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Lecture Accounting information systems: Basic concepts and current issues (4/e): Chapter 2 - Robert L. Hurt

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Chapter 2 - Transaction processing in the AIS. When you''ve finished studying this chapter, and completing the activities at its conclusion, you should be able to: Differentiate accounting and bookkeeping; list, discuss and complete, in order, the steps in the accounting cycle; identify common internal controls associated with the accounting cycle; describe common coding systems and how they are used in the AIS; explain how human judgment and information technology affect the accounting cycle.

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Chapter 2 Transaction Processing

in the AIS

Trang 2

Outline

technology

Trang 3

Learning objectives

bookkeeping.

steps in the accounting cycle.

associated with the accounting cycle.

how they are used in the AIS.

information technology affect the

accounting cycle.

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Accounting and bookkeeping

Accounting is the

process of identifying,

measuring, and

communicating

economic information

to permit informed

judgments and

decisions by users of

the information

The part of accounting associated with identifying and measuring economic information

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Accounting and bookkeeping

• Identifying

Recognizing events

that give rise to

journal entries vs

those that do not

such as supplies

such as long-term bonds payable

as certain investments in marketable

securities

value, such as accounts

receivable

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Accounting cycle

gather data,

process it and

create general

purpose financial

statements

throughout the fiscal year

the end of the fiscal year

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Accounting cycle

throughout the

fiscal year

about external transactions from source

documents

transactions

transactions in a journal

journal to the general ledger accounts

unadjusted trial balance

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Accounting cycle

the end of the

fiscal year

journal entries and post to the ledger accounts

adjusted trial balance

statements

temporary accounts to retained earnings

post-closing trial balance

Some organizations prepare adjusting entries multiple times throughout the year, such as at the end of each quarter.

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Internal controls

& procedures

designed to:

financial reporting

efficiency

compliance with

management

directives

controls

documents sequentially

transaction limits

ledger / other appropriate software for transaction processing

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Coding systems

identifying source

documents for

easier reference

later

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Coding systems

numbered in

sequence

in your checkbook

a group

chart of accounts

101 Cash

103 Accounts receivable

201 Equipment

301 Accounts payable

305 Wages payable

401 Bonds payable

501 Capital stock

505 Retained earnings

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Coding systems

have meaning

complex chart of accounts

of its meaning

accounting certifications

03 514 101

geographic

location

department

account number

• CPA, Certified Public Accountant

• CFE, Certified Fraud Examiner

• EA, Enrolled Agent

• CMA, Certified Management Accountant

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Human judgment & information

technology

in accounting

information

systems

technology is not

the system; it is a

tool used in the

system.

Determining which events lead to journal entries

technology

Spreadsheets, relational databases, general ledger

software, ERP systems

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