THE UNIVERSITY OF DA NANG UNIVERSITY OF FOREIGN LANGUAGE STUDIES NGUYỄN THỊ PHƯƠNG THÚY AN INVESTIGATION INTO RELATIONAL AND VERBAL PROCESSES IN THE LITERATURE REVIEW IN VIEW OF FUNCT
Trang 1THE UNIVERSITY OF DA NANG
UNIVERSITY OF FOREIGN LANGUAGE STUDIES
NGUYỄN THỊ PHƯƠNG THÚY
AN INVESTIGATION INTO RELATIONAL AND VERBAL PROCESSES IN THE LITERATURE REVIEW
IN VIEW OF FUNCTIONAL GRAMMAR
Major: ENGLISH LINGUISTICS
Trang 2This thesis has been completed at University of Foreign Language Studies,
The University of Da Nang
Supervisor: NGU THIEN HUNG, Ph.D
Examiner 1: Nguyen Tat Thang, Ph.D
Examiner 2: Nguyen Thi Quynh Hoa, Ph.D
The thesis was be orally defended at the Examining Committee Time: 09/09/2017
Venue: University of Foreign Language Studies
-The University of Da Nang
This thesis is available for the purpose of reference at:
Library of University of Foreign Language Studies,
The University of Da Nang.
Trang 3CHAPTER 1 INTRODUCTION
1.1 RATIONALE
A literature review is absolutely common for researchers at any levels The purpose of a literature review is to show readers that the researcher has read, and illustrate a good grasp of the previous published works related to the researcher’s topic or field
In fact, although some reviewers of literature are very high value and achieve good feedbacks, the mainstream of them were boring, poor and not quite academic Conducting and presenting the literature review requires a variety of activities such as reading, interpreting, and analyzing, and synthesizing numerous data or ideas
As we all know, language is as an effective instrument of thought
We need a model of language that assist us to create the meaning of the text and Functional grammar can solve this because Functional grammar views language as a resource of making meaning Therefore, writers can take the advantages of the functional aspects
of language to fullfil their task in presenting an effective literature review of their research work In this sense, Functional grammar can
be considered an effective instrument to view how well the writers build the literature review We can see that Halliday’s Functional Grammar (FG) focuses on the meaning of language or communication and indicates the grammatical patterns of natural language Actually, having insight knowledge about the experiential function can assist writers to serve for the content of their literature reviews and make it easy for readers to understand the writers’ expression Especially, experiential metafunction has six process
Trang 4types: Material, Relational, Mental, Behavioural, Verbal and Existential with particular functions and special kinds of verbs, which provides writers the most appropriate words to show accurate summary, thinking, comparison and judgment about the previous studies in their own literature reviews
Let’s consider some extracts from a literature review of
“Matching and Stretching Learners’ Learning Styles” published by Journal of Language Teaching and Research
“The education literature suggests that learners who are
actively immersed in the learning process will be more likely to achieve success (Dewar, 1999).”
“In Gagne‟s (1985) view, teaching strategies are conditions
required for the acquisition of knowledge and skill.”
The verb in bold “suggests”, is the verbal process and the underlined “are” is the relational process in terms of experiential
meaning The writer used the verbs to describe the special points of the achievements of previous researchers Therefore, an analysis of processes of experiential representation is a helpful theoretical model for both reviewers and the readers in writing and understanding the literature review
For these reasons above, I make a decision to conduct the
research with the title: An investigation into relational and verbal
processes in the literature review in view of Functional Grammar
1.2 AIMS AND OBJECTIVES
1.2.1 Aims
This study aims to examine the relational and verbal processes
in the literature reviews in view of Functional grammar and provide the Vietnamese learners of English practical knowledge concerning
Trang 5the functional aspects of the linguistic resources in presenting the literature reviews
- To identify the functional aspects of the two processes in the literature review
- To suggest some implications for producing the literature review
1.3 SCOPE OF THE STUDY
In the scope of this research I concentrate mainly on analysis
of the relational and verbal processes of the experiential function used in systems and lexico-grammatical structures which is a incredibly significant branch of Halliday’s Systemic Functional Grammar in the literature review in terms of Functional grammar The experiential metafunction about the perception and experience of the world was analyzed in clause as representation in the literature review Besides, analysis of two processes in transitivity system such
as relational and verbal processes containing in the literature review were discovered From the analysis, it is expected that the study would help people to distinguish the distinctive features of relational and verbal processes applied in the literature review and how language represents in the literature review, so that the writers can take advantages of them to improve writing literature review skill However, such Material, Mental, Behavioral Process will not be dealt with and are put beyond the scope of this study
Trang 61.5 THE SIGNIFICANCE OF THE STUDY
1.6 ORGANIZATION OF THE STUDY
The study is presented in five chapters:
Chapter 1: Introduction
Chapter 2: Literature Review and Theoretical Background Chapter 3: Research Method
Chapter 4: Findings & discussions
Chapter 5: Conclusions & implications
CHAPTER 2 LITERATURE REVIEW AND THEORETICAL BACKGROUND
2.1 THEORETICAL BACKGROUND
2.1.1 Defining Literature review
2.1.2 An Overview of Systemic Functional Grammar (SFG) 2.1.3 Linguistic Metafunctions
2.1.4 The Grammar of Experiential Meaning
2.2 LITERATURE REVIEW
Up to now, many researchers have been done on the meaning
of the clause as representation:
Trang 7Eggins' An Introduction to Systemic Functional Linguistics (2004) introduces readers to the major concepts, principles and techniques of the systemic functional approach to language It provides an overview of systemic functional theory and illustrates how readers use these principles or approaches in analyzing the
spoken and written texts
Bloor and Bloor (2004) show an overview of the applications
of functional grammar to the practical importance of linguistic theory and analysis related to different texts such as science, travel, history and literary sources He proposes that “when people use language,
their language acts produce – construct meaning” (2004, p 2)
In the study about Transitivity Analysis of Heroic Mother by Hoa Pham by Thu Hanh Nguyen (2012), transitivity analysis gives more detailed information to assist the reader’s responses to “Heroic Mother” The study of transitivity analysis through processes and the participants provides linguistic indication to support the meaning of the story so readers can understand the main character’s world Heroic mother is the main character suffering from the isolation,
boredom, and insufficient consideration from her family
The study An investigation of the Doctoral Literature Review
of Melynda (2011) focuses on the importance of a well-conducted dissertation literature review and then examine the textbooks used in the early stages of doctoral education and the quality of dissertation
literature reviews from a field of the Literature Review Scoring
The article A Guide to Writing the Dissertation Literature Review by Justus (2009) summarizes some pivotal information on how to conduct a high-quality dissertation literature review It includes the purposes of a review, presents taxonomy of literature
Trang 8reviews, the procedure in writing a quantitative or qualitative literature review The article also provides some common mistakes
and a framework for the self-evaluation of a literature review
A Framework for Using Discourse Analysis for the Review of the Literature in Counseling Research by Anthony and Rebecca (2014) provides a framework for counselor researchers and practitioners for using another qualitative data analysis technique to analyze and interpret literature review sources—a process that we call a Discourse Analysis-Based Research Synthesis (DARS)
2.3 SUMMARY
In summary, this chapter has reviewed the previous researches relating to this study It has also presented the verbal processes and relational processes in light of functional grammar The usage of the verbal and relational processes in the literature review is also examined All these theories serve as a background of the study and
will all be the foundation for analysis in the following chapters
CHAPTER 3 RESEARCH METHODOLOGY
- Qualitative information was collected for the identification of
Trang 9the types of verbal processes and relational processes represented in the literature review
- Quantitative information was collected for the frequency of each types of processes manifested in the literature review
- Selecting the most appropriate and interesting examples to demonstrate the main points of the thesis
- Discussing the frequency of clause in term of two processes types of the experiential function in the literature review
- Discussing the findings, describing, analyzing and pointing out the similarities and differences of the usage of relational and verbal processes in the literature review
The consequences of the analysis are then showed in mainly qualitative manner (in words and nominal scales) Frequency of common core verbs of two kinds of processes is presented in Figures
Trang 10CHAPTER 4 FINDINGS AND DISCUSSIONS
4.1 LINGUISTIC FEATURES OF THE LITERATURE REVIEW IN VIEW OF VERBAL PROCESSES
This chapter presents the analysis of the verbal transitivity in the literature review from the Systemic Functional Linguistics perspective The consequences show that there is an important variation among the verbal process frequencies and their projecting characteristics in the literature reviews
4.1.1 Literature review in view of verbal processes with suggest
4.1.2 Literature review in view of verbal processes with propose
4.1.3 Literature review in view of verbal processes with show 4.1.4 Literature review in view of verbal processes with assert 4.1.5 Literature review in view of verbal processes with state
4.1.6 Literature review in view of verbal processes with identify claim
4.1.7 Literature review in view of verbal processes indicate 4.1.8 Literature review in view of verbal processes with argue
4.1.9 Literature review in view of verbal processes with define
4.2 LINGUISTIC FEATURES OF THE LITERATURE REVIEW IN VIEW OF RELATIONAL ATTRIBUTIVE PROCESSES
Trang 114.2.1 Literature review in view of relational attributive processes of Intensive
4.2.2 Literature review in view of relational attributive processes of Circumstance
4.2.3 Literature review in view of relational attribute processes of Possession
4.3 REMARKS ON THE QUALITATIVE AND QUANTITATIVE RESULTS
4.3.1 Discussion of the qualitative analysis
4.3.1.1 Qualitative analysis about linguistic Features of the literature review in view of verbal processes
+ Construction: According to the analysis presented above,
all of the verbal processes are realized in 5 formulas below:
(1) [SAYER + V.P + VERBIAGE + CIRCUMTANCE] (2) [SAYER + V.P + CLAUSE]
(3) [CIRCUMSTANCE + V.P + BY + SAYER + V.P + CLAUSE]
(4) [SAYER + V.P + RECEIVER + A CLAUSE]
(5) [SAYER + V.P + A COMPLEX CLAUSE]
From 5 formulas above, there are some different between them
+ Sayer: In the processes, the Sayers are almost the third
persons and they can be singular or plural, a noun or a noun phrase like “Kenworthy”, “The study”, “These reasons”
+ Receiver: the Receiver appears rarely in the processes + Circumstance: the Circumstance can stands at the top of the
sentence and sometimes appears at the end of the sentence The Circumstance indicates location, matter or angle
+ Projection in verbal clauses: It is worth mentioning that in
Trang 12the literature review, the writers tend to use verbal processes taking projections more than non-projections Additionally, hypotactic locutions tend to use more frequently than the paratactic ones The
combination of two locutions appears rarely
4.3.1.2 Qualitative analysis about linguistic features of the literature review in view of relational attributive processes
The core verb of Intensive attributive relational process
- The verb BE plays the role of linking between carrier and
attributor Besides, BE conveys meaning of comparing, describing, indicating or emphasizing The verb BE can be in present or past
tense depending on each condition of the time
+ It usually combines with an indefinite noun, or a noun phrase with plural or singular form, an adjective or an adjective phrase, to
Trang 13infinitive verb Let's see the following example:
E-learning is an increasingly popular area of modern
education
(Kristina, 2010, p.531)
- The verb PLAY can support more information about
mentioned terms Moreover, it can express the importance of issues
It can be accompanied with an indefinite noun or noun phrase Let's see the following example:
Traditional education plays too much attention to instilling
the knowledge into the students
(Yuanyuan, 2015, p.1205)
- The verb SEEM is used to describe the external appearance
of state, express the enhancement, shows the gradual changing of state to the goal state It can combine with adjective, to be or to infinitive Let's see the following example:
In certain words, final syllables seemed to be stressed rather
than the first syllables
(Dabaghi, 2010, p.1782)
- The verb BECOME expresses the inherent nature or a state
of change Besides, it can express the result of changing or improvements It is usually accompanied with an adjective, adjective phrase or comparative adjectives, an indefinite noun phrase Let's consider the following example:
They also found that when teacher autonomy is restricted
teachers become more controlling with their students
(Waldvogel, 2013, p.209)
The participants in Intensive attributive relational process
Intensive Attributive relational process definitely contains two