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A multicentric randomized controlled trial on the impact of lengthening the interval between neoadjuvant radiochemotherapy and surgery on complete pathological response in rectal

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Neoadjuvant radiochemotherapy (RCT) is now part of the armamentarium of cancer of the lower and middle rectum. It is recommended in current clinical practice prior to surgical excision if the lesion is classified T3/T4 or N+.

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S T U D Y P R O T O C O L Open Access

A multicentric randomized controlled trial on the impact of lengthening the interval between

neoadjuvant radiochemotherapy and surgery on complete pathological response in rectal cancer (GRECCAR-6 trial): rationale and design

Jérémie H Lefevre1,2*, Alexandra Rousseau3, Magali Svrcek2,4, Yann Parc1,2, Tabassome Simon2,3,

Emmanuel Tiret1,2and The French Research Group of Rectal Cancer Surgery (GRECCAR)

Abstract

Background: Neoadjuvant radiochemotherapy (RCT) is now part of the armamentarium of cancer of the lower and middle rectum It is recommended in current clinical practice prior to surgical excision if the lesion is classified T3/T4 or N+ Histological complete response, defined by the absence of persistent tumor cell invasion and lymph node (ypT0N0) after pathological examination of surgical specimen has been shown to be an independent

prognostic factor of overall survival and disease-free survival Surgical excision is usually performed between 6 and

8 weeks after completion of CRT and pathological complete response rate ranges around 12% In retrospective studies, a lengthening of the interval after RCT beyond 10 weeks was found as an independent factor increasing the rate of pathological complete response (between 26% and 31%), with a longer disease-free survival and

without increasing the operative morbidity The aim of the present study is to evaluate in 264 patients the rate of pathological complete response rate of rectal cancer after RCT by lengthening the time between RCT and surgery Methods/design: The current study is a multicenter randomized trial in two parallel groups comparing 7 and

11 weeks of delay between the end of RCT and cancer surgery of rectal tumors

At the end of the RCT, surgery is planified and randomization is performed after patient’s written consent for participation The histological complete response (ypT0N0) will be determined with analysis of the complete

residual tumor and double reading by two pathologists blinded of the group of inclusion Patients will be followed

in clinics for 5 years after surgery Participation in this trial does not change patient’s management in terms of treatment, investigations or visits Secondary endpoints will include overall and disease free survival, rate of

sphincter conservation and quality of mesorectal excision The number of patients needed is 264

Trial registration: ClinicalTrial.gov: NCT01648894

Keywords: Rectal cancer, Radiochemotherapy, Complete histological response, Procedure

* Correspondence: jeremie.lefevre@sat.aphp.fr

1

Assistance Publique-Hôpitaux de Paris (AP-HP), Department of Digestive

Surgery, Hôpital Saint-Antoine, 184, rue du Fbg Saint-Antoine, 75012 Paris,

France

2 University Pierre & Marie Curie (UPMC-Paris 06), Paris, France

Full list of author information is available at the end of the article

© 2013 Lefevre et al.; licensee BioMed Central Ltd This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and

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Rectal cancer represents 12 000 new cases each year in

France [1] Its management is based on a

multidisciplin-ary management with radiotherapy, chemotherapy and

surgery

Surgery

Surgery consisting of total excision of the mesorectum

has improved over time The studies of Heald [2,3] have

showed that local recurrence rate was directly related to

the preservation of the fascia recti during the dissection

of the rectum In countries where this surgical procedure

was emphasized, the local recurrence rate and life

ex-pectancy after treatment of rectal cancer were improved

[4,5] In Sweden, after learning of the mesorectal

exci-sion technique, 447 patients were compared to older

co-horts, the local recurrence rate at 5 years was increased

from 20.5% to 8.2% and 5-year survival of 65.8% to

77.3% (p < 0.001 for both comparisons)

Radiotherapy

Before the widespread diffusion of the technique of

mesorectal excision, many studies, including 4 randomized

studies, had compared pre-operative radiotherapy (RT)

ver-sus surgery alone [6-9] Results showed only a benefit in

terms of local control with a reduction of 10% to 5% of the

recurrence rate local for patients with optimal dissection of

the mesorectum, but no survival benefit In 1997, a

ran-domized study in 1168 subjects showed an improved

sur-vival with neoadjuvant RT: sursur-vival at 9 years was 65% for

patients with no radiotherapy compared to 74% for patients

with neoadjuvant RT (p = 0.002) [9] Local recurrence for

patients treated by surgery alone was also more frequent

(27% (150/557) compared to 11% (63/553), p < 0.001) [9]

This finding was explained by a suboptimal surgical

resec-tion without complete mesorectum excision As a

conse-quence, an international randomized trial study comparing

RT + surgery versus surgery alone with quality control of

excision mesorectum [10] was conducted in 1805 patients

The results confirmed a higher rate of local control at

2 years in patients with preoperative radiotherapy (2.4%

vs 8.3%, p < 0.001), with no difference in terms of survival

(82% vs 81.8%, p = 0.84) Early postoperative

complica-tions were higher in the RT + surgery group (48% vs 41%,

p < 0.01) [11] After a minimum of 5 years of follow-up,

long-term complications; were more frequent in the

pre-operative radiotherapy group with (62% and 56% versus

38% and 33% of episodes of incontinence and pad wearing

respectively; p < 0.001) [12] As postoperative morbidity

and results functional obtained after preoperative RT were

very significantly altered, the authors recommended such

treatment only in patients at high risk of local recurrence

These recommendations were proposed by the French

experts for the treatment of rectal cancer and were ap-proved by the Haute Autorité de Santé in 2007 [13]

Chemoradiotherapy

Other studies have evaluated the impact of adding chemo-therapy to RT [14,15] The randomized trial of Bosset

et al included between 1993 and 2003, 1011 patients with rectal cancer T3 or T4 and analysed the impact of addition of chemotherapy based on 5-fluorouracil to RT 45Gy [14] compared with preoperative RT alone The complete response rate (pT0) on resected specimen was 5.3% in the RT alone group and 13.7% in the chemo-radiotherapy (CRT) group (odds ratio = 2.84, 95%CI: 1.75 to 4.59, p < 0.0001) [15] No benefit in overall sur-vival or disease-free sursur-vival was observed in CRT group despite a significant improvement rate of local recurrence

at 5 years (8.7% in the CRT compared to 17.1% after RT alone vs., p = 0.002) However, the results cannot be gener-alized because of the lack of uniform total mesorectal exci-sion for all patients included in this study

However, CRT has allowed the team of Pr Habr-Gama

to obtain a complete clinical regression of tumor rectal in 26.8% of cases (71/265 patients) [16] The protocol consisted of 50 Gy radiation therapy combined with chemotherapy based on 5-fluorouracil and leucovorin This group of patients had not been operated and simple surveillance without resection was performed After a mean follow-up of 57 months, only 2 patients (2.8%) had local recurrence and 3 had distant metastases The 5-year recurrence rate was 7% The complete clinical response was associated with better overall survival at 5 years: 100% versus 88% (p = 0.01)

In a retrospective series of the Cleveland Clinic, among 238 patients treated with neoadjuvant CRT, 58 (24.4%) had a ypT0N0 tumor on pathological exam Postoperative morbidity was similar in the neoadjuvant CRT group and in the no-pCR group, but there was a better local control (5 years local recurrence rate: 0% vs 10.6%, p < 0.001) [17]

Complete response: the importance of the period between the end of radiotherapy and surgery

The median complete response rate is about 12% [7-27%]

in the main series of rectal cancer treated with RT or RCT [18-31] A randomized study in 1999 had already found an effect in tumor reduction after RT between two intervals (2 weeks or 7 weeks) clinical response increased from 53.1% to 71.7% (p = 0.007) and pCR or near complete (persistence of some tumor cells) increased from 10.3% to 26% (p = 0.0054) [21] The results of this study cannot be generalized, considering the use of a technique of meso-rectal excision other than the widely distributed and ad-ministered neoadjuvant therapy (RT alone of 40 Gy) However the interest of extending the period after RT was

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obvious In 2003, Moore’s team showed that among 155

rectal cancers treated with neo-adjuvant RCT (50 Gy +

5-fluorouracil), the rate of complete response increased

from 9% to 23% between patients operated on before

the 40thday (between 6thand 7thweek) and those

oper-ated on after waiting more than 7 weeks (p = 0.09) [27]

Following the work of Prof Habr-Gama, other

au-thors have attempted to identify factors associated with

a pCR after surgical resection The first study published

by Tulchinsky et al [29] in 2008 reported the

retro-spective findings on the time between preoperative CRT

(45–50 Gy + 5-fluorouracil) and surgery (less or more

than 7 weeks) in 132 patients operated on by anterior

re-section or abdomino-perineal rere-section between 2000 et

2006 The rate of pCR or near complete (persistence of

microscopic foci of adenocarcinoma in the rectal wall

without lymph node) was 28% in the resected specimen

The single independent factor associated with a good

re-sponse was the period between the end of RT and surgery:

17% in the group operated <7 weeks against 35% in the

other group operated after 7 weeks (p = 0.03) There was

no association between the duration of interval before

sur-gery and postoperative morbidity (complications,

transfu-sion, duration of hospitalization) Kalady et al studied

retrospectively (1997–2007) records of 306 patients

oper-ated for a rectal cancer after CRT (50 Gy and

5-fluorouracil) [30] The dose of radiation received in each

group was similar The rate of pCR (ypT0N0) was 24% in

this study Time between the end of RCT and surgery, with

a cut-off estimated at 8 weeks was the single prognostic

factor for pCR in uni- and multivariate analysis (OR =

2.63-95%CI [1.13 to 6.12], p = 0.02) A The pathological

complete response rate increased from 16.3% (14/86) in

the group operated < 8 weeks against 30.8% (28/91) for

other (p = 0.03) The authors observed that the period

be-tween 8 and 10 weeks showed the greatest number of

complete responses and that there was no more gain over

14 weeks This retrospective study did not give any

explan-ation on the reasons for variexplan-ations in the time between the

end of radiotherapy and surgery [32] The group of patients

with pCR had a better overall survival with a follow-up of

60 months (91% versus 80%, p = 0.046) and less local

re-currence at 5 years (0% versus 11%, p = 0.023) A Korean

study analyzed retrospectively the data from 12 centers of

306 patients with a tumor classified ypT0 following CRT

This study confirmed the favourable impact of pCR after

neoadjuvant CRT on survival: the 5-year overall survival

of these patients having 93.4% of tumors initially classified

T3 or T4 was 92.8% Disease-free survival at 5 years was

84.6% Finally, Kalady et al compared the outcomes in a

retrospective series of 177 patients operated for a rectal

cancer after neoadjuvant treatment between patients

oper-ated before 8 weeks or after 8 weeks following the end of

CRT between 1997 and 2007 Postoperative morbidity or

mortality were similar between the two period group The rate of pCR was lower in the <8 weeks group compared with the > 8 weeks group (16.2% vs 31.1%, p = 0.027) Moreover, the 3 years local recurrence rate was significant lower in the >8 weeks (1.2% vs 3.9%, p = 0.04) [33] All these publications are retrospective and the real impact of the delay between the end of CRT and surgery

is still a matter of debate [34]

Aims

The main objective of our study is to evaluate in a ran-domized trial the impact of a longer interval between the end of CRT and rectal cancer surgery (7 weeks versus

11 weeks) on the rate of pathological complete response Secondary outcomes include overall and disease free sur-vival, quality of mesorectal excision, rate of sphincter preservation

Methods and design

This study is a multicenter randomized open-label con-trolled trial in parallel groups, comparing two periods be-tween the end of CRT and cancer surgery of rectal tumors: 7 weeks versus 11 weeks This study has been ap-proved by a national Institutional Review Board: the Re-gional Comity of Patients Protection of South-West I, N°1-12-19:30/08/12 and by the National Agency of Medi-cine and Medical Products (ANSM: B111580-10) This study is supported by a grant from the French Ministry of Health (PHRCN 2011, AOM 11314) The research carried out will be on accordance with Helsinki declaration

Participants

The institutional promoter is the AP-HP (Assistance Publique-Hôpitaux de Paris – DRCD: Département de la Recherche Clinique) Patients are included from several departments of surgery or oncology (n=26) in France (see list of participating centers in the Acknowledgments section) All participating sites signed a convention with the DRCD for ethical approval before beginning of inclu-sion All patients must fulfil the following criteria: T3/T4 and/or TxN + mid or low third rectal cancer and com-pleted RCT The complete inclusion and exclusion criteria are given in Table 1 After oral and written explanation about the purpose of this study, the patient gives his written consent agreeing to participate to the protocol (Figure 1)

Randomization

After completion of the pre-intervention assessments, the patients are randomly assigned to the period group (ratio 1:1) by Internet Blocked centralized randomisa-tion with stratificarandomisa-tion by centre will be prepared by URC-Est

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Surgical resection with total mesorectal excision (TME)

The anaesthesia consultation is planned before the

sur-gery according to the habits of each department

Partici-pation in the study does not alter the anaesthetic

procedures The patient is admitted the day before

sur-gery in the surgical ward

The type of resection (coloanal anastomosis,

abdomino-perineal resection, delayed anastomosis, drainage,

laparo-scopic approach…) is not influenced by the participation

to this protocol As the rectal tumor is located in the

mid-or low rectum a TME is required

Pathological exam

The pathological exam required has been already

pub-lished in the National French Guidelines [35] A

stan-dardized routine pathology examination was performed

using the protocol of Quirke et al [36] After fixation in

10% formalin and inking to assess the circumferential

margin, the whole tumor was cut transversely

Accor-ding to the macroscopical features, different techniques

for sampling of tumor tissues were applied in order to

avoid any under staging of the specimen:

– If there was only ulceration and fibrotic changes

without any visible tumoral lesion or if the tumor

residual measured less than 3 cm in diameter, the

lesion was examined entirely;

– If the residual tumor measured more than 3 cm in

diameter, one selected block per cm of tumor was

processed If the first selected blocks were free of tumor, complementary blocks were taken and the macroscopically residual lesion was examined in toto A diagnosis of pCR will only be made after examination of the whole macroscopically residual lesion [37] The tumor response is evaluated by inclusion of all residual tumor and the response to CRT is graded with the scales of Rodel and Dvorak [22,38] A double reading of slides will be made for each patient by two independent pathologists blinded to the randomization group of the patient to confirm the ypT stade as the two regression scores

In case of disagreement between the two pathologists, they should jointly give a mutual result

Outcomes and assessments Primary outcome

Rate of histological complete response after double read-ing by two different pathologist

Secondary outcomes

Mobidity, sphincter preservation rate, overall and disease-free survival

Surgical data

During surgery, the operating data are provided on the e-CRF (digital rectal examination under general anaesthesia, type of surgery (anterior resection or abdomino-perineal re-section), operative time, intraoperative bleeding, macroscopic

Table 1 Inclusion and exclusion criteria

• Performance status evaluated by the Eastern Cooperative Oncology

• rectal tumor with lower pole is more than 12 cm from the anal margin

or 10 cm from the dentate line,

• Patients with cancer of the middle or lower rectum (lesion located

within 10 cm from the dentate line or 12 cm from the anal margin)

proved by pathology,

• Patient did not complete the full protocol of radiotherapy,

• History of tumors (other than basal cell carcinoma and / or carcinoma in situ of the cervix)

• T3-T4N0, TxN+ on ultrasound-endoscopy and MRI, without secondary

localization (M0) on the thoraco-abdominal (or chest radiography and

abdominal ultrasound)

• A patient with impaired or incompetent

• investigator by not allowing him a good understanding of the requirements of the study, person under guardianship, persons under guardianship, persons deprived of their liberty by judicial or administrative body, adult subject to legal protection or unable to consent.

• Patient who received a protocol between 45–50 Gy of radiotherapy and

chemotherapy based on 5-fluorouracil for an average duration of 5 weeks

for the management of rectal cancer,

• Curative surgical treatment planned following radiochemotherapy with

total mesorectal excision,

• Free and informed consent signed by the patient,

• Patient affiliated to a social security scheme or beneficiary of such plan

(except AME)

• Patient able, according to the investigator, to comply with the

requirements of the study.

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appearance of the mesorectum, distance from the distal

limit of resection

Morbidity and mortality

The postoperative complications are noted by the

sur-geon in the e-CRF during hospitalization (about 10–

15 days) and during the first 3 months Postoperative

death is defined as death occurring within 30

postopera-tive days or during the first hospitalization Postoperapostopera-tive

complications are defined by the occurrence of medical

or surgical complications within 90 postoperative days

or during the first hospitalization Morbidity will be eval-uated with the new classification of surgical complica-tions by Dindo et al which includes 5 grades [39,40]

Pathological exam

Usual data are recorded: distal and circumferiential mar-gins, number of resected and invaded nodes, tumoral differenciation, presence of vascular embols (veinous or lymphatic, intra or extra-mural), perineural engainement, quality of mesorectal excision The resected specimen will

Figure 1 Flow chart.

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be staged according to American Joint Committee on

Cancer (AJCC) criteria (7thversion)

Rate of sphincter preservation

Comparison between the planned intervention at the

time of the randomisation and the resection performed

after peroperative digital exam will be performed

Oncological follow-up

Patients will be followed in clinics for 5 years according to

the habits of each department Usual follow-up is

com-posed of clinical exam, CEA analysis, CT-scan or Chest

Radiography with abdominal ultra-sound every 3–4 months

during the first three years and every 6 months for the last

two years

Samples size and statistical considerations

With a sample of 264 patients, GRECCAR6 trial has

80% of power to detect at least a two fold increase in the

complete response rate in the 11 weeks group compared

to the 7 weeks group This hypothesis assumes that the

complete response rate in the 7 weeks group is similar

to the usual rate of complete response after 6–8 weeks

(12% (Kalady et al Bosset et al Hiotis et al.)), with an

expected complete response rate in the 11 weeks group

of 26% and 10% of drop-outs, using a two-sided test at

the 0.05 significance level

Intention to treat analysis of the primary endpoint will

be performed once all randomized patients have

6 months of follow-up Analysis of survival will be

performed after at least 5 years of follow-up A futility

analysis [41] is planned after randomization after 132

pa-tients, using a Bayesian statistical interference, with no

impact on Type 1 error [42]

Discussion

While several retrospective studies has emphasised the

role of longer interval on efficiency of

radiochemother-apy on histological tumoral response, this multicentric

randomized trial is the first to evaluate this factor The

major drawback of previous studies is that no

explana-tions are given on the reasons for variaexplana-tions in the time

between the end of radiotherapy and surgery [29,32,43]

Indeed, the time interval was decided by the surgeon or

maybe in case of favourable clinical response, mainly

au-thors advocate other factors such as patient morbidity or

logistical scheduling issues [33]

This trial could then identify a simple and cheap factor

influencing the rate of pCR While is it still not obvious

that pCR is a good suggorate marker of the overall

sur-vival [44] based on previous randomized control trial on

CRT, it is probable that it could be a prognosis marker

of rectal conservation One publication showed that

patients operated after 8 weeks may have significantly less local recurrences

Indeed, if waiting 4 more weeks increase the rate of pCR, more patients could avoid a morbid surgical pro-cedure such as an abdomino-perineal resection This new management is still limited due to the actual diffi-culties to identify patients with pCR before surgery Adavances in radiological imaging may facilitate this im-portant point

Finally, this long delay would allow the use of chemo-therapy during this 3 months waiting period This could reduce the risk of synchronous metastasis that may occur during the waiting period

Competing interests The authors declare that they have no competing interests.

Authors ’ contributions JHL: conception of the study, writing of the manuscript AR: statistical analysis and help to draft the manuscript MS: pathological exam and help to draft the manuscript YP: writing of the manuscript TS: coordination of the study ET: conception and coordination of the study All authors read and approved the manuscript.

Acknowledgments

• Sponsor was « Assistance Publique – Hôpitaux de Paris ».

• The URC-est from Universitary Hospital of Paris Est for its logistic help.

• The study was funding by a grant from PHRCN 2011 (Ministère de la Santé) Thank you for adding this list of participating centers:

Participating centers:

1 Pr Yann Parc, Hôpital Saint-Antoine, Paris, yann.parc@sat.aphp.fr

2 Pr Yves Panis, Hôpital Beaujon, Clichy, yves.panis@bjn.aphp.fr

3 Pr Karoui Médhi, Hôpital Pitié Salpetrière, Paris, medhi.karoui@psl.aphp.fr

4 Pr Benoist Stéphane, Hôpital Bicêtre, Le Kremlin Bicêtre, stephane.benoist@bct.aphp.fr

5 Dr Loriau Jérôme, GH Saint Joseph, Paris, jloriau@gmail.com

6 Dr Pezet Denis, CHU Estaing, Clermont Ferrand, dpezet@chu.clermontferrand.fr

7 Pr Portier Guillaume, Hôpital Purpan, Toulouse, portier.g@chu-toulouse.fr

8 Dr De Chaisemartin Cécile, Institut Paoli-Calmette, Marseille, dechaisemartin@marseille.fnlcc.fr

9 Dr Jafari Mehrdad, Centre Oscar Lambret, Lille, m-jafari@o-lambret.fr

10 Pr Mariette Christophe, CHRU de Lille, christophe.mariette@chru-lille.fr

11 Pr Prudhomme Michel, GHU Carémeau, Nimes, michel.prudhomme@chu-nimes.fr

12 Pr Meunier Bernard, CHU Rennes, Rennes, bernard.meunier@chu-rennes.fr

13 Pr Tuech Jean Jacques, CHU Rouen, Rouen, jean-jacques.tuech@chu-rouen.fr

14 Dr Meurette Guillaume, Hôtel Dieu, CHU Nantes, guillaume.meurette@wanadoo.fr

15 Pr Rullier Eric, CHU Saint-André, Bordeaux, eric.rullier@chu-bordeaux.fr

16 Pr Dousset Bertrand, CHU Cochin, Paris, bertrand.dousset@cch.aphp.fr

17 Pr Berger Anne, Hôpital Georges Pompidou, Paris, anne.berger@egp.aphp.fr

18 Pr Pruvot François-René, CHRU de Lille, frpruvot@chru-lille.fr

19 Dr Eddy COTTE, CH Lyon Sud, eddy.cotte@chu-lyon.fr

20 Pr George MANTION, CHU Jean Minjoz, Besançon, georges.mantion@univ-fcomte.fr

21 Dr Laurent MINEUR, Institut Sainte Catherine, Avignon, l.mineur@isc84.org

22 Dr Jérôme DESRAME, Hôpital Privé Jean Mermoz, Lyon, jerome.desrame@orange.fr

23 Pr Christophe TRESALLET, Hôpital Pitie Salpêtriere, Paris, christophe.tresallet@psl.aphp.fr

24 Dr Nicolas GOASGUEN, Hôpital de la Croix Saint Simon, Paris, NGoasguen@hopital-dcss.org

25 Dr Laura BEYER, Hôpital Nord, Marseille, laura.beyer@ap-hm.fr

26 Dr Frédérique- Sophie PESCHAUD, Hôpital Ambroise Paré, Boulogne-Billancourt, frederique.peschaud@apr.aphp.fr

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Author details

1

Assistance Publique-Hôpitaux de Paris (AP-HP), Department of Digestive

Surgery, Hôpital Saint-Antoine, 184, rue du Fbg Saint-Antoine, 75012 Paris,

France.2University Pierre & Marie Curie (UPMC-Paris 06), Paris, France.3AP-HP,

Clinical Research Unit (URC-Est), Department of Clinical Pharmacology,

Hôpital Saint-Antoine, Paris, France.4AP-HP, Departement of pathology,

Hôpital Saint-Antoine, Paris, France.

Received: 2 March 2013 Accepted: 9 September 2013

Published: 12 September 2013

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doi:10.1186/1471-2407-13-417

Cite this article as: Lefevre et al.: A multicentric randomized controlled

trial on the impact of lengthening the interval between neoadjuvant

radiochemotherapy and surgery on complete pathological response in

rectal cancer (GRECCAR-6 trial): rationale and design BMC Cancer

2013 13:417.

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