The results obtained from i Survey question on the urgency of the thesis, ii Survey on the development status of the mechatronics industry cluster in Vietnam in the period 2010-2020 and
Trang 1VIETNAM ACADEMY OF SOCIAL SCIENCES
GRADUATE ACADEMY OF SOCIAL SCIENCES
DEVELOPING VIETNAM’S MECHATRONICS INDUSTRY
IN THE PERIOD UP TO 2020, VISION TO 2030
Major code: 9.34.04.10
THESIS SUMMARY DOCTOR OF ECONOMIC
HA NOI – 2021
Trang 2The work is completed at:
VIETNAM ACADEMY OF SOCIAL SCIENCES
GRADUATE ACADEMY OF SOCIAL SCIENCES
Scientific Advisor:
1 Associate Professor, PhD Tran Dinh Thien
2 PhD Pham Ngoc Hai
Reviewer 1: Associate Professor, PhD Nguyen Ngoc Son
Reviewer 2: Associate Professor, PhD Ngo Quang Minh
Reviewer 3: Associate Professor, PhD Nguyen Xuan Dung
The thesis will be defended in front of the Academy-level Thesis Assessment Council at: Graduate Academy of Social Sciences,
477 Nguyen Trai, Thanh Xuan, Ha Noi
At ……., date … month …… year ……
Thesis can be found at:
- Graduate Academy of Social Sciences’s Library
- National Library of Vietnam
Trang 3INTRODUCTION
1 The need of the thesis:
Mechatronics is a high-tech field formed by integrating the latest achievements of many different technology industries such as mechanical engineering, electrical - electronics, automation technology, technology information and material technology to create smart products in civil, military, medical, security and defense, aerospace With this outstanding feature, Mechatronics's role becomes It is very important and indispensable in the development of modern science and technology and was rated as one of 10 technologies by the "Technology Review" Magazine of Massachusetts University of Technology - USA in February
2003 world-changing outlook in the twenty-first century The birth of the Mechatronics industry stems from the growing needs of manufacturing industries that require interdisciplinary technology integrating mechanics, electricity - electronics, computer science and cybernetics With the presence of a wide range of smart products, today Mechatronics technology has been widely and effectively applied in economic, cultural, educational, medical, security and defense development , civil of the countries of the world
Vietnam as well as other countries in the world are immersed in the flow of the Fourth Industrial Revolution - a revolution closely related to innovation in digital technology in general and Mechatronics in particular Thanks to the achievements of the Industry 4.0, the development of the Mechatronics industry can help Vietnam "take a short cut" by creating breakthroughs in integrated technology thinking, improving the level of technology, production and sales capacity and with new smart and highly competitive products in the world market
It is time for Vietnam to clearly define strategic directions, have specific policies and solutions to promote the development of the Mechatronics industry in the overall national industrial development in order to respond promptly and effectively to Industry 4.0, properly assessing the role of "leverage" of industrial products in general, Mechatronics products in particular for the socio-economic development
of the country, must master the Mechatronics field from many angles degree of difference such as science, technology, engineering, education and must make adequate investment for Mechatronics in the
Trang 4as one of the six industries and technologies that are prioritized for investment and development in the period of Vietnam towards Industry 4.0 in Resolution No 52-NQ / TW dated September 27, 2019 of the Politburo on a number of guidelines and policies to actively participate in the Industry 4.0
Recognizing the important role and potential contribution of the Mechatronics industry to the national industrial economic development
in the context of international integration with increasingly diversified market sizes and high competitiveness, along with the impact from the Industrial Revolution 4.0, to ensure the objectivity and practical basis of the thesis, the PhD student has conducted a survey to consult experts (researchers, lecturers, officials) managers, policymakers, leaders of State agencies, business leaders .) and enterprises in the Mechatronics industry on the urgency of the topic "Developing Vietnam's Mechatronics Industry in period up to 2020, vision to 2030 "and received positive results Specifically, according to the survey results collected, the topic received 72/72 consent votes from experts who are managers, policy makers, businesses, researchers and 14/14 Votes of consent from businesses, agencies operating in the field of Mechatronics or related to the field of Mechatronics include Associations, Research Institutes, Universities and Enterprises Stemming from actual needs, the research and proposal of industrial development solutions Mechatronics Vietnam has received strong support from experts and leading agencies
of the State, Associations, and joint ventures enterprises operating in the Mechatronics industry such as: Vietnam Mechatronics Association, Mechanical Research Institute under the Ministry of Industry and Trade, Automation Electronics Research Institute under the Ministry of Industry and Trade, Vietnam Association of Mechanical Enterprises, Vietnam Automation Association, Vietnam Institute of Economics, Institute of Information Technology under Vietnam Academy of Science and Technology, Saigon - Hanoi Beer Joint Stock Company, Mechanical Automation Co., Ltd and Environment (AMECO) The results obtained from (i) Survey question on the urgency of the thesis, (ii) Survey on the development status of the mechatronics industry cluster in Vietnam in the period 2010-2020 and factors affecting the development
of the mechatronics industry (Appendix 4.5) is one of the important bases for the PhD student to offer solutions for the singing development for the
Trang 6In order to realize the policies of the Party and State, promote research and application of Mechatronics, bring Mechatronics to practically and effectively serve the cause of industrialization and modernization of the country, and contribute to supply provide arguments for managers, policy-makers with a basis for orientation and inter-agency coordination in the formulation of national industrial development policies as well as development of important sectors and fields The subject of "Developing Vietnam's Mechatronic Industry in the period to 2020, with a vision to 2030" in the 4th Industrial Revolution in the near future, under the subject of Economic Management has been the major impact of the Fourth Industrial Revolution in the coming time Research students choose to study for their doctoral dissertation
2 Research objectives and research content of the thesis:
2.1 Research objectives:
Research on the theoretical basis of the Mechatronics industry, the theory of the development of the Mechatronics industry, evaluate the current situation of the Mechatronics industry in Vietnam and the policy
of the development of the Mechatronics industry, analyze the factors of policy influences to develop the industry, from there give solutions to develop policies for the Mechatronics industry in Vietnam until 2030
- Assessment of the current status of industrial development policies
in Vietnam's Mechatronics industry in the period 2010-2020
- Proposing solutions (policies) to develop Vietnam's Mechatronics industry to 2030
Trang 73 Object and range of the thesis:
3.1 Research objects:
The research objects of the thesis are (i) Vietnam Electronics industry (position, roles, characteristics, main components), (ii) factor impacts on the development of the industry Mechatronics industry in Vietnam, (iii) issues related to development policies of Vietnam Mechatronic Company
4 Research methodology of the thesis:
4.1 Secondary document analysis method:
The research of the thesis is based on the results of secondary document analysis that are relevant researches to the Mechatronic industry, helping the author to synthesize his views and make his conclusions in a different approach
4.2 Survey method by survey and interview the experts:
The purpose of this method is to survey and collect evaluation opinions of experts and businesses related to the current status of the development of Vietnam's Mechatronics industry
- Survey and survey by questionnaires with 35 enterprises operating
in the field of Mechatronics in Vietnam;
- Questionnaires surveyed and surveyed with 74 experts who are managers, policymakers, businesses, and researchers related to the Mechatronics field in Vietnam
Trang 84.3 Methods of using quantitative research models and tools:
The results obtained from the expert and business survey were synthesized and analyzed using quantitative research tools (SPSS descriptive statistics, Cronbach's Alpha reliability coefficient assessment, EFA discovery factors, linear regression equation) to have a scientific basis, objectively verify the assumptions made about the influence of the factors on the development of the Mechatronics industry
4.4 Analytical methods according to the diamond model of M.E.Porter:
The diamond model of M.E.Porter is used in the thesis to analyze and reflect the current situation of factors affecting the competitiveness
of Vietnam's Mechatronics industry
4.5 SWOT analysis method:
SWOT analysis method is used in the thesis with the purpose of synthesizing and analyzing strengths, weaknesses, opportunities and challenges of Mechatronics Vietnam industry in new context
5 New contributions of the thesis:
On the basis of systematizing theories related to the development of the Mechatronics industry, the author has developed a plan to assess the current situation and competitiveness of the Mechatronics industry in Vietnam (through the diamond model of ME Porter, SWOT, research and survey) and a set of criteria for assessing the current status of industrial development policies in Vietnam's Mechatronics industry
In addition, the novelty of the topic is to propose solutions to develop the Mechatronics industry in Vietnam in the direction of an industrial cluster with synchronous policies on science, technology, human resources, finance, and investment credit key products, supporting industries
6 The theoretical and practical significance of the thesis:
Theoretically, the thesis has made contributions when clarifying the current status of the development policy of the Mechatronics industry in Vietnam and the factors affecting the development of the Mechatronics industry in Vietnam in the period of 2010- 2020
Trang 9Practical products that the topic proposes are groups of policy solutions from the State to support the development of Vietnam's Mechatronics industry in the period up to 2030
7 Analytical framework of the thesis:
According to the Analytical Framework of the thesis, the two main areas that are focused on are industry Mechatronics and industry policy development Mechatronics The diamond model M.E.Porter is applied to analyze the overall characteristics of the Mechatronics industry and its competitiveness in the current context The SWOT model is also referenced for the Mechatronics industry for a better view of the Mechatronics industry's strengths, weaknesses, opportunities and challenges Industrial policy development, industry policy management are reviewed, analyzed and evaluated General assessment criteria for industrial policies are referenced and analyzed by the graduate students
On the basis of the above analysis, the factors affecting the Mechatronics industry are synthesized and surveyed for businesses and experts in the field to have a basis to assess the current situation development of the Mechatronics industry in Vietnam in the period 2010-2020 The collected data will be analyzed statistically using SPSS tools, effect factor analysis method (EFA), Cronbach Alpha reliability coefficient method, regression analysis method The results obtained from data analysis and evaluation from the industry diamond model Mechatronics is an important basis for NCS to propose solutions to develop the Mechatronics industry in the new context
8 The structure of the thesis:
In addition to the Introduction, Conclusion, Appendices and References, the topic is structured with 04 specific chapters as follows: Chapter 1: Overview of the research
Chapter 2: Theoretical and practical basis for the development of the Mechatronics industry
Chapter 3: Development status of Vietnam Mechatronics industry
Chapter 4: Solutions to develop the mechatronics industry in Vietnam
Trang 10CHAPTER 1 OVERVIEW OF THE RESEARCH 1.1 Studies on Mechatronics industry in Vietnam:
From the end of the 20th century and the beginning of the 21st century, Mechatronics industry began to be interested in Vietnam, domestic researchers have made many reports and scientific topics on this issue, however most These are technical and scientific studies focusing on the design and application of Mechatronics systems and products, and few reports of scientific research focusing on economic management aspects as well as the interaction effects between factors elements that make up the Mechatronics industry as well as the management and support policies of the State for this industry The domestic research mainly focuses on some main contents as follows:
In terms of concept and role, Mechatronics is the synergy of many fields (mechanics, electronics, automation, information technology) that are changing the world, giving us many opportunities and not less challenges in the integration process Mechatronics creates many opportunities for the development and prosperity of the country and requires many changes in many fields Our mission is to create a harmonious and sustainable development in the transition from specialized thinking to multidisciplinary collaborative thinking
In terms of potential, Mechatronics is considered as a future technical technology development strategy of Vietnam, an inevitable development trend of the equipment manufacturing industry in the 21st century Currently, the State policies to support the Mechatronics industry are not really effective and still have many shortcomings such as tax policies, human resource training, research and development
Proposed solutions of domestic research projects for industry development Mechatronics mainly focus on financial solutions, human resource training, technology development, and key product group
orientation
Trang 111.2 Mechatronics industry studies in the world:
In the research on Mechatronics in the world, the authors' opinion on
the development orientation of the Mechatronics industry mainly focuses
on some contents as follows:
The Mechatronics industry plays an important role in the
development of national economies If businesses want to be competitive
in a competitive and global market, they need to apply Mechatronics in
their movements
The globalization market as well as the increasing demand from
consumers have created many successful businesses in the Mechatronics
industry and in the future, this will still be a growing industry and an
increasingly expanding market
The education and training in the Mechatronics industry
revolutionize both industry and education, so there is a need for the
connection between the education system and businesses in the industry
Development in State policy will help the educational and training
process achieve three main purposes One is to equip the knowledge of
the Mechatronics industry for human resources, the second is to change
the perceptions of society and the market, and finally the creation of
innovative knowledge and innovation
Mechatronics components will be the basic layer of new generation
smart products, so the development of the Mechatronics industry is an
inevitable trend in the Industry 4.0
On the basis of the synthesis of research results of some domestic
and foreign authors mentioned above, the research gap of the thesis
focuses on the impact of State policies and factors related to
development Industry development of Mechatronics Industry Vietnam,
from which proposing solutions in State management mechanism for the
development of Vietnam's Mechatronics industry
Trang 12CHAPTER 2 THEORETICAL AND PRACTICAL BASIS FOR THE DEVELOPMENT OF THE MECHATRONICS INDUSTRY
2.1 Theoretical basis on Mechatronics and Mechatronics industry:
2.1.1 Basic concepts, characteristics and roles of mechatronics and mechatronic industry:
Mechatronics is a science based on mechanics, electronics, information technology and is an organic unity of constituent elements,
in which the structure of the constituent technologies has changed to form a unity in the product
The development of computers and information technology software
in the design, manufacture, control and use of Mechatronics products has laid the foundation for the Mechatronics industry to play a key role in promoting growth economic growth of many developed industrial countries in the region and in the world
2.1.2 The basic concepts of the industry cluster and the basic characteristics of the Mechatronic industry cluster:
On the basis of analyzing the characteristics of the Mechatronics industry and considering the context as well as industrial development trends in the direction of industrial clusters in the region and in the world, the thesis builds industry development models industry Mechatronics in the direction of industry clusters Mechatronics to optimize linkages and support capabilities between related disciplines in industrial clusters
2.1.3 The diamond model by Michael E Porter applies to the Mechatronics industry:
Diamond model by Michael E Porter (2008) is a framework for analysis of competitiveness and characteristics and characteristics used for the Mechatronics industry This is also the basis for evaluating the level of development of the Mechatronics industry and proposing solutions for the development of this industry
Trang 132.1.4 Criteria for evaluating the current status of the development of the Mechatronics industry:
The Mechatronics industry does not have an industry code in the Vietnamese economic system - VSIC 2018 and has interdisciplinary characteristics, so it is difficult to statistic and synthesize relevant data Currently, the statistical data of the General Statistics Office specific to the Mechatronics industry has not been clearly defined and is incomplete
so that the thesis can collect data to assess the status of the Mechatronics industry Therefore, the solution of the thesis for the current situation assessment is to use the method of analyzing secondary and primary data (surveying experts and mechatronic enterprises), applying a differential model Diamond analysis of M Porter and quantitative research tools to get the right judgment on the current state of Mechatronics industry development
2.2 Theoretical basis for industrial development policy:
2.2.1 An overview of industrial policy:
Industrial policy is the direct or indirect intervention of the Government towards certain sectors to achieve specific goals
2.2.2 Mechatronic industry development policy:
Industry Development Policy Mechatronics will be one of the based industrial policy packages in the national industrial development policy package
sector-2.2.3 Industry cluster development policy:
The model of industry clusters and industrial clusters has been applied in Vietnam and received supportive policies from the State These industrial cluster development policy groups can be studied and applied in combination with the characteristics and circumstances of the Mechatronics industry cluster to form Mechatronics industrial cluster development policy groups
2.2.4 Industrial development policy evaluation criteria:
Mechatronics industrial development policy evaluation criteria include: (i) the effectiveness and efficiency of the policy, (ii) the fairness
of the policy, (iii) the impact of the policy, (iv) the policy's solving level
Trang 14problem-2.3 International experience in building and implementing
industrial development policies in general, Mechatronic industry in
particular and lessons for Vietnam:
The thesis has researched and synthesized international experiences
of the United States, Japan and South Korea in the process of formulating
and implementing industrial development policies focusing on groups of
content as:
(i) Science and Technology Policy
(ii) Policy of orientation and selection of priority sectors and fields
for development
(iii) Policy to improve management efficiency and link the public
sector with the private sector in science and technology research and
development
(iv) Technology infrastructure innovation and adaptation policy for
Industry 4.0
Based on the deployment experience of the above countries, the
thesis has drawn a number of lessons for Vietnam, including:
(i) Enhance competitiveness on the basis of continuously improving
productivity to promote the development of the nation's industry
(ii) Promote international cooperation, acquire experience and
technology for effective, fast and sustainable development
(iii) State policies need to orient the development of industries in
certain periods, ensure clarity, transparency and be built in the direction
of making the most of external resources, enhancing inner strength to
better compete in the world market, attaching importance to attracting
investment capital, importing modern techniques and investing in
research and development of science and technology
Trang 15CHAPTER 3 DEVELOPMENT STATUS OF VIETNAM MECHATRONICS INDUSTRY
3.1 Evaluation of factors affecting the current status of the Mechatronics industry in the period 2010-2020:
3.1.1 Assessment of production capacity, product type and human resource training situation of Vietnam Mechatronics industry:
3.1.2 Using Michael E Porter’s Diamond model to analyse Vietnam Mechatronics industry:
Based on the presentation of Diamond model by Michael Porter (1990, 2008) introduced in Chapter 2 about the theoretical basis and analytical framework of industry competitiveness, the impact from 05 factors (the role of the Government, foreground and competition, conditions factors, inputs, company support and association) determines competitiveness and greatly affects the state of mechatronic company development assessed and classified into 3 groups: (+) favorable group, (-) limited group, (+/-) favorable and limited group
3.1.3 Analysis of survey results on factors affecting the development
of Vietnam's Mechatronics industry:
- Method of descriptive statistics SPSS
- Cronbach Alpha coefficient of reliability method
- Explore factor analysis method EFA
- Linear regression analysis method
The obtained regression equation is:
DV= 0.545*IV1 + 0.484*IV2 The results of the regression equation show that the Mechatronics industry development policy in particular, investment and support policies for Mechatronics enterprises (capital, interest rates, taxes, R&D activities) is very urgent but will be significantly affected by political - cultural - social factors such as the macroeconomic situation and political environment, the integration of Vietnam with the world so that