In modem vvars and conilicts, coercive aừ powcr has bccn comnionly utilised by states in order to attack thcir adversaries. The fact that the United States conductcd t[r]
Trang 1VNU Jo jm a l of Science, Social Sciences a n d \ ỉu m an ities 25, No.5E (2009) 57-62
What does the Vietnam War tell air power theorists and strategists about the viability o f coercive air power as
a strategic tool?
Tran Diep Thanh*
C ollege o fS o c ia l Sciences and Humanities, VNU
336 Nguyên Trai, Thanh Xuan, Hanoi, Vietnam
Rcccived 09 December 2009
Abstraci In modem vvars and conilicts, coercive aừ powcr has bccn comnionly utilised by states
in order to attack thcir adversaries The fact that the United States conductcd this strategic air
offensive with four air bombmg campaigns known as Rolling Thundcr, Frcedom Train,
Linebacker I, and Lincbackcr II against North Vietnam during thc Victnam War American air
power thcorists and strategists point out two latter had effective goals bccausc thcy used deniaỉ
strategy attacking military targets Convcrsely, many thinkers asscrt that none o f them were
successíul The paper examincs clcarly this by analysing the impacts o f these air attacks on the
United States and North Vietnam Ultimately, the Vietnam War tells air powcr strategists that the
United States did not get thc main purposes which were to compel thc North to support the
insurgency in the South and dcstroy its civilian morale On the contrary, North Victnam achieved
the primary goaỉ that its adversary had to wilhdraw all military and civil pcrsonncl out of South
Vietnam and !hc North won ihis war in April 1975
Since W orld W ar II, cocrcive a ir p o w e r has
bcen considcrcd as a crucial ìnstrum ent vvhich
‘states may still conduct stratcgic air offensives
against their adversaries’ [1, p 103] In the
V ietnam War, it is no doubt that th e United
States utilised coercive theory in o rd c r lo attack
N orth V ietnam , ‘for the p u rp ose o f altering
H anoi’s behaviour on the b a ttle íìe ld and
position at the ncgotiating ta b lc ’ A dđitionally,
there arc a num bcr o f dcbatcs and controversies
w hich analyse and arguc ‘vvhen co ercio n will
succeed or f a ir [1, p.103) T h e author, Pape,
* Tcl.: 84-4-35587060
E-maiỉ: quytrandang@ yahoo.com
found that the success o f coercion theory in general, o f thc V ictnam W ar in particular results from the usc o f air pow er to exploit the
o p p o n e n rs m ilitary vulnerabilities, not civilian vulnerabilities [ l , p.104] On thc contrary, other researchers criticise thosc air attacks failed com pletely becausc they did not coerce North
V ietnam to halt thc infiltration o f men and supplies into South V ietnam [2-4] Furtherm ore, after the final air force strike know n as Linebackcr II in 1973, Hanoi achieved the prim ary goal that the U nited States had to vvithdravv all m ilitary and civil personnel out o f South V ietnam in accordance with the Paris A ccords T his lcads to thc fact that the
Trang 258 T D Thanh / VNU Ịoum al o Ị Science, Social Sciences and H um anities 25, N o 5E <2009) 57-62
South V ietnam cse G overnm ent collapsed and
North Vietnam ultim atcly won this w ar in April
1975
T he aim o f thc paper is to respond to the
question: vvhat does the V ietnam W ar tell air
pow er theorists and strategists about the
viability o f coercive air pow cr as a strategic
tool? T he papcr will bc* divided into three
sections In section one, a b rie f overview o f
coercion theory is going to be considered
Subsequently, thc coercion thcory w hich was
applied in four air force cam paigns throughout
the V ietnam W ar will bc presented in section
two In the last section, thc im pacts o f these air
attacks on the U nited States and th e Northern
Vietnam ese are going to bc analysed
1 A brief ovcrvievv of cocrcion theory
Firstly, it is nccessary to notc that in the
ordinary term ‘co ercion’ rcfers to 'th c use o f
threats or orders to m akc som e one do
som ething that do not want to d o ’(l) In the
m ilitary tcrm, it is ‘cfforts to change the
behaviour o f a S ta te by m anipulating costs and
beneíĩts’ [1, p 106] Theroíbre, the c o e rã o n
strategy o f air pow cr thcory m eans the assailant
typically seeks to com pel reduction o f political
aims, agrecm cnt to a ccasc-fưe, w ithdraw al o f
forces, o r even surrendcr, by states that retain
the capacity for continucd m ilitary operations
According to Pape, thcrc
are iour basic stratcgies o f cocrcive air power
such as: punishm ent, dcnial, risk, and
decapitation [5, p.30]
1.1 P unishm ent stratcgy
(1> Lor 'II Diclionary o f conlemporary English (new
edition; '.rcctor, Dclla Summer) Harlow: Longman,
c2003 XVII p.289
T h is strateg y conccnlrates o n the use o f ai) force to attack d ư cctly thc civ ilian targ ets o f ar adversary so as to b reak ‘th e p o p u latio n ’í
m orale o r to íòm ent an uprising against the opposing g o v c m m e n t' [5, p.3 0 ] T h e strateg> was supportcd by G iulio D ouhet, Hugh
T rcnchard, and W illiam “ B illy” M ichel Furtherm orc, thcsc authors address that it can
be u tiliseđ to dcstroy ihc e n e m y ’s vvill to íĩght They assert that dcm olishing ‘an e n em y ’s war-
m aking cap ability through attacks on its econom ic ‘vital cen tcrs' w ould disrupt Ìts social fabnc and lead to a collapse o f m o ral' [6, p.2]
1.2 Dí’niaI slrategy
T he second stratcgy íocuscs on not civilian vulnerability, but m ilitary vulncrability The goal o f thc stratcgy is lo n eutralise the enem y’s
m ilitary p o ten tial bcío rc it can be brought to bear on the battleH eld [ 1, p 111 ]
1.3 R isk s tr a te g y
R isk strategy includcs utilisation o f air íbrcc
so as to achieve thc lcvel o f risk faced by an adversary, thus attcm pting to lcverage an adversary’ fear o f ‘futurs costs in order to coerce action in the p rcsen t’ This strategy is the m ođcl o f T h om as Schelling Also, Abbot [5, p.31) críticises that it 'ío c u s e s alm ost solely on integration w ith a punishm ent strategy’ which Pape has dcm onstratcd Ít is a poor choice o f coercivc strategy bccausc hc bclieves it will fail
to coerce an advcrsary ínto action
1.4 D ecapitation strategy
John W ardcn is the author o f this strategy
w ho advocatcs thc use o f a ir force against key leadership and com m and and control targets, thereby achieving ‘paralysis’ o f a larget s decision m aking w ithout resort to ửie massive force requirem ents o f more traditional denial or
Trang 3T D Thanh ! VNLI loum aỉ o f Science, Socinl Sciences and Humnnities 25, No.5E (2(X)9) 57-02 59
punishment strategies (W ardcn 1992 cited in (5,
p.32|
W ith relating to thcsc stratcgies o f cocrcivc
air power thcory, Papc also points out ‘cocrcion
through civilian vulncrability is unlikely to
succeed C onversely, coercion through
miiitary vulnerability is som etim es possible,
because thcre is often a close relationship
bctw ecn thc battlefield and thc hom c front’ [1,
p l 12] M oreover, hc found that ‘denial strategy
less cffective a gucm lla strategy than a
conventional, o r m ccham scd, w a r strateg y ’ [5,
p.38] He tested these hypotheses in a particular
case study: the V ictnam W ar T h roughout thc
\var, the U nited States applied m ainly t\vo
stratcgies: punishm cnt and dcnial strategy As a
result, thc author has analysed the failure or
success o f four cocrcivc air cam paigns which
the United States em ployed to attack the
Northern V ictnam cse These air strikes are
going to bc prescntcd clcarly in the next
section
2 Four air attack canipaigns in thc Vietnam
VVar
In thc V ictnam War, from 1965 to 1973 the
United States applicd thc theory o f airpow er
cocrcion with four air bom bing cam paigns
knovvn as R olling Thunder, F reedom Train,
Linebackcr I, and Lincbacker II As considcred
briefly above, the tvvo form er strikes failed
bccausc thcy aim ed at civilian vulnerability On
thc contrary, the tw o latter attack s destroyed
military targets so thcy w ere succcssíul
However, it is thc fact that this is not correct
fully Hence, th cy arc going to be analysed
respectively
With rcgard to the form er, after tvventy- thrcc A m cricans w ere attacked and killcd in
Q uy Nhon at the beginning o f February 1965, President o f U nited States, Lyndon Johnson officially ordercd the sustaincd air campaign know n as “ Rolling T hunder" on 13 Pebruary [6, p.59] Somc offìcials, particular Maxwell Taylor<2) advocated this strikc as an important strategy in order to brcak thc N orth Vietnamese vvill to support the insurgency; to boost South
V ietnam ese m orale; and to limit North
V ietn am 's physical capability to support the Southern m surgencies [6, p.59] Purtheim orc, Papc analyscd that thc m ain aim o f Rolling Thunder ‘vvas intended to cocrce the North into stopping infiltration o f m en and supplied into the South and into negotiating a peacc settlem ent’ [ I , p l 13]
Rolling T h u n d cr was implem entcd significantly in four phascs during threc years (from 1965 to 1968) T he A m erican air forcc pounded N orth V ietnam vvith hundreds o f thousands o f bom bs aim ing at a list o f ninety- four targets w hich G eneral C urtis LeM ay(3) planed He stated that had all targets been attacked we w ould have bom bcd the North
V ietnam ese “back into the Stone A ge” (LeM ay
1965 citcd in M ilne [7, p 184] and Clodfelter [6, p.77] C onsequently, aftcr those phascs
‘nearly all o f N orth V ietnam ’s ìnduslnal war potential had been d estro y cd’ [Dyke: 27 cited in Pape [1, p.123] A lthough all industrial and econom ic targets w erc demolished significantly, the air cam paign failed to achieve the m ain goal In fact, H anoi continued lo funnel men and m aterial southw ard and North
V ietnam still survived [1, p.65) In response to the failure o f R olling T hundcr, Pape [1 p 124) has explained that it failed because none o f the
2.1 R olling Thunder a n d F reedom C am paìgns
<:> Chairm an o f thc Joint C h icĩs o f Staff, then Ambassador
to South Victnam.
(3) Head o f a Pcntagon Planning Study.
Trang 46 0 7' D Thanh / VNU Ịournal o f Science, Social Sciences and Humanities 25, No.5E (2009) 57-62
stratcgics could exert much lcvcragc against
North V ictnam Though thc cam paign cxploited
punishm cnt vulnerability, N orth V ietnam ’s
industrial scclor was not highly valued asset so
‘Rolling T hunder did not pose high risks to the
civilian cconom ic as a w h o le \ A lso, the author
dem onstrates that ‘the risks to population
centers w crc lovv’ [1, p 125) T hereíore, as a
report o f thc C entrc Intelligcnce A gcncy stated:
‘thcrc is no cvidcncc that the air strikes ha ve
significantly w cakencd popular m orale’ [7, p
193)
Sim ilarly, thc U nited States cm ployed the
lattcr to strike continuously POL (Petroleum , oil
and lubricants) storagc arcas in the North
Again, Prcedom T rain cam paign did not havc
the cíTcctivc result as thc Presidcnt Richard
Nixon A dm inistration’s advisors had predicted
Hanoi had no intcntion o f pulling back from the
offensive and Ilenry K issinger' ihough that
‘Hanoi was so close to v icto ry , it no longer
needcd cvcn thc prctcnse o f negotiations’
(Kissingcr: 1175 cited in Pape [ 1, p 134)
2.2 Linebacker I a n d Linebacker II cam paigns
Due to the N orth V ietnam cse activities in
the Soulh, thc U nited States uscd other coercive
air attacks knovvn as Lincbackcr I (from M ay to
O ctobcr 1972) and II (betw een 18 and 29
Deccm ber 1972) so as to com pcl ‘H anoi to halt
its convcntional offensive and acccpt a stand-
still ccasc-firc agreem ent' [1, p 132]
Particularly, Prcsident Nixon though that the
íìnal cam paign w ould bc a chancc to ‘use
m ilitary pow er effectively to w in this w ar’ [6,
p.184) Likew ise, K issinger declared “ peace is
at h a n d \ followed by the resum ption o f talks,
lcđ many A m ericans to speculate that the \var
w ould cnd by C hristm as’ [6, p 191 ]
1 National Sccurity Advisor
Papc concludcd that thcsc a ir strik es had tht positivc outcom e bccausc thcy cocrced th€
N orth to agree a ncgotiatcd cea seíire One ol them ‘played in a kcy rolc in d eíeatin g the
N orth ’s ground offcnsive and so com pclled Hanoi to acccpt U S tc n n s fo r thc pcace accords' [1, p.141) Furtherm orc, as the author has dem onstrated they aim ed at m ililary targets rathcr than civilian and econom ic ones so they were successíul cam paigns D uring Linebacker
II, ‘aircraít dcm olishcd 191 storage vvare houscs Electric pow er gcncratm g capacity fell from 115,500 to 29,000 kilovvatts, and the raids reduced POL supplies by o n e -fo u rth ’ [6,
p 194-95) L incbacker II did not bom b directly civilian population so it ‘causcd few civilian casualties1 [6, p 192)
T o sum up, the fact that four cocrcive air strikcs wcrc cm ployed to bom b N orth Vietnam
so as to achicve u.s objectivcs rh c re are somc cxplanations w hich intcrprct the lailure and success o f these cam paigns in general, Linebacker II in particular [2, p 278-90) Some researchers argue only L incbackcr I and II succccdcd in the w ar [1, p 104-5) Others criticise nonc o f thcm w cre cffcctive This is going to bc contm uoưsly cxplaincd more in the following section: thc im pacts o f these air attacks on V ictnam and its advcrsary
3 The impacts of thcsc air attacks ơn thc United States and North Victnam
3 1 The U nited States
T he American air lorccs bom bed Norlh Victnam in ordcr to get thc main purposes
H ow evcrf aftcr thcsc attacks th c U nited States did not achieve them com pletcly For example
o f this is the R olling T hunder cam paign Aíter
it had finishcd, N orlh V ictnam did not abandon the Southern insurgcncy O n the contrary,
Trang 5T.D Thanh / V N U Ịoum al o f Sàence, Social Sciences and Humanities 25, No.5E (2009) 57-62 61
North Vietnam had thc T ct O ffensivc m 1968
vvhich vvas *a psychological defeat for thc
U nited States’ [6, p 139] Purtherm ore, W alt
RostơNV2 claimed sim ply threatening North
V ictnam 's ìndustrial basc w ould com pel the
North to‘ seek peace In fact, bom bing industry
did not ha ve clĩccts because N orth VictTiam had
only a fcw factories and they vvere quickly
dcstroyed [7, p.201) Subscquently, the northem
part o f Vietnam reccived more economic
assislance from H an o i’ com m unisl allies: the
Soviet Union and China [7, p 129) As a result,
President Johnson announced a unilateral
restriction o f bombing, m ade a call íor peace
negotiation, and finally addcd that he vvould not
seek a second term as President [7, p.200]
W ith relating to Lincbacker I and II,
Prcsident N ixon ordered lo use them ‘to vvin the
w a r \ They avoided bom bing civilian targets by
lascr-guidcd smart bom bs and thcy only vvanted
‘the people o f Hanoi to h ear the bo m b s’ [6,
p 184) However, they destroyed the B ach Mai
H ospital which w ould be protected by
International H um anitarian Law r and othcr
civilian population areas o f the Capital This
lcads to the fact that they received concurrently
intcm ational and dom estic criticism dism ayed
both m ilitary and civil leadership [6, p.191) At
the sam e time, the N orthern V ietnam m ilitary
dow ned m any B -52s and m odem aircraíì
íìghters by SAM s (surface-to-air m issiles) and
anti aircraft guns T he A m erican air force had a
heavy loss o f B-52s - A m erican ’s m ightiest
w ar-planes - vvould create the antithesis o f the
psychological im pact that N ixon desired [6,
p.187) T hereíore, U S C ongress did not want
: C hairm an o f thc State D epartm ent Policy Planning
Council
3 ‘The Prcsident sanctioned strikes a g a in s t the Bac Mai
com m um cation cc n tc r in thc C a p i t a l h cart’ (Clodfcltcr
1989: 190) !n fact, the Presidcnt had w rong iníbrm ation
bccauằc it vvas thc N ational Hospital and it vvas bombcd
scvcrcly four timcs.
A m ericans to intervrene in the vvar and the
C ongress voted by a m ajority to cut o ff all funds for m ilitary operations and the safe withdrawal o f A m erican troops [6, p.192]
Finally, the U nited States had a com m itm ent to w ithdraw A m erican íorces and civil personnel out o f the Southern Vietnam This is the p n m ary aim o f N orthern Vielnam ese leaders becausc they believed that ThieiTs govem m ent could not survive i f abandoned by the U nited States [6, p.197] Ultim ately, the South surrendered soon in 1975 as Hanoi predicted
3.2 N orth Vieínam
T here is no doubt that the U nited States was the assailant and they launched coercive air pow er to bom b the N orth o f Vietnam A fter those strikes, not only m ilitary and economic targets w ere destroyed, but also a huge o f civilians w ere attacked, killed and injured severely H ow ever, N orth V ietnam had three advantages: a settlem ent w ould end American involvem ent; an accord vvould legally permit Hanoi to m aintain troops in the South; an agreem ent w ould involve minim al loss o f face [6, p 199)
In addition, because o f the Ư S’ w ithdraw alt
H anoi achieved the pnm ary objective was reunification o f V ietnam w hich President Ho Chi M inh pursued and President Johnson failed
to see [8, p.353) A lso, N orth V ietnam and the
N ational Liberation Front utilised ílexibility
m ilitary and diplom atic strategies to vvin the war It is im portant to note that N orth Vietnam won the final air cam paign, Linebacker II so this strike also is w idely called ‘the Dien Bien Phu battle in the a ir’
Trang 66 2 T D Tĩuìtĩlt / VNU Ịoum aì o f Science, Soáal Sciences and Humaniỉies 25, No.5ỉl (2009) 57-62
C o n clu sio n
As Roscn [9, p.87) states ‘vvars are
com plex, and thc Vietnam W ar was no
ex cep tio n ' T hereforc, this ansvvers correctly
the question: w h at docs thc V ietnam W ar tell
air povvcr stratcgists and theorists about the
viability o f coercivc air pow er as a strategic
tool? C ocrcive thcory is not alvvays as an
eíĩectiv e ìnstrum cnt in cvcry case In the
V ietnam W ar, it is clearly doubt that four air
cam paigns w erc successĩul Som e researchers
criticise only tw o o f thcm failed bccausc they
bom bed civilian population T w o latter had
eíĩcctiv e goals: L m cbacker I and II vvhich used
dcnial stratcgy [1, p 104-5) H ow ever, nonc o f
thcse cam paigns succccdcd M any m ilitary
strategists and thcorists pointed out that the use
o f air povvcr in thc V ietnam W ar vvas
controversial from thc start [2, p.272)
In analysing the im pacts o f these attacks on
the U nited States and N orth V ietnam , the
U nited States did not achicvc the m ain purposes
w hich w ere to com pcl the N orth to support the
insurgency in th e South and destroy thc civilian
m orale Purthcrm orc, the N ixon adm inistration
had to w ithdraw all m ilitarv and civilian
pcrsonnel On thc contrary, V ictnam still had
thc main goal o f uniíying ihe country The
lesson o f thc V ictnam W ar is as A m erican
lcaders and m ilitary strategists had
underestim atcd th e traditional spirit o f
V ictnam ese pcoplc Also, this affirm s that
hum an factor p lay s a đccisive role in m odem
vvars and conílicts
R eíeren ces
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W a r \ International Security, 15, 2 (1 9 9 0 ), 103- 146.
[2] L co n ard , R , ‘ L c a m in g from H isto ry : L incbacker
II a n d u s A ir P o rc c D o c trin e ’, The J o u m a ỉ 0j
M ilitary H istory, 58, 2 (1 9 9 4 ), 2 6 7 -3 0 3 [3] V ict H u n g (2 0 0 7 ), ‘ 'D ic n Bicn P hu trcn k h o n g ’ -
35 n a m n h ìn lai ( ‘th c D icn B icn P hu b a ttlc in thc
a ir’ - a rcvicvv aftcr th irty fiv c y c a r s ) \
h ttp ://v ic tb a o v n /P h o n g -su /D ie n -B ie n -P h u -trc n -
k h o n g -3 5 -n a m -n h in -la i/2 0 7 6 0 2 5 4 /2 6 2 / datc
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[4] V u D icp (2 0 0 7 ), ‘ H a n o i c u a 12 n g a y d e m va 35
n a m sau , k y cuoi (H a n o i o f th c T vvelvc-day w ar
an d ih irty fiv c y c a rs ag o , th c last c p is o d c )',
h ttp ://v ic lb a o v n /P h o n u -su /K v -c u o i-H a -N o i-cu a -
1 2 -n g a v -d c m -v a-3 5 -n am -sau /2 0 7 6 0 7 3 7 /2 6 2 /
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[5] A b b o t, S D , ‘A ir P o w cr S tra tc g y a n d the
P ro b lcm o f C o c rc io n ’ in W rag c, s (cd),
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a n d Iraq, VVcstport, C o n n c c tic u t, an d London:
Praegcr, 21-50, 2003
[6] C lo d fcltcr, M , The Lim its o f A ir Pow er: The
Am erican Bơom ing o f North Vietìiam, Ncvv
Y ork: T h e F rcc P ress, 1989.
[7] M ilnc, D t ‘” O u r c q u iv alcn t o f g u c m lla
w arfarc": VValt R o sto w an d th c B om bing o f
N orth V ic tn a m ’, The J o u m a ì o f M iỉitary
H istory\ (7 1 ) Ja n u a ry 2 0 0 7 , 169-203.
[8] Crovvcll, L t ‘T h m k in g ab o u t th c V ictnam W a r’ (R e v ie w E ssay ), The J o u m a ỉ o f M ilitary History\ 6 0 ( A p n l 1996), 3 39-357.
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83 113