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VIETNAM NATIONAL UNIVERSITY, HANOI UNIVERSITY OF LANGUAGES AND INTERNATIONAL STUDIES FACULTY OF POST -GRADUATE STUDIES LÊ THỊ BÍCH LIÊN USING READING PORTFOLIOS AS AN ASSESSMENT AND LEAR

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VIETNAM NATIONAL UNIVERSITY, HANOI UNIVERSITY OF LANGUAGES AND INTERNATIONAL STUDIES FACULTY OF POST -

GRADUATE STUDIES

LÊ THỊ BÍCH LIÊN

USING READING PORTFOLIOS AS AN ASSESSMENT AND LEARNING ACTIVITY TO DEVELOP LEARNERS’ AUTONOMY OF FRESHMEN IN A COLLEGE IN HANOI

(Sử dụng portfolio đọc như là một hoạt động học tập và đánh giá để phát triển khả năng tự học cho sinh viên năm nhất tại

một trường cao đẳng ở Hà nội) M.A Minor Programme ThesisField : English Teaching Methodology Code : 8140231.01

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HANOI- 2018

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VIETNAM NATIONAL UNIVERSITY, HANOI UNIVERSITY OF LANGUAGES AND INTERNATIONAL STUDIES FACULTY OF POST -

GRADUATE STUDIES

LÊ THỊ BÍCH LIÊN

USING READING PORTFOLIOS AS AN ASSESSMENT AND LEARNING ACTIVITY TO DEVELOP LEARNERS’ AUTONOMY OF FRESHMEN IN A COLLEGE IN HANOI

(Sử dụng portfolio đọc như là một hoạt động học tập và đánh giá để phát triển khả năng tự học cho sinh viên năm nhất tại

một trường cao đẳng ở Hà nội) M.A Minor Programme Thesis

Field : English Teaching Methodology Code : 8140231.01

Supervisor : Dr Tran Thanh Nhan

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HANOI- 2018

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In terms of these conditions, I agree that the origin of my paperdeposited in the library should be accessible for the purposes of study andresearch, in accordance with the normal conditions established by the libraryfor the care, loan or reproduction of the paper.

Signature

Le Thi Bich LienDate:

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I would like to express my sincere gratitude to my supervisor, Dr TranThanh Nhan for her helpful guidance, critical comments, valuable suggestionsand contributions in the preparation and completion of this minor M.A thesis

I hereby formally express my debt of gratitude to all staff members ofthe Post-Graduate Department for their valuable lectures, which laid thefoundation of this thesis

I also owe my special thanks to English teaching staff and students atHaTay Teacher Training College for their kind help and great contribution to

my study

Last but not least, my heart-felt thanks go to my family and closefriends whose support and encouragement has been especially significant tothe success of my thesis

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The purpose of this study is to explore first-year students‟ attitudes towardthe effects of the reading portfolios The participants of the study are 30 first-year students of Ha Tay Teacher Training College The data were gatheredthrough survey questionnaires, their reflections and analysis of the students‟reading portfolios The analysis of the data indicated that the reading portfolioshave improved the students‟ reading skill, learning awareness, as well as self-study skill when adjustments to create relevant content were made and thestudents were provided with adequate support, As for the teacher, the greatestgains are better teaching results and the learners‟ appreciation However, allparticipants share difficulties created by heavy workload and limited timeframe

A more focused content and greater space for the learners‟ autonomy weresuggested to achieve better teaching and learning results

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TABLE OF CONTENTS

DECLARATION i

ACKNOWLEDGEMENTS ii

ABSTRACT iii

TABLE OF CONTENTS iv

LIST OF TABLES viii

LIST OF CHARTS ix

PART I: INTRODUCTION 1

1.1 Rationale of the study 1

1.2 Objectives of the study 2

1.3 Scope of the study 2

1.4 Methods of the study 3

1.5 Design of the thesis 4

PART II: DEVELOPMENT 6

CHAPTER 1: LITERATURE REVIEW 6

1.1 Assessment 6

1.1.1 Definitions of the concept of assessment 6

1.1.2 Functions of assessment 7

1.1.3 Characteristics of self- assessment 8

1.2 Learners‟ autonomy 8

1.2.1 Definition of learners’ autonomy 8

1.2.2 The roles of learners’ autonomy 9

1.3 Reading portfolio 10

1.3.1 Definition of portfolio 10

1.3.2 Types of portfolio 11

1.3.3 Characteristics of a portfolio 12

1.3.4 Reading portfolio 14

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1.3.5 Using reading portfolio as an assessment tool to improve learners’

autonomy 15

CHAPTER 2: METHODOLOGY 17

2.1 Participants 17

2.2 The course 17

2.3 Using reading portfolios as assessment tool in the college 20

2.4 Research Questions 22

2.5 Data Collection 22

2.5.1 Survey questionnaires 22

2.5.2 Students’ reflections 23

2.6 Research Procedures 24

2.7 Data Analysis 24

2.7.1 Pre – reading portfolio questionnaire 24

2.7.2.Post- reading portfolio questionnaire 25

2.7.3 The students’ perception of reading portfolio on learners’ autonomy questionnaire 25

2.7.4 Students’ reflections 25

CHAPTER 3: DATA ANALYSIS 26

3.1 Data analysis of the students‟ survey questionnaire before the reading portfolio process 26

3.1.1 Students’ motivation in studying English 26

3.1.2 Students’ learning experience 28

3.2 Data analysis of the students‟ survey questionnaire after the reading portfolio process 31

3.2.1 Students’ attitudes towards the reading portfolios 31

3.2.2 Students’ preferences for tasks requirements on reading portfolios 35

3.2.3 Students’ difficulties in the reading portfolios process 37

3.2.4 Students’ suggestions to improve the reading portfolios contents 38

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3.3 Data analysis of students‟ perception of impact of reading portfolio on

learners‟ autonomy questionnaire 39

3.3.1 The impact of teacher’s immediate feedback 39

3.3.2 Students’ views on their self- assessment skills 40

3.3.3 The role of reading portfolio as a learning and assessment tool 41

3.3.4 The role of reading portfolio assessment in promoting learner autonomy 42

3.4 Data analysis of students‟ final reflection for reading portfolio project 43

3.4.1 Reading portfolios as a learning tool to improve language ability 43 3.4.2 Reading portfolio as an assessment to develop learners’ autonomy 45

3.4.3 Difficulties in reading portfolio process 45

3.4.4 Suggestions in reading portfolio project 46

CHAPTER 4: MAJOR FINDINGS AND SUGGESTIONS 47

4.1 Major findings and discussions 47

4.1.2 Students’ attitudes towards the effects of the reading portfolio activity 47

4.1.3 Students’ difficulties in implementing the reading portfolios 49

4.1.4 Students’ suggestions to improve the self- learning portfolio 49

4.2 Suggestions for applying the reading portfolio 49

4.2.1 Suggestion for the teachers 49

4.2.2 Suggestions for the students 51

4.3 Summary 52

PART III: CONCLUSION 53

1 Summary of the study 53

2 Limitations of the study 54

3 Suggestions for further studies 54

REFERENCES 56 APPENDICES I

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APPENDIX 1 DESIGN OF READING PORTFOLIO ASSESSMENT IAPPENDIX 2 A WEEK PLAN FOR READING PORTFOLIO

CLASSROOM PROCEDURES III

APPENDIX 3 SAMPLES FOR WEEKLY DESIGNED READING PORTFOLIO

IX

APPENDIX 5: PRE-PORTFOLIOS QUESTIONNAIRE QUESTIONNAIRE

FOR STUDENTS BEFORE USING READING PORTFOLIOS XIAPPENDIX 6: POST-PORTFOLIOS QUESTIONNAIRE QUESTIONNAIRE FORSTUDENTS AFTER USING READING PORTFOLIOS XIV

PERCEPTION OF IMPACT OF READING PORTFOLIO ON LEARNERS‟AUTONOMY XVIIAPPENDIX 8: STUDENTS‟ REFLECTIONS XX

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LIST OF TABLES

Table 1: The impact of teacher‟s immediate feedback 39

Table 2: Students‟ views on their self-assessment skills 40

Table 3: The role of reading portfolio as a learning and assessment tool 41

Table 4: The role of reading portfolio in promoting the learners‟ autonomy.42

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LIST OF CHARTS

Chart 1 The students‟ motivation in studying English 27

Chart 2 The student‟s frequency of reading English 28

Chart 3 The students‟ self-studying materials in the reading skill 29

Chart 4 Reasons for difficulty in reading English texts 30

Chart 5 The students‟ knowledge of reading portfolios 30

Chart 6 Students‟ awareness of the importance of reading portfolios 32

Chart 7 Students‟ general assessment of the reading portfolio contents 32

Chart 8 Students‟ preferences for the benefits of reading portfolios in learners‟ autonomy 33

Chart 9 Students‟ most gained knowledge through reading portfolios 34

Chart 10 Students‟ preferences for task requirements on the reading portfolios 35

Chart 11 Students' preferences for contents of the reading portfolios 36

Chart 12 Students‟ difficulties in implementing the reading portfolio 37

Chart 13 Students‟ suggestions to improve the reading portfolio contents 38

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PART I: INTRODUCTION

1.1 Rationale of the study

Not only recently, teacher and learners in advanced education havecomplained about serious shortcomings of traditional learning and testing, inwhich learning is only conceived as the accumulation of stimulus-responseassociation Moreover, most testing systems used in Vietnamese universitiesconsist of only written tests, and mainly focus on checking students‟memorization of rules or concrete items of knowledge rather than assessingtheir effort, real understanding or ability to apply knowledge in real situations.Meanwhile, the modern society and the labour market are requiring graduates

to acquire higher-order cognitive skills such as problem solving, criticalthinking, analyzing data, and being able to present facts and opinions orally or

in written form (Dochy,2001; as cited in Birgin & Bakin, 2007) Those areparticular skills that help employees fulfill their increasingly demanding jobs

in a competitive environment In short, there seems to be a gap between whatthe society requires and what the educational system offers

To bridge the gap mentioned above, it is necessary for universityeducation to provide learners with realistic knowledge and practical skills.Furthermore, assessment is required to measure both on–going efforts andlearning outcomes More importantly, training students to be active andindependent learners should be the ultimate educational aim In order to do so,the only way is letting students take responsibility for their own learning,design their own learning plan, seek out additional learning materials, assesstheir own progress, and cooperate with others in learning In this regard,portfolio is claimed to be a teaching and learning tool that creates suchactiveness and autonomy in learners

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In the world, various kinds of portfolio have been used since early of1990s in teaching foreign languages and have shown promising results InVietnam, portfolio has gradually become a favourable teaching tool at manyuniversities as it combines both instruction and assessment Moreover,portfolio focuses on various language and learning skill not just concretelanguage items However, this tool has been mainly applied to English majorstudents as it requires much time, effort and higher- order cognitive skills.

For the above-mentioned reasons, the researcher would like to carry out

the following research: “Using reading portfolios as an assessment and

learning activity to develop learners’ autonomy of freshmen in a college in Hanoi”.

1.2 Objectives of the study

This study aims at investigating the implementation of reading portfolioand examining its effects on developing learners‟ autonomy of English-majorfreshmen in a college in Hanoi It is hoped to build up a feasible portfoliomodel and offer suggestions for teaching and learning English language.Specifically, answers to the following research questions are sought:

1 What are the effects of reading portfolio on improving learners‟autonomy?

2 What problems may emerge in the implementation process?

3 What are possible adjustments to tailor the common reading portfoliodesign and make it more suitable to English major freshmen?

1.3 Scope of the study

Portfolio, especially reading portfolio, can be used for various assessing learners‟ performance, teaching concrete language item, or assistinglearners in improving their autonomy Within the scope of this study, readingportfolio is manipulated mainly as teaching and assessment tool to help

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reasons-students build up and enhance their awareness of developing learners‟autonomy in university education.

As mentioned above, it has become common to apply readingportfolios to students of English major freshmen Consequently, the studyselects a class of 30 English-major freshmen in Ha Tay teacher trainingcollege as the tentative subjects to examine the effectiveness of applyingreading portfolio as a learning and assessment tool to develop the learners‟autonomy They can be altered to match specific teaching and learningconditions Selection of those adjustments is decided according topedagogical theories of specialists and teaching experience of the writer ofthis thesis

1.4 Methods of the study

The study is carried out in form of an action research, conducted by thewriter herself as a practitioner in EFL teaching and concurrent with theteaching and learning process Both quantitative and qualitative data arecollected in order to get a full view of the effects that the designed readingportfolio brings to learners‟ autonomy

To collect desired data, two research instruments are made use of,namely survey questionnaire and portfolio analysis As for the firstinstrument, there are three questionnaires- the pre-portfolio questionnaire andtwo its post- portfolio versions They were conducted to gather information toanswer three research questions In addition, teacher‟s notes and informaltalks between learners and the teacher- mostly occurring during break time –are used to obtain detailed information about students‟ feedback andsuggestions However, these data, merely students‟ opinions in students‟reflections; thus, are quite subjective Accordingly, to improve the validity of

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research results, submitted reading portfolios are analyzed from a pedagogicalstandpoint to reveal their effectiveness on developing learners‟ autonomy.

1.5 Design of the thesis

The study consists of three parts:

Part I: Introduction

This part introduces the objectives, scope, and organization of the study

Part II: Development

This is the main part of the study It is divided into four chapters

Chapter 1: Literature Review

Theoretical background relevant to the topic and critical survey ofrelated articles, books and other resources are presented

Chapter 2: Methodology

This chapter presents the detailed procedure of the study: the ESPcourse, population selection, and methodology for data collection and dataanalysis

Chapter 3: Data analysis

This chapter deals with the findings drawn out from the analysis of thedata The information gained through the three questionnaires, students‟reflections as well as the students‟ reading portfolios

Chapter 4: Major findings and suggestions for using reading portfolios

This chapter shows some major findings which lead to some

suggestions for using reading portfolios

Part III: Conclusion

This chapter summarizes the main points discussed in the paper andsome limitations of the study Besides, implication for English teacher andrecommendations for further research are presented

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LIST OF FIGURES, TABLES AND CHARTS

TABLES

Table 1: The impact of teacher‟s immediate feedback

Table 2: Students‟ views on their self-assessment skills

Table 3: The role of reading portfolio as a learning and assessmentTable 4: The role of reading portfolio in promoting the learners‟

autonomy

CHARTS

Chart 1 The students‟ motivation in studying English

Chart 2 The student‟s frequency of reading English

Chart 3 The students‟ self-studying materials in the reading

skill Chart 4 Reasons for difficulty in reading English texts

Chart 5 The students‟ knowledge of reading portfolios

Chart 6 Students‟ awareness of the importance of reading portfolios Chart 7 Students‟ general assessment of the reading portfolio contents Chart 8 Students‟ preferences for the benefits of reading portfolios inlearners‟ autonomy

Chart 9 Students‟ most gained knowledge through reading portfolios Chart 10 Students‟ preferences for task requirements on the readingportfolios

Chart 11 Students' preferences for contents of the reading portfolios.Chart 12 Students‟ difficulties in implementing the reading portfolioChart 13 Students‟ suggestions to improve the reading portfoliocontents

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PART II: DEVELOPMENT CHAPTER 1: LITERATURE

As the study is centered on the effectiveness of using reading portfolio

as assessment and learning tool to develop learners‟ autonomy of Englishmajor freshmen, three key terms are clearly defined, namely assessment,learners‟ autonomy and reading portfolio This chapter is entirely distributed

to review relating theories and practical studies so that these terms areunderstood precisely and applied successfully to major English learners

1.1 Assessment

1.1.1 Definitions of the concept of assessment

A number of specialized books, journals, seminal articles, conferencepapers, currently defended theses and dissertations were scrutinized in an attempt

to find a comprehensive definition of the concept of assessment Thesereferences and other day- to- day classroom practices exhibit a number offunctions, forms, tools and techniques available to the teacher, as well asnumerous terms, phrases, concepts and descriptions of assessment To demystifythese concepts and other pertinent concepts and issues previously mentioned inthis section, a brief overview of these concepts is presented below

To begin with, terms like evaluation, measurement and testing havebeen closely associated with and related to assessment They are evensometimes used interchangeably as means used to gather information onstudent learning According to Mundrake (2000), “Assessment, testing, andevaluation are terms used to describe the outcomes of the educationalprocess” (p.45) Mundrake (2000) further notes “Assessment is the termcurrently used to describe all aspects of evaluation and testing” (p.45)

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According to Bachman (2004), “The term “assessment” is commonlyused with a variety of different meanings Indeed, the term has come to beused so widely in many different ways in the field of language testing andeducational measurement that there seems to be no consensus on whatprecisely it means” (p.6) Brown (2004) defined assessment as “any act ofinterpreting information about student performance, collected through any of

a multitude of a means or practices” (p.304)

Furthermore, a number of other terms are frequently used more or lesssynonymously to refer to assessment Assessment is operationally defined as apart of the educational process where instructors appraise studentsachievements by collecting, measuring, analyzing, synthesizing andinterpreting relevant information about a particular object of interest in theirperformance under controlled conditions in relation to the curricula objectivesset for their level

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1.1.3 Characteristics of self- assessment

Good self- assessment should be characterized by four attributes Itshould be authentical, factual, should be higher informational value andshould be motivational for pupils, however, it should be also mistake –oriented at the same time

1.2 Learners’ autonomy

1.2.1 Definition of learners’ autonomy

The concept of learner autonomy emphasizes the role of the learnerrather than the role of the teacher It focuses on the process rather than theproduct and encourages learners to develop their own purposes for learningand to see learning as a lifelong process (Jacobs and Farrell, 2001) Teachersare expected to create environment where learners learn in their own way andhold responsible for their own learning through decision making about theirown learning This idea first came into language teaching in the late 1960sand the early autonomous language learning projects were carried within thecouncil of Europe‟s Modern Languages Project in the 1970s

Holec 1(1981: 3) defined learner autonomy as the “ability to takecharge of

one‟s own learning This ability is not inborn but must be acquiredeither by „natural‟ means or (as most often happens) by formal learning Totake charge of one‟s learning is to have the responsibility for all the decisionsconcerning all aspects of learning such as determining object, defining thecontents, the progression, selecting method and techniques to be used,monitoring the procedure of acquisition, and evaluating what has beenacquired

It is not a simple way to see autonomous learners as the students whohave

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responsibility for their own learning since many aspects should betaken into account of autonomous learning for instance it is a capacity orbehavior, it is characterized by learners responsibility or learner control.

There are some variations on the definition of learner autonomy Forinstance

autonomy is the „capacity‟ (Little, 1991), and the „ability‟ or „skill(Holec, 1981)‟

Benson (2001: 49) argues that „Little‟s definition is complementary toHolec‟s‟, it makes explicit the cognitive processes underlying effective self-management of learning Benson (2001: 47) prefers to use the term „control‟over learning, because such a construct allows for easier investigation than

„charge‟ or „responsibility‟ Others define autonomy in terms of what itentails or implies, „self-regulation‟ (Schunk & Zimmerman, 1998; Wenden,2001) or „self-direction‟ (Candy, 1991; White, 1999) In language teachingand learning, Little (2007) gave three basic pedagogical principles thatcharacterized autonomous learners (a.) Learner involvement – engaginglearners to share responsibility for the learning process (the affective and themetacognitive dimensions); (b.) Learner reflection – helping learners to thinkcritically when they plan, monitor and evaluate their learning (themetacognitive dimensions); (c.) Appropriate target language use – using thetarget language as the principal medium of language learning (thecommunicative and the metacognitive dimensions)

1.2.2 The roles of learners’ autonomy

The autonomy of learners is considered as an important factor inmaking progress in learning According to Bonnet & Cuypers (2003, 2006),the learner‟s own thinking has to be respected in educational context

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Specially, Jiao (2005: 28) gives four substantial reasons in support of learner autonomy for English learning:

(i) It enhances the learner‟s motivation and leads to more effectivelearning;

(ii) It provides learners with more opportunities for English

communication in a non-native environment;

(iii) It caters to the individual needs of learners at all levels; and

(iv) It has a lasting influence

Thanasoulas (2000) points out that: “If learners labor under themisconception that learning is successful only within the context of the “traditional classroom”, where the teacher directs, instructs, and manages thelearning activity, and students must follow in the teacher‟s footsteps, they arelikely to be impervious or resistant to learner-centered strategies aiming atautonomy, and success is likely to be undermined” (Thanasoulas,2000:9)

Strongly believing in the importance of learners‟ autonomy in learning,Austin (2006) emphasizes:,

“There is no magic solution and encouraging learner autonomy takes time and a lot

of patience on the part of the teacher as well as the learner In some cases it seems almost impossible to achieve and can leave both parties confused and frustrated However, as professionals it is our duty to remember that no matter how tempting it is to revert to spoon course in a manner that gives our learners every opportunity of developing their independence to the greatest extent possible.” (p.186 )

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student participation in selecting contents, the criteria for selection, the criteria for judging merit, and evidence of student self- reflection.”

Simon and Forgette – Giroux (2000, p.36) define as “portfolio is a cumulative and ongoing collection of entries that are selected and commented

on by the student, the teacher and/ or peers, to assess the student’s progress

in the development of a competency.”

In the article “The Use of Portfolio to Assess Student‟s Performance”,Birgin and Baki (2007) provide various definitions of portfolio Through theirsummary, it is revealed that many authors such as Arter and Spanel, 1991;Collins, 1992; De Fina, 1992 agree with Paulson, Paulson and Meyer whendefining portfolio as collection of learners‟ work with specific purpose(s)through which their learning effort can be revealed However, differingviewpoints do exist Grace (1992) views portfolio as a means to understandstudents‟ learning process as a whole Sharing the same standpoint, Winsorand Ellefson (1995) add that portfolio provides information about not only thelearning process but also what learners can produce with language

Those definitions not only clarify meaning of portfolio but also revealits benefits In fact, both teachers and learners gain from portfolio as a usefulteaching-learning activity and an effective assessment

1.3.2 Types of portfolio

There are different way to categorize portfolios:

Haladya (1997) classifies portfolios into five types that are ideal,

showcase, documentation, evaluation and class portfolio The ideal portfolio,

which contains students‟ all works, is not given to students a grade but they

have to self- assess their own portfolio The showcase portfolio only includes

the students‟ best works It, therefore, is not suitable to be assessed and

graded The documentation portfolio involves a collection of work over time

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showing students‟ growth and improvement This portfolio contains quality

and quantity data The evaluation portfolio includes a standardized collection

of student‟s work and could be determined by the teacher or, in some cases,

by the student This type is suitable for grading students The class portfoliocontains students‟ grade, teacher‟s view and knowledge about students inclassroom

Charlotte and Leslye (1997) categorize portfolios into three majortypes: working portfolio, display portfolio and assessment portfolio The

working portfolio is an intentional collection containing both work in progress

and finished sample of work Its major purpose is to keep the students‟ work

The display portfolio is sometimes referred to as the showcase or best works

portfolio Its purpose is to showcase the students‟ highest achievement The

assessment portfolio documents a students‟ learning over time, based on

curriculum objectives

Venn (2000) groups portfolios into two types: product portfolio andprocess portfolio The product portfolio is used to document accomplishmentwhile the process portfolio documents the stages of learning and provides aprogressive record of students‟ growth In general, teacher prefer to useprocess portfolios because they are ideal for documenting the stages thatstudents go through as they learn and progress (Venn, 2000, p.533)

In short, portfolios can be subdivided in various ways to serve differentpurposes Based on the aim of the instruction, teacher can select a proper typeand apply it This study examined the progress students‟ autonomy by usingreading portfolio as assessment tool

1.3.3 Characteristics of a portfolio

Paulson, Paulson and Meyer (1991) view portfolio as a concept withvarious realization depending on who creates it - the learner- as well as the

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environment in which it is created – the classroom However, all portfoliosstill process a number of typical characteristics Following are three mainfeatures of a portfolio:

- Combining assessment and instruction: Hamps- Lyons (1994; ascited in Chen, 2006) considers portfolio both assessment and instruction toolthrough which teacher has a repertoire of evaluation techniques to make use of.Thus, learners can feel as ease as they have more chances to show their effort andimprove the final scores Besides, the fear of being assessed may be reduced whenassessment is interwoven into instruction Meanwhile, teacher guidance andinstruction is undoubtedly necessary to avoid confusion for learners

- Focusing on learners‟ learning effort and progress: Chen (2006)quotes Dudley (2001) to argue that the real aim of portfolio is not assessingbut revealing learners‟ effort and progress as well as giving them a sense ofachievement Only in this sense, can portfolio show its value and result inmaximum benefits In other words, portfolio is a learning tool rather than anassessing tool On the other hand, assessment – though not the most importantrole of portfolio- functions are a considerable source of motivation Thus,assessment criteria must encourage students to reach agreement onappropriate criteria Besides, these criteria should be clear and easy tounderstand Normally, they are in form of rubrics with detailed explanation

- Putting students at the center: According to Birgin and Baki (2007), aportfolio should be as student – centered as possible The students are the

portfolio‟s real owners in the way that they select its components, contribute

in deciding assessment criteria, and assess it themselves In this process,teacher facilitates guides, offers choices rather than informs, directs, andpredetermines priorities as in traditional teaching Lynch and Shaw (2005)

13

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also emphasize learners‟ active participation in selecting the portfoliocomponents, showing their reflection, and deciding evaluation criteria.

Besides, Barton and Collins (1997, as cited in Birgin & Bakin, 2007)state that portfolios of any kind should be multi-sourced; flexible in terms ofassessment; explicitly purposeful and multipurpose; corresponding to both thecourse and reality; and, most importantly, encouraging to learners‟ownership Therefore, all portfolios should be outgoing so that they showstudents‟ effort, progress, and achievement over a period of time With thedescriptions stated above, portfolios are not either the arbitrary collections orobservation of student‟s works to be filled haphazardly It is important thatthe portfolio collections should be purposeful, systematic, with clearlydetermined evaluation criteria, and are taken over a period of time

Similarly, Lynch and Shaw (2005) propose seven key features thatportfolios of any type must demonstrate, among which is the requirement thatportfolio evaluation procedure must be through, i.e., both the final productand the process of creating the portfolio are assessed; and is multi-dimensional and gathered from various channels including teacher, peer, andself- assessment

In short, portfolio must interweave instruction into assessment Themain purpose is to facilitate students‟ learning so that they have chances touse and then improve their language skills Students also have the right toraise their opinions in how to compose their own portfolios It is crucial forthe teacher to preserve these features of portfolio to ensure maximum teachingand learning efficiency

1.3.4 Reading portfolio

A Reading portfolio is a showcase of a reader‟s growth, experiences,and achievement It consists of:

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● Self- selected, representative samples of the student‟s work drawn from real reading and responses to reading.

● Written justifications for those selections

● Formal presentation of the justified selections to peers, teachers, andparents

The main purpose of a reading portfolio should be to create anenvironment where students increasingly reflect upon, assess, and controltheir own reading growth according to program outcomes and goals Topromote this, there must be collaboration between teachers and students, withteachers structuring the planning, establishment, and implementation ofportfolios, and students taking responsibility for the particulars of their ownportfolios Such a student involved classroom environment fosters studentparticipation in the learning process Learning that is both personal andcollaborative encourages critical thinking Students who are reading, writing,discussing, and interacting with a variety of learning materials in a variety ofways are more likely to become critical thinkers Critical thinkers are criticaland active readers as well They question, confirm, and judge what they readthroughout the reading process Students engaged in such activities are likely

to become critical thinkers and learners Since reading portfolios requirestudents to be involved in activities as questioning, confirming, and judgingwhat they read, it is likely that they will become critical readers as well asraise their level of autonomy at the end of the portfolio implementation

1.3.5 Using reading portfolio as an assessment tool to improve

learners’ autonomy

The portfolio assessment of reading can show a student‟s growth in thearea of reading To understand how this works one needs an understanding ofwhat a portfolio is A reading portfolio is a collection of student work in the

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area of reading, the most common type being work collected in a folder It is

an authentic method of assessment because it looks at a student‟s reading as itactually occurs in the classroom on a variety of assignments Readingportfolio shows the process of how a student is learning and focuses on thestudent‟s strengths as a learner

Throughout the year, the student and teacher collect items that show astudent‟s progress in the area of reading The reading portfolio includesteacher observations

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CHAPTER 2: METHODOLOGY

In this chapter, methodology applied to conduct the research is to beclarified Most important is information about the course in which the studywas carried out, the participants, and adjustments made to tailor a suitablereading portfolio for those participants Data collection and data analysisinstruments are also presented

2.1 Participants

This study was conducted from December 2017 to June 2018 in a class

at a college in Hanoi Thirty students with only two male students, aged from

19 to 34, participated in the study They mainly came from the countryside Ingeneral, they had learnt English for over 7 years However, their proficiency

is not high as revealed in their low entrance examination results, and theirlearning style is quite passive In addition, they hardly acquired any effectiveskills in reading, especially with long and complicated texts As a result, theywere almost beginners in reading comprehension when entering the college

After a semester studying at this college, their language skills regardinglistening, speaking, reading and writing had improved gradually In terms ofreading skills, the students, after the first semester, had been accustomed tobasic reading skills like reading for main ideas, reading for specificinformation, recognizing the reading structure and summarizing and hadchances to practice on these skills

Besides, the researcher plays the role of the teacher in this study She isqualified to be an English teacher and has four year experience in Englishlanguage teaching

2.2 The course

To understand the participants‟ background on English learning, it isnecessary to describe briefly the time allocated for this language in my

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college in general and the specific course within which the study wasconducted in particular.

At the time of conducting the research, the students had just finishedthe first semester and were entering the second semester The teaching ofreading to the freshmen at the second semester had to meet basic requirementsdefined in the syllabus One major objective of reading program for studentswas that after the 15 week semester, their level of proficiency was at PET(Preliminary English Test) PET is one of five “Main Suite” examinationsoffered by Cambridge ESOL The level of PET is described as low-intermediate and is at B1 in the Common European Framework of Reference

In the reading syllabus for freshmen, students had a weekly 90 minuteslesson in 15 weeks This means that they would have about 22.5 hours ofreading in the class, which is not sufficient for students to reach the targetedlevel of PET To enhance their reading proficiency as well as their readingcomprehension ability, students need to do various extensive reading besidesclassroom activities Therefore, it required a supplementary program tofacilitate and motivate student‟s reading

The main course book for first year English major student at my college

is Active skill for reading Book 1 and 2 Its objective is to build and developreading skills for learners Active skill for reading Book 1 is used for students

in the first semester and Active skill for reading Book 2 is used in the secondfirst semester

Active skill for reading Book 1 consists of the first thirteen units whichintroduce basic reading skills such as Predicting the text, Reading for mainideas, Recognizing titles and paragraph topics, Recognizing reading structure,Understanding explicit stated information and Reading Comprehension Inthis section, the reading texts are familiar topics such as student life, food,

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inventions, money, language and communication, festivals and celebration,human achievements, Olympics Its objective is to help students to practicethe reading skills they have learned and provides them with plenty of usefulinformation in order to enhance students‟ linguistic competence andbackground knowledge.

Active skill for reading Book 2 includes thirteen units The objective ofthis book is to deepen students‟ reading skills already acquired in the firstsemester In addition, two more advanced reading skills are introduced andpracticed The language of reading texts in this section is more complicated.The comprehension questions after each text not only check students‟understanding of the text but also provide them with background knowledgeabout the world and complex language structures and vocabulary

Among the reading skills which are targeted at in the Active skill forreading Book 1 course book, five skills were sorted out as targeted skills inthis paper They are:

- Reading for specific information

- Understanding vocabulary from context

Five skills were chosen as main skills in the course for three reasons.First, they are among the most common reading skills Second, from theresearcher‟s experience these skills, especially understanding vocabularyfrom the context and making inference are perceived as difficult to students.The last reason is that they are skills that readers “typically need to develop”.(Alderson, 2000, p.1)

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2.3 Using reading portfolios as assessment tool in the college.

In this study, the teacher established the reading portfolio assessmentprocedures that was adapted from the frameworks of Johnson, Mins-Cox, andDoyle- Nichols (2009) and Delett, Barnardt and Kevorkian (2001) Theseprocedures were presented step by step below

Step 1: Planning the reading portfolio

This is the initial and crucial step because it affects the success of thereading portfolio project There were four sub-steps in planning readingportfolio assessment: setting purpose, specifying the content of the readingportfolio, establishing criteria for assessment and planning classroomprocedures

The first sub-step was setting purpose (See Appendix 1) This projectwas designed to help students develop five targeted reading skills, which werereading for main ideas, reading for specific information, summarizing,understanding vocabulary from the context and making inferences Besides,the self- assessment skills, self- study and active learning of students wereencouraged Through finding materials, the ability of material searching skillswas expected to develop well

The second step was determining the reading portfolio content (SeeAppendix 1) In this step, what to put in the portfolio and how to organize theinformation were decided The reading portfolio contents included five entries

of targeted reading skills in the second semester Normally, each portfolioentry had to contain:

(i) One sample of text chosen by students

(ii) Lists of new-words and idioms, phrase verbs that found out bystudents

(iii) Summarizing paragraph

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(iv) Teacher‟s assessment and feedback

A students‟ final feedback indicating their reactions towards the wholereading portfolio project and advantages and disadvantages of readingportfolio assessment was attached in the final students‟ reflection

Step 2: Introducing the reading portfolio to the learners

The first week in the second semester, the teacher as the researcher metthe learners and discussed the reading portfolio, its purposes, its requirements,the how of assessment and classroom procedures A number of samples andhandouts including all necessary components in portfolio design weredelivered A portfolio sample with an article with weekly topic, table withlists of three columns included new words, phrases , idioms, and a shortsummary the content of this article and teacher‟s assessment was given tolearners

Step 3: Implementing reading portfolio as an assessment tool

After everything had been ready, the teacher (the researcher)implemented the reading portfolio project according to the reading portfoliodesign The students did the tasks they were assigned and submitted theirreading portfolio entry as in the plan The teacher monitored the process ofreading portfolio completion and gave continuous assessment in conferences/group meeting with learners and in learners‟ works to make sure that theywent in the right direction

Step 4: Evaluating the reading portfolio process

In the final step of the reading portfolio as an assessment tool, thestudents were asked to exhibit their portfolio with a showcase of their work inthe fifteenth week of the project It was the right time for the teacher (theresearcher) to review the entire reading portfolio process and evaluate its

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success The reasons for failure and success were aware of for the futureimprovement.

2.4 Research Questions

This study is an action research as the teacher is also the researcher Beingaware of her learners‟ difficulties in acquiring reading skill, she decided to usereading portfolio, which is highly recommended by both researchers andexperienced teachers, to improve the teaching and learning results Thus, thestudy is actually the way she applies theory into practice and evaluate changes bythe designed portfolio In details, three research questions are:

1 What are reading portfolio‟s effects on improving learners‟ reading skill and learners‟ autonomy?

2 What are the problems emerging in the implementation process?

3 What are possible adjustments to tailor the common reading portfoliodesign and make it more suitable to English majors?

1 Students‟ learning experiences

2 Students‟ motivation and interests in learning the reading skill

3 Students‟ knowledge of reading portfolios

* The post- reading portfolio questionnaire consists of 8 questions and focused on:

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1 Students‟ attitudes towards the use of reading portfolios

2 Students‟ preferences for working arrangement

3 Students‟ preferences for task requirement on reading portfolios

4 Students‟ difficulties in reading portfolio process

5 Students‟ suggestions to improve the reading portfolio contents

* The students’ perception of reading portfolio on learners’ autonomy questionnaire includes twenty – four statements related to:

1 The impact of teacher‟s immediate feedback

2 Students‟ view on their self- assessment skills

3 The role of reading portfolio as a learning and assessment tool

4 The role of reading portfolio assessment in promoting learner

Each reflection should reflect the thought about the following features:

● The impact of using reading portfolios on their English language level

● The impact of using reading portfolios on changing learners‟autonomy

● The topics they have collected throughout fifteen weeks

● The tasks they had to complete in this project

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● The difficulties things in doing reading portfolio project

● The things that should be changed in reading portfolios

2.6 Research Procedures

The research was carried out in the second semester of school year2017-2018 At the very beginning of the second semester, the teacher as therole of the researcher chose participants in this study

First, the reading portfolio procedures were implemented in 15 weeks.Before doing reading portfolio, the teacher gives the students to do the pre-reading portfolio questionnaire to collect the background information

Second, the reading portfolio plan, its objectives, contents, classroomprocedure, home activities and methods of assessment were explained clearly

to the students in the first week From week 2 to 14, the reading portfolioassessment project was carried out During the project, the students‟ portfolioentries were collected, read and analyzed by the teacher

Third, the post- reading portfolio questionnaire and the self- reflection

at the end of the reading portfolio project were delivered to students in the lastweek of the semester to find out the students‟ views towards effectiveness ofreading portfolio on students‟ learning English language skill and students‟autonomy

2.7 Data Analysis

2.7.1 Pre – reading portfolio questionnaire

The pre- questionnaires gave to the students in the first week mainlygot general information about the participants‟ background, informationconcerning learners‟ understanding, opinion around two key notions- readingskill and reading portfolio This questionnaire provided fundamentalknowledge about participants so that appropriate adjustment may be made todesign a suitable reading portfolio for English major freshmen

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2.7.2.Post- reading portfolio questionnaire

The post- questionnaires delivered to the students at the end of theportfolio process aimed at investigating their perceptions of the effectiveness

of reading portfolio on their own learning as well as on their English languageability The data analyzed data provided useful information for the researchquestions

2.7.3 The students’ perception of reading portfolio on learners’ autonomy questionnaire

This questionnaire is also given to the students the same time with reading portfolio questionnaire focused on the effect of reading portfolio onfostering self-study by self- assessment skill thorough out teacher‟s feedbackand the habit of doing portfolios The data collected had the important role tomake clearly the research questions

post-2.7.4 Students’ reflections

As an important part of reading portfolio assessment project, thereflections served as valuable source information for the researcher to identifystudents‟ progress and benefits they gained from this project It also support atool to help the researcher have a deeper insight into students‟ attitudestowards the use of reading portfolio as a learning and assessment tool todevelop students‟ autonomy

To conclude, this chapter has described outstanding features of thecourse in which the study occurred, the participants, and data collection aswell as analysis instruments Applying such instruments in the targetedparticipants, the researcher managed to come up with major findings, whichwill be discussed in the next chapter

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CHAPTER 3: DATA ANALYSIS

In this part, the researcher will present the treatment of all datacollected from the survey questionnaires conducted on 30 English majorfreshmen at a college as well as the final feedback reflections in the last time

Among interesting facts about thirty participants identified through thisquestionnaire, the most prominent ones can be described as follows:

3.1.1 Students’ motivation in studying English

In terms of awareness, the majority of the students (90%) emphasized thatEnglish was very important to them Besides, almost all of them, except for twostudents, have clear learning targets, ranging from short-term such as to pass thefinal exam to long term such as to prepare for future jobs, from theoretical such

as to widen knowledge to practical such as to get a good job Such positiveattitude can be an advantage to the teaching and learning process as learners tend

to try harder when they are well aware of the subject‟s importance and havedefinite learning objectives However, the learners did not perceive dueimportance of reading skill in particular when the most common order ofincreasing importance is speaking- listening-reading- writing Surprisingly, thisperception differs from linguist‟s emphasis that reading is the most importantskill to English majors Nevertheless, most

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students acknowledge that reading is not an easy skill In fact, 26% think thatreading is very difficult, while nearly three fourths claimed that the skill isdifficult Thus, it is necessary for the teacher to raise the students‟ awareness

of the important role of reading skill and guide them to read effectively

Chart 1 The students’ motivation in studying English.

The students take notice of the importance of the studying English and

it is shown apparently in chart 1 that 100% of students under investigationagree that the purpose of studying English is to make a successfulcommunication and get high salary jobs in the future Getting high score inthe subjects is also another purpose to work on learning English with 60% ofthe students Ten out of thirty students (30%) state that they study English tosatisfy their hobby From the chart, it is presented that most of the studentmay not be actively responsible for their own learning, which urgentlyrequires teachers‟ effort to reform the teaching methods

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