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Lecture Managerial accounting: Creating value in a dynamic business environment (10th edition): Chapter 9 - Ronald W. Hilton, David E. Platt

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Chapter 9 - Financial planning and analysis: The master budget. After completing this chapter, you should be able to: Explain the relationship between financial planning and analysis and the master budget; list and explain five purposes of budgeting; describe the similarities and differences in the operational budgets prepared by manufacturers, service-industry firms, merchandisers, and nonprofit organizations;...

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Financial Planning and Analysis: The Master Budget

Chapter 9

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Financial Planning and

Analysis (FP&A) Systems

A financial  planning and 

analysis (FP&A) system 

helps managers assess the

company’s future and know if

they are reaching their

performance goals A

complete FP&A system

includes subsystems for (1)

planning, (2) measuring and

recording results, and (3)

evaluating performance

A financial  planning and 

analysis (FP&A) system 

helps managers assess the

company’s future and know if

they are reaching their

performance goals A

complete FP&A system

includes subsystems for (1)

planning, (2) measuring and

recording results, and (3)

evaluating performance

The planning component

of the FP&A system is called the master budget

It is intended to help ensure that plans are consistent and yield a result that makes sense for the organization.

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Purposes of Budgeting Systems

Budget

a detailed plan, expressed in

quantitative terms, that

specifies how resources will

be acquired and used during a

specified period of time.

Budget

a detailed plan, expressed in

quantitative terms, that

specifies how resources will

be acquired and used during a

specified period of time.

1 Planning

2 Facilitating

Communication and Coordination

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Budgeted Income Statement

Production Budget

Direct Materials Budget

Direct Materials Budget

Selling and Administrative Budget

Selling and Administrative Budget

Direct Labor Budget

Direct Labor Budget

Overhead Budget

Overhead Budget

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Based Costing versus

Forecast of products and services to be produced and customers served.

Activities

Activity-Based Costing (ABC)

Activity-Based Costing (ABC)

Activity-Based Budgeting (ABB)

Activity-Based Budgeting (ABB)

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The selling price is $10 per unit.

Breakers, Inc is preparing budgets for the quarter ending June 30

Budgeted sales for the next five months are:

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Sales Budget

Budgeted

sales (units) 20,000 50,000 30,000 100,000 Selling price

per unit $ 10 $ 10 $ 10 $ 10 Total

Revenue $ 200,000 $ 500,000 $ 300,000 $ 1,000,000

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Production Budget

The management of Breakers, Inc wants ending inventory to be equal to 20% of the following

month’s budgeted sales in units

On March 31, 4,000 units were on hand

Let’s prepare the production budget

The management of Breakers, Inc wants ending inventory to be equal to 20% of the following

month’s budgeted sales in units

On March 31, 4,000 units were on hand

Let’s prepare the production budget

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April May June Quarter

Sales in units 20,000 50,000 30,000 100,000

Add: desired

end inventory 10,000 6,000 5,000 5,000 Total needed 30,000 56,000 35,000 105,000

Less: beg

inventory 4,000 10,000 6,000 4,000 Units to be

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Let’s prepare the direct materials budget.

At Breakers, five pounds of material are required per

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June Ending Inventory

July production in units 23,000 Materials per unit 5 Total units needed 115,000

Add: desired ending inventory 3,000

Total units needed 28,000

Less: beginning inventory 5,000

Production in units 23,000

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Direct-Labor Budget

 At Breakers, each unit of product requires 0.1 hours of

direct labor.

 The Company has a “no layoff” policy so all employees

will be paid for 40 hours of work each week.

 In exchange for the “no layoff” policy, workers agreed to a wage rate of $8 per hour regardless of the hours worked

(No overtime pay).

 For the next three months, the direct labor workforce will

be paid for a minimum of 3,000 hours per month.

Let’s prepare the direct labor budget.

 At Breakers, each unit of product requires 0.1 hours of

direct labor.

 The Company has a “no layoff” policy so all employees

will be paid for 40 hours of work each week.

 In exchange for the “no layoff” policy, workers agreed to a wage rate of $8 per hour regardless of the hours worked

(No overtime pay).

 For the next three months, the direct labor workforce will

be paid for a minimum of 3,000 hours per month.

Let’s prepare the direct labor budget.

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Overhead Budget

Here is Breakers’ Overhead Budget for the quarter

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Selling and Administrative Expense

Budget

At Breakers, variable selling and administrative

expenses are $0.50 per unit sold

Fixed selling and administrative expenses are $70,000 per month

The $70,000 fixed expenses include $10,000 in

depreciation expense that does not require a cash

outflow for the month

At Breakers, variable selling and administrative

expenses are $0.50 per unit sold

Fixed selling and administrative expenses are $70,000 per month

The $70,000 fixed expenses include $10,000 in

depreciation expense that does not require a cash

outflow for the month

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Selling and Administrative Expense

Budget

From our

Sales budget

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Cash Receipts Budget

At Breakers, all sales are on account

The company’s collection pattern is:

70% collected in the month of sale,

25% collected in the month following the sale,

5% is uncollected.

The March 31 accounts receivable balance of $30,000 will be collected in full

At Breakers, all sales are on account

The company’s collection pattern is:

70% collected in the month of sale,

25% collected in the month following the sale,

5% is uncollected.

The March 31 accounts receivable balance of $30,000

will be collected in full

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Cash Receipts Budget

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Cash Disbursement Budget

Breakers pays $0.40 per pound for its materials

One-half of a month’s purchases are paid for in the

month of purchase; the other half is paid in the following month

No discounts are available

The March 31 accounts payable balance is $12,000

Breakers pays $0.40 per pound for its materials

One-half of a month’s purchases are paid for in the

month of purchase; the other half is paid in the following month

No discounts are available

The March 31 accounts payable balance is $12,000

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Cash Disbursement Budget

140,000 lbs × $.40/lb = $56,000

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Cash Disbursement Budget

Breakers:

 Maintains a 12% open line of credit for $75,000.

 Maintains a minimum cash balance of $30,000.

 Borrows and repays loans on the last day of the month.

 Pays a cash dividend of $25,000 in April.

 Purchases $143,700 of equipment in May and $48,300 in June paid in cash.

 Has an April 1 cash balance of $40,000.

Breakers:

 Maintains a 12% open line of credit for $75,000.

 Maintains a minimum cash balance of $30,000.

 Borrows and repays loans on the last day of the month.

 Pays a cash dividend of $25,000 in April.

 Purchases $143,700 of equipment in May and $48,300 in June paid in cash.

 Has an April 1 cash balance of $40,000.

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To maintain a cash balance of $30,000, Breakers must borrow

$35,000 on its line of credit.

Cash Budget

(Collections and Disbursements)

From our Cash

Budget

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Cash Budget

(Collections and Disbursements)

Breakers must borrow an addition $13,800

to maintain a cash balance

of $30,000.

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At the end of June, Breakers

has enough cash to repay

the $48,800 loan plus interest

at 12%.

Cash Budget

(Collections and Disbursements)

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Cash Budget

(Collections and Disbursements)

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Cash Budget

(Financing and Repayment)

Ending cash balance for April

is the beginning May balance.

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Cost of Goods Manufactured

Direct material:

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Cost of Goods Sold

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Budgeted Income Statement

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Budgeted Statement of Cash Flows

Cash flows from operating activities:

Cash payments:

Cash flows from investing activities:

Cash flows from financing activities:

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Budgeted Balance Sheet

Breakers reports the following account balances on

March 31 prior to preparing its budgeted financial

statements for June 30:

• Land - $50,000

• Building (net) - $148,000

• Common stock - $217,000

• Retained earnings - $46,400

Breakers reports the following account balances on

March 31 prior to preparing its budgeted financial

statements for June 30:

• Land - $50,000

• Building (net) - $148,000

• Common stock - $217,000

• Retained earnings - $46,400

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Budgeted Income Statement

Production Budget

Direct Materials Budget

Direct Materials Budget

Selling and Administrative Budget

Selling and Administrative Budget

Direct Labor Budget

Direct Labor Budget

Overhead Budget

Overhead Budget

When the interactions of the elements

of the master budget are expressed as

a set of mathematical relations, it becomes a financial planning model that can be used to answer “what if”

questions about unknown variables.

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Budget Administration

The Budget Committee is a standing 

overall policy matters relating to the budget

coordinating the preparation of the budget

The Budget Committee is a standing 

overall policy matters relating to the budget

coordinating the preparation of the budget

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Behavioral Impact of Budgets

Budgetary Slack: Padding the Budget

People often perceive that their performance will look better in

their superiors’ eyes if they can “beat the budget.”

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