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jections in a von Neumann algebra are equivalent ifand only ifthey have the same central carrier. Two infinite projections in a factor on a separable space are equivalent. For the fi[r]

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This is a volume in

PURE AND APPLIED MATHEMATICS

A Series of Monographs and Textbooks

Editors: SAMUEL EILENBERG AND HYMAN BASS

A list of recent titles in this series is available from the publisher upon request

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FUNDAMENTALS OF THE THEORY

ACADEMIC PRESS, INC

Harcourt Brace Jovanovich, Publishers

Orlando San Diego New York Austin Boston London Sydney Tokyo Toronto

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COPYRIGHT @ 1986 BY ACADEMIC PRESS INC

ALL RIGHTS RESERVED

NO PART OF THIS PUBLICATION MAY BE REPRODUCED OR TRANSMITTED IN ANY FORM OR BY ANY MEANS ELECTRONIC

OR MECHANICAL INCLUDING PHOTOCOPY RECORDING OR ANY INFORMATION STORAGE AND RETRIEVAL SYSTEM WITHOUT PERMISSION IN WRITING FROM THE PUBLISHER

ACADEMIC PRESS INC

Orlando Florida 328x7

Unired Kingdom Edirion published b!

ACADEMIC PRESS INC ( L O N D O N ) LTD

24-28 Oval Road London NW I 7DX

Library of Congress Cataloging in Publication Data

(Revised for vol 2)

Kadison, Richard V., Date

Fundamentals of the theory of operator algebras (Pure and applied mathematics ; 100)

Includes bibliographies and indexes

Contents: v 1 Elementary theory - v 2

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PREFACE

Most of the comments in the preface appearing at the beginning of Volume I are fully applicable to this second volume This is particularly so for

the statement of our primary goal: to teach the subject rather than be

encyclopaedic Some of those comments refer to possible styles of reading and using Volume I The reader who has studied the first volume following the plan that avoids all the material on unbounded operators can continue in this volume, deferring Lemma 6.1.10, Theorem 6.1.1 1, and Theorem 7.2.1’ with its

associated discussion to a later reading This program will take the reader to Section 9.2, where Tomita’s modular theory is developed At that point, an

important individual decision should be made: Is it time to retrieve the

unbounded operator theory or shall the first reading proceed without it? The reader can continue without that material through all sections of Chapters 9

(other than Section 9.2), 10, 11, and 12 (ignoring Subsection 11.2, Tensor

products of unbounded operators, which provides an alternative approach to

the commutant formula for tensor products of von Neumann algebras) However, avoiding Section 9.2 makes a large segment of the post-1970 literature of von Neumann algebras unavailable Depending on the purposes

of the study of these volumes, that might not be a workable restriction Very little of Chapter 13 is accessible without the results of Section 9.2, but Chapter

14 can be read completely

Another shortened path through this volume can be arranged by omitting some of the alternative approaches to results obtained in one way For example, the first subsection of Section 9.2 may be read and the last two omitted on the first reading The last subsection of Section 11.2 may also be omitted It is not recommended that Section 7.3 be omitted on the first reading although it does deal primarily with an alternative approach to the theory of normal states Too many of the results and techniques appearing in that section reappear in the later chapters Of course, all omissions affect the exercises and groups of exercises that can be undertaken

As noted in the preface appearing in Volume I, certain exercises (and groups of exercises) “constitute small (guided) research projects.” Samples of this are: the Banach-Orliz theorem developed in Exercises 1.9.26 and 1.9.34; the theory of compact operators developed in Exercises 2.8.20-2.8.29, 3.5.17,

ix

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X PREFACE

and 3.5.18; the theory of b(N) developed in Exercises 3.5.5, 3.5.6, and 5.7.14-5.7.21 There are many other such instances To a much greater extent, this process was used in the design of exercises for the present volume; results

on diagonalizing abelian, self-adjoint families of matrices over a von Neu-

mann algebra are developed in Exercises 6.9.14-6.9.35; the algebra of

unbounded operators affiliated with a finite von Neumann algebra is

constructed in Exercises 6.9.53-6.9.55,8.7.32-8.7.35, and 8.7.60 The represen-

tation-independent characterizations of von Neumann algebras appear in

Exercises 7.6.35-7.6.45 and 10.5.85-10.5.87 The Friedrichs extension of a positive symmetric operator affiliated with a von Neumann algebra is

described in Exercises 7.6.52-7.6.55, and this topic is needed in the develop-

ment of the theory of the positive dual and self-dual cones associated with

von Neumann algebras that appears in Exercises 9.5.5 1-9.6.65 A detailed analysis of the intersection with the center of various closures of the convex hull of the unitary conjugates of an operator in a von Neumann algebra is

found in Exercises 8.7.4-8.7.22, and the relation of these results to the theory

of conditional expectations in von Neumann algebras is the substance of the next seven exercises; this analysis is also applied to the development of the theory of (bounded) derivations of von Neumann algebras occurring in

Exercises 8.7.51-8.7.55 and 10.5.76-10.5.79 Portions of the theory of repre-

sentations of the canonical anticommutation relations appear in Exercises

10.5.88-10.5.90, 12.5.39, and 12.5.40 This list could continue much further; there are more than 1100 exercise tasks apportioned among 450 exercises in

this volume The index provides a usable map of the topical relation of exercises through key-word references

Each exercise has been designed, by arrangement in parts and with suitable hints, to be realistically capable of solution by the techniques and skills that will have been acquired in a careful study of the chapters preceding the exercise However, full solutions to all the exercises in a topic grouping may require serious devotion and time Such groupings provide material for special seminars, either in association with a standard course or by them- selves Seminars of that type are an invaluable “hands-on” experience for active students of the subject

Aside from the potential for working seminars that the exercises supply, a

fast-paced, one-semester course could cover Chapters 6-9 The second

semester might cover the remaining chapters of this volume A more leisurely

pace might spread Chapters 6-10 over a one-year course, with an expansive treatment of modular theory (Section 9.2) and a careful review (study) of the unbounded operator theory developed in Sections 2.7 and 5.6 of Volume I Chapters 11-14 could be dealt with in seminars or in an additional semester

course In addition to these course possibilities, both volumes have been written with the possibility of self-study very much in mind

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PREFACE xi The list of references and the index in this volume contain those of

Volume I Again, the reference list is relatively short, for the reasons mentioned in the preface in Volume I A special comment must be made about the lack of references in the exercise sections Many of the exercises (especially the topic groupings) are drawn from the literature of the subject

In designing the exercises (parts, hints, and formulation), complete, model solutions have been constructed These solutions streamline, simplify, and unify the literature on the topic in almost all cases; on occasion, new results are included References to the literature in the exercise sets could misdirect more than inform the reader It seems expedient to defer references for the exercises to volumes containing the exercises and model solutions; a signifi- cant number of references pertain directly to the solutions We hope that the benefits from the more sensible references in later volumes will outweigh the present lack; our own publications have been one source of topic groupings subject to this policy

Again, individual purposes should play a dominant role in the proportion

of effort the reader places on the text proper and on the exercises In any case,

a good working procedure might be to include a careful scanning of the exercise sets with a reading of the text even if the decision has been made not

to devote significant time to solving exercises

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CHAPTER 6

We take up the detailed study of von Neumann algebras in this chapter The principal tool for this study is the technique of “comparison” of the projections in a von Neumann algebra W relative to 9 By these means we develop a notion of “equivalence” of projections in 9 (meaning, loosely, “of the same size relative to 9’’) Associated with this equivalence, we have a partial ordering of (the equivalence classes of) projections in 9-with corresponding notions of “finite” and “infinite” projections relative to 9%’

In these terms, we can separate von Neumann algebras into broad types (algebraically non-isomorphic) and show that each such algebra is a direct sum of algebras of the various types (the so-called “type decomposition” of von Neumann algebras) The simplest of the types (“Type I von Neumann algebras”) is analyzed and examples of some of the other types are studied

6.1 Polar decomposition and equivalence

In the discussion following Lemma 2.4.8, we observed that each bounded

operator Ton a Hilbert space .# can be expressed as H + iK, with H and K

self-adjoint operators We referred to H and K as the “real” and “imaginary”

parts of T-noting the analogy between this representation of T and the corresponding representation of a complex number in terms of its real and imaginary parts

If we pursue the analogy between representations (decompositions) of complex numbers and those of linear operators, we are led to consider the possibility of a “polar decomposition ” of operators analogous to the de- composition of a complex number as the product of a positive number (its modulus) and a number of modulus 1

With the function calculus for self-adjoint operators at our disposal, there

is no problem in producing a “polar decomposition” for an invertible operator

T As modulus, both (T*T)’12 and (TT*)’” suggest themselves At first

guess, we might expect the number of modulus 1 in the polar decomposition

of a complex number to correspond to a unitary operator in the case of an operator The non-commutativity of the operator situation introduces a

399

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400 6 COMPARISON THEORY OF PROJECTIONS

complicating factor Shall we multiply the modulus of Ton the left or right by

the unitary operator (if it is, indeed, to be a unitary operator); and which of

(T*T)’”, (TT*)’12 shall we use as modulus? A small amount ofexperimenta-

tion shows that writing T = U(T*T)”’ (somewhat hopefully), and, then,

“solving” for U as T(T*T)-’’’ produces a unitary operator U (while

T(TT*)- ”’ will not, in general, be unitary-nor would (T*T)-”’T) The

computation involved in this is

( T ( T * T ) - ”’x, T( T* T ) - ‘“x) = ( ( T * T ) - ‘12T*T(T*T)- ‘”x, X)

= (x, x)

If WH is another “polar decomposition” of T (with W unitary and H

positive), then H = W*T so that H2 = H*H = T*WW*T = T*T As

H 2 0, and the positive square root of a positive operator is unique (see Theorem 4.2.6), H = (T*T)’/’ and W = T(T*T)-’” = U Of course,

T* = (T*T)”’U*, while T* has its own polar decomposition, T* =

V*(T**T*)”2 = V * ( T T * ) 1 ’ 2 Thus T = (TT*)’l2V; and this last equality provides a “polar decomposition” for T with the positive operator factor appearing on the left This, incidentally, redresses the balance between the two candidates for “modulus” of T Combining T = U(T*T)’” and T* =

(T*T)’/’U*, we have TT* = U(T*T)U* (so that TT* and T*T are

unitarily equivalent, when T is invertible) Since U(T*T)’12U* is a positive square root of U(T*T)U*, (TT*)’12 = U(T*T)’/’U* But V*(TT*)’/’ =

T* = (T*T)’/’U*, so that UV*(TT*)’l2 = U(T*T)1’2U* = (TT*)”2; and

V = U Thus the same unitary operator appears in the “right” and “left”

polar decomposition of T

For the polar decomposition of the general bounded operator, we must replace the unitary operators of the preceding discussion by operators that map one (closed) subspace of a Hilbert space isometrically onto another and annihilate the orthogonal complement of the first subspace Such operators

are called partial isometries The first subspace is called the initial space of the

partial isometry, and the second subspace (its range) is called its jinal space The projections with these subspaces as ranges are called the initial and Jinal

projecfions, respectively, of the partial isometry

6.1.1 PROPOSITION The operator V acting on the Hilbert space X is a partial isometry ifand only if V*V is a projection E I n this case, E is the initial projection of V, VV* is thejnal projection F of V, and V* is a partial isometry with initial projection F andfinal projection E

Proof Suppose, first, that V is a partial isometry with initial projection

E Then IIVxll = IIVEx + V ( 1 - E)xII = I(VExI1 = llExll 5 llxll; so that

II V (1 I 1 Ifx is a unit vector in the range of E, then 1 = (x, x ) = ( V x , V x ) =

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6 I POLAR DECOMPOSITION AND EQUIVALENCE 40 I

( V * V x , x) From Proposition 2.1.3 (the “Cauchy-Schwarz equality”),

V * V x = x Ify is in the range of I - E, V*Vy = V*(O) = 0 Thus V*V = E

Suppose, now, that V* V is a projection E Then for each x in the range of

E, (x, x) = ( V * Vx, x) = ( V x , V x ) ; while, for y orthogonal to the range of

E, 0 = (V*Vy, y ) = ( V y , Vy) Thus V is isometric on E(R) and 0 on

(I - E)(R) It follows that V is a partial isometry with initial projection E

In addition, V = V E = VV*V, and VV*VV* = VEV* = VV* Thus VV*

is a projection F and FV = V Consequently F ( X ) contains V ( X ) But

F(R) = V V * ( X ) E V ( X ) Hence F is the final projection of V As VV* =

(I/*)* V* = F, we conclude, from the foregoing, that V* is a partial isometry with initial projection F and final projection E

6.1.2 THEOREM (Polar decomposition) If T is a bounded operator on

the Hilbert space #, there is a partial isometry V with initial space the closure

r(T*) of the range of T* and final space r(T) such that T = V(T*T)’” =

(TT*)’/’V I f T = W H with H positive and W a partial isometry whose initial

space is r(H), then H = (T*T)l12 and W = V If neither T nor T* annihilates

a non-zero vector, then V is a unitary operator

Recall from Proposition 2.5.13 that r(T*) = r(T*T) so that

r(T*) = r((T*T)l/’) Since

((T*T)’”x, (T*T)’”x) = (T*Tx, X) = (Tx, T x ) ,

there is a partial isometry V with initial space r(T*) and final space r(T) such

that T = V(T*T)”’ Thus T* = (T*T)”’V* and TT* = VT*TV* Now

If T and T* have (0) as null space, their ranges are dense in X Hence V is

a unitary operator, in this case

Note that (T*T)’l2 and (TT*)l/’ are contained in each C*-algebra

containing T However, V may not lie in such an algebra If T is a positive

operator, V is R(T) With 2I the algebra of multiplications by continuous

functions on L,([O, 1)) (relative to Lebesgue measure) and H multiplication

by a positive function that vanishes on [0, $1, R(H) is a projection different from 0 and I Since ‘?I contains no projections other than 0 and I , the polar

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402 6 COMPARISON THEORY OF PROJECTIONS

decomposition of H cannot be effected in ‘ill If T is invertible, (T*T)’12 and

U (= T(T*T)-”’) lie in each C*-algebra containing T The critical informa-

tion concerning the possibility of polar decomposition within a C*-algebra is found in the proposition that follows

6.1.3 PROPOSITION If T lies in a von Neumann algebra 9 and U H is the polar decomposition of T, then U and H are in 9

Proof As noted, H = (T*T)’I2 €9, since 9 is, in particular, a C*- algebra containing T If T’EW‘, T’UHx = T’Tx = TT‘x; while UT’Hx =

UHT’x = TT‘x Thus UT‘ and T’U agree on the range of H Since T‘

commutes with H , both the range of H and its orthogonal complement are

stable under T’ As U is 0 on this complement, both UT’ and T’U are 0 there Thus UT’ = T’U and U E 9” = 9

If T is normal, (T*T)’” = (TT*)”’(=H) Thus U H = T = H U (from Theorem 6.1.2) Conversely, from uniqueness of the polar decomposition (‘‘left’’ and “right”), if U H = H U , (T*T)”’ = (TT”)”’ and T*T = TT*

To compare the dimensions of the ranges of two projections E and F

acting on a Hilbert space, we compare the cardinality of orthonormal bases for each of these subspaces Another (equivalent) technique for comparing the dimensions of the ranges of E and F to see if they are the same would be to seek a partial isometry with one as initial projection and the other as final

projection If E and F lie in a von Neumann algebra W and we insist that

our partial isometry lie in 9, we are demanding a stricter comparison of E and F-a comparison relative to 9 The structure of 9 would seem to exert an important influence on the possibility of comparison; and, consequently, the structure this comparison process imposes on the projections of W will reflect the structure of 9

Elaborating this idea leads to the Murray-von Neumann comparison theory of projections in a factor and its extension to a comparison theory of projections in a von Neumann algebra

6.1.4 DEFINITION Two projections E and F are said to be equivalent

relative to a von Neumann algebra W (written, E - F ( 9 ) ) when V*V = E

and VV* = F for some V in 9 H

In view of Proposition 6.1.1, the operator V in 9 is a partial isometry with initial projection E and final projection F Since E = V*V and F = V V * ,

both E and F are in W Most often, the von Neumann algebra W relative to which the equivalence of E and F is being asserted will be clearly indicated by

the context In this case we say that E is equivalent to F and write E - F

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6 I POLAR DECOMPOSITION AND EQUIVALENCE 403

In the proposition that follows, we show that the relation - defined on the projections of 9 is an equivalence relation

6.1.5 PROPOSITION If projections E, F, G in a von Neumann algebra W

satisfy E - F and F - G, then F - E, E - G, and E - E

Since E - F and F - G, there are partial isometries V and Win

9 such that V*V = E , V V * = F, W*W = F, and WW* = G Thus F =

(V*)*V* and E = V*(V*)*; so that F - E As E = E*E = EE*, E is a

partial isometry with initial and final projection E ; and E - E Finally,

6.1.6 PROPOSITION If 92 is a von Neumann algebra and TE 9, then

Proof: From Theorem 6.1.2 and Proposition 6.1.3, T = V(T*T)”’,

V E ~ , and V is a partial isometry with initial projection R(T*) and final

projection R(T) Thus R(T) - R(T*)

R ( T ) - R(T*)

6.1.7 THEOREM (Kaplansky formula) IJE and F are projections in a von Neumann algebra W, then ( E v F - F ) - ( E - E A F)

Proof We note that E v F - F is the range projection of (I - F)E,

while E - E A F is the range projection of E(Z - F ) ( = [ ( I - F)E]*) Once this has been established, the Kaplansky formula follows from Proposition

6.1.6.FromProposition2.5.14,R(E(I - F ) ) = E - E A F;andR((I - F)E)

= I - F - ( I - F ) A (I - E ) = E v F -F(sinceI - ( I - F ) A ( I - E )

= E v F)

6.1.8 PROPOSITION Two projections E and F in a von Neumann algebra

9 have non-zero equivalent subprojections ifand only ifCECF # 0

F, and E , - F , , there is a partial

isometry V in W such that V*V = E , and VV* = F o Since F , I F I CF

and Eo 5 E 5 CE, V = F o V E o = FoCFVCEEo = F o V E o C F C E = 0 Thus

0 = Eo = F ,

Proof If CECF = 0, E , 5 E, F ,

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404 6 COMPARISON THEORY OF PROJECTIONS

If CECF # 0, then [ @ E ( Z ) ] A [ W F ( Z ) ] # (0), from Proposition 5.5.2

(and Proposition 2.5.3) Thus there are operators A, B in 3 and vectors x, y such that 0 # (AEx, BFy) = (FB*AEx,y), and FTE # 0, where T =

B*A E 9 It follows that R(FTE) and R(ET*F) are non-zero projections in 9

From Proposition 6.1.6, they are equivalent Of course R(FTE) 5 F and

Proof

An extension of the polar decomposition to the case of a closed densely defined linear transformation from one Hilbert space to another forms the basis for the developments in Section 9.2 We describe this extension before passing to a detailed study of the partial ordering of (the equivalence classes

of) projections associated with our equivalence relation The following simple lemma will prove useful to us

6.1.10 LEMMA If A and C are densely deJined preclosed operators and B

is a bounded operator such that A = BC, then A* = C*B*

Proof I f y E 9 ( A * ) , then, for each x in 9 ( A ) ( = g(C)),

( x , A*y) = ( A X , y ) = (BCX, y ) = ( C X , B*y);

so that B*y E 9(C*) and C*B*y = A*y I f y E Q(C*B*), then B*y E 9(C*)

and, for each x in 9 ( C ) (= 9 ( A ) ) ,

( x , C*B*y) = (CX, B*y) = ( B C X , y ) = ( A X , y);

so that y E 9 ( A * ) and A*y = C*B*y

6.1.1 1 THEOREM If T is a closed densely deJined linear transformation from one Hilhert space to another, there is a partial isometry V with initial space

the closure ofthe range of( T*T)' ' andfinal space the closure of the range of T

such that T = V(T*T)112 = (TT*)''2V Restricted to the closures of the ranges of T* and T , respectively, T * T and T T * are unitarily equivalent (and V

implements this equivalence) If T = WH, where H is a positive operator and W

is a partial isometry with initial space the closure of the range of H , then H =

(T*T)'" and W = V If W is a von Neumann algebra, T rj W if and only if

V E W and (T*T)'12 r] 9

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6.2 ORDERING 405

Prooj From Theorem 2.7.8(v), T*T is self-adjoint If x E 9 ( T * T ) , then

x E 9( T ) , T x E 9( T*), and

0 I ( T x , T x ) = ( T*Tx, x)

Thus T*T is positive and has a (unique) positive square root (T*T)'12

(See Proposition 5.6.21 and Remark 5.6.32.) From Remark 2.7.7,9(T*T) is a

core for (T*T)'12 and for T Thus (T*T)'" and T map 9 ( T * T ) onto dense

subsets of their ranges Defining V0(T*T)'I2x to be Tx, for x in 9(T*T), V, extends to a partial isometry V with initial space the closure of the range of

(T*T)'12 and final space the closure of the range of T, since

((T*T)'"x, (T*T)'12x) = (T*Tx, X ) = ( T x , T x )

Moreover, Tx = V(T*T)'"x for each x in 9(T*T)

With x in 9(V(T*T)'I2), choose x , in 9 ( T * T ) such that x, + x and

(T*T)'12x, + (T*T)'I2x Then Tx, = V(T*T)'/'x, -+ V(T*T)'12x Since

T is closed, x E ~ ( T ) and T x = V(T*T)'12x Thus V(T*T)'l2 G T

Conversely, if x E 9( T ) and x, is chosen in 9( T * T ) such that x, + x and

Tx, + Tx, then (T*T)'12x, = V*V(T*T)'12x, = V*Tx, + V*Tx Since

(T*T)'12 is closed, x E 9((T*T)'I2) It follows that T = V(T*T)'12

From Lemma 6.1.10, T* = (T*T)'12V*, so that TT* = VT*TV* Thus the restriction of TT* to the closure of the range of T is unitarily equivalent to

the restriction of T*T to the closure of the range of T*, and Vimplements this

equivalence It follows that (TT*)'12 = V(T*T)'12V*; so that

T = V(T*T)'" = V(T*T)'12V*V = (TT*)'12V

If T = WH with H positive and W a partial isometry with initial space the

closure of the range of H , then, from Lemma 6.1.10, T* = HW* and T*T =

H 2 From Remark 5.6.32, H = (T*T)'12, so that W = V

Let B be a von Neumann algebra and U be a unitary operator in 92'

Then UVU*U(T*T)'(2U* is the polar decomposition of UTU* From

uniqueness of the polar decomposition, T = U T U * if and only if V =

U V U * and (T*T)'12 = U(T*T)'IZU* Thus T r] 9? if and only if V €9 and

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406 6 COMPARISON THEORY OF PROJECTIONS

6.2.1 DEFINITION If E and F are projections in a von Neumann algebra

@, we say that E is weaker than F (and write E 5 F) when E is equivalent to a

subprojection of F

We shall establish that 5 is a partial ordering on the (equivalence classes of) projections in 9 In the sequel, free use will be made of ail the notational variations and terminology that are associated with an ordering For example,

in the circumstances of Definition 6.2.1, we say that F is stronger than E and write F 2 E (as well as E -<, F) It is worth emphasizing that E < F (E is

strictly weaker than F) is the same as E 5 F and E is not equivalent to F

(written E + F)

6.2.2 PROPOSITION If {E,} and {Fa} are orthogonal families of projections

in a von Neumann algebra 9 such that E, 5 Fa for all a, then C E, 5 C Fa

If E, - Fa for all a, then Fa

Proof SupposeE, - F,foralla;andsuppose Eisapartialisometryin9

with initial projection E, and final projection Fa Defining V to be V, on the

range of E,, for each a, and to be 0 on the range of I - E, where E = C E,

and F = C Fa, V extends (linearly) to a partial isometry with initial pro- jection E and final projection F To see that V is in 9, note that V

coincides with 5, + + on the range of E,, + - + Ean + I - E Since

V,, + - + V,n is a partial isometry in 41, the set of such operators has the uniform bound 1 At the same time, the ranges of the projections E,, + - - - +

Eon + I - E span the Hilbert space From the discussion preceding Remark

2.5.9, V is in the strong-operator closure of W ; and V is in 9

If E, ,< Fa for all a, then E, - G, 5 Fa for all a Thus E - G I F, where

G =

E, -

G,, from what we have proved to this point Hence E 5 F H

6.2.3 PROPOSITION IfE and F are projections in a von Neumann algebra

@ and E - F, then PE - PF for each central projection P in W If E 5 F, then

6.2.4 PROPOSITION If E and F are projections in a von Neumann algebra 9suchthat E 5 F and F 5 E,then E - F

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6.2 ORDERING 407

Proof Let V and W be partial isometries in W such that V*V =

E(=Eo), VV* = F, I F (=F,), W*W = F (=F,), and WW* = El I E

Since V maps the range of E isometrically onto that of F,, V maps the range of

El isometrically onto that of a subprojection F, of F,-algebraically,

(VEl)*VEl = El and VE,(VE1)* = F, Similarly W maps the range of F ,

onto that of a subprojection E , of E l Moreover, V(E - El) is a partial isometry in W with initial projection E - El and final projection F, - F ,

Continuing in this way, by taking successive images under V and W, we

construct two sequences {E,}, {F,} of projections in W such that E =

E , 2 E , 2 E2 2 E 3 2 ., F = Fa 2 F, 2 F2 2 , V maps the range of

E, isometrically onto that of F,+ and W maps the range of F, isometrically onto that of E n + , Thus V maps the range of E m onto that of F,, where

Em = A,, En and Fw = A,, F, In addition En - - F,+, - Fn+2 and

F, - F,+, - - E n + , for n = 0, 1,2, , since V(E, - E n + , ) and W(F, - F,+ 1) are partial isometries in B with initial projections En - En+ 1,

F, - F, + , and final projections F,, - F, + and En + - Em+ , , respectively From Proposition 6.2.2,

6.2.5 PROPOSITION Zf E, F, and G are projections in a von Neumann

algebra W and E 5 F, F 5 G, then E 5 G

such that V* V = E,

V V * = Fa I F, W*W = F, and W W* = Go 5 G In this case, WF, W* is a subprojection G1 of Go in W; and WV is a partial isometry in W with initial projection E and final projection G1 Thus E - G1 I G ; and E 5 G

Proof Suppose V and Ware partial isometries in

Propositions 6.2.4 and 6.2.5 tell us that 5 is a partial ordering of the classes

of equivalent pr0jections.h the usual loose way, we speak of this relation as a partial ordering on the projections

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408 6 COMPARISON THEORY OF PROJECTIONS

Corollary 6.1.9 and Proposition 6.2.2 can be combined with a maximality (“ measure-theoretic exhaustion ”) argument to show that the equivalence classes of projections in a factor are totally ordered While this result is subsumed in the comparison theorem (Theorem 6.2.7-the more general argument using Proposition 6.1.8 in place of Corollary 6.1.9), it is instructive

to see the argument for the case of factors

6.2.6 PROPOSITION I f E and F are projections in a factor A, either E 5 F

or F 5 E

Proof Let 9 be the family of sets { ( E , , F,)} of ordered pairs (E,, F,)

of equivalent subprojections E,, F, of E, F such that {E,} and {F,} are orthog-

onal families Since ((0,O)) E F is non-empty If we partially order 9 by inclusion, the union of a totally ordered subset is an upper bound for it From Zorn’s lemma, B has a maximal element { ( E , , F,)} If E - C E , and

F - C F, are non-zero, they have equivalent non-zero subprojections Eo and

F , , from Corollary 6.1.9 Adjoining ( E , , F , ) to {(E,, F,)} contradicts the maximality of {<E,, F,)} Thus one of E - C E , and F - C F , is 0 (possibly both are) From Proposition 6.2.2, C E, - C F, Thus either E is equivalent

to a subprojection of F or F is equivalent to a subprojection of E

That is, either E 5 F or F 5 E

The basic ingredient of “total comparability” in factors is found in Corollary 6.1.9, where we learn that non-zero projections E and F have equivalent non-zero subprojections This is established by showing that

F T E # 0 for some T in the factor Roughly speaking, T “compares” a piece

of E with a piece of F While equivalence calls for “comparison” by partial

isometries, the polar decomposition of T supplies this Actually the transition

from comparison by an operator T in A‘ to comparison by the partial

isometry appearing in its polar decomposition is the essence of Proposition

6.1.6; and it is most expedient to use this proposition on F T E Finally, the fact that F T E is non-zero for some Tin A reduces to the observation that the only

projections in A? whose ranges are stable under A? are 0 and I As T takes on

various values in A, the range of TE sweeps out a set of vectors that spans the range of CE (see Proposition 5.5.2) With E non-zero and A! a factor, CE = I, and F cannot annihilate this set unless F = 0 In a von Neumann algebra 9,

if CE # I, it is precisely CE that can “block” comparison of F and E (as in- dicated in Proposition 6.1.8) Formalizing these ideas, we arrive at the comparison theorem, a generalization of Proposition 6.2.6

From the point of view of the comparison theory of projections, it is very useful to treat a von Neumann algebra as a direct sum of factors (although this is not generally valid) For most purposes, three factors will suffice The

sum of the unit projections of the factors in which an operator A of the algebra

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6.2 ORDERING 409

has a non-zero component is C , If E and F are two projections in the algebra,

we compare their component projections in each factor Summing the unit

projections of the factors in which E and F have equivalent components yields the central projection Q of the comparison theorem The sum of the unit projections of the factors in which the component of E is strictly weaker than that of F yields the central projection P of that theorem

6.2.7 THEOREM (Comparison) I f E and F are projections in a von Neumann algebra 9, there are unique orthogonal central projections P and Q maximal with respect to the properties QE - QF, and, if Po is a non-zero central subprojection of P, then Po E < P,F If R , is a non-zero central sub- projection of I - P - Q, then R , F < R , E

We begin by describing the structure of the proof A maximality

argument allows us to locate the central projections Q and P Replacing 9 by

B(I - P - Q), E by ( I - P - Q)E, and F by ( I - P - Q)F, we may now

assume that R , E 5 R, F for a central projection only if R, = 0 Under this

assumption and applying that argument with the roles of E and F reversed,

we construct a maximal central projection R , with the property asserted in the statement of the theorem for I - P - Q We must show that R , = I (or, in

terms of the initial notation, that R , = I - P - Q) If this is not the case, replacing W, E , and F , again, by a(I - R,), ( I - R , ) E , and ( I - R , ) F , we may assume that if R O E 5 R, F or R,F 5 R , E, for a central projection, then

R, = 0 The last stage of the proof consists of proving that this situation leads

to a contradiction That is accomplished by means of the argument of Proposition 6.2.6 (the factor version of the present theorem)-with Prop- osition 6.1.8 in place of Corollary 6.1.9 We proceed to the details

Let {Q,} be an orthogonal family of central projections in W maximal

with respect to the property that Q,E - Q,F for each a From Proposition

6.2.2, C Q,E = QE - QF = C Q,F, where Q = C Q, By maximality of

{Q,}, if P,E - P,F for a central subprojection Po of I - Q, then Po = 0

If Qo is a central projection such that Qo E - Qo F, then (Q, - Qo Q)E -

(Q, - Q o Q ) F , from Proposition 6.2.3 Since Qo - Qo Q is a subprojection Po

of I - Q, Qo - Q o Q = 0, that is, Qo I Q The uniqueness of Q follows

Replacing B, E, and F by W(I - Q), ( I - Q)E, and ( I - Q ) F , we may

assume that Po = 0 if Po is a central projection such that P,E - P,F Let

{ P,} be a maximal orthogonal family of central projections such that P, E <

P,F, and let P be its union-provided there is at least one such P a (Note that

Pa must be non-zero if Pa E < P , F.) Otherwise, let P be 0 From Proposition

6.2.3, Po Pa E 5 Po P,F for each central projection Po Thus, from Proposition

6.2.2, if Po I P,

1 P,P,E = P O P E = P,E s z P,P,F = P,F

Proof

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410 6 COMPARISON THEORY OF PROJECTIONS

Under our present assumption, if Po E - Po F , then Po = 0 Thus P , E < Po F if0 # Po I P

Again, if Po is a central projection such that P , E < PoF, then

(Po - P0P)E 5 (Po - P0P)F;

and Po - P O P is orthogonal to each P, By maximality of {P,},

( P o - P , P ) E < (Po - PoP)F does not hold Thus (Po - PoP)E - ( P o - P,P)F With the present assumption on 9, Po - P O P = 0 Hence Po I P ; and P is unique

From the preceding, we note that R, = 0 if R, is a central projection in

a(I - P - Q) such that ROE 5 R, F (using our original notation) Replace

B, E, and F by B(I - P - Q), ( I - P - Q)E, and ( I - P - Q)F Applying what we have proved with the roles of E and F reversed, there is a maximal

central projection R , with the property asserted in the statement for I -

P - Q If either R O E S RoF or R,F 5 R O E for a central subprojection R ,

of I - R,, then R, = 0 If R , = I (that is, in the preceding notation, if

R , = I - P - Q), then the proof is complete Assuming that I - R , # 0,

replace 9?, E, and F by B(I - Rl), ( I - R,)E, and (I - R,)F If either

R O E 5 R, F or Ro F 5 R, E, for a central projection R o , then R, = 0 This situation will lead us to a contradiction

Let {(E,, F a ) } be a family of ordered pairs of equivalent subprojections

of E and F maximal with respect to the property that {E,} and {Fa} are orthogonal families Then C E, - C Fa, from Proposition 6.2.2; and

R, E, - Ro C F,, for each central projection R,, from Proposition 6.2.3

Thus if Ro(E - C E,) = 0, R O E - Ro 1 Fa 5 R o F ; and R, = 0 It follows that E - C E, and, similarly, F - C F , have I as central carriers From Proposition 6.1.8, E - C E, and F - C Fa have equivalent non-zero sub-

projections E, and F, Adjoining ( E , , F,) to {(&, Fa)) contradicts its maximality

6.2.8 PROPOSITION If E and F are equivalent projections in a von Neumann algebra 9 acting on a Hilbert space X , then C E = C F

Proof By assumption, V*V = E and VV* = F, for some partial

isometry V in B Thus E = V*FV From Proposition 5.5.2, [BE(%)] and

[92F(X)] are the ranges of C E and C F , respectively Now

[92E(X)] = [ ! W * F V ( X ) ] G [ W F ( X ) ]

Similarly [&?F(X)] c [BE(#)].Thus [ 9 E ( X ) ] = [.%?F(#)],and CE = C,

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6.3 FINITE AND INFINITE PROJECTIONS 41 I

6.2.9 PROPOSITION If E is a cyclic projection in the von Neumann algebra

9, acting on the Hilbert space A?, and F 5 E, then F is cyclic in 9

Proof Since F - E , I E, and, from Proposition 5.5.9, Eo is cyclic, we may assume F - E Let V be a partial isometry in .i;P such that V* V = E and

V V * = F ; and let x be a generating vector for E under 9$’ Then

[*@’VX] = [VW‘X] = V[W’x] = VE(A?) = F(X),

where the equality [ V ~ ’ X ] = V [ W ’ x ] follows from the fact that V is isometric

on [ 9 ’ x ] H

Bibliography: [56]

6.3 Finite and infinite projections

We noted and used the analogy with set theory in proving that E - F

when E 5 F and F 5 E (Proposition 6.2.4) This analogy suggests extending the concepts of finite and infinite to the projection-class ordering

6.3.1 DEFINITION A projection E in a von Neumann algebra 9 is said

to be injinite relative to W when E - E , < E for some projection E, in 9

Otherwise, E is said to bejnite relative to 8 If E is infinite and P E is either 0

or infinite, for each central projection P , E is said to be properly injnite We

say that W is ajinite or properly injinite von Neumann algebra when I is,

respectively, finite or properly infinite

We have avoided the use of the terminology “purely infinite von Neumann algebra” since it appears in the literature with two distinct senses: one to mean what we have defined above as a “properly infinite von Neumann

algebra” and the other to mean what will later be called a “type 111 von

Neumann algebra” (see Definition 6.5.1)

6.3.2 PROPOSITION If E is ajinite projection in the uon Neumann algebra

9, each subprojection o j E isjinite Each minimal projection in W is$nite; and 0 isjnite If E - F and E isjinite, then F isjinite

Proof If Eo in 9 is a subprojection of E and V is a partial isometry in W

with initial projection E, and final projection E l , with El I E,, then

E - E , + V is a partial isometry in &? with initial projection E and final projection E - E , + El ( I E ) As E is finite (in a), E = E - E , + E l ; and

E , = El Thus E , is finite

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412 6 COMPARISON THEORY OF PROJECTIONS

If E - F, E is finite, F, I F, and F, - F, then there are partial isometries

V and W in 9 with initial projections E and F and final projections F and F,,

respectively In this case, V* W V is a partial isometry with initial projection E

and final projection V*Fo V As V*Fo V 5 E and E is finite, V*Fo V = E

Thus VV*F, VV” = FF,F = F, = VEV* = F ; and F is finite It follows that a projection equivalent to a finite or infinite projection is, respectively, finite or infinite

Since 0 has no proper subprojection, it is finite If G is a minimal projec- tion in a, its only proper subprojection in a is 0; and only 0 is equivalent to 0

(for, if V*V = 0, then V = 0, and VV* = 0) Thus G is finite

In the lemma that follows, we prove the analogue, for infinite projections,

of the possibility of “halving” an infinite set, with each of the halves in one-to- one correspondence with the original set

6.3.3 LEMMA (Halving) If E is a properly infinite projection in a von Neumann algebra R, there is a projection F in R such that F < E and F -

Proof Since E is infinite, E - E, < E If V E 9, V*V = E, and VV* =

E l , then ( E 2 = ) V E I V * < E , and E - El - E , - E , , Continuing in this

way(VE, V* = E3 < E2andE, - E2 - E2 - E,),weconstructacountably

infinite orthogonal family {En - En+ of equivalent non-zero subprojec-

tions of E This family is contained in a maximal such family (Fa)aEA By maximality, we cannot have Fa 5 E - 1 Fa (= E,), for then Fa - F, I E,, and adjoining F, to {Fa} contradicts its maximality From the comparison theorem (Theorem 6.2.7), there is a non-zero central projection P such that

PE, < PF, Since A is an infinite set, there is a subset A, of A such that if

a o ~ A o , A\A, (=A,), A,, and A,\{a,} can each be put into one-to-one correspondence with A From Proposition 6.2.3, PF, - PF, for a and a’ in

To this point, we have proved that if E is a properly infinite projection in a,

there is a non-zero central projection P in a such that PE can be “halved”- that is, there is a subprojection G of PE in&? such that G - PE - G - PE # 0

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6.3 FINITE AND INFINITE PROJECTIONS 413 Let {Qa} be a maximal orthogonal family of non-zero central subprojections

of CE such that each QaE can be halved; and let G, be a subprojection of Q, E

in W such that G, - Q , E - G, - Q, E If CE - C Qo is not 0 then

is properly infinite; and, from what we have proved, there is a non-zero

central subprojection Q , of CE - C Q , such that Q , E can be halved Adjoin- ing Qo to {Q,} contradicts its maximality Thus CE = C Q, Letting F be

C G,, from Proposition 6.2.2 we have,

so that E can be halved

6.3.4 THEOREM If E is a properly injinite projection in the von Neumann

algebra 9, F is a countably decomposable projection in W (in particular, if F is

cyclic in a), and CF 5 CE, then F 5 E

proof IfO= CFCE(=CF),thenF = O ; a n d F 5 E.IfF # O,CECF # 0;

and E, F have equivalent non-zero subprojections E,, F,, respectively By

use of the halving lemma, we construct a countably infinite orthogonal

family {En} of subprojections of E with sum E such that each E, - E (Halve

E as E l + F , ; then halve F, as E , + F,, and so on Now replace E , by

E - En.) Let {F,} be a maximal orthogonal family of subprojections of

F with each F, equivalent to F, (As a consequence of the countable decom- posability of F, the family {F,} can be indexed by integers.) Since {F,) is maximal, the relation F , 5 F - C F, cannot hold (for, otherwise, a “copy”

of F, in F - C F, adjoined to {F,} would contradict that maximality) From

the comparison theorem (Theorem 6.2.7), there is a central projection P such that P(F - C F,) < PF, (and, in particular, PF # 0) Since F, - F , -

Eo 5 P(F - C F,) 5 P E , and PF, 5 PE,.,, from Proposition 6.2.3

Thus

0 # PF = P(F - 1 F,) + C PF, 5 1 P E , = PE,

from Proposition 6.2.2 We have proved that there is a central projection P

such that 0 # PF 5 PE, under the given hypotheses

Let {Pa} be a maximal orthogonal family of non-zero central subpro- jections of CF such that P,F 5 P,E If C , - Pa # 0, from what we have just proved, there is a non-zero central subprojection Po of C , - C Pa such

that P,(C, - C PJF = P,F ,< Po E Adjoining Po to {Pa) contradicts its maximality Thus C, = Pa From Proposition 6.2.2,

1 P,F == CFF = F 5 1 P , E I E

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414 6 COMPARISON THEORY OF PROJECTIONS

6.3.5 COROLLARY Two properly injinite, countably decomposable pro-

jections in a von Neumann algebra are equivalent ifand only ifthey have the same central carrier Two infinite projections in a factor on a separable space are equivalent

For the final assertion of this corollary, note that, in a factor, an infinite projection is properly infinite

6.3.6 LEMMA Zf(P,} is afamily of central projections in a von Neumann algebra W and E is a projection in &? such that Pa E is finite for each a, then PE is finite, where P = v, P a

Proof If F - P E and F < P E , then 0 # PE - F I P If (PE - F)P,

= 0 for all a, then PE - F annihilates the range of P( = v Pa); and we would have 0 = ( P E - F)P = PE - F, contrary to assumption Thus (PE - F)Pa

# 0 for some a; and P,F < PaPE = PaE From Proposition 6.2.3, PaF -

PaPE = P a E ; so that P,E is infinite in 9-contrary to hypothesis Thus PE

is finite

6.3.7 PROPOSITION If E is an infinite projection in the von Neumann

algebra W , there is a (unique) central projection P in 9 such that P I C PE

is properly infinite, and ( I - P)E isfinite If E is properly infinite and F - E, then F is properly injinite

Let {Qa} be a maximal orthogonal family of central projections

in 9 such that QaE is finite for each a Then, from Lemma 6.3.6, QE is finite,

where Q = Q a Moreover, PE is properly infinite, by maximality of {Qa},

where P = I - Q; and P is unique

If E is properly infinite, F - E, and P is a central projection such that

PF # 0, then PF - PE # 0, from Proposition 6.2.3 Since E is properly

infinite, PE is infinite; and, from Proposition 6.3.2, PF is infinite Thus F is

properly infinite

Proof

6.3.8 THEOREM If E and F arefinite projections in the von Neumann algebra 9, then E v F isjnite in d

Proof Since E v F - F - E - E A F (from the Kaplansky formula-

Theorem 6.1.7) and E - E A F is finite (see Proposition 6.3.2), E v F - F is

finite (again, from Proposition 6.3.2) As E v F = F + E v F - F , it will suffice to show that the sum (union) of two orthogonal finite projections in 9

is finite

We assume that EF = 0 Suppose E + F is infinite From Proposition

6.3.7, there is a central projection P such that P(E + F ) is properly infinite

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6.3 FINITE AND INFINITE PROJECTIONS 41 5 From Proposition 6.3.2, PE and PF are finite We may assume, therefore, that

E + F is properly infinite From the halving lemma (Lemma 6.3.3), there is a

subprojection G of E + F such that G - E + F - G (= G’) - E + F From

the comparison theorem (Theorem 6.2.7), there is a central projection Q such that Q(G A E ) 5 Q(G‘ A F ) and ( I - Q)(G’ A F ) 5 ( I - Q)(G A E) One

at least, of Q(E + F ) and ( I - Q)(E + F ) is not zero If, say, Q(E + F ) # 0,

then Q(E + F ) is infinite; while QE and QF are finite and orthogonal More-

over,QG - QG’ - Q(E + F);and

G - G A E - E v G - E and E v G - E and G’ A F are orthogonal

subprojections of F To see this last, note that a vector in the range of G‘ A F is orthogonal to both the range of G and of E-hence, to the range

of E v G; while E v G 5 E + F,so that E v G - E I F From Proposition 6.3.2, it follows that G is finite (for G 5 F and F is finite) But G - E + F and

E + F was assumed to be infinite Thus E v F is finite

It is instructive to review the preceding argument assuming that W is a factor In this case, all reference to Q disappears; and we can pass from the introduction of G to the argument of the last paragraph of the proof

6.3.9 LEMMA If {E,),,w and {Fb}h.B are infinite, orthogonal families of

non-zero projections in a uon Neumann algebra 2, each E, is cyclic, and the

unions E and F of {Ea} and { F b } are such that F 5 E; then K‘ 5 K, where K and

K’ are the cardinal numbers of A and B, respectively If F - E and each Fb is cyclic, then K = K‘

Prooj Let V be a partial isometry in W such that V*V = F and VV* =

E , I E Then { V F b V * ] is an orthogonal family of non-zero projections with

union Eo and cardinal number K’ We may assume that F I E

If x, is a unit generating vector for E, under B’ and Fbx, = 0, then (0) =

[9’Fbx,] = [F,.%”x,].WiththeassumptionF I E,F,x, # Oforsomeain A;

otherwise Fb annihilates the range of each E,, hence of E, and Fb = 0 con- trary to hypothesis Thus, if ya = { h : h E B, F b X , # 01, B = uucw y,

Now, CheBIIF:bX,lIZ 5 ll.xul12 = 1 ; so that F b X , # 0 for at most a countable

number of elements h of B, and .Yi has cardinal number at most KO As

B = U u s a Y, h” I K KO = K H

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416 6 COMPARISON THEORY OF PROJECTIONS

6.3.10 PROPOSITION If G is a j n i t e projection in a von Neumann algebra

9 and CG is countably decomposable relative to the center %? of 9, then G is the sum of a countable number of cyclic projections in 9 In particular, G is count-

ably decomposable

Proof Let Go be a non-zero cyclic subprojection of G Let {G,} be an orthogonal family of subprojections of G maximal with respect to the property that each G, - Go The family {C,} is finite; for otherwise it could be put into one-to-one correspondence with a proper subfamily Using Proposition 6.2.2,

G would be equivalent to a proper subprojection-contradicting the hy-

pothesis that G is finite

If Go - G, I G - C G,, adjoining G I to { G,} contradicts the maximality

of {C,} Thus Go $ G - C G, Using the comparison theorem (Theorem

6.2.7), there is a (non-zero) central subprojection P of C , such that

P(G - 1 G,) < PGo

From Proposition 6.2.9, P(G - C G,) and each PG, are cyclic Thus PG is the sum of a finite number of cyclic projections

maximal with respect to the property that PbG is the sum of a finite number of cyclic projections If Po = CG - C P b and Po # 0, from the preceding, Po

contains a non-zero central subprojection P such that PG is the sum of a

finite number of cyclic projections By maximality of { P b } , Po = 0 Since CG is

countably decomposable in %?, {Pbj is a countable family As G = 1 PbG,

each PbG is the sum of a finite number of cyclic projections, and { P b ) is a countable family; G is the sum of a countable number of cyclic projections From Proposition 5.5.19, G is countably decomposable in 9 H

6.3.1 1 THEOREM (Generalized invariance of dimension) Zj G is a finite projection in a von Neumann algebra 9, {E,),sA and { F b ) , , , are orthog- onalfamilies of subprojections of a projection E in 9? maximal with respect to the property that E, - Fb - G for each a and b ; then A and B have the same cardinal number

Proof If G 6 E, E has no subprojection equivalent to G ; and both A and B are empty On the other hand, if G 5 E, then, by maximality, both A and IB have at least one element Assuming this, we can replace G (our “test” projection) by any E , and, so, assume that G I E Since two projections in

E B E are equivalent (relative to E B E ) if and only if they are equivalent in 92,

we may work in EWE and assume that E = 1 Since C, = C,, = C, (from Proposition 6.2.8), (E,) and {FJ are maximal families in BCG Again, working in RCG, we may assume that C, = CEa = CFb = 1

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6.3 FINITE AND INFINITE PROJECTIONS 417

From Proposition 6.3.7, there is a central projection Q such that Q is finite

and I - Q is either 0 or properly infinite

(i) Suppose Q # 0 We show that A (and B) are finite Suppose the

contrary Then the orthogonal family {QE,},, of non-zero, equivalent

subprojections of Q can be put into one-to-one correspondence with a proper

subfamily Using Proposition 6.2.2, Q is, then, equivalent to a proper sub-

projection of itself-contradicting the fact that Q is finite Thus A (and B) are finite

the contrary In particular, then, I - Q # 0 and I - Q is properly infinite From Theorem 6.3.8, ( I - Q)E is finite; since E, - G, G is finite, E = xos A E,,

and A is a finite set If P is a non-zero central subprojection of I - Q,

P(=P(Z - Q)) is infinite, PE is finite, and P = P(I - E ) + PE Thus, from Theorem 6.3.8, P(I - E ) (= P(I - Q)(I - E)) is infinite; and ( I - Q ) ( I - E )

is properly infinite We are assuming that ( I - Q)G $ ( I - Q)(I - E )

(to reach a contradiction) From the comparison theorem, there is a (non- zero) central subprojection P of I - Q such that P(Z - Q)(I - E ) < PG

But PG is finite and P(I - Q)(I - E ) ( = P ( I - E)) is infinite, contradicting Proposition 6.3.2 Thus ( I - Q)G 5 ( I - Q)(I - E), and ( I - Q)G - El I

We note, next, that (QE,JoEA is maximal (as an orthogonal family of

subprojections of Q ) with respect to the property that each QE, - QG If this

is not the case, there is a subprojection E , of Q(I - E ) equivalent to QG From Proposition 6.2.2, G = QG + ( I - Q)G - E , + El I Q(I - E ) +

( I - Q)(I - E) = I - E Adjoining E , + El to {E,} contradicts the maxi-

mality of {E,}, so that {QE,),.,js maximal

It follows that QG $ Q(I - E ) ; and there is a central subprojection P of

Q such that P(I - E ) < PG If there are fewer elements in A than in B,

{PE,, P(I - E)} can be put in one-to-one correspondence with a subset of from Proposition 6.2.2, P is equivalent to a proper subprojection of itself

But P is a subprojection of Q and Q is finite Thus A cannot have fewer ele-

ments than B; and, symmetrically, B cannot have fewer elements than A

We assume, now, that Q = 0 Thus I is properly infinite We proved

in (i), with I - Q in place of I , that G 5 I - E, when A is a finite set, But then

(E,} is not maximal Thus A and B are infinite sets Let K and Ec' be their (respective) cardinal numbers

Since {E,} is maximal, there is a central projection Psuch that P(I - E ) <

PG Employing Proposition 6.2.2, P - PE, since PE, - PG for all a and

{PE,} is an infinite orthogonal Family Thus PF 5 PE, where F = x b E B Fb

If Po is a non-zero central subprqjection of P cyclic in the center of 9, then

( I - Q)(I - E)

( P F b } AS PE, - PFb, P(I - E ) < PG PFb, and P = PE -k P(I - E),

(ii)

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418 6 COMPARISON THEORY OF PROJECTIONS

PoG is the sum of a countable number n of cyclic projections in 9, from Proposition 6.3.10 As PoG - PoE,, each PoE, is the sum of n orthogonal

cyclic projections (from Proposition 6.2.9) The family of all these cyclic

projections in all P o E , has sum PoE and cardinal number K ( = n K ) As

yo F 5 Po E and { P o F,} has cardinal number K', from Lemma 6.3.9, K' < K

Symmetrically N I K'; and h' = K'

If 9 is B ( Z ) in the preceding theorem, and G is a minimal projection (see

Proposition 6.3.2), then {E,} and { F b } are familiesof minimal projections with sum I They correspond to orthonormal bases for %' The fact that these families have the same cardinal number establishes, again, that the dimension

of a Hilbert space is an invariant, independent of the orthonormal basis used in calculating it (see Theorem 2.2.10) The theorem draws its name from this application

6.3.12 PROPOSITION I f E is a properly infinite projection in a von Neumann algebra 9 and G is a j n i t e projection in @such that C , = C E , then

E is the sum of cr.family {G,} ofprojections equivalent to G ifeither of the follow-

ing c.onditions is satisjid:

(i) &? is a factor;

(ii)

Proof Let { E,} be an orthogonal family of subprojections of E maximal

with respect to the property that each E, - G As in the proof of Theorem

6.3.1 1, there is some (non-zero) central subprojection P of C , (= C E = CEn)

such that P(E - x E,) < PG and C PE, - PE Let I/ be a partial isometry

in W with initial projection x PE, and final projection PE Then { VPE, V*} is

an orthogonal family of projections with sum P E, each equivalent to P G

If B is a factor, P = I Taking VE,V* for G,, our assertion follows

If E is countably decomposable, {PE,} is a countably infinite family We relabel it {PE,) Let {Pb} be an orthogonal family of non-zero central sub-

projections of CG maximal with respect to the property that PbE is the sum ofacountablefamily {Gbn} ofprojectionsequivalent to PbG IfC, - C Pb # 0,

then, from the foregoing, there is a non-zero central subprojection Po of

C , - Pb such that Po E is the sum of a countable family of projections

equivalent to PoG Adjoining Po to { f h } contradicts the maximality of { f h )

Thus C, = C P, From Proposition 6.2.2, x, G,, ( = G , ) - 1, PbG =

C,G = G Moreover, G , = E

E is countably decomposable in 2

Conditions (i) and (ii) are curiously different restrictions One is a

cardinality restriction on E, and the other is a restriction on the center of

W With E properly infinite, it will take an infinite number of copies of G to

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6.4 ABELIAN PROJECTIONS 419

sum to E over each non-zero central portion PE of E As P varies over an orthogonal family, the cardinal number of copies necessary may vary Condition (i) says that P cannot vary Condition (ii) says that as P varies only KO copies of G are needed to sum to PE

general von Neumann algebra The abelian projections provide such a

“translation” of minimal projections In terms of direct sums of factors, the abelian projections are those whose component projections in each factor are either Oor a minimal projection With this (heuristic) description in mind, the statements of the results of this section become transparent For working purposes, we must devise a general (“global”) characterization of abelian projections

6.4.1 DEFINITION A projection E in a von Neumann algebra W is said

to be an abelian projection in .I when E 9 E is abelian

6.4.2 PROPOSITION Each subprojection of an abelian projection in a uon Neumann aigebra 9 is the product of the abelian projection and a central

projection A projection in d is abelian if and onlj) if it is minimal in the class of

projections in A? with the same central carrier Each abelian projection in 92 is finite I f % is the center of W and E is an abelian projection in 9, then E 9 E = %E

Suppose E is abelian in 9 From Proposition 5.5.6, %E is the

center of EWE Since E B E is abelian, %E = E 9 E I f F is a subprojection in 2

of E, then F = EFE E E 2 E = %E Thus F = Co E = C C E = CE, where

C (= CoCE) E % and CC, = C Now F = C E = F 2 = C-E, SO that

(C - C2)E = 0

Since C - C 2 E % G W’, 0 = (C - C’)CE = C - C 2 , from Theorem 5.5.4

Thus C is a (normal) idempotent in %, so that C is a central projection It

follows that each subprojection in 9 of an abelian projection E has the form

PE with P a central projection If CF = C , and F = PE, then CE = CF I P ;

Proof

O 7

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420 6 COMPARISON THEORY OF PROJECTIONS

and PE = E = F Thus E is minimal in the class of projections in W with

central carrier C E , and, in particular, E is finite

Suppose, now, that E is minimal in the class of projections in W with

central carrier C E If G is a subprojection in 3 of E, then G I CG E If G <

C,E, then G + ( I - C,)E < E and G + ( I - C,)E has central carrier

C,-contradicting our present assumption Thus G = CGE It follows that each projection in EWE is in V E Since EWE is a von Neumann algebra (Corollary 5.5.7), it is generated by its projections (Theorem 5.2.2); and

EWE c %E Thus E is abelian

It follows that each non-zero abelian projection in a factor is a minimal projection in that factor

6.4.3 PROPOSITION A projection E is a minimal projection in a von Neumann algebra W acting on a Hilbert space X , ifand only ifEWE consists of scalar multiples of E If E is a minimal projection in 9, E is an abelian projection

in 9, CE is a minimal projection in the center V of B, BCE is a factor, and

B'E = B(E(2))

Proof If E is a projection in B and EWE consists of scalar multiples of E,

then, if F is a subprojection in 3 of E, F = EFE E EWE; so that F = aE As F

is a projection, F = E or F = 0; and E is a minimal projection in B

If E is a minimal projection in 9, then each projection in EWE is either E

or 0 Since EWE is a von Neumann algebra, it is generated by its projections Thus EWE consists of scalar multiples of E From Proposition 5.5.6, EWE is the commutant of B'E in B(E(3f')) Thus W'E = B ( E ( X ) ) From Proposition

5.5.5, W'CE is * isomorphic to B'E, so that B'C, is a factor From Proposition 5.5.6, again, B'CE has WC, as commutant on 9(CE(X)) Thus WCE is a factor Each central subprojection P of C E is a central projection in BCE Since WCE

is a factor, P is either 0 or C E Hence C E is a minimal projection in V As

E B E consists of scalar multiples of E, it is abelian, so that E is an abelian

projection in B H

The preceding argument establishes that a projection Q in the center %? of a

von Neumann algebra 3 is a minimal projection in V if BQ is a factor Con- versely, if Q is a minimal projection in %, 9 Q is a factor since each central projection in W Q is a subprojection of Q in % (hence, equal either to 0 or Q)

6.4.4 PROPOSITION I f E is a minimal projection in a von Neumann algebra 9 acting on a Hilbert space X and x is a unit vector in E ( X ) , then [ a x ]

is the range of a minimal projection E' in 99' and EE' is the one-dimensional

projection G in B ( 2 ) with x in its range

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6.4 ABELIAN PROJECTIONS 42 I

Proof Since E is a minimal projection in 9, from Proposition 6.4.3,

9 ' E = B ( E ( Z ) ) From Proposition 5.5.5, the mapping T'CE 4 T'E is a

* isomorphism of B'CE onto &?'E Since G is a minimal projection in 9 ' E

(=B(E(%))), G = G'E, where G' is a minimal projection in .%?ICE As G'x = x, [Xx] G G'(%) Thus E' I G'and E' E .&"CE It follows that E' = G'

Thus E' is a minimal projection in %'ICE, hence in B'; and E'E = G

6.4.5 PROPOSITION If {Ea)atA is a family of abelian projections in a uon Neumann algebra 9 and {CEO> is un orthogonal family, then E, is an abelian

projection in 9

Proof Let E hex,,, E,.Then EAE = Co.a.tA E,AE, = CaEA E,AE,,

since E , AE, = E,CEa ACE., Ear = E, AE, CEa CEO = 0, if a # a', where the infinite sums are understood in the sense of strong-operator convergence over

the net of finite subsets of A Now,

E , AE, E, BE, = Ear BE,, E , AE,,

for all a, a' in A and A , B in 9, since both products are 0 if a # a', and E,.%E,

is abelian Thus EAE and EBE commute, and E is an abelian projection in 2

6.4.6 PROPOSITION Zf E and F are projections in a uon Neumann algebra

9, E is abelian, and

(i) E - F, then F is aheliun;

(ii) CE I C F , then E 5 F ;

(iii) C E = C, and F is abelian, then E - F

Proof (i) If V, A , and B are in 9 and V*V = E, VV* = F, then

since E B E is abelian Thus F B F is abelian ; and F is an abelian projection in B

If E $ F, then, from the comparison theorem, there is some (non-

zero) central subprojection P of CE such that PF < PE In this case, 0 #

PF - E l < PE, contradicting Proposition 6.4.2, since PE is an abelian pro- jection and CE1 = C p F = P = CpE Thus E 5 F

(iii) If CE = CF and F is abelian, then E - F, since E 5 F and F 6 E,

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422 6 COMPARISON THEORY OF PROJECTIONS

6.4.8 PROPOSITION If E is an abelian projection in a von Neumann algebra .%’ and F is a projection in JR such that F 5 C E , then F is a sum of abelian projections

C E ,

C,E is a non-zero abelian projection with central carrier C, From Prop- osition 6.4.6, C,E - F , I F , and F , is a (non-zero) abelian projection Let

{ F , } be a maximal orthogonal family of non-zero abelian subprojections of F

Since F - C F , is a subprojection of C E , it is either 0 or dominates a non-zero abelian projection By maximality of {F,}, 0 = F - C Fa, and F is a sum of abelian projections H

Proof If F = 0, there is nothing to prove Assume F # 0 AS CF

Bibliography: [47,48]

6.5 Type decomposition

With the results of the preceding sections at our disposal, several ways of distinguishing among von Neumann algebras, algebraically, suggest them- selves Have they abelian projections? Have they non-zero finite projections? Have they infinite projections? The various combinations of affirmative and negative replies to these questions lead us to the “type” description of von Neumann algebras

6.5.1 DEFIN~T~ON A von Neumann algebra W is said to be of type I if it

has an abelian projection with central carrier I -of type I, if I is the sum of n

equivalent abelian projections If 2 has no non-zero abelian projections but

has a finite projection with central carrier I , then !9? is said to be of type II-

of type 11, if I is finite-of type 11, if I is properly infinite If W has no non- zero finite projections, 9 is said to be of type 111 H

A number of simple facts, related to the above definition, follow easily from the techniques developed in the earlier sections of this chapter If a von Neumann algebra W is of type I (or I,, or 11, or II,, or II,, or 111) the same is

true of W P for each non-zero central projection P in 9 If 9 is of type I,, it is also of type I; and, of course, if 9 is of type either 11, or 11, , it is also of type 11 However, a von Neumann algebra cannot be of more than one of the types 1, 11,111, nor can it be of both types 11, and 11, Slightly less obvious is the fact (established at the end of the proof of the following theorem) that if a von Neumann algebra is of both types I, and I,, then m = n

6.5.2 THEOREM (Type decomposition) If W is a von Neumann algebra acting on a Hilbert space there are (mutually orthogonal) centrul projections

P,, n not exceeding dim 2, P,,, P , _ , and P , , with sum I , niuximal with respect

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6.5 TYPE DECOMPOSITION 423

to the properties that WP, is of tvpe I , or PI, = 0, 9 P C , is of type 11, or P,, = 0,

9 P C m is of type 11, or PCm = 0, and W P , is of tjipe 111 or P , = 0

Proof Let {E,} be a family of abelian projections maximal with respect

to the property that {CEa} is orthogonal From Propositions 6.4.5 and 5.5.3,

C E, is an abelian projection with central carrier CEy (= Pd) Thus, either

Pd = 0 or acting on P , ( Y ) , is a type I von Neumann algebra By maximality of {E,}, I - Pd has no non-zero abelian subprojections

From Proposition 6.3.7, there is a central subprojection P,, of I - Pd such that P,, is finite and I - Pd - P,, is either 0 or properly infinite Since .%Pel

has no non-zero abelian projections and P,, is finite, either P,, = 0 or 9 P c 1 is

a type 11, von Neumann algebra

Let {G,} be a family of finite subprojections of I - Pd - P,, maximal

with respect to the property that {CG8 1 is an orthogonal family From Lemma

6.3.6 and Proposition 5.5.3, C G, is a finite projection with central carrier

I: CGc (=P,,) By maximality of {Gcj, I - P, - P,, - PCm ( = P m ) has no non-zero finite subprojections in 9, so that either P , = 0 or B P m is a von

Neumann algebra of type 111 As I - P, - P,, is either 0 or properly infinite,

P,_ is either 0 or properly infinite If P,_ # 0, since P,, is the central carrier of

the finite projection C G, and PCm has no non-zero abelian subprojections,

BP,_ is of type 11,

It remains to show that Pd is the sum of a family { P,} of central projections

such that P, is the sum of n equivalent abelian projections Let {Q,} be an

orthogonal family of central subprojections of P, each of which is the sum of n

equivalent abelian projections E a j , j = 1,2, , n, where n is some cardinal

number not exceeding dim -X In addition let { Q , ) be maximal with respect

to the property of being orthogonal Since E,, - E,? and C j E,, = Q,,

CE,,, = CEaL = = Q,, from Proposition 5.5.3 Thus xo Eaj ( = E j ) is an abelian projection with central carrier 2, Q, (= P,), from Proposition 6.4.5 It follows, from Proposition 6.4.6(iii), that E , - E, - As P , = xy= E j ,

either P, is 0 or B P , is of type I,

Since 0 is an abelian projection and is the sum of n equivalent abelian projections, the preceding discussion envisages, as it must, the possibility that each Q, is 0 In this case P, = 0 The essence of the argument appears now

We show that Pd = ~ , l s d i m P I , If 0 # Pd - V P, ( = P), then, for each n,

P will fail to have a single non-zero central subprojection that is the sum of n equivalent abelian projections, by maximality of the family {Q,) used to define

P, Since P , is C , for some abelian projection E, P is the central carrier of the

abelian projection P E (= F) Let { F b ) be a maximal orthogonal family of

subprojections of P equivalent to F By maximality of { F b } , F 5 P - C F b ;

and, from the comparison theorem, there is a non-zero central subprojection

Po of P such that Po(P - Fb) = Po - PoFb - Fo < POF From

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424 6 COMPARISON THEORY OF PROJECTIONS

Proposition 6.4.2, F , = CFoP,F = C,F; and F , is abelian If F , = 0,

then Po = Po F b , and {Po F b } is a family of equivalent abelian projections,

from Propositions 6.2.3 and 6.4.6(i) (since F b - F , for all b) If F , # 0, then

osition 6.2.8; and from Proposition 6.4.6(i), CFo is the sum CFo - CFoFb +

C CFoF, of equivalent abelian projections In any event, if P # 0, P has a non-zero central subprojection that is the sum of equivalent abelian sub-

projections-contradicting the maximality of {Q,} (for some n not exceeding

dim H) Thus P = 0, and P , = v P,

We note that P,P, = 0 if n # ni; so that v P, = c P , = Pd From the

preceding discussion, if 0 # P = P, P,, then P is the sum both of n and of m

equivalent abelian projections Each of these abelian projections is finite,

from Proposition 6.4.2, so that Theorem 6.3.1 1 applies, and n = m

Type I von Neumann algebras are sometimes called discrete von

Neumann algebras to indicate the fact that the identity can be decomposed

as a sum of central projections (the P , of Theorem 6.5.2) each of which is the

“discrete” sum of projections minimal with the given central projection as central carrier The type 11 von Neumann algebras, by contrast, are described

as continuous (In some of the literature, this description is applied to von Neumann algebras of type I11 as well.) This terminology is the basis for the notation P d , P,,, PCm In case P , = 0, the von Neumann algebra is sometimes

referred to as semijnite

PO - c PO F b = CF,(P, - c PO F b ) = CF, - CF, F b - F O 7 from Prop-

W

6.5.3 COROLLARY A factor ,I is either of type I,, or 11,, or 11,, or 111

I t is of type I ifit has a minimal projection-of type I, ifZ is the sum of n minimal projections If A# has no minimal projections but has a non-zerofinite projection,

it is of type 11-of type 11, if1 isfinite-of type 11, ifZ is infinite I f A has no non-zero Jinite projections, it is of type 111

6.5.4 REMARK Note that factors of type I, ( n finite) and type 11, are finite von Neumann algebras, while factors of the other types are

properly infinite von Neumann algebras (see Definition 6.3.1) We shall note

in Theorem 6.6.1 that factors of type I,, are * isomorphic to a(&?), where S

has dimension n, so that such factors have finite linear dimension when n is

finite On the other hand, the fact that a factor of type 11, has no minimal projections allows us to choose an infinite orthogonal family of non-zero projections in it It follows that each factor of type 11, has infinite linear dimension

The corollary that follows extends, to general von Neumann algebras and

abelian projections, the fact that each projection in B(X) is a sum of (mini-

mal) projections with one-dimensional ranges

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6.5 TYPE DECOMPOSITION 425 6.5.5 COROLLARY If E and Eo are projections in a von Neumann algebra

9, CE = CEO, and Eo is abelian in 9, then there is (1 family {Qj} of central

projections in 9 with sum C E such that Q j E is the sum ofj equivalent abelian projections If 9 C E o is of type I,, then 1 j 5 n I n particular, ifEo is a minimal projection in W, then E is the sum of j equivalent minimal projections in W

From Proposition 6.4.8, E is a sum of abelian projections in

9-each of which is abelian in the von Neumann algebra E 9 E (= B0)

Arguing as in the first paragraph of the proof of Theorem 6.5.2, we conclude

that W o is of type I Applying Theorem 6.5.2 to a,, let p j be the central

projection in So such that either a0pj is of type Ij or p j = 0 Now p j is a (central) projection in Zo, and 9; = Z E , from Corollary 5.5.7 From

Proposition 5.5.5, the mapping T‘E -+ T‘CE is a * isomorphism of W’E onto

9‘CE Let Qj be the image of p j under this mapping Then Q j is a central

projection in 9 ‘ C E , hence in w’ and in 9 Moreover, QjE = pjjfor, in general, T‘CEE = T’E) By construction, either ai is 0 or QiE = Pi = F ,

+ + F j , where F,, , F j are equivalent (non-zero) abelian projections

in EBE As each abelian projection in EWE is abelian in 2 and equivalence

in E.9E persists in 9, { Q j ) serves as the required family of central projections

in 9 (Note for this that xi p j = E, so that Cj Qj = C,.)

If.%?cE(= 9CEo)isoftypeI,,thenC, = El + + E,,whereE,, , E,

are equivalent abelian projections in a C E From Proposition 6.4.6(iii), QjE, - F , Generalized invariance of dimension (Theorem 6.3.1 1) applied

to Qj and to the families {QjE,, , QjE,}, { F , , , F j , , F,} (this latter

family being an extension of { F l , , F j } to a maximal orthogonal family of

subprojections of Q j equivalent to F , ) tells us that n = m, so that j I n

(Recall, for this, that each abelian projection is finite, from Proposition 6.4.2.)

If E , is minimal in 9, then &’CEO( = 9C,) is a factor of type I,, for some n,

from Proposition 6.4.3 and Corollary 6.5.3 From the preceding (or from Proposition 6-43), E is a sum of (non-zero) abelian projections in B C E

Since 9 C E is a factor, each of these abelian projections is minimal in 9 C E ,

hence in 9 H

Proof:

We proved, in Lemma 6.3.3, that a properly infinite projection can be

“halved.” This result can be extended to assert divisibility into any number

of equivalent subprojections Keeping in mind the situation of projections in

B(%), we should not expect to be able to halve a projection whose range has

dimension 5 More generally, if W is a von Neumann algebra of type I, with n

odd, the identity in 9 cannot be halved The possibility of finer and finer subdivision of projections combined with the fact that we can pass to strong- operator limits suggests that (finite) divisibility can always be effected in a von Neumann algebra with no central portion of type I This assertion is the substance of the lemma that follows

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426 6 COMPARISON THEORY OF PROJECTIONS

6.5.6 LEMMA If E is a projection in a von Neumann algebra with no central portion of type I (equivalently, with no non-zero abelian projections), for

each positive integer n, there are n equivalent (orthogonal) projections with sum E

Since E is not abelian, there is a proper subprojection F of E in S

such that CF = C E (from Proposition 6.4.2) With Q the central carrier of

E - F in 9, it follows that QF has central carrier Q From Proposition 6.1.8,

Q F and E - F have non-zero equivalent subprojections F , and F , (and, of course F1F2 = 0) Now F , is not abelian in 3, so that, from what we have just

established, F , has two equivalent orthogonal non-zero subprojections M ,

and M 2 The equivalence of F , and F 2 provides us with two equivalent or-

thogonal non-zero subprojections, N , and N 2 , of F 2 , where M , - M 2 -

N 1 - N 2 Continuing in this way we produce 2” (and, hence, n) equivalent orthogonal non-zero subprojections of E

Let Y be the family of sets {.Pi, , F#} of n elements, where each 5

is an orthogonal family {EY)}aEA of subprqjections of E, each family is

indexed by A, E‘f’ - - E;’ for each a in A, and u3= 5 is an orthogonal family We define a partial ordering I of Y so that {Fir ,F,} I

{Pi, , %;} precisely when the indexing of the sets of the second family extends the indexing of those of the first family (which entails, in particular, that G %J for all j) Let {Fi, , Fn} be a maximal element of Y relative

to this ordering; and let E j be the union of the projections in 5 From Proposition 6.2.2 { E l , , En} is an equivalent orthogonal family of sub- projections of E If E - cy= , E, # 0, then it is not abelian in 9 From the

preceding paragraph, we can find an orthogonal family { F l , , F,,} of

equivalent non-zero subprojections of E - C;= E j , in that case Adjoining

F j to 4, we construct a set in Y properly larger than {P,, , F“} (relative

to the given partial ordering on 9) This would contradict the maximality of {.Fl, , F,,} so that E = x:j”= Ei

6.6.1 THEOREM If Ji is a type I,, factor, then A is * isomorphic to B(X), where X has dimension n

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6 6 TYPE 1 ALGEBRAS 42 7

Proof: According to Corollary 6.5.3, I is the sum of n minimal projec-

tions in A If E is a minimal projection in A and x is a unit vector in its

range, [.XX] (= 2) is the range of a minimal projection E' in JK and A E ' is

B ( 2 ) from Propositions 6.4.3 and 6.4.4 Since 4' is a factor, ,A" is a factor and C, = I From Proposition 5.5.5, %HE' ( = B ( X ) ) is * isomorphic to

A(= A C E , ) As n minimal projections in A have sum I , there are n one- dimensional projections (corresponding to them) in &?(*) that have sum 1

Thus X is n-dimensional

In Section 2.6, Matrix representations, we discussed the concept of n x n matrices [ z b l o b E D whose entries are bounded operators z b on a Hilbert

space 2 We noted that these matrices acted (in the usual matrix fashion) as

linear operators on the direct sum 0 Xb( = .#) of n copies x b of 2 -the

n-fold direct sum of X with itself-and that some of the operators so ob- tained were bounded Each operator in g(#) arises in this way-that is, has

a matrix representation If n is finite, we saw that each such matrix cor- responds to a bounded operator, but that this is not the case if n is infinite

Suppose now that R is a von Neumann algebra acting on 2 If M Q %' is

the set of operators in B(#) whose matrix representations have each entry

in W and 9 Q I , is the set of operators in n Q W with all diagonal entries equal to the same operator in 9 and all other entries 0, we shall note that both sets are von Neumann algebras If cp is a * isomorphism of W with a von Neumann algebra 5 acting on a Hilbert space .Xi then n Q cp and cp Q I ,

are * isomorphisms of n Q W with n 0 Y and W Q I , with 5 Q I , , respec- tively, where (n Q V ) ( [ x b ] ) = [cp(T,,,)] for an operator in n Q 9 and

cp Q I , is the restriction of n Q cp to 9 Q I ,

6.6.2 LEMMA If 92 is u con Neumann algebru acting on a Hilbert space

2 and 9 is the n:fold direct sum of .g with itself, then n Q 92 and 9 0 I ,

acting on 2 are von Neumann algebras, W Q I , is * isomorphic to 9, and

(9?' @ I,)' = n Q 3 If .T is a von Neumann algebra acting on a Hilbert space

.W' irnd cp is a * isomorphism of.@ onto ,K then n Q cp is a * isomorphism Of'

n Q 9 unto n Q 5

Proof: The rules of (infinite) matrix multiplication, established in

Section 2.6 for the matrix representations of operators in B(.#), make it

apparent that

(i) (9' Q 1,)' = n Q B ;

(ii) (n @ 9')' = 4 @ I , ;

(iii) B Q I , is * isomorphic to 9

It follows from (i) that n Q W acting on 2 is a von Neumann algebra, and

from (ii) that @ @ I , is a von Neumann algebra

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428 6 COMPARISON THEORY OF PROJECTIONS

It is equally apparent, from the discussion in Section 2.6, that n Q cp is a

* isomorphism of n Q 9 onto n Q F when n is finite-so that n Q cp is an isometry, from Theorem 4.1.8(iii), in this case If n is infinite, this comment applies to the C*-(von Neumann) algebra of matrices whose entries outside

a given finite diagonal block are 0 From Proposition 2.6.13, [ q ( q b ) ] is a bounded operator on ,x the n-fold direct sum of X with itself, if [ K b ] E

n Q 9, since each finite diagonal block of [ V ( x , b ) ] has the same bound as that of the corresponding finite diagonal block in [ T a ] Thus [cp( T o , b ) ] is in

n Q F and has the same bound as [ K , b ] , so that n 0 cp is an isometric (adjoint-preserving) linear mapping of n Q W onto n Q F that carries the unit of n Q 9 onto that of n Q 5 Since, for a self-adjoint operator If,

0 I H I 21 if and only if 111 - HI( I 1, n Q cp maps an element in n Q 9

onto a positive element in n @ 5 if and only if that element is positive (That

is, n Q cp is an order isomorphism of n Q W onto n @ F.)

To conclude that (n 0 cp)(AB) = (n @ cp)(A)(n Q cp)(B) for each A and B

in n 0 9-and, hence, that n @ cp is a * isomorphism-we encounter the question of whether V ( x b o B q , b S b , c ) and x b e , f p ( q , b ) ( P ( S b , c ) are the same,

where A = [T,,,] and B = [ s o , , ] Both sums are strong-operator con- vergent The fact that cp is a * isomorphism does, indeed, imply this equality, for we shall prove (Corollary 7.1.16) that such mappings are strong-operator

continuous on bounded sets At this occasion, an easy ad hoc argument will

allow us to draw the desired conclusion

If x b E B q , b S b , c has only a finite number of non-zero terms, then

q ( x b T , b S b c ) = x b c p ( T , b ) c p ( s b , ) , since cp is an isomorphism Thus

(n 0 v)(W = (n 0 cp)(A)(n 0 cp)(B),

if either A has only a finite number of columns with non-zero entries or B has at most a finite number of rows with non-zero entries If E,, is the pro-

jection in n Q W with matrix [R,,,], where R b , b = I if b is in the finite subset

B, of B and R,,b = 0 for all other entries, then {E,,,} and {(n Q cp)(Eb)} are strong-operator convergent to I over the net of finite subsets of B Now

{A*E,,A} is a monotone increasing net with least upper bound A*A

Since n Q cp is an order isomorphism and

(n 0 v)(A*EQ3,4 = (n 0 cp)(A*)(n 0 cp)(E,,A)

= (n 0 cp)(A*)(n 0 cp)(E,,)(n 0 cp)(A),

{(n @ cp)(A*E,,A)} is a monotone increasing net with least upper bound

(n Q cp)(A*A) and (n Q cp)(A*)(n Q cp)(A) Thus

(n 0 cp)(A*A) = (n 0 cp)(A*)(n 0 cp)(A)

Substituting, successively, H + iK, H , K , and H + K for A, where H and K are self-adjoint operators in n Q 9, and combining, we conclude that

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For this purpose, we single out a system of n x n matrix units in &?, Such a system is a family ( E a , J a b E B of operators in -4’ such that & b E c , d = 0 if

b # c and Ea,,E,,d = where B has cardinal number n and z b e B Eb.*

is strong-operator convergent to I If, in addition, Ez,b = Eb,a, we say that the system is self-adjoint In any case, = Eb.b When the system is self-

adjoint, {Eb,bf is an orthogonal family of projections with sum I ; and each

is a partial isometry (with initial projection E b , b and final projection

In matrix terms, Ea, corresponds to the matrix with all entries 0 except

in position (a, b)-where the entry is I

6.6.3 LEMMA If ( E a & b E B is a self-adjoint system ofn x n matrix units for a von Neumunn algebra W acting on a Hilhert space X and 5 is the sub- algebra of &? consisting of those elements commuting with {En.,}, then, for each

T in W, CcEB E,,.TEb is strong-operutor convergent to an element K b of

Y, [ T b I a , b e B (= q ( T ) ) E n Q .z and cp is a * isomorphism of A’ onto n @ K

Moreover, Ea,a%?Ea,a is * isomorphic to T j o r each a

is a von Neumann algebra, since {En, b } is a self-adjoint family, and that SF is the intersection of

W with this commutant Thus F is a von Neumann algebra If B, is a finite

subset of B and x is a vector in H,

Proof: Note, first, that the commutant of

CEBO

It follows that the net {CceBo Ec.a TE,,,} of finite partial sums of

1 E c a T E b , c

C E B

has 11 TI1 as uniform bound and is Cauchy convergent in the strong-operator

topology From Proposition 2.5.1 1, it is strong-operator convergent to an

operator K , b in W Since multiplication by an operator is strong-operator COIltinUOUS On a(%), E c d K , b = Ec.a T E b d = x b E c d Thus T , b E

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430 6 COMPARISON THEORY OF PROJECTIONS

If B, is a finite subset of B with no elements, E,, = x b E B o Eb,b, and

qB,(EBoTEB,) = [T,,bla,bEBO, then cpB, is a * isomorphism of EBoWEB, onto no @ F To see this, note that EBoTEBo = Ca,bEBo Ea,,TEb., and EBC,&'E,, is a von Neumann algebra acting on E B O ( X ) If EBoTE,,, = 0,

then 0 = Ec,aEa,.E,,TE,,Eb~bEb~c = EC,.TEb,,, for all a and b in B, and c

in B Thus 0 = CcEB Ec,aTEb,c = G , b , for all a and b in 5,; and cpB, is well defined Linearity of cpB, is evident Moreover, Tu*.b = ZcEB T*Eb.,

= xcEB(Ec.bTEa,c)* Since CccB EC.bTEa,, converges to Tb,a in the weak-

as well as in the strong-operator topology, and the adjoint operation is weak-operator continuous on B ( f ) , (T*),, 6 = ( Th.n)* Thus q,, preserves

adjoints Now, (TE,,S)a.b = ZcsB Ec,a T ( x d E B o Ed.d)SEh.c; while the entry

in the a, b position of the product of [c,b],&B0 and [So.b]u.b~B~ is

F i n a l l y , i f A E F a n d a , b E B o , t h e n ~ c E B Ec,a(AEa.b)Eb,c = xCEB AE,,, = A,

so that cpso(AEa,b) has A at the a, b position and 0 at all other positions Thus qBo is a * homomorphism of EB{,9EB, onto no 0 F If Ta,b = 0 when

consisting of those matrices with 0 in the a, b position unless a and b are both

in B, Changing notation slightly, let pen now denote this restriction of cp, and ,YBo denote the subalgebra of n @ 3 Of course, ,F,, is a von Neumann algebra * isomorphic to no @ X

B) such that If .Y and y are vectors in X and E > 0 there is a finite set B,(

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6 6 TYPE I ALGEBRAS 43 1

Thus, with T and S in the unit ball of A‘,

5 c I((T - S ) E b , c x , Ea.cJ’>I + 2 1 I I E c c x I I I I E c , c Y I I

C E B O c 9 B o

It follows that the mapping assigning T,, to T is weak-operator continuous

on the unit ball of 9

Let $ ( = x b t B 0 .rV,) be the n-fold direct sum of .F with itself, and let

Fb be the projection of .# on r x b Since Q is isometric and U b s B ~ ~ ( $ 1

spans an everywhere-dense linear subspace of 2, weak-operator continuity

of cp on (W), will be established if we show that the mapping

-* ( d T ) F b x , F u J ’ )

is weak-operator continuous on (%’),, for all a, b in B and x, y in 2 This follows from the preceding paragraph, since (cp( T ) F b x , F,JJ) = (K.bx,, yo),

for some x o 7 yo in ~X (See the discussion following Theorem 5.1.2.) Now

~(4’) contains 3&,, for each finite subset B, of B, and the union of these is weak-operator dense in n 0 .K We conclude, with the aid of the Kaplansky density theorem, that q ( d ) = n 0 ST

It follows that cp is a * isomorphism from the fact that each qBo is and the fact that cp is weak-operator continuous on the unit ball of 9 Note that

cp(E,,,) is the matrix with I as the (a, h) entry and 0 as all other entries In

particular cp(E, ) is the projection whose matrix has I as the (a, a) entry and

0 as all other entries Of course, cp(E,,,)cp(.4’)cp(E,,,) ( = V ( E ~ , ~ & ’ E ~ , , ) ) is isomorphic to Y, so that E,,,,.JAE,,, is isomorphic to 5 H

6.6.4 LEMMA I f (Eb)beB is afuniify ofequiuatent projections with sum f

in u uon Neumann algebra 9, is a partial isometry in & with initial pro-

,jection E,,, unrljnul projectiori E,, trnd Ebo.h = €,,, then (E,, b , EZ.bo)o, b e is CI

.se!fadjoint sysrein qf’iiiatrix units,Jbr .JA

Proof: Note that E a b o E ~ , b o = E u b o E b o = E a b o Let E a b be E a b o E b * b o

Then ‘z h = ‘ b , hn ‘z bn = ‘ b a and ‘ a a = ‘ a bo ‘z bo = ‘u’ Thus c a e B ‘ 0 a

= I Note, too, that

Ea.bEc.d = E ~ b o E b n b E ~ b , r E b , d = Eu.boEbo.bEbE,Ec.boEbo.d = ‘7

unless b = c Finally,

Ea,c E c , h = Eu bc, Er bo ‘c bo ‘t bn = ‘ u bn Eb, El ho = ‘ a bo ‘t bo = ‘ a b ’

Thus (Ea,b)a,bcB is a self-adjoint system of matrix units for A’

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432 6 COMPARISON THEORY OF PROJECTIONS

By representing the operators in B ( 2 ) as matrices of scalars relative to an

orthonormal basis for 2 (see Section 2.6, Matrix representations), Theorem

6.6.1 can be reformulated to state that a factor of type I,, is * isomorphic to

n 0 C Remarking that U2 is * isomorphic to the center of A, our factor, we arrive at a statement that applies, as well, to a von Neumann algebra of type

1,

6.6.5 THEOREM If 9 is a von Neumann algebra of type I, with center W and E is an abelian projection with central carrier I , then W is * isomorphic to both n Q %? and n Q (EWE)

Proof Since 9 is of type I,, there is a family ( & , ) b E B of equivalent abelian projections in W such that B has cardinal number n and Eb = I

Choose bo in B, let Ebo,bo be Ebo, and let E,,bo be a partial isometry in W with

initial projection E,, and final projection E, for each a different from b, Let E,,b be E,,boE~,bo From Lemma 6.6.4, (E,,b)o, is a self-adjoint system

of n x n matrix units for 9 From Lemma 6.6.3, A? is isomorphic to n 0 .%

where F is the algebra of elements in W commuting with {E,.b}

We show that F = % Clearly % E 3 Suppose A E 5 For each B in 9,

B = x , , b s B E,B&, It Will suffice to show that AE,BEb = E,BEbA Now,

AE, BEb = AE,, bEb Eb , BE, = a!?,* b Eb AEbEb ,BEb

= E,.bEbEb BEbEbAEb = E,BEbA,

since EbWEb is abelian and A commutes with {Ea,b}

Since CE = I , the mapping A' + A'E of 9 onto R E is a * isomorphism, from Proposition 5.5.5 Thus % and WE are * isomorphic Since E is abelian

in 9, EWE = %E From Lemma 6.6.2, n Q % and n @ (EWE) are * iso- morphic

If 9I is a finite-dimensional C*-algebra, its center W is * isomorphic to a finite-dimensional C ( X ) Thus % is the linear span of projections Q minimal

in W If '+a acts on .X: \u being finite-dimensional is weak-operator closed Thus 9IQ is a (finite-dimensional) factor (from the comments following Proposition 6.4.3) These considerations yield the result that follows

6.6.6 PROPOSITION Each ,finire-dimensional C*-algebra is a j n i t e direct

sum qJfhctors oj' (@ire) type I

Bibliography: [47,48, 561

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