that have the
same functions by Palmer (Palmer, 1987) These verbs are divided into two
classes, the first one is the primary verbs (have, do, be) and the second one is semi-modal such as (dare, need, ought to, used to) Both of them have a
function as auxiliaries and also as main verbs Primary verbs occur as full verbs in sentences once they are not followed by any other verbs
According to Quirk et al., (1985, p.96), verbs can be divided into three
major categories-full verbs, primary verbs and modal auxiliary verbs based on their function within the verb phrases On a gradient between modal auxiliaries at one end and full verbs which take a non-finite clause as object at the other, a set of categories of verbs whose status is in some degree intermediate between auxiliaries and main verbs are placed
The following table illustrates this gradient scale The focus of this study will be on the verbs including which are semantically closest to the central modals
Table 2.1 The auxiliary verb-main verb scale (Quirk et al., 1985)
(one
verb
phrase)
(a) CENTRAL MODALS
can, could, may, might, shall
should, will/’ll, would/’d, must
Trang 19(e) CATENATIVES
appear to, happen to, seem to, get+ -ed participle, keep + -
ing participle, etc
(f) MAIN VERB + nonfinite clause
hope + to - infinitive begin + -ing participle, etc
According to the above table, the groups of verbs behave similarly to
modal verbs but also share some characteristics with main verbs includes four
categories -, marginal modals, modal idioms semi-auxiliaries, and
catenatives Quirk et al., (1985, p 236) use the expression ‗marginal
auxiliaries’ to apply all four categories In this work, these categories of verbs
are examined and grouped into the term ‗semi-modal verbs‘
2.2.2.1 Marginal modals
Marginal modal (verb) is defined as ―a verb that is, formally, partly like
a modal verb and partly like a lexical verb, also called semi-modal auxiliary‖
(Aarts, Chalker, & Weiner, 2014)
Trang 20Quirk et al (1985, p.138) state that marginal modals are verbs which
closely resemble the central modal auxiliaries Marginal modal verbs that can
be regarded as the central modals in each verb have also a homophonic verb constructed as a main verb
Dare has a jumble of forms It can be used as a main verb occasionally
and in other conditions, it can be constructed as an auxiliary verb It has one
infinitive with or without 'to', for example:
1 He dared to escape (Quirk et al., 1985, p.138)
2 No one dare predict the result (ibid )
Dare can be used mostly more in negatives and interrogatives than in
positives As a main verb, the negative cases of dare are do not, does not, did
not dare but dare not or dared not as auxiliary verbs In interrogatives, do or did can be used with dare, as the following examples:
3 He daren’t escape (ibid)
4 They do not dare ask for more (ibid)
5 Do they dare ask for more? (ibid)
When dare is used as a main verb, it has all the characteristics of a main verb Dare therefore requires an object It can be followed by to-
infinitive or an infinitive without to As a main verb, it has to be replaced by
do in reduced clause constructions, for instance:
6 They didn’t dare to attack us, did they? (Quirk et al, 1985, p.139)
Also, it can occur in idiomatic construction in order to express a threatening rebuke, such as:
7 How dare you do such a thing? (ibid)
Need is a semi-modal verb because in some ways it likes a modal verb
and in other ways a main verb
Trang 21When need comes as a main verb, it has -s third person singular; and questions and negatives are made with do It is usually followed by to, as the
examples:
8 He needed to escape (ibid, p.138)
9 Do we need to write that? (Swan, 2005, p 342)
But when need is used as a modal auxiliary, it does not have –s; and
questions and negatives are made without do Also, it is not followed by an
infinitive with to As an auxiliary verb, it can be used without the inflected -ed
form, illustrated by the examples:
10 He needn’t escape (ibid)
11 Need we escape? (ibid)
As a modal auxiliary, need has no tense contrast To express past time,
however, need can be placed before the perfective aspects This is then approximately equivalent to the past tense of need as a main verb, for
instance:
12 You need not have done it (ibid, p.139)
13 You did not need to do it (ibid)
When need comes as a main verb, it has to be replaced by do in
reduced clause constructions such as:
12 She needs to practice and so do I (ibid)
Ought to is a verb from of a marginal modal that can be used as an
auxiliary verb or a full verb, for examples:
13 You ought to stop smoking (Quirk et al., 1985, p.139)
14 Ought you to smoke so much? (ibid)
When ought to is used as an auxiliary, it can be negated with the uncontracted negative ought not to and the contracted negative oughtn’t to as
the example:
Trang 2215 You oughtn’t to smoke so much (ibid)
The particle to that follows ought is also optional and can be omitted, in
assertive contexts; however, the to- less form is unacceptable For example:
16 Ought we (to) have done it? (ibid)
Once ought to is considered as a main verb, in this case, it may require
a complement such as an infinitive with to or a noun expression as the
following examples:
17 They didn’t ought to do that sort of thing (ibid, p.140)
18 Did we ought to have done the job? (ibid)
According to Quirk et al., (1985, p 140) used to can be used as a full
verb and an auxiliary verb It is used to discuss things which happened in the past and denote a habit or state that existed in the past It is therefore semantically not so much a modal auxiliary as an auxiliary of tense and aspect
in category It usually comes with -to infinitive and only happens in the past
tense For instance:
19 She used to attend regularly (ibid)
Used to is used both as an operator and with Do-support In the latter
case, the spellings use to and used to both occur Uncertainty of the status of
this verb is as to whether it is to be treated as an invariable form, like a modal auxiliary, or as a form with an infinitive like a full verb, such as:
20 He didn't use to smoke (ibid)
21 He used not to smoke (ibid)
2.2.2.2 Modal idioms
―Modal idioms are idiosyncratic verbal formations which consist of
more than one word and which have modal meanings that are not predictable
from the constituent parts (compare the non-modal idiom kick the bucket)
Trang 23Under this heading we include have got (to), had better/best, would
rather/sooner/as soon, and be (to).‖ ((Aarts, 2011)
According to Quirk, modal idioms consist of four multi-word verbs as
well as some less common verbal constructions: had better, would rather,
have got to, be to
All four modal idioms begin with an auxiliary verb, and are followed
by an infinitive, sometimes preceded by to as illustrated by following
examples:
22 We had better leave soon (Quirk et al., 1985, p 141)
23 I‘d rather not say anything (ibid)
24 They‘ve got to leave immediately (ibid)
25 The conference is to take place in Athens (ibid)
They are not like main verbs because none of them has non-finite forms; therefore, they cannot follow other verbs in the verb phrase
They are not entirely like auxiliaries, since they do not behave as operators Only the first word alone acts as operator (for example) negative and interrogative sentences such as the following examples:
26 Hadn’t we better lock the door? (ibid)
27 Would you rather eat in hotel? (ibid)
28 We haven’t got to pay already, have we? (ibid)
29 I wasn’t to know that you were waiting (ibid)
However, had better and would rather have two kinds of negation Firstly, there is a negation in which not follows the whole expressions as the
examples:
30 I‘d rather not stay here alone (Quirk et al., 1985, p 141)
31 You‘d better not lock the door (ibid)
Trang 24A second type of negation, in which not follows the first word,
especially in negative questions where an earlier statement or assumption is being challenged, for example:
32 A: Wouldn‘t you rather live in the country?
: No, I would not I‘d rather live here (ibid)
Would rather differs from central modals and marginal modals in that it
is incapable of showing active-passive synonymy
On the other hand, have got to and be to are more like main verbs in
that they have an –s form and normal present/past tense contrast as in examples 33 and 34:
33 The committee is to meet today (ibid, p 142)
34 She has got to leave by tomorrow (ibid)
2.2.2.3 Semi -auxiliaries
According Richard (Richard, 2018), in English grammar, a semi - auxiliary is a multi-word construction based on an auxiliary verb and having some of the same grammatical characteristics
Quirk et al., (1985, p.143) define that the semi-auxiliaries consist of a
set of verb idioms which express modals or aspectual meanings and which are
introduced by one of the primary verb HAVE and BE; eg: be able to, be about
to, be apt to, be bound to, be due to, be going to, be likely to, be meant to, be obliged to, be supposed to, be willing to, have to
This category doesn‘t have the clear boundaries: they might be
extended, for example, to include the negative be unable to, be unwilling to, etc
These constructions are resemble to auxiliaries rather than to main verb constructions because the first word can function as an operator in negation
and inversion rather than having do-support, for instances:
35 Ada isn’t going to win (Quirk et al., 1985, p 143)
36 Is Ada going to win? (ibid)
Trang 25In one respect, these constructions, however, are much closer to main
verbs They have non-finite forms such as been going to and to be bound to,
and can therefore occur in combination with preceding auxiliaries such as in the following examples:
37 John will be obliged to resign (ibid, p 144)
38 We have always been willing to help (ibid)
Have to is the only semi-auxiliary beginning with HAVE rather than
BE, but Quirk et al., (1985, p.145) justify that have to occurs in the full range
of non-finite forms such as in modal, perfective, and progressive constructions illustrated by the instances:
39 I may have to leave early (ibid, p 145)
40 The administration has had to make unpopular decisions (ibid)
Have to can occur in modal construction and it is similar to must in
meaning It can stand in for must in past constructions when must cannot be
used For examples:
41 There must be some solution to the problem (ibid)
42 There had to be some solution to the problem (ibid.)
43 Do we have to get up early tomorrow? (ibid.)
Have to comes either as a main verb or as an auxiliary with respect to
operator constructions, such as the followings:
44 Do we have to get up early tomorrow? (ibid)
45 Have we to get up early tomorrow? (ibid)
2.2.2.4 Catenatives
Rizo (Rizo, 1992) claims that catenative verbs can be defined as lexical verbs which have a ―special capacity to combine with non-finite verbal forms according to certain fixed rules‖ This makes the catenative verbs different from the rest of lexical verbs because they are able to create catenative constructions
Trang 26According to Palmer (1974, p 172), catenative verbs function in complex phrases which contain at least two full verbs; the first a catenative, the following clauses involve subordination
Quirk et al., (1985, p.146) state that the term CATENATIVE will in practice be used to denote verbs in such constructions as appear to, come to,
fail to, get to, happen to, manage to, seem to, tent to, and turn out to followed
by the infinitive, such as in the example 46:
no way syntactically related to transitive verb constructions in which the verb
is followed by a direct object or prepositional object
Trang 27We may also include among catenative verbs certain verbs which resemble the auxiliary BE in combining either with the -ing participle in progressive constructions, or with the -ed participle in passive constructions, for example:
49 The girl started out/kept (on)/went on/ working
(Quirk et al., 1985, p.147)
2.2.3 The semantic characteristics of semi-modal verbs
Quirk, et al., (1985) claim that it is worth noting how closely
semi-modal verbs tend to follow the pattern of the auxiliary verbs in the kinds of meaning they convey The largest groups of semi-modal verbs are modal in their semantic function Therefore, the terminology of meanings here is the same as the one of modal verbs
According to Biber et al., (Biber et al., 1999), modality in English can
be expressed by nine central modal auxiliary verbs, i.e can, could, may,
might, shall, should, will, would and must, and a number of semi-modals, i.e
marginal auxiliary verbs and fixed idiomatic phrases that function as modals
(e.g need (to), ought (to), dare (to) and used (to) and (had) better, have to,
(have) got to, etc.)
Biber et al., (1999, p.485) formulate that these modal auxiliary verbs,
marginal auxiliary verbs and fixed idiomatic phrases ―can be grouped into three major categories according to their main meanings‖ Thus, modal
auxiliary verbs can, could, may, might denote permission, possibility and ability; modal auxiliary verbs must and should, marginal auxiliary verbs need
to and ought to and fixed idiomatic phrases had (better), have (got) to and be supposed to express obligation and necessity, while modal auxiliary verbs will, would and shall as well as the phrase be going to indicate volition and
prediction (ibid)
Trang 28In this study, the semantic features expressing by semi-modal verbs are discussed based on the category of Quirk et al (1985) They consist of
extrinsic and intrinsic modality Between these two kinds of modality there is
a gradient; of course, there are areas of overlap and neutrality The extrinsic and intrinsic contrast is not only expressed by all modal verbs, but also by many of the marginal and catenative constructions
Semi-modal verbs express extrinsic modality in case they indicate
necessity, possibility, prediction meanings which are related to the likelihood
of happening of the events or human assessment of the status of the events as the following example:
50 The plan is bound to fail (necessity) (Quirk et al., 1985, p 237)
In opposite, intrinsic modality is expressed when semi-modal verbs
manifest obligation, volition, intention, and permission meanings which involving the actions under human control such as in example below:
51 You are bound to pay your debts (obligation) (ibid)
The meanings relating to those categories can be synthesized in Table 2.2
Table 2.2: Meanings relating to intrinsic modality and extrinsic modality
Intrinsic modality refers to actions
and events that human directly
control (Biber et al., 1999, p.485)
Extrinsic modality refers to the logical status of events or states, usually relating to assessments of likelihood (ibid)
Trang 29Another meaning apart from modality expressed by semi-modal verbs are temporal and aspectual These constructions are used to, be going to, be
to, be about to, be due to and be destined to
The meanings of semi-modal verbs are displayed in Table 2.2, the modal meanings expressed by semi-modal verbs shown in the right hand part
of the table are remarkably similar as the meanings of the modal auxiliaries
2.3: Meanings of marginal auxiliaries (Quirk et al., 1985, p 237)
Past (Committed) (Committed)
used to need (to)
have to have got to
be bound to
be certain to
be sure to
need (to) have to have got to
sooner
be going to
dare (to) tend to
be liable to happen to
In Table 2.3, several verbal constructions appear more than once, since their semantic ranges tend to stretch across more than one category A semi-
Trang 30modal verb can express either both extrinsic and intrinsic modality, like the modal verbs
It is true that semi-auxiliaries and catenative constructions have finite verb forms; therefore, two or even more modal concepts can be combined in a sequence of verb phrases And in such combination, it is normal for an extrinsic modality to precede an intrinsic one For examples:
non-52 We may have to play it again (Possibility + obligation)
53 She must have been willing to help (Necessity + volition)
2.2.4 Political news
Conley & Lamble (Conley & Lamble, 2006) state that news values determine whether stories are to be pursued New values help to determine whether the stories can be published after being pursued and then, if published, which news presentation the stories will be listed in
It is worth examining new values because of their information to the mediated world It is indicated that the news values are presented to news audiences and provide a shared shorthand operational understanding of what working journalists are required to produce to deadlines (Harcup & O‘Neill, 2001)
Shoemaker and Cohen (Shoemaker & Cohen, 2006) say that news often addresses aspects of reality which seem unusual, deviant, or out of the ordinary Hence the famous dictum that ―Dog Bites Man‖ is not news, but
―Man Bites Dog‖ is (Park, 1940)
It is difficult to say what exactly political signifies and there is no widely agreed upon definition of what is political Eugene (Eugene, 1980) states that ‗political‘ is a ubiquitous and seemingly indispensable term in the discussion of human affairs It is used to speak of quite different kinds of things-institutions, actions, conflicts, expenditures, a type of discourse, a
Trang 31branch of science and such Thus, the term ‗political‘ is related to the life and thought of modern nations, ancient cities and primitive tribes, even the internal affairs of businesses, unions, schools, and churches
Accordingly, political news is the newest information containing newsworthy and the most expected content about all the aspects of political field of the world
2.3 Theoretical framework
Semi-modal verbs examined in this study are classified based on the
term of marginal auxiliaries in the work of Quirk et al., (1985) The illustrated
following types of verbs are considered as the main framework for analysis
Table 2.4: Types of semi-modal verbs in English (Quirk et al., 1985)
Types of semi-modal
verbs
Verbs
1 Marginal verbs dare, need, ought to, used to
2 Modal idioms had better, would rather, have got to, be to
3 Semi - auxiliaries be able to, be unable to, be bound to, be likely to,
be unlikely to, be supposed to, be about to, be due
to, be meant to, be willing to, be unwilling to, be apt to, be going to, be obliged to, have to
4 Catenative verb
constructions
appear to, come to, fail to, get to, happen to, manage to, seem to, tend to, turn out to, get + ed participle, keep + ing participle
2.4 Summary
This chapter has briefly reviewed the previous researches as well as definitions, classification of types and the semantic aspects of semi-modal verbs related to the present study The notions considered as the core of the
Trang 32study are based on the theory of Quirk et al., (1985) The findings of the
theory-based analyze will be mentioned in details in Chapter 4
Trang 33CHAPTER 3 RESEARCH METHODOLOGY
3.1 Research Design
Following the objectives and the research questions addressed in sections 1.2 and 1.3 of chapter 1, this is a descriptive study designed to seek the qualitative information from the analysis of the data collected from the political news
Ethridge (2004, p.24) claims that a descriptive method is ―characterized
as simply the attempt to determine, describe or identify what is‖ Descriptive research is ―aimed at castling light on current issues or problems through a process of data collection that enables them to describe the situation more completely than was possible without employing this method.‖ Therefore, the descriptive method is one of the most powerful methods consumed to investigate the data A descriptive study can contain either the elements of qualitative and quantitative methods
This research was carried out with the following methods:
- The descriptive method in combination with qualitative and quantitative analysis was employed as the main method to apprehend and find out the different types of semi-modals basing on the theoretical framework presented in the theoretical background, then identify the appropriate samples and finally proceed to collect the valid and reliable data from the selected samples
- In this study, the qualitative analysis was manipulated to determine the different types of semi-modal verbs with their semantic meanings used in
the political news according to the classification of Quirk et al (1985)
Trang 34- After the qualitative analysis, the data are then quantitatively analyzed
to identify the frequency of semi-modal verbs used in the political news
To sum up, in this research, the descriptive method helps the research get access to the political news, and deal with semi-modal verbs used in the data Basing on those findings, qualitative analysis will enable us to reveal the semantic values of semi-modal verbs Then, the quantitative approaches are used to give statistics in terms of the occurrence frequencies of semi-modal verbs
3.2 Data Collection
This study was conducted with a corpus-based analysis and employed
the theoretical framework of Quirk et al., (1985) in terms of the classification
and the semantic meanings of the semi-modal verbs
Baker (Baker, 1996) supposes that corpus means ―a collection of texts held in electronic form, capable of being analysed automatically or semi-automatically rather than manually‖ A corpus-based method is known as a new area of research which concerns analyzing the corpora of authentic running text by means of computer software
Based on the corpus based method, the researchers can access to a large sample of texts; therefore, it is also used in this study for counting occurrences and frequencies of usage
3.2.1 Description of corpus
The study was conducted with the analysis of the corpus consisting of
30 pieces of political news with a total of 32848 words All the thirty political news taken randomly from the website https://edition.cnn.com/politics at different points in the three months from November 2018 to January 2019
Trang 35vary in length The size of corpus is considered not too large or too small so that the whole text can be read completely
As clarified in the scope of the study, the investigating of different
types of semi-modal verbs as well as the analysis of their semantic meanings will be made in this study Moreover, choices of using which semi-modal
verbs can reflect the attitudes towards the events presented and the actors
involved For these reasons, political news is considered as the main source of the data used in the study
Table 3.1: The corpus of 30 pieces of political news
Trump, Obama square off in whirlwind
weekend before midterm elections
5 7 takeaways from election night 2018 November 7, 2018 1409
6 A divided Congress, a divided America November 7, 2018 1358 7
China makes opening bid to US on trade
ahead of Trump-Xi meeting
Trang 3610 Yes, 2018 was a massive Democratic
wave Here's proof
November 27, 2018 448
1
11
Congress weighs two-week extension
ahead of government shutdown deadline
Trump signals US won't punish Saudi
crown prince over Khashoggi killing
December 10, 2018 1914
15
Trump sets 'terrible precedent' by
crossing red line on Huawei case
President Trump and first lady Melania
Trump make surprise visit to Iraq
December 26, 2018 1360
1
19
House Democrats scooping up staff,
lawyers to power Trump investigations
December 29, 2018 1727
2
20
Graham: Trump still wants to leave
Syria, but will revaluate plan to attack
ISIS
December 31, 2018 813
21 Brace yourself for an ugly political brawl January 1, 2019 1617
22 Federal employees prepare for a long January 2, 2019 1247
Trang 37shutdown
2
23
Trump told lawmakers he prefers word
'strike' to government shutdown, sources
say
January 5, 2019 503
2
24
Millions could lose food assistance,
including school lunches, if shutdown
drags on
January 7, 2019 789
25 Mitch McConnell blocks Senate
Democrats' move to reopen government
January 10, 2019 1225
2
26
Trump says he had 'great conversation'
with Putin, calls media reports 'nonsense'
Pence, Ivanka, Kushner no-show as
Mattis gets standing ovation at elite DC
dinner
January 28, 2019 675
3
30
Hundreds of migrants cross Arizona
border after 'several busloads' dropped
off in Mexico
January 29, 2019 901
3.2.2 Corpus compilation procedure
In this section, a process is conducted to extract the data from a 32538 word corpus as follows:
All the verbs belonged to four types of semi-modal verbs clarified in
the theoretical framework are listed, such as dare, need, ought to, used to
Trang 38classified into marginal verbs, etc Then, the author uses a tool named TexSTAT-2 program in order to do lexical analysis This program can perform the frequency counting of a certain device in the whole 30 political news by showing the string matching and the concordance of the examined device
The corpus provides the number of occurrences of each verb and shows the contexts of the usage of semi- modal verbs quickly and exactly Hence the researcher can extract all the speeches and statements containing the types of semi-modals An illustrated example of a semi-modal verb is performed in Figure 3.1 as follows:
Figure 3.1: String matching of HAVE TO in the corpus
After data processing finishes, the results are stored for classification and analysis From the corpus, the researcher can collect 156 cases using semi-modal verbs including 15 cases of marginal verbs, 7 positions of modal idioms, 103 uses of semi-auxiliaries, and 31 devices of catenative verbs
3.2.3 Procedure of Data Collection
To collect the data, the following steps are carried out:
- Identifying the appropriate data concerning to the semi-modal verbs
Trang 39- Deciding the source of data comprising the political news collected from the website: https://edition.cnn.com/politics
- Selecting the source of data by using Google search engine
- Building the corpus consisting of 30 political news
- Identifying the different formality of the semi-modal verbs in the view
of comprehensive grammar of Quirk et al (1985)
- Extracting the data from a 32538-word corpus by using a tool for named TexSTAT-2 program
- Discussing the semantic features expressed by semi-modal verbs
3.2.4 Data analysis
The data was qualitatively analyzed following the theoretical background introduced chapter two The semantic features of the used semi-modal verbs were studied most clearly in the analysis The writer/speaker-reader relationship and the message of the use of the semi-modal verbs are the basis of demonstrating the pragmatic information
The qualitative approaches were used to interpret the semantic characteristics of the semi-modal verbs, illuminating that a semi-modal verb
is able to express in different contexts and vice versa in a certain context many semi-modal verbs are used
About the occurrence of each type of the semi-modal verbs used in the samples, the quantitative techniques were applied to calculate and describe the distributions of the semi-modal verbs
3.3 Reliability and Validity
The quality of the research is always maintained because in the process
of selecting from the data collection, the samples were compared with the theoretical background Above all, only linguistic expressions are found to
Trang 40match the classifications of the semi-modal verb in terms of the framework are selected as the samples for the analysis
Furthermore, the data was considered to be reliable without much variation or deviation from the sample of the semi-modal verbs since they were collected by the way in which obeying the criteria of the theory background and the mentioned descriptive framework of the study The criteria were used to examine the linguistic features of the semi-modal verbs based on the theoretical framework presented in chapter two To guarantee the reliability and validity of the research, the investigation of the data were completely followed the principles in the theoretical background presented in chapter two
3.4 Summary
In the chapter, the research methodology and the ways to collect data including the ways how to get samples and procedure of data collection are presented clearly This chapter also mentioned the ways to analyze the data and stated reliability and validity of the thesis This is the chapter in which the detail essential preparations for further findings and discussions in chapter four were shown