The new middle kingdom china and the early american romance of free trade

Title: The new Middle Kingdom : China and the early American romance of free trade / Kendall A.. Acknowledgments ixprologue 1introduction 8chapter one Characterizing the American China T

The New Middle Kingdom

China and the Early American Romance of Free Trade

Kendall a Johnson

Johns Hopkins University Press

Baltimore

Johns Hopkins University Press General Humanities Endowment.

© 2017 Johns Hopkins University Press All rights reserved Published 2017 Printed in the United States of America on acid-free paper

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Names: Johnson, Kendall, 1969– author.

Title: The new Middle Kingdom : China and the early American romance of free trade / Kendall A Johnson.

Description: Baltimore : Johns Hopkins University Press, 2017 | Includes bibliographical references and index.

Identifiers: LCCN 2016040202| ISBN 9781421422510 (hardcover : acid-free paper) | ISBN 1421422514 (hardcover) | ISBN 9781421422527 (electronic) Subjects: LCSH: United States—Commerce—China—History—19th century | China—Commerce—United States—History—19th century | Free trade— United States—History—History—19th century | Merchants—United States—History—History—19th century | China—Foreign public opinion, American—History—19th century | Printing—Social aspects—United States—History—History—19th century | United States—Territorial expansion—History—19th century | Free trade—United States—History— History—19th century—Sources | Free trade in literature | China—In literature | BISAC: HISTORY / United States / General | HISTORY / Asia / China | LITERARY CRITICISM / American / General | BUSINESS & ECONOMICS / Economic History.

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Acknowledgments ix

prologue 1introduction 8chapter one Characterizing the American China Trader: The Global Geography of

Opium Traffic in Josiah Quincy’s The Journals of Major Samuel Shaw

(1847) 35chapter two Captain Amasa Delano, China Trader: Slavery, Sealskins, and Herman Melville’s Dollar Signs of the Canton Trade 67

chapter three The Troubled Romance in Harriett Low’s Picturesque Macao: Transnational Family Fortunes and the Rise of Russell & Company 97

chapter four The Sacred Fount of the ABCFM: Free Press, Free Trade, and

Extraterritorial Printing in China 132

chapter five Caleb Cushing’s Print Trail of Legal Extraterritoriality: A Confederated Christendom of Commerce, from the Far East to the Far West 170

chapter six Extraterritorial Burial and the Visual Aesthetics of Free-Trade Imperialism

in Commodore Matthew Perry’s Narrative of the Expedition of an American

Squadron to the China Seas and Japan (1856) 211

chapter seven

Passages to India from the Newly United States: Revising The Middle

Kingdom (1883) 241

Notes 271 Bibliography 319 Index 361

This book springs from the experience of moving back and forth between delphia and Hong Kong during interesting times Its ideas began germinating a decade ago at Swarthmore College with the intellectual and moral support of Peter Schmidt and then provost Connie Hungerford During this time in Philadelphia

Phila-my scholarly curiosity was nurtured by the collegiality and friendship of Nathalie Anderson, Elizabeth Bolton, Hester Blum, Timothy Burke, Martin Brückner, Rachel Sagner Buurma, Edmund Campos, Max Cavitch, Jeanine DeLombard, Christo-pher Densmore, Joseph Dimuro, Allison Dorsey, Bruce Dorsey, Chuck James, Nora

Johnson, Anthony Foy, Adam Hotek, Edward Larkin, Carolyn Lesjak, Bakirathi

Mani, David McWhirter, Kyoko Miyabe, Mark Rifkin, Martha Schoolman, Bethany Schneider, Sunka Simon, Eric Song, Gus Stadler, Phil Weinstein, Patricia White, Craig Williamson, and Christina Zwarg

During 2008–9 as a Fulbright Scholar in the American Studies Program at the University of Hong Kong’s School of Modern Languages and Cultures (SMLC), Dixon Heung Wah Wong supported my research efforts, and Glenn Shive of the Hong Kong–America Center helped orient me to scholarly networks in Guangzhou, Hong Kong, and Macao, where I was fortunate to meet May-bo Ching, John R Haddad, Takeshi Hamashita, Sibing He, Vincent Wai-Kit Ho, Rogério Miguel Puga, and Paul Van Dyke After relocating to Hong Kong in 2010, my horizons continued

to expand in conversation and travel with historians, literary scholars, political scientists, and friends, including Stefan Auer, Katherine Baxter, Tony Carty, Evelyn Chan, Stuart Christie, Wayne Cristaudo, Cosette Cheng, Stephen Y W Chu, Mau-reen Chun, Frank Dikötter, Michael Duckworth, Louise Edwards, Staci Ford, Wendy Gan, Otto Heim, Elaine Ho, Julia Kuehn, Yeewan Koon, Angela Ki-che Leung, Andreas Leutzsch, Kam Louie, Andrew MacNaughton, Christopher Munn, Timo-thy O’Leary, Michael O’Sullivan, Priscilla Roberts, Elizabeth Sinn, Helen Siu, Facil Tesfaye, Q S Tong, Scott Veitch, Roland Vogt, and Marco Wan At key junctures, John Carroll, Douglass Kerr, James Fichter, Tim Gruenewald, Selina Lai-Henderson, Charles Schencking, Shu-mei Shih, John D Wong, and Guoqi Xu took the time to read portions of the work in progress and offer substantial feedback From an early stage Gordon Hutner was generous and patient with advice that helped keep me

on track, as did the encouragement, in later stages, of Gordon H Chang, Shelley Fisher Fishkin, Sander Gilman, Josephine McDonagh, Donald Pease, John Carlos Rowe, Ivy Wilson, and Rob Wilson In the bigger picture I remain deeply grateful

to Eric Cheyfitz, Nancy Bentley, Elaine Freedgood, Farah Griffin, Eric Haralson, Chris Looby, and Scott Manning Stevens I wrote most of the book while serving

as the head of the School of Modern Languages and Cultures; special thanks go to

Shirley Chan, Zena Cheung, Alice Tse, and Yvonne Yeung, and all the members of the SMLC’s administrative staff who helped make this possible

As unexpected continuities wove through archives and cultural heritage sites

on both sides of the Pacific, I enjoyed the intellectual hospitality of research ians at the Independence Seaport Museum (Philadelphia), the Institute of Culture (Macao), the Library Company of Philadelphia, the National Archives of Singapore, and the Swarthmore Friends Historical Library Support from Hong Kong’s Re-search Grants Council of the University Grants Committee and from the University

librar-of Hong Kong enabled travel to conferences, talks, and research trips to Beijing, Guangzhou, Jakarta, Lhasa, Macao, Ningbo, Xiamen, Jakarta, Malacca, Penang, Rome, Seattle, Singapore, Taipei, Tsukuba, Ulaanbaatar, and elsewhere

Elizabeth Sherburn Demers has been a stellar editor at Johns Hopkins sity Press, and I deeply appreciate her initial enthusiasm for the manuscript and her advice in its final stages Thanks go to Meagan Szekely for all her timely re-minders during production, to Andre Barnett, for her care of the manuscript in its final stages, and to the managing editor Juliana McCarthy for overseeing the entire process The book has benefited from Brian MacDonald’s keen eye as a copyeditor and reader

Univer-My heartfelt thanks go to lovely Puujee whose deep spirit and warm sense of humor often lift me out of bookish self-absorption At times Hong Kong can feel too far from my parents Frances and Karl, who recently celebrated their fiftieth wedding anniversary, and from my wonderful sisters Christine and Stephanie, their husbands Sean and René, and their sons Evan, Grayson, Jarret, Kurt, and Lukas, my five very fine and energetic nephews

The American romance of free trade with the Middle Kingdom of China was a quest narrative of the young nation’s potential accomplishment in the global mar-ketplace Versions of it began to circulate after the Revolutionary War (1776–83), when the harbor of Canton was a destination for ambitious merchants capitalizing

on commerce that extended beyond the transatlantic trade and through the Indian and Pacific Oceans Influential biographical accounts presented the successful merchant princes as heroic philanthropists whose mastery of trans-hemispheric finance had enabled them to establish foundational cultural institutions back home and to plot the westward continental advance of communication and transportation

As American missionaries and diplomats followed the merchants to China, these quest narratives of Far Eastern commerce proliferated during the nineteenth century, boldly asserting the rising nation’s world-historical importance However, because the fortunes amassed in the China trade often depended on opium smug-gling, gunboat diplomacy, and disregard of Chinese sovereignty, these narratives also justified commercial practices and diplomatic policies that defied the princi-ples of democratic republicanism and liberal economics upon which the new na-tion had been founded Through literary historical analysis of the writings of these American merchants, missionaries, and diplomats, this volume tracks the cultural impact of the China trade on the developing United States to offer a shared early history of the two countries

As the Civil War (1861–65) split the nation into warring halves, romances of free trade lived on in China After the war, as grief-weary Americans followed news reports of President Andrew Johnson’s impeachment trial, these romances offered pathways to national reunification and redemption A southern Democrat who had supported the Union throughout the war, Vice President Johnson had risen to the presidency with the assassination of President Abraham Lincoln in April 1865 As president, Johnson ran afoul of the aggressive Radical Republicans because he refused to prosecute Confederate leaders for treason In mid-May, he dodged re-

moval by just one vote Looking out from Washington, DC, in the early phase of Reconstruction, the national prospect seemed dreary The New York–based politi-

cal newspaper Harper’s Weekly: A Journal of Civilization lamented in the lead article

“Party Terrorism” (30 May 1868) that “party-spirit, inflamed into ferocity, lost to reason and moral sense is the perpetual menace of free institutions We are at this moment seeing it in its worst aspect.”1 And yet, as partisan recrimination menaced Washington’s “free institutions,” there was reason for great hope An American romance of free trade came to the rescue

Harper’s Weekly conjured hope in commerce with China to counteract

poten-tially existential disappointment over party conflict within the nation Spotlighting

the intercontinental routes of international trade, the same Harper’s issue enthused

over the global centrality of the United States in a network that connected the Far West of North America to the Far East of Asia The grand geographic scale of this hope extended the nation’s commercial influence from sea to shining sea, through the hemispheres of the Americas, and across the Pacific Ocean, from California and Oregon to Hawai’i, Australia, Japan, and China By looking west to the Far East

of China, Harper’s directed readers’ attention outside national borders,

transcend-ing the war-scarred sectional territories, to a world of commercial adventure that promised capital for the re-united states

Matching historical depth with geographic expansiveness, Harper’s framed the

vision in the achievements of two men: the Spanish–employed explorer from Genoa Christopher Columbus and the American diplomatic minister Anson Bur-lingame It was not enough to tell their stories Dynamically coordinated pictures

and words drew readers into a shared national future The cover of Harper’s

dis-plays an epic scene of Columbus reporting back to King Ferdinand and Queen Isabella his discovery of an eastward sea route to what he mistakenly believed to be the East Indies Steadying the map with his hand that anchors the represented world like a compass, Columbus charts a westward course that promises imperial ascendance to recently united Spain A century later Spain’s rising imperial rival Great Britain would plant American colonies that, in the revolutionary course of human events, bucked the yoke of colonial subordination to become a national

republic Having looked back to Columbus, Harper’s looks ahead to a pax

Ameri-cana of confederated postcolonial nations networked in global commerce and overlooks the pall of destructive sectional resentment in the Washington of May 1868

Harper’s celebrated Minister Burlingame as the modern and liberal incarnation

of Columbian commercial adventure President Lincoln appointed him the U.S minister to China in 1861, but it is ironic that Burlingame spent most of the war outside the United States As an ardent and outspoken member of the antislavery

Free Soil Party in Boston, he had won election to the U.S House of Representatives, where in 1856 he denounced the brutal caning of Massachusetts senator Charles Sumner on the Senate floor And yet, as the first battles of the U.S Civil War raged,

he voyaged to China where he set a respectful tone in dealing with the Imperial Court at Peking Aided by his diplomatic secretary Samuel Wells Williams, a mis-sionary printer and translator with decades of experience in China, Burlingame gained the trust of China’s Office for the Management of the Business of Foreign Countries, the Zoˇnglıˇ Yámén (總理衙門) Upon Burlingame’s retirement from

“Columbus explaining his discovery of America to King Ferdinand and Queen Isabella of

Spain.” Harper’s Weekly 12.596 (30 May 1868) Wood engraving from drawing by John

Gilbert.

diplomatic service in 1867, the Imperial Court enlisted him to represent China in its first diplomatic envoy to Western nations

The first stop was the United States Burlingame and the Chinese diplomats landed in San Francisco to gratifying fanfare and a celebratory dinner The em-bassy traveled on to Washington, DC, where in June 1868 Burlingame finalized

a treaty that promised to open China to expansions of rail and telegraph, while merely acknowledging the Chinese emperor’s consent as a condition of this pro-jected Western investment Celebration of the Burlingame Treaty picked up steam through the summer months in New York City and Boston Praise was effusive

Mark Twain penned the New York Tribune article “The Treaty with China: Its

Provi-sions Explained” (28 August 1868), heralding the Burlingame Treaty as the est, most unselfish, and the most catholic treaty yet framed by man”; the treaty presumed that China had “supreme control over its own people” but also promised

“broad-to “[lift] up of a mighty nation and [confer] upon it the boon of a purer religion and of a higher and better civilization than it has known before.”2 As Burlin-game opened China, Twain pitched the revival of America’s rise to world-historical prominence

Reading about Burlingame and Columbus in Harper’s, the nation seems to have

moved beyond the crises of treason and the enduring sectional animosities that would bedevil Reconstruction Rather it seems poised to complete a revolution in the world-historical cycle of human progress, powered by the interlocking gears of Christianity and commerce Dispelling partisan shadows of “Party Terrorism” with

the rays of transnational commercial hope, Harper’s lauded Burlingame for

realiz-ing the “union of the Oldest Empire and the Youngest Republic.”3 The magazine’s centerfold illustrated the result, laying out Burlingame’s accomplishment The collage juxtaposes scenes (including Hong Kong’s harbor and North American rail-way construction) that encircle the “Map of the World on the Mercator’s Projection, Showing the Geographical Relation of New York and the Rest of the Universe.”4 The ribbon of news print announces the paradigm shift: “The United States have be-come the great highway between Western Europe and Eastern Asia,” with New York rising to become “the world’s great mart” — “the center of the commercial world.”5 The following chapters are an intercultural history explaining how and

why Harper’s countered the “Party Terrorism” of postwar Washington, DC, with a

glorious vision of a heroic Burlingame forging a commercial highway that nected Asian and Europe and repositioned the United States spatially and histori-cally as the world’s new Middle Kingdom

con-But the free trade in these romances was not free Beyond serving as an

ideo-logical blueprint of national redemption, Harper’s map obliquely registers the

so-cial and economic distress in China after Western nations pried open the doors of

the Pacific Railroad.” Harper’s Weekly 12.596 (30 May 1868)

Universe.” Harper’s Weekly 12.596 (30 May 1868)

commercial regulation with opium in the name of free trade The First (1839–42) and Second (1856–60) Opium Wars are the backstory of the map’s bold labeling of British-controlled Hong Kong and the diminutive designation of Canton By mid-century, the treaties that ended the opium wars also dismantled the Canton System

of commercial regulation, which early American merchants had navigated in hope

of national recognition and economic credibility The circumvention of Canton’s imperial regulations also echoes in the unintended consequences of U.S mission-aries, whose printing and preaching helped to inspire the Taiping Rebellion (1850–64), during which 20 million Chinese people lost their lives Finally, Burlingame’s romance of free trade in China was short-lived After his death in 1870, the U.S merchants, missionaries, and diplomats to China eschewed his cooperative exam-ple amid new rounds of hostility with Britain, France, Germany, Russia, and Japan that threatened China’s legal sovereignty and territorial integrity Back in the United States, federal laws of Chinese exclusion (1882) eliminated the Burlingame Treaty’s guarantee to Chinese immigrants of free movement and legal protection, setting the precedent for subsequent exclusionary regulations

The interwoven strands of national anxiety, commercial optimism, and

diplo-matic imperialism that resonate in Harper’s May 1868 image of a world with the United States at its center are captured in the term romance Romance registers the

grandly speculative triumphalism of the nation’s rising to oversee global flows of trade, the paradoxical blend of individualism and representativeness by which heroic merchants and diplomats exemplified the national promise of global trade, and the print cultural dynamics by which accounts of commercial quests in China reached layers of audience worldwide Given the reach back to Columbus and the Spanish empire—the Holy Roman Empire of the mid-sixteenth century—the term

epic might at first seem more appropriate, especially because the following

chap-ters include writing that falls outside conventional literary designations of the alist novel or literary romance But the term romance better fits how the magazine was making its claim, selling sensationally illustrated accounts of Burlingame’s diplomatic adventures to postwar readers, inspiring them to self-realization as cit-izens through trade that connected the continental Far West to the Far East in China.6 Romance also suggests the sentiments, desires, and idealizations of family that pervaded these early national ventures to win outside the United States for-tunes upon which to establish a name and intergenerational legacy within it.7 In the nation’s early adventures of global speculative liberalism, China provided an exotic setting where the young, free-trading American hero faced an anciently pagan, despotic antagonist

re-[O]ur territory spreading from ocean to ocean, and placed midway between Europe and Asia, it seemed that we might with propriety apply to ourselves the name by which China had loved to designate herself, and deem that we were, in truth, “the Middle Kingdom.”

Commodore Matthew C Perry, in Reverend Francis L Hawks,

Narrative of the Expedition of an American Squadron to the China Seas

in an international network of trade that linked ports of the world The resulting fortunes shaped the cultural foundation of the early Republic and funded west-ward frontier expansion For the merchant princes who speculated in the global Far East, Manifest Destiny promised not just the coalescence of the fractious re-gions of the continental Far West but also a golden gateway onto the Pacific Ocean

By proceeding through that gateway, the nation would realize its historical destiny

as the world’s new Middle Kingdom of commerce.

Following the path of the merchant princes, missionaries from the Boston- based association the American Board of Commissions of Foreign Missions (ABCFM) embarked for south China in the 1830s to save souls, investing their faith

in printing as they preached the virtues of free trade They went on to play crucial

roles in helping diplomats negotiate treaties of “peace and commerce” after the First (1839–44) and Second (1856–60) Opium Wars—treaties that prioritized com-mercial opportunity over respect for China’s legal and territorial sovereignty The

early commercial, literary, religious, and legal writings by these merchants, sionaries, and diplomats amplify what Lisa Low calls the “intimacies of the four continents” and offer new transnational perspectives on the place of China in the first century of U.S cultural history when the new republic asserted, tested, and extended its economic influence in a world system stretching across the Atlantic, Indian, and Pacific Oceans.1

mis-From the first days of U.S independence, China inspired Americans to write, and the resulting documents compose a richly descriptive cross-cultural archive The following chapters present key moments in early relations among the twenty- first century’s superpowers through topical clusters of memoirs, biographies, episto-lary journals, monthly magazines, book reviews, narrative fiction, travel narratives, and treaties, as well as literal images such as maps and engraved illustrations from books and magazines Close attention to figurative language, generic forms, and social dynamics of print cultural production and circulation shows how authors, editors, and printers appealed to multiple overlapping audiences in China, in the United States, and throughout the world The chapters as a whole highlight a gen-erally overlooked aspect of early twentieth-century literary and cultural studies—the importance of China in antebellum U.S culture

The first two chapters consider how the genre of national biography personified

the China trade in the antebellum period Chapter 1 analyzes The Journals of Major

Samuel Shaw, The First American Consul at Canton: With a Life of the Author (1847),

published by the influential early national biographer Rev Josiah Quincy Having served as an officer in the Revolutionary War, Major Shaw embarked in 1784 for Canton, the designated trading port just outside the city gates of what has become today’s mega-city of Guaˇngzhōu (廣州) in south China.2 His journals describe the initial challenges of securing China’s recognition of the new nation as an indepen-dent and credible trading partner Plotting his investment strategies, he warily ad-mired the early success of the British East India Company (EIC) in shipping opium from colonial India, through ports of Southeast Asia, and to China, where it became powerfully transformative as a contraband commodity and currency Major Shaw’s observations are fascinating but take on added significance because Quincy pub-lished Shaw’s journals in 1847, when the pursuit of Manifest Destiny justified war

on Mexico and annexation of the Oregon Territory Quincy’s revision shows how editors amended early accounts of the China trade to inspire new generations of readers The second chapter continues to trace U.S trade with China by turning to

the China trader Amasa Delano’s Narrative of Voyages (1817) and Herman Melville’s

skeptical revision of it in the novella “Benito Cereno” (1855) The Canton trade with the interlocking regional economies involving enslaved people, seals skins and beaver pelts, silks, and silver specie connected Canton to the port cities of Batavia,

Lima, Boston, and Saint-Domingue The chapter contends that Melville’s novella criticizes not only Amasa Delano’s willingness to overlook slavery as he pursued trade bearing on Canton but also the presentations in national biographies of early American merchant princes as models of virtuously ambitious commerce despite their involvement in the slave trade.

The third chapter highlights the notions of gender that pervaded trading ities in China and connected these activities to family life in the United States It focuses on the fascinating epistolary diary of a young American woman named Harriett Low who accompanied her aunt and uncle to China in 1829 and lived there while her uncle ran Russell & Company, a firm that would play an influential role in U.S.-China relations for decades thereafter During her four years of resi-dence in Macao, she recorded firsthand observations of key historical figures and reflected on her affairs of the heart through accounts of what she read and saw in Macao Her writing lends unparalleled insight into the gender roles that structured the trafficking of opium and the disciplinary terms of intimacy that enabled Harriett Low to dissociate such traffic from an idealized family life back home in the United States.3 The chapter aligns her sense of “reproductive, family community” with

activ-an ideology of early national commercial patriarchy that pervaded interconnected zones of commerce stretching across Africa, the Americas, Asia, and Europe.4

From the early merchants and their rising companies the book turns to the aforementioned American Board missionaries who arrived to south China in the early 1830s Funded primarily by congregations in the United States but also by the merchants, they pursued a grand project of extraterritorial printing, publishing for decades a variety of texts—including texts in Chinese—as they violated the Chi-nese laws regulating foreigners’ presence in Canton The fourth chapter considers the regional and international circuitry of their print endeavors as they collabo-rated with British missionaries in attempts to evangelize China and to contribute

to centuries of scholarly compilations regarding Sinology, all the while appealing

to congregations in the United States for funding as they wrestled with the ethics

of opium traffic and the ensuing wars to which they were firsthand reporting witnesses

The fifth and sixth chapters take up the diplomatic efforts that followed the First Opium War—efforts in which merchants and missionaries were crucially influen-tial The missionary printer Samuel Wells Williams became a key diplomatic aid, interpreter, and secretary to U.S ministers, including Caleb Cushing, who signed the first treaty between China and the United States in 1844, and Commodore Matthew C Perry, who headquartered in south China the U.S East India Squad-ron during his 1854 mission to open Japan to free trade These two chapters follow different tacks in considering the imperialistic terms through which the unequal

treaties folded commerce into Christianity to trumpet the civilizing benefits of free trade Chapter 5 considers Cushing’s early career as a book reviewer and lawyer

to explain how he developed a racial justification for asserting an absolute and unqualified extraterritoriality that exempted Americans from Chinese law in an extreme and inaccurate interpretation of the Treaty of Wanghia Turning from

Cushing to Perry, chapter 6 considers the copiously illustrated Narrative of the

Expedition of an American Squadron to the China Seas and Japan, under the mand of Commodore M C Perry (1856) Its images of extraterritorial burial imply

Com-an aesthetics of free-trade imperialism that memorializes patriotic sacrifice while equating national interest with corporate expansion into the pagan countries of East Asia

The final chapter traces the imperialistic legacy of these antebellum endeavors

in the cooperative diplomatic strategies of U.S minister Anson Burlingame and the ultimately disappointing Burlingame Treaty of 1868, with its softer insistence that China open its ports to free trade and its heartland to railroad and telegraph construction In tracing the hope and eventual disappointment of Burlingame’s legacy, the chapter contrasts the triumphalist message of Walt Whitman’s “Passage

to India” (1871) in Leaves of Grass with the crises of faith evident in Samuel Wells Williams’s revision of his two-volume The Middle Kingdom, first published in 1848

and revised for the last time in the final edition of 1883

These seven chapters unfold in roughly chronological order though with some exceptions when developing intertextual frames of reference and intellectual influ-ence for the editors, writers, printers, and cultural historians who have produced and revised the print record Before considering Shaw’s account of the first forays

of U.S merchants to China, it helps to understand the layers of commercial,

evan-gelical, and legal meaning implied in the phrase romance of free trade that pulls

together China and the United States

The Romance of Free Trade

The term romance is fascinatingly complicated I use it to refer to the optimism and

energy of international commerce as it captured the imaginations of early can citizens striving for the fruits of free-trade liberalism after the Revolution On

Ameri-an individual level, the international market presented a citizen with the nity to secure capital and establish a family On a communal level, it promised to distinguish the nation internationally and pave the way for it to become the world’s leading commercial republic in an increasingly secularized Christendom The com-mercial dynamics of personal and national aspiration complement well-trodden paths of scholarship regarding the individualist legacy of social contract theory and

opportu-classical liberalism.5 To summarize broadly, in the post-Revolutionary United States, social status was not determined by aristocratic conventions that tied prop-erty to birthright and that regarded wealth as a buffer from the marketplace in guaranteeing the virtue of political authority Instead, understandings of virtue adapted to what J G A Pocock calls a “transactional universe” in which individ-uals upheld contractual obligations as they pursued with competitive vigor their economic self-interests.6 In the parallel legal context of classical liberalism, Sir

Henry Maine’s Ancient Law (1861) formulated this prioritization of individuals’

market ambition as a shift “from Status to Contract.”7

The China trade was an endeavor that significantly broadened the early lic’s transactional universe of contractual obligation to the world networks of com-mercial ambition With an eye to eighteenth-century Britain, Chi-ming Yang con-

Repub-tends in Performing China (2011) that, as modes of consumerism developed, the idea of China sustained “imagined links and hierarchies between and among dis-

parate parts of the globe” in changing configurations of a British Empire.8 larly in the nineteenth-century United States, the China trade helped shape how American citizens related to one another across the sectional divides of national territory and how Americans imagined their nation beyond its borders in a world- historical community of empires and nations Ralph Waldo Emerson’s 1844 lec-ture “The Young American” offers a prime example First delivered to the Boston

Simi-Mercantile Library Association and later published in Nature: Addresses and Lectures

(1849), the lecture ramps up a claim of national distinctiveness into exceptionalism

by enthusing on the transformative effects of Far Eastern trade.9 The quest of lumbus marks an origin point of epic reference as Emerson proclaims “trade” to

Co-be the “principle of liCo-berty” that “planted America and destroyed feudalism.”10 erson predicts that through the commercial ambitions of its citizenry the United States will continue to rise relative to its peers and become the world’s “leading nation” as the “development of our American internal resources, the extension of the utmost of the commercial system are giving an aspect of greatness to the Future, which the imagination fears to open.”11 In the embrace of Columbus, Em-

Em-erson invokes the conventional westward course of empire—the classical translatio

imperii et studii—in a grand historical narrative of trade progressing to lift

human-kind to a new level of fulfillment in the commercial success of U.S citizens.12

Others would similarly characterize American trade as a revolutionary principle, derived from European precedent that generated a new nation with the potential

to configure global commercial flows to the betterment of all

The genre of literary romance is a prominent signpost in early twentieth- century scholarship that discerned a canon of American literature, but until recently China has seemed a world away from the early national experience that these romances

represented.13 Nevertheless, traces of the China trade run through paradigmatic

formulations such as F O Matthiessen’s monumentally influential American

Re-naissance: Art and Expression in the Age of Emerson and Whitman (1941), which

be-gins with a daguerreotype portrait of shipping magnate Donald McKay (1810–80),

“Builder of the Flying Cloud, the Sovereign of the Seas, the James Baines, and the

Lightening.”

Although the China trade was crucial to McKay’s success, it does not figure in Matthiessen’s attempt to put a face on the American Renaissance Representing the “common man in his heroic stature,” McKay complements the literary masters Ralph Waldo Emerson, Nathaniel Hawthorne, Henry David Thoreau, Herman Melville, and Walt Whitman, who “all wrote for democracy in a double sense”: “to give fulfillment to the potentialities freed by the Revolution, to provide a culture commensurate with America’s political opportunity.”14 Adapting Benjamin Frank-lin’s rise from poverty to affluence from the print shop to the shipyard, Matthies-sen presents McKay as “the master builder of the clipper era, a farmer’s son who

“Donald McKay, Builder of the Flying Cloud, the Sovereign of the Seas, the James Baines, and the Lightening.” Daguerreotype by Southworth and Hawes; frontispiece to Matthiessen,

American Renaissance.

reached his full fame when, the same year as Moby-Dick, he built the Flying Cloud.”15

“McKay’s portrait,” Matthiessen continues, “makes the most fitting frontispiece [to

The American Renaissance], since it reveals the type of character with which the

writers of the age were most concerned, the common man in heroic stature, or, as Whitman called the new type, ‘Man in the Open Air.’ ”16 The phrase “type of char-acter” is a knot of relation tension by which the photographic image of McKay’s

singular face conveys a uniqueness of an individual character that paradoxically

generalizes a national American type, which in turn specifies this American type as

distinct from others in the world

The irony of McKay representing the homegrown sensibility of a “farmer’s son”

is that the “open air” source of his wealth depended on the global networks of commerce stretching across the Atlantic, Indian, and Pacific Oceans His ship the

Flying Cloud was launched in 1851 and earned its reputation by logging the two

fastest times between New York and San Francisco, just under ninety days on both runs (less than half the time that it would have taken Samuel Shaw on the first voyage to China in 1784).17 As a representative of early Americans then, McKay could very reasonably allude to the U.S merchants who were purchasing his ships

to gain advantages in speed and reliability of transport that might yield geous positions of brokerage and credit in a global market Such figures do not seem very “common,” despite the best efforts of biographers who present them as models for young aspiring readers.18 As Jacques M Downs explains in The Golden

advanta-Ghetto: The American Commercial Community at Canton and the Shaping of can China Policy, 1784–1844 (1997), the speculative activities of the China trade led

Ameri-to “remarkable family complex[es]” that included “brothers, nephews, cousins and in-laws.”19 Their lucrative corporate endeavors built the fortunes of patriarchs such

as Astor, Boit, Cabot, Cunningham, Cushing, Delano, Dumaresq, Forbes, Gardiner, King, Low, Orne, Parkman, Perry, Russell, Shaw, Sturgis, Wetmore, and Whitney, whose families would grow into prominence during the Gilded Age

Matthiessen’s canonization of American literature may seem outmoded, but his erasure of the China trade resonated for decades after as literary scholars reassessed his methods of literary and cultural studies and his struggle to explain “democ-racy” during the Cold War.20 Of course, the proposition that the genre of romance

is the most vital expression of U.S culture has been extensively reconsidered by Nina Baym, Michael T Gilmore, Myra Jehlen, Amy Kaplan, Michael Paul Rogin, and others who have shown that rigid distinctions between the American romance and the realist British novel of manners are better at registering anxieties over the young nation’s cultural respectability than at establishing a generic basis for U.S cultural production.21 In American Romanticism and the Marketplace (1995), Gil more

considers how the themes by which twentieth-century scholars discerned

Ameri-can romanticism were nineteenth-century responses to changing social tions brought on by a “market revolution” that transformed the United States from agrarian to industrial.22 Maritime enterprises of the China traders are an impor-tant, albeit underappreciated, layer of this transformation in that merchant princes financed the spread of railways and telegraphy while aligning in their speculative plans the frontiers of the continental Far West, Caribbean ports, European metrop-olises, and the trading port of Canton One could dedicate a book to how the China trade permeates the American romantics—for example, the ice cut from Thoreau’s Walden Pond found its way to India and China—but this would unnecessarily limit the cultural impact of the China trade.

condi-Furthermore, canonical American romances, rather than capturing the strident optimism of this commercial adventure, instead evince the authors’ limits in imag-ining resistance and alternatives to lifestyles predicated on possessive individual-ism As Jehlen explains, in their respective “heroic myths” Cooper, Hawthorne, and Melville seem to lament the hero’s capitulation to “structural constraints of a her-metic cosmos” based in a national ideology that equates liberty with liberalism.23

The flights of Hester Prynne and Ahab away from society and into the wilderness

of land and sea neither inspire new potentials for self-realization nor escape a gravitational pull of national republican liberalism and individualistic self-reliance Hester returns to live on the margin of the community that had punished her, defiantly wearing the scarlet letter in ways that inspire Hawthorne and his read-ers Melville’s Ahab does not return to Nantucket but offers little alternative to the ways of “the mutual, joint-stock world.”24 Instead, he is abruptly yanked off his boat into the watery abyss, leaving readers to contemplate the sublimely destructive

depths that swallow his rage and the Pequot Furthermore, national heroes such

as Cooper’s Natty Bumppo are impotent when it comes to cultivating the onormative “familial and social attachments” that premise procreative national futurity.25

heter-To emphasize the cultural impact of the China trade in the antebellum United States, I lift romance beyond strict definitions of literary genre The nonfictional prose of so-called merchant princes, missionaries, and diplomats was functionally descriptive in recording the mundane experience of travel (journals, letters), jour-nalistic in reporting world events (newspapers), picturesque in its scenic execution

of landscape description (the grand tour), and proto-ethnographic in describing people and environments of the world (natural histories) These writers blurred the boundaries of realism and idealism, venturing into interrelated fields of emo-tional force in what Lauren Berlant describes as the “National Symbolic,” a “tan-gled cluster” of law, language, politics, ancestry, and experience.26 Adapting Ann Laura Stoler’s observation, such “blurred genres” do not indicate that a U.S em-

pire was “in distress” but instead imply “the active realignment and reformation”

inspired by books to which they referred as romances, modeling themselves in their

own letters, journals, and memoirs after fictional characters The writings of Sir Walter Scott, Lord Byron, and James Fenimore Cooper were popular, but so were the British travel narratives of Commodore George Anson, Captain Basil Hall, and Mrs Fanny Trollope In this context, Americans drew on the idea of romance as a multivalent theme across mixed modes of discourse as they fit personal circum-stance to ideals of national type and the gender roles that supported an idealized national family.28

National biographies of the nineteenth century did not pass the literary muster that canonized the American romance, but these biographies best convey the hope that China trading would build a family and enhance the national reputation Gen-erally these biographies tended to “proclaim America’s glory and virtue to the world (and to America itself) and to instill virtues in sons imperiled by their temporal and cultural distance from the founding.”29 Memoirs and biographical sketches that

appeared in monthly journals such as the North American Review and Hunt’s

Mer-chants Magazine presented the lives of merchant patriarchs as models of virtue

worthy of young readers’ imitation.30 Such life stories operated in a mode of literary historiography that Hayden White likens to the “archetype of Romance” for its power to explicate complex events of history and social occurrences through a dramatically paced story of a nationally representative individual whose narrated experience of personal development was meant to be morally instructive.31

Despite the frontispiece portraits that offer a secure visual reference for the life being told, these accounts contain a fair amount of fiction as editors and authors interpreted source materials (letters, diaries, travel writings, and natural histories)

to script the moralizing success of individual national heroes The biographers did not need to work very hard in conjuring national pride In their letters, merchants

of Boston and New York and Philadelphia reveled in the national significance of speculative success even as this success required coordinating movement through several zones of national jurisdiction The biographies also informed readers about the powerful social influence that successful China traders enjoyed at home They were influential members of discussion clubs that included Emerson, Haw-thorne, Cooper, and Washington Irving, and they collaborated on cultural projects, such as the Boston Athenæum, with two presidents of Harvard College who had

major influence on early national literature, Rev Jared Sparks and the tioned Rev Josiah Quincy.

aforemen-The early merchant prince Colonel Thomas H Perkins (1764–1854) offers a prime example of the dense social and intellectual imbrications of commerce and cultural influence in national biographical heroism With his two brothers he made

a massive fortune by pivoting from transatlantic commerce disrupted by the tian Revolution (1791–1804) to the China trade, where he grew rich speculating on tea, silver, furs and skins, and opium When Perkins stopped making voyages to China, he pursued additional domestic investment opportunities in real estate and transportation, incorporating in Massachusetts one of the first U.S railway ven-tures and investing in ironworks, canals, and western land.32 At his death he had amassed a fortune of more than 1.6 million Spanish dollars, giving him the eco-nomic power of a contemporary multibillionaire during a time when there were far fewer superrich.33 When Perkins stepped down as president of the Boston

Hai-Thomas Sully, “Colonel Hai-Thomas Handasyd Perkins” (1831–1832) Oil on canvas, 287 × 195.6

cm Boston Athenæum.

Athenæum in 1832, Thomas Sully painted his portrait, featuring an exquisitely lustrated porcelain pitcher in the foreground.34 The setting is Perkins’s “warehouse office on Boston’s India Wharf.”35

il-The beneficiaries of the Perkins fortune extended several generations John Murray Forbes (1813–98) was one of several nephews to follow his uncle into the China trade In 1830 at the age of seventeen he went to Canton, returning a decade later with a fortune that enabled him to become one of the century’s celebrated railroad builders and a major figure in New England’s Brahmin society He joined the Saturday Club with Emerson, Louis Agassiz, James Russell Lowell, Hawthorne,

and others Fanny Kemble entrusted Forbes with her manuscript Scenes of Georgia

Plantation (1863) for delivery to Harper & Brothers in New York.36 During the U.S Civil War, he supervised the acquisition of steamships for the secretary of the navy, all the while keeping abreast of the Russell & Company in China.37 In his posthu-

mous memoir, Letters and Recollections of John Murray Forbes (1899), he recounts

managing recruitment of the Fifty-Fourth and Fifty-Fifth Massachusetts Regiments Colonel Robert Gould Shaw was his younger cousin.38 His son William Hathaway Forbes never went to China, but his father’s fortune helped to pave his road to economic success and social prestige After serving in the Civil War, he went on

to become the first president of the American Bell Telephone Company, the cursor of the American Telephone and Telegraph Company (AT&T).39 He married Edith Emerson, the daughter of Ralph Waldo Emerson When John Murray Forbes

pre-died, Emerson’s son Edward W Emerson eulogized him the Atlantic Monthly,

be-ginning the life summary with his making a fortune in the China trade, which laid the capital foundation for his westward accomplishments as the prime investor in the “great Chicago, Burlington and Quincy” rail system, “with its seven thousand miles of well-laid road, a perfect equipment and organization, connecting the great Indian-corn country with the markets of the world.”40 Forbes and his uncle Colonel Perkins were among several China traders who committed to railway development upon their return.41

Curiously, despite substantial social and familial connections to the Forbes ily, Emerson’s particular rise as a cultural icon tended to obscure early national connections to China in the early twentieth century Scholars celebrated Emerson

fam-as the era’s most intellectually respectable idealist, inspired by religious phy from India that enabled him to break out of the confining orthodoxy of Puri-tanism and Unitarianism In contrast to Emerson, American missionaries who traveled and lived throughout the world were cast as small-minded and provincial

philoso-Christians of little importance For example, Arthur Christy begins The Orient

in American Transcendentalism: A Study of Emerson, Thoreau, and Alcott (1932) by

writing: “This book is a study of the beginnings of American interest in Oriental thought Traffic with the Orient began when Yankee clipper-ships entered the China trade, but for decades the traffic was almost alone in economic values.”42 After dismissing the cultural impact of the China trade, Christy appreciates Emerson’s

“Transcendentalism” for not merely “breaking Puritan intolerance” but also for pressing an “inherent sympathy with Oriental thought” and “spiritual values.”43

ex-What are these spiritual values? Frederic Ives Carpenter explains in Emerson

and Asia (1930) that Emerson was interested in Hinduism as “a symbol for the

unknown—for the other half of the world—for mystery, and romance, and poetry, and love, and religion.”44 Eighty years later, David Weir insightfully notes in Amer-

ican Orient (2011) that interest in Hinduism rose at the turn of the century as

Uni-tarian sensibilities gained firm cultural footing; however, Emerson’s engagement with Hinduism was itself quite superficial, his idealistic energy trumping more

John Murray Forbes at nineteen, “From a miniature by Chinnery about 1832.” Frontispiece

to Letters and Recollections of John Murray Forbes, vol 1.

careful understanding.45 John Eperjesi concludes in The Imperialist Imaginary

(2005) that “the most coherent thing that can be said about the representations of Asia in Emerson’s poems and essays is that they are marked by more than a few contradictions and inconsistencies As a devout idealist, Emerson based his gener-alizations at first on secondary readings, and then on primary readings, of reli-

gious texts, such as the Vishnu Purana, the Upanishads, and the Bhagavad Gita, and

therefore could do little but furnish his imagination with a highly abstracted and dehistoricized Asia.”46 Filtering an early national view of Asia through a transcen-

dental movement inspired by Emerson’s readings of the Upanishads makes China

and the China trade seem quite irrelevant to Emerson’s social and intellectual circles However, missionaries—funded by the U.S merchants with whom Emer-son socialized—lived for decades in China and produced documents that set the foundation of United States–based Sinology and fill out the story of antebellum United States–China relations

“J M Forbes, At 68.” Frontispiece to Letters and Recollections of John Murray Forbes, vol 2

China and the Global Geography of Early American

Missionary Printing

In U.S literary and cultural studies, missionaries to China have received even less attention than the merchants And yet the extent of their print publications ex-pands the geographic perspective of early national faith, commerce, and diplomacy

to a global scale One such work is Samuel Wells Williams’s aforementioned

two-volume book, The Middle Kingdom: A Survey of the Geography, Government,

Lit-erature, Social Life, Arts, and History of the Chinese Empire and Its Inhabitants (1848;

1883).47 After arriving in China in 1833, Williams spent the next forty-six years in Canton, Macao, Hong Kong, Peking, and Shanghai printing comprehensive com-mercial guides and compiling dictionaries He dedicated himself to learning how

to read, speak, write, and print Chinese, enabling him to serve as the secretary to the U.S diplomatic legation during the momentous decades from the mid-1850s until his retirement from China in 1876

Williams’s The Middle Kingdom is especially salient to the romances of the

China trade because it blends commerce and Christianity in the pursuit of territorial print evangelism The commercial assumptions behind Williams’s print-ing endeavors resonate in the title of his book Its various editions are loaded with

extra-civilizing implications that exceed any literal translation of the phrase zhōng guó (中國)—which one could render alternatively as middle/central and state/people/

country.48 In 1848 Williams explains what is at stake in the title: “I have called [this book] the Middle Kingdom, chiefly that being the meaning of the most common name for the country among the people themselves; and also, from the Chinese holding a middle place between civilization and barbarism,—China being the most civilized pagan nation in her institutions and literature now existing.”49 By assert-ing that the Chinese people refer to themselves as the Middle Kingdom, Williams hints at the nefarious influence of ancient Asiatic despotism (viz the works of Montesquieu and Adam Smith), the inferiority of which he goes on to catalog.50

The phrase does more than merely refer to “China” (a word whose origin Williams also tries to explain) It assigns China’s relative natural historical status, above the stages of savagery and barbarism in the lower tier of “civilization” but, as a “pagan nation,” beneath any civilized Christian nation

China’s claim was not just a curiosity but a challenge, implying China’s pagan disrespect for Christian nations The phrase Middle Kingdom marginalized West-ern nations in the long history of human development, putting them on the pe-riphery of the world’s oldest civilization China’s history outstretched Greece and Rome Centuries before the birth of Jesus, China had practiced “upon a vast scale all the industrial arts, whether rural or manufacturing” to “maintain the largest

population ever united under one system of rule”; from a longer range and literally millennial perspective of “ten centuries” China was “the most civilized nation on earth.”51 In comparison, the thirteenth-century travels of Marco Polo were recent Polo had moved eastward from Venice, across the Silk Road and through Kublai Khan’s Cathay to a “Chinese Empire” that was “one of the most extensive domin-ions ever swayed by a single power in any age, or any part of the world.”52 Since Polo told his stories, three dynasties of the Yuan (1271–1368), the Ming (1368–1644), and the Qing (1644–1911) had governed shifting territorial boundaries that Williams attempts to survey as the Middle Kingdom And so, long ago when China was the pinnacle of human accomplishment and wealth, its emperor had reasonably ad-

opted the phrase “Chung Kwoh, or Middle Kingdom,” believing himself to be

“sit-uated in the centre of the earth” and deserving of the tribute of all other barbarian peoples who lay beyond its influence However, times had changed In the modern era the phrase was evidence of ancient China’s “ignorance” of its true “geographi-cal position” and “rank among the nations.”53

The once great civilization of China had become not only ancient but also nant Why, over the many centuries, had China not continued to develop? Wil-liams’s answer was that it lacked Christianity, “the summary of all civilization.”54

stag-His ideal brand of Christianity is a democratized Protestantism “of the people,” unfettered by social “forms and contracted into a priesthood”; he asserts that,

“without this spring of action,” “the attainments of the Chinese in the arts of life are perhaps as great as they can be.”55 The book’s subtitle echoes the geographic sensibilities by which Williams hoped to correct the situation Spreading the good word would break down China’s barbaric sense of world centrality It would prove that Protestant Europe was at the center of the modern world and that the United States was on the rise Recognizing this, China would open itself up to trade with the civilized nations of the modern world and reap the civilizing benefits

Commercial activity ideally furthered Williams’s religious mission With tea God had put into motion a civilizing plan By describing tea, Williams is able to admire ancient and pagan China while allegorizing the civilizing effect of a rela-tively modern synergy of Christianity and commerce In both volumes of the 1848

edition, he invokes Francis Bacon’s Aphorism 129 of Novum Organum (1620) to

credit China as “a people, from whom some of the most distinguished inventions

of modern Europe came (such as the compass, porcelain, gunpowder, and ing).”56 In the second volume of 1848, he replaces porcelain with tea, ascribing to

print-“China and Chinese ingenuity” the “four things which have worked marvelous changes in the social condition, intercourse, disputes and mental improvement of mankind,” now listed as “Tea, gunpowder, printing, and the compass.”57 By adding tea, Williams conjures a fantastic commodity that serves divine intentions in bridg-

ing the East and West through reciprocal commercial flow, thus realizing a world system of Christian nations.

Williams’s allegory of tea runs something like this Two centuries after the fall

of Constantinople had stymied eastward land traffic from Europe to China, Polo’s

Il Milione inspired Columbus to sail west A century later the Dutch and British

introduced Chinese tea to Europe, provoking a revolutionary change in world tions through the consumers’ growing demand for this novel beverage

rela-The demand for [tea] gradually encouraged the Chinese to a greater production, and then succeeded the consumption of one and another foreign article taken in exchange for it, while the governments of the west derive too much advantage from the duties

on it lightly to permit the Chinese to interfere with or hamper the trade, much less stop it Thus one influence and another, some beneficial and others adverse, have been brought into action, until the encouraging prospect is now held out that this hitherto secluded portion of mankind is to be introduced into the family of nations, and partake of their privileges; and these consequences have gradually come about from the predilection for a pleasant beverage 58

This description naturalizes commerce in the circulation of an indigenous nese commodity moving across the globe to meet consumers’ demand for it Tea springs from soil of the Middle Kingdom, appeals to the literal taste of civilized Christians, and solicits the speculative endeavors of Western merchants Ideally, this demand for tea would then spur China to produce and to supply more, com-pleting a mutually beneficial circle of burgeoning exchange The results are as prof-itable as they are spiritually profound, leading to the world’s “family of nations” to adopt China: “The gradual introduction and use of this beverage among the na-tions of the west, and the most important consequences of bringing the two into more intimate intercourse, and opening to Chinese the blessings of Christian civ-ilization, resulting from the trade, is one of the most interesting results that have ever flowed from commerce.”59 The phrase “flowed from commerce” naturalizes the process of exchange and resource distribution, suggesting that commerce just happens, beyond political calculations, albeit in accordance with a divine design that Williams hopes to further through his missionary work as a printer

Chi-A world economy centering on tea, however, was not so easy to navigate To turn demand for tea into profits, U.S merchants had to figure out how to purchase it Standing in their way was China’s Asian despot whose regulations monopolized the tea leaves as his pagan subjects cowered in fear To this point, Williams invokes the virtuous revolutionary protest of the Boston Tea Party, asserting that nothing comparable had “ever occurred in China or any other Asiatic country.”60 In allego-rizing tea as a divine seed of civilizing free-trade circulation, Williams does not

mention silver or opium, or any of the controversies that precipitated the First Opium War between Britain and China His vision of tea is a vehicle of profitability and spiritual enlightenment that builds up the United States as a commercial re-public while ignoring the multiple political clashes and competitive tensions bound

up in trade at Canton.

The American Romance of Free-Trade Imperialism in ChinaWilliams’s commercial allegory of tea’s civilizing effects reflects several different

meanings of the phrase free trade as it related to the dynamics of early U.S cultural

formation during a time when Britain, Holland, Portugal, and Spain controlled the networks bearing on the China trade In the 1780s literal trade with China inspired post-Revolutionary Americans to express pride in their distinctiveness as a newly free nation that had broken the bonds of colonial subordination By the letter of Britain’s mercantile laws, the Navigation Acts of the 1650s and 1660s had restricted the colonies to trading directly with the imperial center, and monopoly companies such as Britain’s East India Company were chartered by the Crown in order to eliminate competition in raising and directing investment capital Resentment

in colonial North America peaked before the Revolutionary War as various taxes highlighted the degree to which colonists were expected to accept any regulations dictated to them As James Fichter explains, the Boston Tea Party protested the relegation of colonialists’ rights: “For Patriots, tea signified monopoly as much as anything else—the monopoly of the East India Company, which engrossed all British trade with Asia.”61 As U.S merchants invested in ships that proudly sailed unfettered by the British mercantilism and flew a new flag, free trade might be best rendered as the “freedom to trade.” The bigger question was whether these ships could navigate waters and ports controlled by the Dutch, Portuguese, French, Span-ish, and other powers without protection of the Union Jack

The increasing success of private American traders reverberated in England to fuel arguments against rechartering monopolies such as the EIC.62 In the wake of the Peace of Paris (1783) the sailing was not always smooth, but private U.S trading firms developed a reputation as “free traders” because they operated outside any monopoly privileges or restrictions in establishing their global routes and net-works of finance U.S merchants secured their company charters through individ-ual states (e.g., New York, Massachusetts, Pennsylvania) as colonial merchants had through the individual colonies before the Revolution As a rule, they received no exclusive advantages from the federal government.63 Their businesses were called

“companies” but were of a very different kind from the East India companies of Britain, France, and Sweden Part of their success came from the relative advan-

tage of having less administrative oversight.64 In the words of the eminent early twentieth-century trade historian Hosea Ballou Morse, “The Americans were the

‘free-traders’ of the day, in the sense in which the word was then understood; in their country there were no privileged corporations to exercise any monopoly, trade was open to all on equal terms, and the merchants and sailors of Boston, Salem, and New York asked only a fair field and no favour.”65

In Britain, this U.S example of free trade garnered rhetorical force in Whig protests against the government’s chartering of monopolies Liberal British mer-chants and textile manufacturers (primarily the Anti-Corn Law League based in Manchester) saw more opportunity in a world without the EIC and used U.S com-panies to make their point.66 Their line of argument followed Adam Smith’s crit-

icism of mercantilism in An Inquiry into the Nature and Causes of the Wealth of

Nations (1776) For Smith, stockpiling gold and silver in the imperial center did not

foster commercial success.67 He championed the free flow of goods in an tional marketplace where competing actors pursued self-interest as individuals Out of this national competition would arise a general system in which resources tended to balance equitably as if guided by an invisible hand The aggregate effect

interna-of individual pursuits created efficiencies in capital flows born out interna-of market petition, thereby stabilizing a general confidence in the system that rewarded those who invested their labor and resources wisely Under these principles of liberal economics, the best prescription for growing national wealth was to avoid inter-fering with the marketplace energies of individual actors, unless to counter the artificial restrictions (tariffs and taxes) of competitor nations or to protect national welfare against rogue manufacturing and financial factions, such as joint-stock companies, that might compromise national defense.68 The EIC was thus a relic of the past, an antiprogressive bulwark blocking the revolutionary tide of free trade that had lifted the economic prospects of U.S merchants

com-Embracing free trade as a national ideal, U.S merchants, missionaries, and diplomats often portrayed China as the pagan adversary of commercial Christen-dom In this frame, China resisted free trade not on the principle of maintaining sovereignty but because it lacked a civilized understanding of its place in the world and its obligation to facilitate the demands presented by Western markets Accord-ingly, China’s imperial laws—even those seeking to ban the traffic of opium—did

not regulate trade but restricted it in an arbitrary and corrupt exercise of political and

economic power that sought to monopolize trade itself Adam Smith makes this

point in Wealth of Nations (1776) by figuring water as commerce to allegorize

Chi-na’s fall from imperial glory into despotic stagnation As an ancient agrarian pire, China had grown very wealthy but also self-satisfied in its insular refusal to open its literal channels to the free flow of world commerce.69 Smith finds it “re-

em-markable, that neither the ancient Egyptians, nor the Indians, nor the Chinese, encouraged foreign commerce, but seem all to have derived their great opulence from this inland navigation.”70 China’s agricultural resources had made it “the most fertile, best cultivated, most industrious, and most populous country in the world,” and this agricultural bounty had been possible because “several great riv-ers” “form, by their different branches, a multitude of canals and, by communicat-ing with one another, afford an inland navigation much more extensive than that either of the Nile or the Ganges, or, perhaps of both of them put together.”71 Alas, these hydraulic resources had not carried China forward into modern history but instead now isolated it as a moat encircles a castle Having “acquired that full com-plement of riches which the nature of its laws and institutions permits it to ac-quire,” China is stuck with tyrannical rulers who look down on the world’s free- trading nations as barbarians.72 The renaissance of China depended on linking its waterways to the world and communicating commercially with Western nations rather than merely irrigating its degenerate garden plots.

Smith’s water motif allegorizes more than the political tyranny of the Middle Kingdom It also implied China’s moribund relationship to print media and its cultural incapacity to create socially meaningful outlets of print publication As an ancient civilization, China had essentially been frozen and static for centuries Thus, although Marco Polo had visited China “more than five hundred years ago,” his descriptions of the kingdom’s “cultivation, industry, and populousness” were still accurate, replicated in accounts from “travelers in the present times.”73 For Smith stereotype printing plates symbolize the frozen state of China’s commerce, politics, and religion under the dynastic authoritarian rule Chinese writers were stuck in a rut; incapable of adding anything new to reiterated descriptions of China, they also avoided potential curiosity about peoples outside the empire In contrast, the dynamically curious Western readers could read printed pages to understand

a “China” that was as rigid as the stereotype plates that had printed them.74

As the brief overview of Williams’s phrase Middle Kingdom indicates, Smith’s characterizations echoed frequently in the 1830s before the First Opium War as U.S merchants, missionaries, and diplomats protested China’s refusal to trade opium with Western nations and rationalized the prosecution of war and its con-sequences Behind the war was the general question of who would control the terms of trade for tea in China In the late seventeenth century after the fall of the Ming Dynasty, the new Qing emperor had stopped hosting Western diplomats in Peking; in the eighteenth century, new imperial edicts established the Canton Sys-tem that quarantined most Western traders (with the exception of the Spanish and Portuguese) to the southern port city of Canton (see chapter 1) The goal of the Canton System was to pull in silver while preventing foreign expansion into Chi-

nese territory In Wealth of Nations Adam Smith hones in on Canton when

illus-trating his stereotype of stagnant China Despite the country’s immense wealth, the “poverty of the lower ranks of people in China far surpasses that of the most beggarly nations in Europe.”75 He makes his point by positing a scene, describing the many “thousand families” who “have no habitation on land, but live constantly

in little fishing boats upon the rivers and canals,” on such margins of “subsistence” that “they are eager to fish up the nastiest garbage throne overboard from any European ship Any carrion, the carcass of a dead dog or cat, for example, though half putrid and stinking is as welcome to them as the most wholesome food of other countries.”76 He later concludes that, because China “neglects or despises foreign commerce” and “admits the vessels of foreign nations into one or two of its ports only,” it “cannot transact the same quantity of business which it might do with different laws and institutions.”77

Smith’s multisensory description of a clogged and poverty-stricken Canton bor reinforced the stereotype of China as a literally stagnating empire that needed the rejuvenating flows of unrestricted trade with Britain When Lord Macartney led

har-an embassy to Peking in 1792, the emperor Qihar-anlong treated him like a subject from one of the Middle Kingdom’s many tributaries and dispatched him with a message to deliver to King George III After thanking “the British monarch for sending an ambassador to pay tribute to the Middle Kingdom,” the emperor de-clared, “We have never valued ingenious articles, nor do we have the slightest need for your Country’s manufacturers.”78 Throughout the nineteenth century, Anglo- American writers such as Williams invoked the Macartney embassy to reinforce Smith’s image of a stagnant China whose modern commercial potential was being stifled by a petulant emperor ensconced in moldering ruins of Peking’s Forbidden Palace

Western merchants appealed to principles of free trade as justification for lating Chinese regulations that banned opium, a commodity with which Britain and the EIC eventually turned the tables of commercial power in Canton At the time of Lord Macartney’s embassy, the EIC systematized opium production in colonial Bengal The EIC did not directly export opium to China but supervised its sale and distribution to private British traders in a network of country trade extend-ing from West Bengal and other parts of India, through Southeast Asia, and into China By brokering opium, the EIC had found a way to secure tea without silver Although before the Opium War, some British and American merchants and mis-sionaries thought it quite reasonable that China would ban the importation of opium to protect its population, other merchants adopted the mantra of “free trade”

vio-to insist on their right vio-to traffic the drug They cast Chinese laws, the Cohong merchant associations at Canton, and trade regulations as an affront to British