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Extraction of cashew (anacardium occidentale) nut shell liquid using supercritical carbon dioxide

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The yield of CNSL increased with increase in pressure, temperature and mass flow rate of SC-CO2.. Keywords: Cashew nut shell; Supercritical fluid extraction; Carbon dioxide; Mass transfer

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Extraction of cashew (Anacardium occidentale) nut shell liquid

using supercritical carbon dioxide

Energy Systems Engineering, Indian Institute of Technology, Bombay, Powai, Mumbai 400 076, India Received 7 August 2004; received in revised form 4 April 2005; accepted 6 April 2005

Available online 6 June 2005

Abstract

This work investigated the extraction of cashew nut shell liquid (CNSL) using supercritical carbon dioxide (SC-CO2) Effects of process parameters such as extraction pressure, temperature and flow rate of SC-CO2 were investigated The yield of CNSL increased with increase in pressure, temperature and mass flow rate of SC-CO2 However, under different operating conditions, the composition of CNSL varied The study of physical properties and chemical composition of the oil obtained through super crit-ical fluid extraction (SCFE) showed better quality as compared to the CNSL obtained through thermal route Experimental results were compared with diffusion based mass transfer model Based on this simple model, extraction time was optimized

 2005 Elsevier Ltd All rights reserved

Keywords: Cashew nut shell; Supercritical fluid extraction; Carbon dioxide; Mass transfer model; Optimum extraction time

1 Introduction

India is the largest producer and processor of cashews

(Anacardium occidentale) in the world (Das and Ganesh,

2003) In India, cashew cultivation covers a total area of

about 0.77 million hectares of land, with an annual

pro-duction of over 0.5 million metric tonnes of raw cashew

nuts The average productivity per 100,000 m2is around

760 kg The world production of cashew nut kernel was

907,000 metric tonnes in 1998 (Smith et al., 2003) The

cashew nut shell liquid (CNSL) is reported to be

15–20% by weight of the unshelled nut in Africa and

25–30% by weight in India (Das and Ganesh, 2003)

Considering the shell weight is about 50% of the weight

of the nut-in-shell (NIS), the potential of CNSL is about

450,000 metric tonnes per year In India, processed

cash-ew dominates more than half the world cashcash-ew market

The residue after extraction of CNSL is shell cake,

which is a very useful fuel and a substitute for fire wood The innumerable applications of CNSL are based on the fact that it lends itself to polymerization by various means

Various methods have been reported in literature for the extraction of CNSL from CNS, which include, open pan roasting, drum roasting, hot oil roasting, cold extru-sion, solvent extraction, etc The extraction through vac-uum pyrolysis has been reported recently byDas et al (2004) and Tsamba (2004) The extraction of CNSL using supercritical carbon dioxide (SC-CO2) has also been reported by Shobha and Ravindranath (1991)

andSmith et al (2003) Conventionally, both the quantity and quality (com-position of CNSL) vary with the method of extraction of CNSL Various authors have reported varied composi-tion of CNSL extracted CNSL extracted by cold extru-sion method is reported to contain approximately 70% anacardic acid, 18% cardol and 5% cardanol and the balance consisting of substituted phenols and less polar substances (http://www.epa.gov/chemrtk/cnsltliq/c13793 tp.pdf) Das (2004) has also reported CNSL extracted

doi:10.1016/j.biortech.2005.04.009

25726875.

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by cold extrusion method with 90% anacardic acid and

nearly 10% cardol According toTyman (1979), natural

CNSL contains nearly 64% anacardic acid, 11% cardol,

traces of cardanol, 2–3% of 2-methyl cardol and rest

polymeric material About 52% cardanol, 10% cardol

and 30% polymeric material (Das, 2004) constitutes

the Technical Grade CNSL A composition 64.8%

card-anol, 20.5% cardol, 2.8% 2-methyl cardol, and rest as

non-volatile polymeric material have also been reported

(Tyman, 1975) for the Technical Grade CNSL The

CNSL obtained through vacuum pyrolysis is cardanol

rich It is reported to have cardol, substituted phenols,

di-n-octyl phthalate, bis(2-ethyl hexyl) phthalate, etc

The use of this CNSL as a potential fuel in internal

com-bustion engine has also been suggested (Das, 2004)

However, the composition of CNSL obtained by SCFE

has not been reported in the literature

SCFE, as mentioned by the authorsShobha and

Rav-indranath (1991) and Smith et al (2003), has inherent

advantages over other extraction methods such as no

polymerization of CNSL, requirement of less amount

of solvent, and no extraction of undesirable coloured

compounds In view of this, the present work is an

at-tempt to study the effect of operating parameters on

the yield and quality of CNSL extracted through SCFE

method A simple mathematical model is also developed

for optimization of profit and energy/yield The

objec-tive of the study is also to demonstrate the feasibility

of the component separation of CNSL using SCFE,

par-ticularly the higher molecular substances like cardanol

2 Experimental procedure

Cashew nut shell (CNS) obtained from Pondicherry

was used for the present study The shells were ground

to small particles (to pass through 8 mesh screen) and

weighed and then placed in the extractor Carbon

di-oxide (99.9%) supplied by M/s Sicgil Corporation,

Bombay, was used as the supercritical fluid (SCF) for

extraction of oil from CNS

SCFE unit supplied by M/s Deven Supercritical was

used for the present study Carbon dioxide from the

cyl-inder passed through a pre-cooler, a positive

displace-ment pump, and a pre-heater before it entered the

bottom of the extraction vessel (The extraction vessel

was maintained at a predefined temperature.) The flow

of carbon dioxide was controlled by a needle valve

and was measured by a gas flow meter with an accuracy

of ±0.01 kg/h A variable frequency drive pump

con-trolled the pressure in the vessel to an accuracy of

±0.1 bar Extracted oil was recovered by expansion of

the loaded solvent stream to ambient pressure in a glass

separator Extract was collected and weighed at a fixed

time interval of 30 min (cumulatively) by closing the

needle valve The needle valve was then opened and

extraction process continued for the next interval Runs were carried out for 6 h at the pressures ranging from

200 to 300 bar at 25 bar intervals The extract of each run was analysed by Gas Chromatograph Mass Spec-troscopy (GC-MS) and Fourier Transform Infra-Red Spectroscopy (FTIR)

3 Results and discussion 3.1 Effect of pressure on yield of CNSL The total yield at various pressures from 200 bar to

300 bar, keeping other parameters constant, is shown

in Fig 1 Temperature and mass flow rate of carbon dioxide were kept constant at 333 K and 1.0 kg/h respec-tively Evidently total yield increased with increase in pressure from 200 bar to 300 bar—the yield being four

to five times higher at 300 bar than at 200 bar for the same consumption of SC-CO2 (at the same flow rate and temperature) This could be explained by the fact that the extraction capacity of solvent at the supercriti-cal state was density dependent It was also observed that the rate of extraction was high during initial phase

of extraction as the material is loaded with oil The rate

of extraction decreased at later stages as shown inFig 2 The FTIR analysis was used to identify the components, particularly ÔcardanolÕ

3.2 Effect of pressure on the yield of cardanol The samples were analysed by FTIR, GC-MS and Ultraviolet (UV) spectroscopy The FTIR and GC-MS aided in identifying the functional groups present and the components, respectively The UV spectroscopy, cal-ibrated for a commercial grade refined cardanol sample, was used to determine the approximate percentage of cardanol in the samples The results of FTIR, GC-MS and UV spectroscopy are summarized in Table 1 It was interesting to note that ÔacidÕ group was traced by

Fig 1 Variation in yield of CNSL and cardanol with extraction pressure (extraction time 270 min, extraction temperature 333 ± 0.5 K and mass flow rate of SCF 1 ± 0.01 kg/h).

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FTIR only for CNSL obtained above 225 bar However,

GC-MS did not identify Ôanacardic acidÕ as a major

group and therefore, was assumed to be in traces

GC-MS and FTIR analysis showed that at lower

pressure CNSL mainly consisted of cardanol Amount

of cardanol in CNSL decreased with increase in pressure

from 86% at 200 bar and 333 K to 63% at 300 bar and

333 K.Fig 1shows the CNSL yield, percentage

carda-nol in CNSL extracted and percentage cardacarda-nol

ex-tracted based on original CNS used This percentage

cardanol was the product of the percentage yield of

CNSL with percentage cardanol in CNSL The cardanol

yield, therefore, was higher at higher pressure

3.3 Effect of temperature on yield of CNSL

It is known that the yield of extract depends on the

change in density and volatility of SCF With increase

in temperature, the density of SCF decreased while

vol-atility increased (Mukhopadhyay, 2000) Hence

experi-ments were carried out at isochoric density by

modifying pressure The effect of temperature on total

yield of CNSL is shown inFig 3 It could be seen that

with increase in temperature, total yield of CNSL

in-creased at a given mass flow rate and density

3.4 Effect of mass flow rate of SCF on the

yield of CNSL

It is well understood that with increase in solvent to

solid ratio, the rate of extraction is enhanced, and hence

extraction time is reduced The effect of mass flow rate

of SCF on total yield is shown inFig 4 It was observed

that with increase in flow rate of SCF, total CNSL yield

increased However, due to lower retention time,

load-ing of SCF was lower, thereby reducload-ing the capacity

Fig 2 Cumulative yield of CNSL at different extraction pressure.

temperature 333 ± 0.5 K.

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3.5 Properties of oil extracted by SC-CO2

3.5.1 Physical properties of CNSL

The physical properties of the oil extracted at various

operating conditions were studied using standard test

procedures It was observed that the calorific value of

the oil was almost same for all extraction conditions

while the density was in the narrow range of 0.92–

0.934 kg/m3

Table 2gives the comparison of physical properties of

oil extracted at 300 bar and 333 K—using SCFE with

IS:840 (1964)and oil obtained through vacuum

pyroly-sis It could be observed that the moisture content, den-sity and viscoden-sity of oil obtained through SCFE were very close to IS:840 (1969) specifications, whereas these properties were better as compared to CNSL obtained through vacuum pyrolysis Other properties of CNSL extracted using SCFE were very close to that obtained

by vacuum pyrolysis The comparison of this oil with oil obtained through vacuum pyrolysis was relevant in terms of CNSL as a potential bio fuel

3.5.2 Chemical composition of CNSL The oil obtained at various operating parameters was analysed for chemical compositions Table 3shows the main components present in CNSL obtained at various operating parameters It was noted that the main com-ponent in CNSL was cardanol with side chain having 13–17 carbon atoms; however, their concentration was different at different operating parameters This could

be attributed to the enhanced decarboxylation at higher pressure (Hazen et al., 2002)

3.6 Residue analysis The residue, after extracting oil from CNS at 300 bar and 333 K in supercritical fluid extractor was pyrolysed

at 773 K under vacuum of 700 mm of Hg The vapours were condensed to find the condensates The weight of the condensed oil was hardly found 2% suggesting al-most complete extraction of CNSL

4 Mathematical model and optimization

In extraction, the solute from the cell matrix dis-solved into the bulk fluid Extraction of the solute be-comes simple when it is free on the surface of solids

On the other hand, as the solute interacts with cell ma-trix its extraction becomes difficult For natural material with a high initial content of extractable, the rate of extraction remains constant at the initial period As the outer surface of the solid is depleted of the extract-able solute, solute from the core of the solid requires more time to reach the fluid–solid interface This results

in a drop in the rate of extraction with time ( Ganga-dhara Rao, 1990)

For extraction, several models have been proposed: unsteady-state packed bed mass transfer model (Mukhopadhyay, 2000), shrinking core leaching model (Mukhopadhyay, 2000; Goto et al., 1996), empirical models (Subra et al., 1998;Chrastil, 1982), etc The un-steady-state packed bed mass transfer model represents the concentration profile of the SCF solvent phase in the extractor with respect to time and length of bed

In this model all constituents are clubbed together as a solute, as it is believed that they would have similar mass transfer characteristics (Mukhopadhyay, 2000) The

Fig 4 Cumulative yield of CNSL at different extraction flow rates of

333 ± 0.5 K.

Fig 3 Cumulative yield of CNSL at different extraction temperatures.

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shrinking–core leaching model accounts for

intra-parti-cle diffusion, external fluid film mass transfer and axial

dispersion Several empirical models have been

pro-posed: Christil model, Kinetic model, etc The Christil

model (Chrastil, 1982) provides yield as a function of

density of SCF and extraction temperature It gives

con-stant rate of extraction and hence, only applicable for

the initial period of extraction In kinetic model (Subra

et al., 1998) the rate of extraction is assumed to decrease

exponentially and the rate constant is determined by

regressing experimental data This model is independent

of matrix parameters

With the following assumptions, the kinetic model

was used in this study Essential oil is assumed to be

uni-formly distributed over cell matrix Axial dispersion is neglected Solid ground particles have uniform struc-ture Flow rate of SCF, system temperature and pres-sure are constants and velocity of SCF through extractor is negligible If C is mass fraction of solute

in SCF over given period of time, Cinf is total amount

of solute present in solid, the kinetic model This model

is expressed as:

K is rate constant Through experimental studies, it has been observed that the rate constant, K, depends

on pressure, temperature and mass flow rate of the solvent

Table 2

Comparison of oil obtained by SCFE and thermal method

( Das and Ganesh, 2003 )

Absolute viscosity (cSt) at

(ASTM D445-88)

O (by difference)

Table 3

Identification of components in CNSL obtained at different operating parameters using GC-MS

Operating parameters

(P bar/T K)

Retention time (min)

peak in GC spectra

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K¼ K0þ KP P þ KF  F þ KT  T ð2Þ

where, P, F and T are pressure (bar), mass flow rate

of solvent (kg/h) and temperature (K) respectively By

regressing the experimental results, following values

are obtained: K0=0.004091, KP= 2.34· 10(5), KF=

0.0030923, KT=8.70563 · 10(6)

Positive values of KP and KF indicate that with

in-crease in pressure and mass flow rate of solvent, the rate

constant and hence the yield increases This is in

accor-dance with variation of CNSL yield with pressure and

mass flow rate of CO2as shown in Figs 2 and 4 The

negative value of temperature co-efficient in Eq.(2)

sug-gests that with increase in temperature, the yield of

CNSL decreases However, its sensitivity on CNSL yield

is very low

4.1 Optimum extraction time

The CNSL yield can be predicted using the kinetic

model for given operating parameters It is well known

that the yield depends on extraction pressure,

tempera-ture, mass flow rate of the solvent and time of

extrac-tion The operating parameters may be determined to

find maximum profit

The pump, pre-cooler and pre-heater of SCFE pilot

plant consume the energy The pump increased the

pres-sure of liquid CO2from cylinder pressure to extraction

pressure The energy required (WP) for driving a pump

depends on the density of CO2(q), mass flow rate (F),

differential pressure (pressure difference between

deliv-ery pressure and cylinder pressure) and the mechanical

efficiency (gm,P) of the pump

WP¼FðP  PCÞ

It is to be ensured that CO2must be in liquid phase

before it enters the pump Carbon dioxide from cylinder

enters the pre-cooler and gets converted into liquid

phase The energy required (WC) for driving the

pre-cooler is expressed as:

3600

CPfðTsup TsatÞ þ hfgþ CPlðTsat TsubÞ

COP

ð4Þ where CPf and CPlare specific heats of gaseous and

li-quid CO2at cylinder pressure; hfg is the latent heat of

vaporization at cylinder pressure; Tsup is temperature

of CO2at exit of cylinder; Tsatis saturated temperature

at cylinder pressure; Tsubis temperature of liquid CO2at

the exit of pre-cooler and COP is the coefficient of

per-formance of a pre-cooler

Pre-heater increases the temperature of CO2 to

extraction temperature before it enters the extraction

vessel If h1 and h2 are specific enthalpies of CO2 at

the entry and exit of pre-heater, the energy required

for pre-heater (W ) is expressed as:

WH¼Fðh2 h1Þ

The specific energy (kW h/g m) required running SCFE pilot plant for extraction time, t, is:

E¼ðWPþ WCþ WHÞ  t

Extraction of CNSL from CNS using SCFE is a semi-continuous process At the end of each batch, the extrac-tor is depressurized, fed with fresh raw material and again pressurized for extraction period There is a non-productive down time between two consecutive extraction batches Moreover, the rate of extraction is higher in the initial phase of extraction due to easily available oil on the outer surface of the matrix The rate

of extraction diminishes with time Hence, it is also pos-sible to determine the time of extraction of CNSL to get maximum profit per day Daily energy cost, cost for recycling the CO2, revenues from selling of CNSL and labor cost are considered for the formulation of profit function:

Daily profit ¼ revenues from CNSL

 daily energy cost

 cost of recycling of CO2 labor cost The objective function (daily profit) is optimized with following constraints:

190 bar < P < 300 bar 310 K < T < 333 K 0.8 kg=h < F < 1.3 kg=h

Optimizing above objective function, the values of operating parameters i.e extraction pressure, tempera-ture, mass flow rate of CO2and time of extraction were decided The results obtained by model for daily profit optimization suggested that the daily profit was mum for maximum possible pressure (300 bar), maxi-mum flow rate (1.3 kg/h) and minimaxi-mum temperature (310 K) The optimum extraction time was 145 min cor-responding to maximum daily profit The oil content in raw CNS was 29% (by weight) Though, it was possible

to extract total oil by SCFE method, yet, based on the parameters obtained by optimizing the objective func-tion for daily profit using model, it was found that only 13% of oil extraction (corresponding to optimized time

of extraction) maximizes the profit This was due to the fact that the rate of extraction of oil at the later stage

of extraction was low, which resulted into increase in oil extraction cost

5 Conclusions

In this work, the effect of various operating parame-ters on the yield of CNSL was studied It was observed that extraction pressure was the key parameter, which

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regulated the total yield It was also noticed that the

sol-ubility of supercritical fluid varied with extraction

pres-sure, temperature and mass flow rate of SCF The yield

obtained was clear and with light yellow in colour The

properties of CNSL obtained through SCFE were

com-pared with oil specifications mentioned inIS:840 (1964)

for CNSL The moisture content, density and viscosity

of the oil obtained through SCFE were very close to

CNSL specifications The chemical analysis of CNSL

ob-tained in present study showed that it mainly conob-tained

cardanol (70–90%) It hardly contained anacardic acid,

while traces of cardol were found only at high pressures

This suggested that selective separation of components

was possible by SCFE The study of effect on percentage

yield of cardanol in CNSL at various pressures showed

that with increase in pressure concentration of cardanol

decreased due to extraction of components with higher

molecular weight along with cardanol at higher pressure

However, total yield of the cardanol from CNS could be

predicted using the product of yield of CNSL from CNS

and yield of cardanol from CNSL in turn

The study showed that the model developed could be

used to predict the yield of CNSL in the pressure range

of 190–300 bar Considering the down time for loading

and unloading of feed in each batch, the daily profit

optimization gave the optimum values for extraction

pressure, temperature, flow rate of solvent and also time

of extraction The results of model suggested that

in-stead of complete extraction of CNSL from CNS,

par-tial extraction of CNSL would give more daily profit

References

Chrastil, J., 1982 Solubility of solids and liquids in supercritical gases.

Journal of Physical Chemistry 86, 3016.

Das, P., Ganesh, A., 2003 Bio-oil from pyrolysis of cashew nut shell—

A near fuel Biomass and Bioenergy 25, 113–117.

Das, P., 2004 Studies on pyrolysis of sugarcane baggase and cashewnut shell for liquid fuels Ph.D dissertation, Indian Institute

of Technology, Bombay, India.

Das, P., Sreelatha, T., Ganesh, A., 2004 Bio-oil from pyrolysis of cashew nut shell-characterization and related properties Biomass and Bioenergy 27, 265–275.

Gangadhara Rao, V.S., 1990 Studies on supercritical fluid extraction Ph.D dissertation, Indian Institute of Technology, Bombay, India Goto, M., Roy, B.C., Hirose, T., 1996 Shrinking–core leaching model for supercritical fluid extraction Journal of Supercritical Fluids 9, 128–133.

Hazen, R.M., Boctor, N., Brandes, J.A., Cody, G.D., Hemley, R.J., Sharma, A., Yoder Jr., H.S., 2002 Journal of Physics: Condensed Matter 14, 11489–11494.

http://www.epa.gov/chemrtk/cnsltliq/c13793tp.pdf , date visited 30th March, 2005.

IS:840, 1964 Indian standards: Specifications for cashew nut shell liquid (CNSL) Revised.

Mukhopadhyay, M., 2000 Natural Extract Using Supercritical Carbondioxide CRC Press, Boca Raton.

Shobha, S.V., Ravindranath, B., 1991 Supercritical carbon dioxide and solvent extraction of the phenolic lipids of cashew nut (Anacardium occidentale) shells Journal of Agricultural Food Chemistry 39, 2214–2217.

Smith, R.L., Malaluan, R.M., Setianto, W.B., Inomata, H., Arai, K.,

2003 Separation of cashew (Anacardium occidentale) nut shell liquid with supercritical carbon dioxide Journal of Bioresource Technology 88, 1–7.

Subra, P., Castellani, S., Jestin, P., Aoufi, A., 1998 Extraction of

b-carotene with supercritical fluids—Experiments and modeling Journal of Supercritical Fluids 12, 261–269.

listserv.repp.org/pipermail/gasification/2004-September/007105.html > date visited 30th March, 2005.

Tyman, J.H.P., 1975 Long-chain phenols IV quantitative determina-tion of the olefinic composidetermina-tion of the component phenols in cashew nut shell liquid Journal of Chromatography 111, 277– 284.

Tyman, J.H.P., 1979 Non-isoprenoid long chain phenols Chemical Society Review 8 (4), 522.

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