The book then moves from a consideration of the laws of war to the law of peace with a consideration of the application of human rights law in international armed conflict law.. Its chie
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Trang 3I N T E R N A T I O N A L C O N F L I C T
A N D S E C U R I T Y L A W
Hilaire McCoubrey wrote extensively in the area of armed conflict law (governing the use of force in international relations, and the conduct of hostilities), and on the issues of collective security law and the law relating to arms control Although he died at the early age of forty-six in 2000 he had contributed significantly to the separate study of these areas, but also to the idea of studying the issues as a whole subject The collection covers difficult and controversial issues in the area of conflict and security law Within a coherent framework provided by extracts from Hilaire’s own work, the contributors, drawn both from academe and practice, provide expert analysis of many aspects of the law governing armed conflict and collective security These include the application of international humanitarian law in the operational context; the duty to educate in humanitarian law; superior orders; command responsibility; the protective emblem; the relevance of international humanitarian law to terrorism; and legitimate military targets The book then moves from a consideration of the laws of war to the law of peace with a consideration of the application of human rights law in international armed conflict law An essay on democracy as an aspect of peace and security widens the human rights debate out further and takes us into regional security regimes The essays then move on to discuss aspects of collective security law As well as providing a fitting tribute to the main aspects of Hilaire’s contribution to knowledge, the volume provides a coherent reconsideration and development of key aspects of conflict and security law at a time when that law is being applied, breached, debated or reformed on almost a daily basis.
R I C H A R D B U R C H I L L is Director of the McCoubrey Centre for International Law His research concerns the development of democracy
in international law He is author of The European Union and the Promotion and Protection of Democracy in International Law (2005).
N I G E L D W H I T E is Professor of International Organisations at the University of Nottingham He is the editor of Collective Security Law (2002), and co-editor of the Journal of Conflict and Security Law.
J U S T I N M O R R I S is Senior Lecturer in International Politics at the University of Hull He is co-author (with the late Professor Hilaire McCoubrey) of Regional Peacekeeping in the Post-Cold War Era (2000).
Trang 5Published in association with the McCoubrey Centre
for International Law
Trang 6cambridge university press
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Trang 7List of abbreviations xix
1 Hilaire McCoubrey and international conflict
and security law 1
Nigel D White
2 The development of operational law within Army
Legal Services 21
Gordon Risius
3 Reflections on the relationship between the duty to
educate in humanitarian law and the absence of a defence ofmistake of law in the Rome Statute of the InternationalCriminal Court 32
Trang 87 Towards the unification of international humanitarian
Trang 11B I O G R A P H Y
The Reverend Professor Hilaire McCoubrey 1953–2000Hilaire was educated at Hymers College, Hull (1962–8) and PortsmouthGrammar School (1968–72) He studied for a law degree at TrinityCollege Cambridge (1972–5), and qualified as a solicitor in 1978 afterserving his articles with the Greater London Council He was appointed
by Professor Sir John Smith to a lectureship in the Law Department atthe University of Nottingham in 1978, and was promoted to a SeniorLectureship in 1991 He taught mainly Public International Law, LegalTheory and Planning Law while at Nottingham and wrote extensively inthese areas, as shown by the bibliography of his work His specialization
in conflict and security law, evidenced by his seminal book InternationalHumanitarian Law published in 1990, led him to establish the Centre forInternational Defence Law Studies in 1991 Its chief publication – TheInternational Law and Armed Conflict Commentary – became the Journal
of Armed Conflict Law in 1996 published by Nottingham UniversityPress, and then the Journal of Conflict and Security Law published byOxford University Press from 2000 While at Nottingham he completed
a Ph.D in 1990, the thesis being published as The Obligation to Obey inLegal Theory Between 1992 and 1995 Hilaire studied part-time for aDiploma of Theological and Pastoral Studies and was ordained as adeacon in the Church of England in 1995 He became a non-stipendiaryminister in the Parish of Rowley and Skidby after moving to Beverley,Yorkshire This was after his appointment to a Chair at the University ofHull in 1995 where he also became Director of Postgraduate Studies inthe Law School He relocated the Centre for International Defence LawStudies to Hull and continued to produce numerous books and articles
on humanitarian law and more widely on collective security issues, aswell as significantly expanding the postgraduate curriculum in PublicInternational Law at Hull He was a member of numerous bodies andorganizations, playing an active role in the British Red Cross, the
ix
Trang 12International Committee of the Red Cross, the British Institute forInternational and Comparative Law, the International LawAssociation, the Political Studies Association, the San Remo Institute
of International Humanitarian Law and the International Society forMilitary Law; and was invited to give lectures and papers around theglobe It was on a lecturing visit to Pakistan in April 2000 that he died atthe age of forty-six
McCoubrey Centre for International Law
Following Hilaire’s death the University of Hull Law School felt it would
be appropriate to create a Centre that would carry on his work ininternational law and relations The Centre was instituted in 2001 withthe goal of promoting the study and research of international law andrelations The Centre hosts a number of guest speakers through itsInternational Law Seminar Series and the Hilaire McCoubreyMemorial Lecture Further information about the Centre and its activ-ities may be found at www.hull.ac.uk/law/research/intlaw.html
x B I O G R A P H Y O F H I L A I R E M C C O U B R E Y
Trang 13C O N T R I B U T O R S
Dr Richard Barnes is currently the Sir Q W Lee and Dr Peter ThompsonLecturer in Maritime Law at the University of Hull, where he taughtPublic International Law and Law of the Sea with Hilaire McCoubrey
He is currently researching in the areas of shipping and security andmaritime resource use and his publications include ‘Refugee Law at Sea’,(2004) 53(1) International and Comparative Law Quarterly 47 and
‘Barecon 2001: The Barecon 89 Bareboat Charter Revised’, (2002) 4Lloyds Maritime and Commercial Law Quarterly 528
Dr Neil Boister is Senior Lecturer at the School of Law, University ofCanterbury, New Zealand He is the editor of two volumes of the SouthAfrican Yearbook of Human Rights and author of Penal Aspects of the UNDrug Conventions (Kluwer Law International, 2001) He has deliverednumerous papers on aspects of criminal, international and transnationalcriminal law and is the author of numerous articles in refereed journalsincluding most recently ‘Transnational Criminal Law?’, (2003) 14(5)European Journal of International Law 953 and ‘The Trend to ‘‘UniversalExtradition’’ over Subsidiary Universal Jurisdiction in the Suppression
of Transnational Crime’, [2003] Acta Juridica 287 He has been aContributing Editor to the South African Journal of Criminal Justice(Jutas, CTO), and is a member of the founding editorial team of theNew Zealand Yearbook of International Law
Dr Richard Burchill is Director of the McCoubrey Centre ofInternational Law, University of Hull His research focuses on the role
of international organizations in the promotion and protection ofdemocracy in international law His publications include TheEuropean Union, International Law and the Promotion and Protection
of Democracy (Hart Publishing, 2005); ‘The European Union andEuropean Democracy: Social Democracy or Democracy with a SocialDimension?’, (2004) 17(1) Canadian Journal of Law and Jurisprudence185; ‘The Role of Democracy in the Protection of Human Rights:Lessons from the European and Inter-American Human Rights
xi
Trang 14Systems’, in David Forsythe and Patrice McMahaon (eds.), Human
R i g h t s a n d D i v e r s i ty : A r e a S t u d i e s Re v i s it e d (University of NebraskaPress, 2003), pp 137–56
Dr Robert Cryer is Lecturer in Law at the University of Nottingham,where he teaches criminal law and international law, including interna-tional legal theory, international criminal law and the law of collectivesecurity He has published mainly in the area of international law, inparticular international criminal law, the law of armed conflict andinternational legal theory His publications include ProsecutingInternational Crimes (Cambridge University Press, 2005); ‘GeneralPrinciples of Liability in International Criminal Law’, in DominicMcGoldrick, Peter Rowe and Eric Donnelly (eds.), The InternationalCriminal Court: Legal and Policy Issues (Hart Publishing, 2004),
pp 233–86; ‘Implementation of the International Criminal CourtStatute in England and Wales’, (2002) 51 International andComparative Law 733; and ‘The Fine Art of Friendship: Jus in Bello inAfghanistan’, (2002) 7 Journal of Conflict and Security Law 37
Scott Davidson is Professor of International Law, Pro Vice Chancellorand Dean of the Law School at the University of Canterbury, NewZealand He has been an occasional consultant to the New ZealandMinistry of Foreign Affairs and Trade and a number of law firms Herepresents New Zealand on the Maritime Cooperation Working Group
of the Council for Security and Cooperation in Asia Pacific and is amember of the editorial and advisory boards of the International Journal
of Marine and Coastal Law, the New Zealand Yearbook of InternationalLaw and the New Zealand Journal of Public and International Law.Publications include Contemporary Issues in International Law: ACollection of the Josephine Onoh Memorial Lectures edited with DavidFreestone and Surya Subedi (Kluwer, 2002); New Zealand Handbook onInternational Human Rights (Ministry of Foreign Affairs and Trade,1998)
Gary J Edles is a Visiting Professor at the University of Hull LawSchool and a Fellow in Administrative Law and Adjunct Professor ofLaw at American University Washington College of Law, Washington,
DC A retired career civil servant, he is co-author of Federal RegulatoryProcess: Agency Practices and Procedures (Prentice Hall, 1987, revised1997)
Colonel Charles Garraway, CBE, retired in 2003 after thirty years inArmy Legal Services He is now a Senior Research Fellow at the BritishInstitute of International and Comparative Law and a Visiting Professor in
Trang 15Law at King’s College, London He is due to take up the Stockton Chair inInternational Law at the United States Naval War College in August 2004.His publications include contributions to Roy Lee (ed.), The InternationalCriminal Court: Elements of Crimes and Rules of Procedure and Evidence(Kluwer Law International, 1999), as well as a number of articles oninternational criminal law and the law of armed conflict.
Michael Meyer is the Head of the International Law Department atthe British Red Cross He is a member of the Council of the InternationalInstitute of Humanitarian Law in San Remo, Italy, and a member of the
UK Group of the International Society for Military Law and the Law ofWar His publications include Reflections on Law and Armed Conflicts,co-edited with Hilaire McCoubrey (Kluwer, 1998); ‘The Relationshipbetween the Red Cross and the Armed Forces: A Partnership forHumanitarian Purposes’, in Liesbeth Lijnzaad et al (eds.), Making theVoice of Humanity Heard (Martinus Nijhoff, 2004), and ‘The Role of theInternational Red Cross and Red Crescent Movement: ProblemsEncountered’, in Peter Rowe (ed.), The G ulf War 1990 –91 inInte rn ati o nal and English Law (Routledge, 1993)
Justin Morris is Senior Lecturer in International Politics and DeputyDean in the Faculty of Arts and Social Sciences at the Department ofPolitics and International Studies, University of Hull From 1997 to
2003 he was Secretary of the British International Studies Association
He was co-author (with Hilaire McCoubrey) of Regional Peacekeeping inthe Post-Cold Wa r Era (Kluwer,2000), and has written articles and bookchapters on Security Council reform, humanitarian intervention andthe role of international law in international relations He is currentlyworking on a book on Security Council reform
Gordon Risius is a circuit judge, currently on temporary secondment
to the Immigration Appeal Tribunal as a Vice President A solicitor bytraining, he was commissioned into the Army as a legal officer in 1973and served for thirty years, the last six as Director of Army Legal Services
in the rank of major general Until his retirement from the Army inJanuary 2003 he was a Vice President of the International Society forMilitary Law and the Law of War as well as an instructor at theInternational Institute of Humanitarian Law in San Remo, Italy Hispublications include ‘Prisoners of War in the United Kingdom’, in PeterRowe (ed.), The Gulf War 1990–91 in International and English Law(Routledge, 1993), pp 289–303 and ‘The Protection of Prisoners of WarAgainst Insults and Public Curiosity’, (1993) 295 International Review ofthe Red Cross 298, with Michael Meyer
N O T E S O N C O N T R I B U T O R S xiii
Trang 16Peter Rowe is Professor of Law and Head of the Law School, LancasterUniversity He has published widely on international humanitarian lawand military law He is the editor with Dominic McGoldrick and EricDonnelly of The International Criminal Court: Legal and Policy Issues(Hart Publishing, 2004); International Humanitarian Law: A Guide toAction (British Red Cross and Foreign and Commonwealth Office,2003) with Michael Meyer and The Gulf War 1990–91 in Internationaland English Law (Routledge, 1993), and his publications include
‘Responses to Terror: The New ‘‘War’’, (2002) 3 Melbo urne J ournal ofInternational Law 301 and ‘A New Court to Protect Human Rights in theArmed Forces of the UK: The Summary Appeal Court’, (2003) 8 Journal
of Conflict and Security Law 201
Dr Lindsay Moir is a Senior Lecturer in Law at the University of Hull,and a member of the McCoubrey Centre for International Law He is theauthor of The Law of Internal Armed Conflict (Cambridge UniversityPress, 2002) along with several articles on humanitarian law and humanrights, including ‘Law and the Inter-American Human Rights System’,(2003) 25 Human Rights Quarterly 182 and ‘The Implementation andEnforcement of the Laws of Non-International Armed Conflict’, (1998)3(2) Journal of Armed Conflict Law 163
A P V Rogers is Yorke Distinguished Visiting Fellow of the Faculty
of Law and Fellow of the Lauterpacht Research Centre for InternationalLaw, University of Cambridge; formerly Director of Army LegalServices; author of the prize-winning book, Law on the Battlefield (2ndedn, Manchester University Press, 2004)
Dr Nigel White is Professor of International Organisations in theSchool of Law at the University of Nottingham His publications includeKeeping the Peace: The United Nations and the Maintenance ofInternational Peace and Security (Manchester University Press, 1997);The UN System: Toward International Justice (Lynne Rienner, 2002) andThe Law of International Organisations (Manchester University Press,1996) He edited a collection of essays on Collective Security Law(Ashgate, 2003) He was co-author of three books on international lawwith Hilaire McCoubrey: International Law and the Use of Force(Dartmouth, 1992), Inte rnational Organizations and Civil Wars(Dartmouth, 1995) and The Blue Helmets: The Legal Regulatio n of
U n i t e d N a ti o n s M il i t a r y O p e r a t i o n s (Dartmouth, 1996) He has writtennumerous articles and essays including a contribution to the AmericanSociety of International Law project on Democratic Accountability andthe Use of Force in International Law, co-edited by Charlotte Ku and
Trang 17Harold Jacobson (Cambridge University Press, 2002) He is co-editorwith Eric Myjer (Utrecht) of the Journal of Conflict and Security Lawpublished tri-annually by Oxford University Press The Journal coversthe areas of arms control law, humanitarian law and collective securitylaw, and endeavours to explore the interfaces between them.
N O T E S O N C O N T R I B U T O R S xv
Trang 18F O R E W O R D : T H E R E A R E M E N T O O G E N T L E T O
L I V E A M O N G W O L V E S
G A R Y E D L E S
Hilaire McCoubrey was an expert on the law of armed conflict or the law
of war Those terms themselves appear to be an oxymoron, and hisrelationship to them seems incongruous for such a gentle man But ifyou give the subject its current, more fashionable name – ‘humanitarianlaw’ – Hilaire’s association with the subject is thoroughly understand-able His purpose, after all, was to inject humanitarian principles into ahostile environment That was both his professional calling and anessential element of his character During the brief period of our asso-ciation, before his untimely death, I came to admire and respect him as acolleague and genuinely value him as a friend
Hilaire had exceptional academic achievements and encouraged others
to think and write about the subjects with which he was concerned Othercommentators in this compendium are better equipped than I to addressthese matters But Hilaire’s character and spirit were equally, if not more,impressive He was a full-time academic and an ordained Anglican priest
He pursued both callings simultaneously with equal devotion At his death,
he was assistant curate of St Mary’s Church in Beverley
Hilaire came relatively late to his clerical calling He studied for thepriesthood after having first established himself as a legal scholar andteacher at the School of Law at the University of Nottingham and as aqualified solicitor His capability as a clergyman was tested almostimmediately upon his ordination Virtually his first pastoral activity,which coincided with his appointment to the Law School at Hull in
1995, was to preside over the funeral of Raymond Smith, a distinguishedmember of staff and former Dean of the Law School Despite his beingquite a novice clergyman, Hilaire performed with characteristic kindli-ness and sensitivity that everyone appreciated
His first ecclesiastical post, which he held for three years, was as theassistant curate at Rowley Parish Church He was once again quicklytested, and again carried out his duties superbly When the full-timevicar left the community, Hilaire took over his responsibility for Rowley
xvi
Trang 19and the neighbouring churches of Skidby and Bentley Not only didHilaire drive from village to village every Sunday morning to take theservice at the various churches, he served fully as spiritual leader of thecommunities He performed marriage services, presided at funerals andprovided pastoral counselling that occupied a considerable portion ofhis time On numerous occasions, despite a long day in the classroom orotherwise coping with his considerable Law School responsibilities, hewould be awakened during the night because a member of one of hisparishes had died and he was needed to oversee arrangements He did sounflinchingly and was always available to his parishioners It was a full-time job on top of his full-time job At all times he served the Churchwithout remuneration That was thoroughly in keeping with his person-ality Service to his God and his community required no financialreward.
Hilaire’s unassuming manner camouflaged his eclectic interests andsophisticated tastes He played both the piano and organ and was amember of the Malt Whiskey Society We both lived in Beverley and onseveral occasions I would drive him to the local fish and chip shop so hecould pick up a take-away evening meal But, when my wife and I weredinner guests at his home, we had the opportunity to sample his con-siderable culinary talents He had a special interest in maritime matters
On the evening of our visit, we discussed turn-of-the-century shippinglines and I made a passing reference to the vessel that took my grand-parents from Europe to America nearly a century ago Hilaire took thetime to search his personal archives to find information about, and apicture of, the ship that transported them His intellectual interestsranged far beyond the law and he was both resourceful and unfailinglyhelpful
His cluttered desk belied an extraordinarily sharp mind I neverattended any of his lectures But I once attended a service at St Mary’s
at which Hilaire was the officiant He delivered a thoroughly integratedand rather poignant thirty-minute homily entirely without notes As theReverend David Hoskin, Vicar of St Mary’s, noted in his eulogy, one ofHilaire’s great strengths was an ability to render complex or technicalissues understandable to those less familiar with the subject
Hilaire had a wry and ironic sense of humour David Hoskin tells astory about the period when Hilaire was both teaching at Nottinghamand studying for the priesthood While a student in the ordinationcourse, Hilaire led an ‘organised truancy from a boring lecture’ to go
to the pictures and for an Indian meal Totally in character, this event
Trang 20was re-enacted annually thereafter as a reunion for his year group on thecourse, according to Revd Hoskin.
James Kavanaugh, the American author and poet, himself a formerpriest, penned a poem whose thoughts may capture some of Hilaire’sspecial qualities Kavanaugh wrote:
There are men too gentle to live among wolves
Who prey upon them with IBM eyes
And sell their hearts and guts for martinis at noon.
There are men too gentle for a savage world
Who dream instead of snow and children and Halloween
And wonder if the leaves will change their color soon
There are men too gentle for a corporate world
Who dream instead of candied apples and ferris wheels
And pause to hear the distant whistle of a train
There are men too gentle for an accountant’s world
Who dream instead of Easter eggs and fragrant grass
And search for beauty in the mystery of the sky
James Kavanaugh, There are Men too Gentle to Live Among Wolves
(Nash Publishing, 1970)
Hilaire McCoubrey was a gentle man whose compassion for the victims
of injustice was not purely academic He was a Council Member of theInternational Red Cross, where he put his compassion into practice Henow rests in the graveyard outside the church at Rowley, alongside hisfather It is a tranquil and dignified setting that befits this kindly humanbeing He was truly a man too gentle to live among wolves So he devotedhis ample intellect and energy to civilizing the wolves
Trang 21A B B R E V I A T I O N S
CSCAP Council for Security Cooperation in Asia Pacific
ECOWAS Economic Community of West African States
ECtHR European Court of Human Rights
FRY Federal Republic of Yugoslavia
HCNM High Commission on National Minorities (OSCE)
HQ ARRC Allied Command Europe Rapid Reaction CorpsHRA 1998 Human Rights Act 1998
ICC International Criminal Court
ICRC International Committee of the Red Cross
ICTR International Criminal Tribunal for Rwanda
ICTY International Criminal Tribunal for the former YugoslaviaIHL international humanitarian law
IMO International Maritime Organisation
IMT International Military Tribunal
LOAC law of armed conflict
NIMA US National Imagery and Mapping Agency
OAS Organization of American States
OSCE Organization for Security and Cooperation in Europe
SLOC sea lines of communication
SOFA status of forces agreement
SUA Convention for the Suppression of Unlawful Acts
Against the Safety of Navigation 1988
xix
Trang 22SUAPROT Protocol for the Suppression of Unlawful Acts Against
the Safety of Fixed Platforms Located on theContinental Shelf 1988
UNCLOS UN Convention on the Law of the Sea
UNMOVIC UN Monitoring, Verification and Inspection
CommissionUNPROFOR UN Protection Force (Croatia)
UPD Unit for the Promotion of Democracy
Trang 23Hilaire McCoubrey and international
conflict and security law
N I G E L D W H I T E
IntroductionHilaire was a prolific writer Although he died at the early age of forty-sixwhile on a lecturing visit to Pakistan in April 2000, he had written orco-written ten books in the areas of international humanitarian law,1collective security law,2legal theory3and even planning law.4His output
in terms of journal publications was similarly impressive with, forexample, seminal articles in the International and Comparative LawQuarterly,5 La Revue de Droit Militaire et de Droit de la Guerre,6 theInternational Review of the Red Cross,7 International Relations,8
1
H McCoubrey, International Humanitarian Law: The Regulation of Armed Conflicts (1st edn, Dartmouth, 1990 ); M A Meyer and H McCoubrey (eds.), Reflections on Law and Armed Conflicts: Selected Works on the Laws of War by the Late Professor Colonel G I A D Draper, OBE (Kluwer, 1998 ).
2
H McCoubrey and N D White, International Organizations and Civil Wars (Dartmouth, 1995 ); H McCoubrey and N D White, The Blue Helmets: Legal Regulation of United Nations Military Operations (Dartmouth, 1996 ); H McCoubrey and J Morris, Regional Peacekeeping in the Post Cold-War Era (Kluwer, 2000 ).
3 H McCoubrey, The Development of Naturalist Legal Theory (Croom Helm, 1987 );
H McCoubrey and N D White, Textbook on Jurisprudence (3rd edn, Blackstone Press,
1999 ); The Obligation to Obey in Legal Theory (Dartmouth, 1997 ).
4 H McCoubrey, Effective Planning Appeals (BSP Professional, 1988 ).
7
H McCoubrey, ‘Before ‘‘Geneva’’ Law: A British Surgeon in the Crimean War’, ( 1995 )
304 International Review of the Red Cross 69.
8
N D White and H McCoubrey, ‘International Law and the Use of Force in the Gulf ’, ( 1991 ) 10 International Relations 347; H McCoubrey, ‘The Armed Conflict in Bosnia
Trang 24International Peacekeeping,9 the Journal of Armed Conflict Law and itssuccessor the Journal of Conflict and Security Law.10 Quite often hiscalling as a minister in the Church of England was reflected in hiswork.11This, by no means complete, catalogue of Hilaire’s writings issufficient to show that he covered the whole spectrum of internationallaw relating to armed conflict from the pre-conflict stage when the issuesinclude those of arms control,12disarmament and conflict prevention,through the outbreak of armed conflict and discussion of the legality ofresort to force (the jus ad bellum), to the coverage of the conduct ofmilitary operations and the protection of non-combatants by inter-national humanitarian law (the jus in bello) He also covered collectivesecurity mechanisms that are applicable throughout these differentstages.
The jus ad bellum and the jus in bello are terms still deployed byinternational lawyers, concerning the law governing the use of force ininternational relations and the law governing the conduct of hostilities.Hilaire’s work covered both areas as well as the wider aspects of collect-ive security and arms control, though he is probably best known for hiswork in the jus in bello, or to use its more modern term, internationalhumanitarian law, with the publication of his leading text InternationalHumanitarian Law in 1990.13In her review of the book, Susan Marksnoted that it should serve the essential function of being a ‘companionvolume to the humanitarian treaties’, and thus should secure an ‘appre-ciative readership’.14It certainly achieved both of these aims Hilaire’sethical, but at the same time practical, approach to the subject wasreflected in the Preface to the second edition of this book:
and Proposed War Crimes Trials’, ( 1993 ) 11 International Relations 411; H McCoubrey,
‘International Law and National Contingents in UN Forces’, ( 1994 ) 12 International Relations 39; H McCoubrey, ‘Kosovo, NATO and International Law’, ( 1999 ) 14 International Relations 29.
11
Ib id
12 For example, F Hampson and H McCoubrey, ‘Giving Legal Evidence in Proliferation Cases’, in J Dahlitz (ed.), Future Legal Restraints on Arms Proliferation: Arms Control and Disarmament Law (United Nations, 1996 ), p 25.
13 McCoubrey, International Humanitarian Law, (1st edn).
14 S Marks, (1990) 49 Cambridge Law Journal 525 at p 526.
Trang 25This book seeks to emphasise that international humanitarian law is no Utopian aspiration – there is nothing ‘Utopian’ about any aspect of war – but a severely practical prescription which is entirely workable in the harsh exigencies of warfare Obedience to it does not impede legitimate military efficacy, nor does violation gain any real advantage, but merely gains the perpetrator a deserved reputation for barbarism, to the detri- ment of its relations with other states.15
Considering the continued prevalence of warfare since the inception ofthe United Nations in 1945, it is remarkable that international humani-tarian law was, until the advent of the international criminal tribunals inYugoslavia and Rwanda in the mid-1990s, treated by mainstream inter-national lawyers as a bit of a backwater This is reflected in Susan Marks’review of the first edition of International Humanitarian Law when shewrote that ‘if it was ever thought to be an esoteric subject of littlecontemporary relevance, recent events show that this is unfortunatelynot so’.16Hilaire’s approach to the subject was to focus on the rules andprinciples of international humanitarian law and on the education ofthose involved in warfare, whether soldiers or politicians, in the law andits importance He did not believe for an instant that there was acontradiction in espousing the necessity of rules embodying basic prin-ciples of humanity in a context where the normal peacetime rules againstkilling and destruction are basically suspended The point Hilaire nevertired of making is that war did not signify that any amount of death anddestruction was permitted; it should and could be regulated This wasthe issue he grappled with in his inaugural lecture to mark his appoint-ment to a Chair at the University of Hull in 1996.17
Furthermore, Hilaire always saw the jus ad bellum and the jus in bello
as two halves of a whole subject underpinned by a coherent ical framework In 1992, while colleagues together at NottinghamUniversity, we published a co-authored work International Law andArmed Conflict18which was intended as a textbook to cover the wholearea Although the work was divided evenly, Hilaire was almost exclu-sively the inspiration behind, and the writer of, the introductory chapterthat still provides a most insightful explanation of the coherence of the
Trang 26whole subject area, while maintaining a firm distinction between the inbello and ad bellum limbs The chapter is largely reproduced in thefollowing section as part of an introductory chapter to this work, inwhich the contributors take a number of the difficult and controversialtopics raised in that introductory work a great deal further It seemsfitting that Hilaire’s approach to the subject matter should form theframework of enquiry for the current collection of essays in his memory.
Law and war: the theory of constraint19
War or armed conflict, the technically preferable general term, represents
a major breakdown of the ‘normal’ conduct of international relations It isalso, tragically, a recurrent feature of the modern world and provision isaccordingly made for its potential occurrence in public international law.This provision comprises principally the jus ad bellum, relating to resort
to armed force in the conduct of international relations, and the jus in bello,relating to constraints upon the actual conduct of hostilities, and forms thesubject matter of this book It is appropriate before considering the sub-stance of the law to examine as a preliminary issue its theoretical bases
In the particular case of the laws of armed conflict this is especiallyimportant since its very existence involves an apparent paradox
The post-1945 world legal order enshrined in the Charter of theUnited Nations proscribes, by Article 2(4) of the Charter, the threat oruse of force against the territorial integrity of a state, building upon andstrengthening earlier principles and provisions which failed at the onset
of the Second World War The Charter does however, by Article 51,admit resort to armed force in the exercise of an ‘inherent right ofindividual or collective self-defence’ in the event of an ‘armed attack’,pending ‘measures’ being taken by the UN Security Council UnderChapter VII of the Charter, t he Security Council itself may authorizeforceful measures to restore peace and security These principles involve
in application a complex canon of interpretation, but the broad ceptual base is clear enough Discounting bizarre and unlikely circum-stances of error, armed conflict will generally result from prima facieunlawful acts by one or more of the states involved and may to that
con-19
This is drawn from McCoubrey and White, International Law and Armed Conflict, ch 1 , with kind permission of Ashgate Publishers Some footnotes and text have been omitted.
Trang 27extent be considered an unlawful condition of international relations Inthis context the making of regulatory provision, beyond a simple ban, inanticipation of such a situation has a strongly paradoxical appearanceand requires explanation Beyond this, there must too be considered thepractical viability of such regulation, a matter which is perhaps mostproblematic in the context of the jus in bello.
The logic of formal limitations upon armed force
The great Prussian military theorist Karl von Clausewitz stated in hisclassic work Vom Kriege that ‘[w]ar is an act of violence intended tocompel our opponent to fulfil our will’,20adding the elaboration that:
War is a real political instrument, a continuation of political merce, a carrying out of the same by other means All beyond this which is strictly peculiar to War relates merely to the peculiar nature of the means which it uses.21
com-These statements may of course be greatly elaborated, but the essentialdepiction of armed conflict as a pursuit of policy objectives, includingnational self-defence, by means of military force leading to actual hostil-ities may surely be accepted as accurate Once armed conflict hasactually commenced its limitation presents difficulties Clausewitzmakes the point succinctly in the following comment:
[H]e who uses force unsparingly, without reference to the bloodshed involved, must obtain a superiority if his adversary uses less vigour in its application [F]rom the social condition both of States in themselves and in their relations to each other War arises, and by it War is controlled and modified But these things do not belong to War itself, they are only given conditions; and to introduce into the philosophy of War itself a principle of moderation would be an absurdity.22
This seemingly brutal passage must be read carefully and upon examinationcan be seen not only to state a problem but to resolve it Whether or notarmed conflict could upon an absolute level be made subject to ‘a principle
of moderation’, such conflicts do in practice take place in the politicalsociety of the community of nations That ‘society’ embodies certain
Trang 28expectations which are in part enshrined in public international law andthese expectations determine the ‘given conditions’ even under the ultimatestress of armed conflict Expectations are not, of course, necessarily fulfilledand it would be foolish to pretend that legal moderation of hostilities isinvariably successful Nonetheless, the pressures for compliance with com-munal expectation are by no means negligible for any person, or in this casestate, which aspires to be a fully participant member of the society con-cerned An analogy is sometimes sought to be drawn between the commu-nity of nations and ‘primitive’, meaning non-technological, humansocieties Such an analogy must be treated with great caution, but in thesense of the relative weakness of central institutions vis-a`-vis the peripheryand the importance of customary norms and the role of ‘self-help’ in theperformance of ‘legal’ tasks it is not without value In the context of legalanthropology Simon Roberts has written:
Some degree of order and regularity must be assured if social life in any community is to be sustained This state need not be one of quiet harmony, and indeed societies differ widely as to the amount of friction and disorder which their members seem able to tolerate; but conditions must be such that an element of order [can] endure over time within the group.23
The analogy with violent resort in the international community mayhere be considered of some value in so far as the point is made thatcommunal expectations do not terminate at the point of resort toviolence but reach even into it
If law may be accepted as having a role even in the collapse ofinternational relations, the question then becomes one of the nature ofthe limiting ‘given conditions’ implicit in the expectations of the inter-national community Although Clausewitz directed his observationslargely to what is now termed the jus in bello, the same general issuearises in the context of the jus ad bellum The ‘given conditions’ deriveultimately from perceptions of armed conflict and here a broad spec-trum of thought exists
Philosophies and warsThere are those who in various ages have considered armed conflict a posi-tive benefit Before the First World War, Fieldmarshal von Mackenson
23
S Roberts, Order and Dispute (Penguin, 1979), p 30.
Trang 29was reported to hold the view that each generation should have a war totoughen it The more general opinion, across a range of times andcultures, has been that hostilities may on occasion be ‘necessary’ toavert a yet worse evil but are not in themselves desirable Warfare wasfar from being condemned in either ancient Greece or Rome, but in theNichomachaean Ethics Aristotle wrote, in a discussion of the relation ofhappiness and leisure:
[W]e make war in order that we may live at peace [N]obody chooses
to make war or provokes it for the sake of making war; a man would be regarded as a bloodthirsty monster if he made [friendly states] into enemies in order to bring about battles and slaughter 24
This is certainly reflected by political rhetoric in cases of armedconflict and those who, like Adolf Hitler, transparently did manoeuvre
in order to engender war have indeed emerged with the reputation of
‘bloodthirsty monsters’ On the other side of the planet, classicalChinese thought was more overtly ‘pacific’, including both the ‘official’Confucianism adopted as the Imperial ideology by the Han and laterdynasties and Taoism which on many other issues diverged sharply fromConfucian orthodoxy The second great Confucian thinker, Mencius(Meng K’e), wrote:
Confucius rejected those who enriched [evil] rulers How much more would he reject those who do their best to wage war on their behalf In wars to gain land, the dead fill the plains; in wars to gain cities, the dead fill the cities Death is too light a punishment for such men.25
The Taoist classic Tao-Te Ching, attributed to Lao Tzu, states moreconcretely that:
One who assists the ruler of men by means of the way does not intimidate the empire by a show of arms [A good commander] aims only at bringing his campaign to a conclusion but only when there is no choice; bring it to a conclusion but do not intimidate.26
These views involve, variously, both jus ad bellum and jus in belloconcerns, but clearly treat warfare as, at most, an evil necessity Againstthis background, military endeavour in classical China was, at least until
Trang 30the Ch’ing (Manchu) conquest in 1644, in theory accorded lower statusthan civil activity In practice, however, this by no means necessarilyinhibited military initiatives.
Judaeo-Christian thought has contributed a rather different strand oftheory which, notwithstanding the vision of Christ as ‘Prince of Peace’,includes a somewhat misunderstood concept of ‘Holy War’ Islamicthought includes the parallel concept of jihad or war of duty From thesame general sources comes an idea of ‘just warfare’ which requirescomment in the immediate context Ideas of bellum justum or just warhave acquired an evil reputation summarized by Jean Pictet in hisdescription of:
the well known and malignant doctrine of the ‘just war’ [which] did nothing less than provide believers with a justification for war and all its infamy [E]very effort has been made on every occasion to justify aggression [and] to justify the cruelties which abounded in [a] sanguinary age.27
This was undoubtedly the effect of abuse of the doctrine in its variousforms, but in its origin it was an attempt to limit resort to armed force tojustified causes This became necessary when Christianity was adopted
by Constantine the Great as the official religion of the Roman Empireand the Church was obliged to develop a conceptual framework for itsrelations with the secular life of the Empire The true intent can be seen
in the, much later, thirteenth century criteria for a just war set out by
St Thomas Aquinas, who, in summary, wrote that war is in principle asin because punishment is ordained only for sin and Scripture tells usthat all who draw the sword shall die by it.28War may, however, be justwhere it is used to remedy wrongdoing by those intending to advancevirtue and avert evil
The currency of this particular form of just war theory may beconsidered to have ended with the 1648 Treaty of Westphalia whichconcluded the Thirty Years War In the succeeding era, less emphasiswas placed upon the justification of causes, in law if not in practice Theincident of the Ems telegram used by Bismark to elevate a heated disputeover the Hohenzollern candidature for the throne of Spain into the 1870Franco-Prussian War may serve as an illustration of the continuing
Trang 31practical importance of ‘causes’ The jus ad bellum as it has developedsince the First and Second World Wars has to some extent returned to aconcern with causes Not to ‘just war’ concepts stricto sensu but at least
to formalized concepts of ‘justifiable’ exceptions to a prima facie generalproscription of resort to armed force in the conduct of internationalrelations Modern concepts of ‘self-defence’ and ‘national liberation’,the latter owing some of its modern shape to post-1917 developments in
‘socialist’ thought, fit this mould Such ideas, like the earlier bellumjustum theories, are of course open to abuse In the earlier part of themodern era, the use by Hitler of the auslanddeutsch population in post-
1918 Czechoslovakia as a cover for aggression provides a clear tion, even granted that self-determination was at the time more a
illustra-‘political’ than a juridical concept
In both its essential aims and its attendant problems the basic trines of the modern jus ad bellum may perhaps be considered torepresent a revised and strict form of a well established view of armedconflict as an evil occasionally ‘necessary’ for the aversion of some yetgreater peril Such a view conflicts, of course, with any idea of a humanright to peace, advanced by a number of writers in the field of the laws ofarmed conflict.29An unqualified right to peace raises serious and extra-legal questions as to whether warfare is the worst conceivable evil ininternational society or whether some consequences of non-resistancemight exceed it, the spectre of the Third Reich and other atrociousregimes being obviously an important element in such vexed debates.Whatever view of that issue may for the time being be taken, the focus ofcontinuing contention in the modern jus ad bellum rests, and it is heresuggested rests properly, upon the particular nature of the ‘necessities’for military action which are to be recognized and their vulnerability toabuse
doc-The viability of constraints upon the conduct of hostilitiesWhatever view is taken of resort to armed force in the conduct ofinternational relations, it is an inescapable fact of the modern worldthat armed conflicts continue to occur The legal constraints imposedupon their conduct by the jus in bello are clearly subject to the serious
29
See G Herczeg, Development of International Humanitarian Law, trans (Sandas Simon and Lajos Czante (trans.), Akademiai Kiado, 1984).
Trang 32practical difficulties outlined more than a century and a half ago by vonClausewitz Geoffrey Best has written:
The passionate and chancy business of war has never been and can never
be helpful to the practice of that coolness and self-control which respect for any sort of law ideally requires.30
One may agree that moderation in the use of armed force can never beprescribed with perfect effect and much may depend upon the extent of
a particular conflict, for example whether or not continued nationalexistence depends upon the outcome A much more extreme viewpointwas expressed by the novelist Leo Tolstoy in his account of Napoleon’s
1812 campaign against Russia In a brief discussion of the relevance of
‘rules’ of warfare, published interestingly at about the time of thenegotiation of the highly significant 1868 Declaration of St Petersburg,Tolstoy wrote in relation to the resistance ‘guerilla’ warfare that followedthe occupation of Moscow:
From the time [Napoleon] took up the correct fencing attitude in Moscow and instead of his opponent’s rapier saw a cudgel raised above his head, he did not cease to complain to Kutuzov and to the Emperor Alexander that the war was being carried on contrary to all the rules, as if there were any rules for killing people.31
This rather crude statement of the primacy of force, which goes veryfar beyond anything which Clausewitz argued, was made by a proponent
of broad pacifism As to the rules of warfare in the early nineteenthcentury, the ideas of ‘guerilla’ warfare – the phrase derives from theNapoleonic occupation of Spain – and the leve´e en masse received little
or no recognition but were in practice not unknown The evidencesuggests that the Russian army as such in the 1812 campaign was notmarkedly different in formal ‘rectitude’ from that of France, a pointimplicitly conceded by Tolstoy in criticism of the restraint counselled bymembers of the Imperial General Staff Tolstoy’s analysis suggests a
30
G Best, ‘Preface’ to M A Meyer (ed.), Armed Conflict and the New Law, vol I, Aspects of the 1977 Geneva Protocols and the 1981 Weapons Convention (British Institute of International and Comparative Law, 1989), p v.
31
L Tolstoy, War and Peace (Moscow, 1868–9; L and A Maude (trans.), Macmillan, 1943), Book XIV, ch 1 , p 1139 The Kutuzov referred to was Fieldmarshal Prince Gollenitschev-Kutuzov, appointed to command by Tsar Alexander I and generally praised for his cautious and successful conduct of the campaign, which relied heavily upon the harshness of the Russian winter.
Trang 33Utopian division between ‘war’ and ‘not war’ so far as civilized conduct
is concerned which, whatever its theoretical justifications might be, is acruel prescription indeed in the realities of international conduct In thereal world it may perhaps be agreed that as Georg Schwarzenbergerstates, ‘[i]t is the function of the rules of warfare to impose some limits,however ineffective, to a complete reversion to anarchy by the establish-ment of minimum standards on the conduct of war’.32
The practicality of moderation in the conduct of actual armed flicts rests upon the balance which may be drawn between the inherentferocity of warfare and the expectations of humanity The point wasmade by implication in the Preamble to 1907 Hague Convention IVRespecting the Laws and Customs of War on Land, which states that ‘[i]t
con-is necessary to bear in mind the case where appeal to arms has beenbrought about [and] to serve, even in this extreme case, the interests
of humanity and the ever progressive needs of civilization’
The viability of the moderating norms prescribed by the jus in bello inthe extreme circumstances of armed conflict may be seen as posing in anespecially problematic form the nature and extent of the obligatorycharacteristic of law This has from time to time occupied a prominent,
if arguably somewhat misunderstood, place in general jurisprudentialdebate The nineteenth-century positivism of Jeremy Bentham and JohnAustin located, with slightly different emphases, the obligatory charac-teristic of positive law in the combination of ‘sovereign’ commandswith, primarily, coercive sanctions for non-compliance.33 The revisedand modernized positivism of H L A Hart emphasizes rather the formalauthority of law derived from the combination within a legal system ofprimary, duty-imposing, rules with secondary, power-conferring,rules.34 In contrast with such analyses, the ancient and multifacetedtradition of classical naturalism, with its modern development in worksuch as that of Finnis, emphasizes the importance of the moral quality ofpositive prescription in the obligation which it imposes.35Such a briefdescription is, of course, a gross over-simplification and leaves out ofaccount many subtle shadings of debate and indeed strands of theory
32
G Schwarzenberger, International Law, vol II, Armed Conflict (Stevens, 1968), p 10.
33
Bentham admitted sanctions of reward, whereas Austin adhered more strictly to a logic
of coercion See J Bentham, Of Laws in General (H L A Hart (ed.), Athlone, 1970);
J Austin, The Province of Jurisprudence Determined (1832; Weidenfeld and Nicholson, 1954), lecture I.
Trang 34The three elements here emphasized – coercive, formal and moralsources of ‘obligation’ – may, however, reasonably be accepted as basic
to the analysis of the obligatory characteristic of positive law Varyingcombinations of these elements may be found associated with particularprovisions or principles and an argument may be constructed that, farfrom there being any inherent conflict between them, the absolutequality of the obligation associated with any given part of positive lawmay rest upon the degree of their convergence In the case of the jus inbello, the moral claim of moderating prescription for the conduct ofwarfare may surely be accepted as generally obvious The formal claim,notwithstanding the relative institutional weakness of public inter-national law, may be seen in the embodiment of accepted norms incustomary law and in multilateral treaties It is in the pragmatic incen-tives for compliance, taken as a crude analogy with the ‘sanctions’ ofclassical positivism, that the most obvious difficulties arise in the presentcontext
Leaving aside transnational criminal processes in respect of ‘warcrimes’, which have in practice arisen only in very unusual circum-stances, there may be argued to be a number of pragmatic incentivesfor compliance with the jus in bello which are more effective than might,prima facie, be thought Some of these have been cogently stated by
Lt Col Klaus Kuhn as follows: ‘the quickest way of achieving andmaintaining a lasting peace is to conduct hostilities humanely [I]t
is evident that humanitarian considerations cannot be dissociated fromthe strategic concept of military leaders.’36
Lt Col Kuhn’s statement was made in a specifically ‘Geneva’ context,being indeed derived from the view of General Dufour, one of thefounding fathers of the International Red Cross movement, but it mayreadily be applied to the broad spectrum of the jus in bello An enemymade desperate by belief, well-founded or otherwise, in the ruthlessness
of their adversary may themselves be driven by fear to extremities whichmight otherwise be avoided and may also prolong a struggle which hasbecome militarily hopeless, potentially to the great loss of all parties to it.Further, a state which is seen blatantly to ignore the demands of the jus
in bello in its efforts to secure a superiority, or even to escalate hostilitiesbeyond a level seen as reasonably necessary in the particular context,
36
Lt Col K Kuhn, Responsibility for Military Conduct and Respect for International Humanitarian Law, Dissemination (International Committee of the Red Cross, August 1987), p 1.
Trang 35runs the risk of suffering detriment in its general international relationswhich may devalue or even nullify a victory so gained Such considera-tions may not perhaps be equated with classical positivist ‘sanctions’,but may nonetheless be argued to supply significant incentives forcompliance It may be added that violations of the jus ad bellum mayattract various international responses, including ultimately the use offorce under United Nations authority, as in the case of the Iraqi invasion
of Kuwait in August 1990 The pressure for such measures may beexacerbated where a conflict in progress is marred by serious violations
of the jus in bello
To the pragmatic arguments for compliance with the jus in bello theremay be added the consideration of post-conflict relations between theadversaries Assuming that both, or all, the states involved in an armedconflict remain in existence thereafter, as generally they will, at somepoint a return to a semblance of ‘normal’ relations will be necessary.Even after a ‘limited’ conflict such as that in the Falklands in 1982,relations between Britain and Argentina remained severely strained forthe best part of a decade and in the case of (even) more traumaticconflicts the subsequent strains may well, of course, endure far longer
In assessing this factor, the degree of ideological divergence between theformer adversaries must naturally also be taken into account
Such pragmatic, or rather ‘political’, counsels for compliance supply apowerful counter to contentions that the jus in bello is a dangerouslyUtopian prescription, in the opposite direction from Tolstoy’s, fettering
a compliant state in conflict with a more ruthless enemy The law couldnot realistically seek to restrain effective action within the legitimatedictates of military necessity, but in setting limiting norms bound tocivilized expectations, it defines barriers which are crossed only atpotentially damaging cost
It has so far been assumed that the moderation of armed conflict is, in
so far as it can be achieved, beneficial There is, however, a counterargument that such moderation in fact engenders war by conferringupon it a spurious cloak of ‘acceptability’ This view, of which elementsmay be seen in Tolstoy’s argument considered above, might have asuperficial plausibility but is in practice readily countered No laws ofarmed conflict are going to render warfare anything other than sanguin-ary and if the sheer horror of warfare were going to abolish it, it couldhardly be believed that the phenomenon should have survived theSomme campaign In fact, of course, it did One is drawn back toSchwarzenberger’s argument of ‘minimum standards’ and the desire
Trang 36to mitigate an inherently appalling condition, which is not by any means
to argue that endeavours to ensure peace are or should be therebycompromised
Transgressions of the laws of armed conflict
It would be idle to pretend that the laws of armed conflict are entirelyeffective, whether in relation to resorts to armed force or to the conduct
of hostilities in being States all too evidently do resort to aggressivearmed force and do subsequently wage warfare in manners contraveningthe jus in bello A legal prescription which is wholly ineffective couldreasonably be dismissed as inutile, representing a real if not formalmanifestation of desuetude On the other hand no law, whether muni-cipal or international, is completely effective and the question of aminimum threshold criterion of effectiveness in the operation of lawperhaps opens the gate to needless and sterile statistical assertion Inpractice it may be argued that the conduct of sufficient numbers of states
in relation to resort to and operational use of armed force is modified forthe prescription to be considered to play a useful, albeit imperfect, role.The question of transgression does, however, raise a number of impor-tant theoretical issues
One derives from the fundamental paradox involved in the legalregulation of a prima facie unlawful condition of international relations,
to which reference has been made above The relationship between thejus ad bellum and the jus in bello is open to some debate In principle, thetwo prescriptions are distinct, not least for the avoidance of the devel-opment of the extreme abuses associated with ‘just war’ concepts inwhich it might be assumed that the party ‘in the right’ is subject to norestraint Thus, the origins of a conflict do not as such affect theapplication of the norms of the jus in bello as such It is, however,possible to argue that a continuing norm of non-escalation of conflictsconfers upon the jus ad bellum a limited impact in the actual conduct ofthe hostilities Any such restraints would, however, again apply to both,
or all, parties to an armed conflict In this sense the impartiality of theconstraints upon the conduct of warfare may be considered to beupheld
A more serious practical question arises where a state in conflictclearly resorts to unequivocally unlawful means of waging warfare.This involves in particular the sensitive question of the reciprocity ofobligation as regards the jus in bello in particular The jus ad bellum
Trang 37clearly involves an element of reciprocity in so far as a state whichunlawfully resorts to the aggressive use of armed force lays itself open
to legitimate counter-action by the victim state or by the internationalcommunity which, in the absence of the prior aggression, would itselfhave been prima facie unlawful So far as the jus in bello is concernedmore complex issues arise The multilateral treaties which underlie thejus in bello are subject to the same principles in their application as othertreaties, that is to say that they bind states party to them in their mutualrelations except in so far as they are sufficiently widely ratified to achievethe status of customary law binding upon all states, or have become
‘peremptory norms’ as jus cogens from which no derogation is mitted Common Article 2 of the four 1949 Geneva Conventions, thebasic provisions of ‘Geneva’ law, provides:
per-Although one of the Powers in conflict may not be a party to the present Convention, the Powers who are parties thereto shall remain bound by it
in their mutual relations They shall furthermore be bound by the Convention in relation to the said Power, if the latter accepts and applies the provisions thereof.
This is clearly founded upon reciprocity of obligation but Jean Pictetremarks of the general jus in bello:
In view of their impartial character and the higher values for which they stand and their extension throughout the world, we may assert that the Geneva and Hague Conventions, to a great extent are no longer merely reciprocal treaties but have become absolute and universal commitments.37
In so far as a claim is made for a special obligation deriving frommoral force, at least in the formal legal context, this must be regarded asrhetorical In so far, however, as the claim is founded upon the very largeproportion of states which are party to the basic treaties it is clearly true
to say that much of their provision has entered into customary law.Further, as Pictet points out,38the 1969 Vienna Convention on the Law
of Treaties provides by Article 53 for the recognition as jus cogens ofperemptory norms, ‘accepted and recognized by the international com-munity of States as a whole as a norm from which no derogation ispermitted’
Trang 38In particular, therefore, a subsequent treaty which violates a currentnorm of jus cogens will be void There is some reason to argue that thebasic principles of ‘Geneva’ law might be considered jus cogens andcertainly the bulk of the general jus in bello is comprised within cus-tomary law and is therefore binding upon all states, irrespective ofwhether or not they are parties to the treaties concerned To this extentthe question of reciprocity loses much of its importance in practice This
is not, of course, the case in respect of some of the more controversialmodern provisions such as 1977 Protocol I Additional to the 1949Geneva Conventions Rather more difficult questions may arise in thecontext of breaches and reprisals Belligerent reprisals are defined byFrits Kalshoven as:
a deliberate violation of a rule of the law of armed conflict the idea being that this violation finds justification in earlier wrongful con- duct on the part of the adversary and [is intended] to bring about a change of the policy pursued by the adversary.39
In reference to the termination of treaty obligations as a consequence
of breach, Article 60(5) of the Convention then excepts ‘provisionsrelating to the protection of the human person contained in treaties of
a humanitarian character, in particular to provisions prohibiting anyform of reprisals against persons protected by such treaties’ Upon thisbasis reprisals against, for example, the sick and wounded, prisoners ofwar or civilians (as rather variously protected) may reasonably be con-tended to be unlawful It may be added upon a purely pragmatic levelthat any such distasteful action would not be likely to be very effective
in any event A state sufficiently ruthless to have perpetrated relevantbreaches in the first place is highly unlikely to be much affected
by equivalent counter-measures and will on the contrary be morelikely to treat them as an internal and external propaganda bonus Themore effective, and entirely lawful, response is surely to ensure that any
of those responsible for the original outrages who fall into the hands oftheir enemies will be held accountable therefore From the viewpoint ofcivilization as well as law this is certainly to be preferred to a descent intotit-for-tat barbarities against the helpless ‘War crimes’ trials themselves,
of course, present a variety of jurisprudential and practicalcomplications
39
F Kalshoven, The Law of Warfare: A Summary of its Recent History and Trends in Development (Sijthoff, 1973), p 111.
Trang 39If reprisals in relation to the direct concerns of ‘Geneva’ law may beconsidered prima facie unlawful, the same is not necessarily true of thegenerality of ‘Hague’ law Where a state in conflict is using unlawfulmeans or methods of warfare to secure victory it might be consideredunreal to prohibit an effective response Here, the problems lie less in theadmissibility of reprisals as such than in the questions of the relation ofthe counter-action to the original outrage and its proportionality.
Laws of armed conflict and human rightsThe formal proximity of the laws of armed conflict in their variousdivisions to provision for ‘human rights’ is open to considerable debate.The ‘Geneva’ division of the jus in bello, termed ‘international humani-tarian law’ seems perhaps most closely related to ideas of human rights.However, in so far as the broad endeavour of both the jus ad bellum andthe whole jus in bello is to mitigate, where it cannot be avoided, theimpact and extent of hostilities, the general laws of armed conflict may
be thought to serve a cause analogous to ‘human rights’ in peculiarlyextreme circumstances Against this there must be set the contention ofthose who, like Geza Herczeg,40 argue that armed conflict is itself aviolation of human rights and that a discourse of ‘human rights’ insuch a context is a contradiction in terms On the other hand, Igor
P Blishchenko argues that ‘the essential problem in all situations ofarmed conflict is the international protection of human rights; in otherwords, the fundamental objective of what is known as the laws of war isthe protection of human rights’.41However, Blishchenko also considersthat ‘Hague’ law should be excluded from this model in view of theunlawfulness of resort to aggressive force.42This view seems ill-founded
‘Rights’ of any sort are ex hypothesi most in need of conservation wheremost obviously under threat, in general terms armed conflict by defini-tion represents a major threat to human life and conditions and itsexclusion in this context would seem at best illogical
It has elsewhere been suggested that ‘[i]t seems reasonable to clude that the laws of armed conflict are best regarded as a specialist
42
Ib id
Trang 40application of human rights principles in peculiarly extreme stances’.43This statement was made in the specific context of ‘Geneva’law but in so far as the laws of armed conflict are intended to mitigate theeffects, and incidence, of warfare it may reasonably be extended to thewhole spectrum It should, however, be conceded to the proponents ofdistinction that the circumstances are in fact so extreme that the cate-goric differentiation from what may be termed the ‘civil’ jurisprudence
circum-is entirely appropriate The suggestion here advanced circum-is essentially one
of consanguinity rather than identity in detail
Theory and reality
‘Practical’ lawyers are frequently somewhat dismissive of theory, ferring the detail of provision and the exigencies of application That thelatter represents the reality of the substance of law is obvious, and forthat reason is the subject of the remainder of this book A law whichexisted only in the area of theory would be at best a somewhat sterilestudy Equally, a substantive law which has no, or an inadequate, con-ceptual base has at its core a severely damaging weakness which mayultimately destroy its practical credibility This is perhaps especially thecase in an area of law which seeks to impose regulation in, arguably, themost difficult of all circumstances The purpose of the arguments oftheory here advanced is to show that the law to be considered hereafterhas, in spite of some ‘realist’ critics, a strong conceptual base and a claim
pre-to perform an important task within the framework of the ‘legal’ ture of international relations
struc-ConclusionWithin the coherent framework provided by Hilaire in the above sectionthe contributors, drawn both from academe and practice, provide expertanalysis of many aspects of the law governing armed conflict andcollective security law They develop many of the themes and issuesraised above to provide a stimulating and coherent collection of essays
In chapter 2 Gordon Risius looks at the application of internationalhumanitarian law in the operational context It provides an excellentoverview of the significance of international humanitarian law, as well as
43
McCoubrey, International Humanitarian Law (1st edn), p 5.