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Initial results of using mesenchymal stem cell and platelet rich plasma in treatment of chronic obstructive pulmonary disease

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To assess initial results and the safety of stem cell and platelet rich plasma in treatment of chronic obstructive pulmonary disease. Subjects and methods: This interventional trial was carried out on 10 chronic obstructive pulmonary disease patients, with the number of patients of group C and D were 2 and 8, respectively, following to GOLD 2018.

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INITIAL RESULTS OF USING MESENCHYMAL STEM CELL

AND PLATELET RICH PLASMA IN TREATMENT

OF CHRONIC OBSTRUCTIVE PULMONARY DISEASE

Dao Ngoc Bang 1 ; Dong Khac Hung 2 ; Nguyen Huy Luc 1

Do Minh Trung 2 ; Ta Ba Thang 1 ; Le Phuong Ha 3

SUMMARY

Objectives: To assess initial results and the safety of stem cell and platelet rich plasma in treatment of chronic obstructive pulmonary disease Subjects and methods: This interventional

trial was carried out on 10 chronic obstructive pulmonary disease patients, with the number of patients of group C and D were 2 and 8, respectively, following to GOLD 2018 Mesenchymal stem cells were taken from the umbilical cord tissue of pregnant women, were given intravenously to patients with the dose of 1.5 milion cells per kilogram in combination with

5 mililiters of self-platelet rich plasma These patients were followed up within 6 months Results: Clinical and para-clinical indexes improved after 6 months of treatment: mMRC score decreased from 3 to 2, CAT score went from 22 down to 20 and CRP reduced from 5.12 to 2.68 miligram per deciliter There was no severe complication Conclusions: The combination of mesenchymal stem cells and platelet rich plasma is a method with its first effectiveness and safety in treatment of severe chronic obstructive pulmonary disease patients With these initial results, the following studies are expected to carry out to assess the role of mesenchymal stem cells and platelet rich plasma in treatment of chronic obstructive pulmonary disease patients

* Keywords: Chronic obstructive pulmonary disease; Mesenchymal stem cell; Platelet rich plasma

INTRODUCTION

Chronic obstructive pulmonary disease

(COPD) is now a global burden of disease

with high mortality Many theories about

COPD pathogenesis have been mentioned,

in which the inflammatory mechanism

was recognized by many authors [1, 3]

Till now, many studies have proved that

the effectiveness of mesenchymal stem cells

(MSCs) in treatment of anti-inflammatory

proccess, increase in immune ability and

regeneration of tissue Therefore, MSCs

have been studied in treatment of COPD

in order to improve pulmonary fibrosis, reduction of pulmonary arterial pressure and anti-inflammation Besides, platelet rich plasma (PLT) contains growth factors, helping regeneration of tissue With the combination with PLT, MSCs work effectively [4, 5, 6] In Vietnam, this combination has been firstly applied in treatment of COPD patients By this reason, this study was

carried out with the aim: To assess initial

results and the safety of stem cell and platelet rich plasma in treatment of chronic obstructive pulmonary disease

1 103 Military Hospital

2 Vietnam Military Medical University

3 University of Science and Technology of Hanoi

Corresponding author: Dao Ngoc Bang (bsdaongocbang@yahoo.com.vn)

Dtae received: 29/07/2019

Date accepted: 15/10/2019

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SUBJECTS AND METHODS

1 Subjects

10 patients diagnosed with COPD,

having indications of treatment by MSCs

and PLT, treated in Respiratory Center,

103 Military Hospital from Jul 2018 to Apr

2019

* Patient selection criteria: Defined

stable COPD group C and D according to

GOLD standard (2018) [1] These patients

were voluntary to attend in the study

* Patient exclusion criteria: Patients

had other respiratory diseases, severe

co-diseases (such as: heart failure, kidney

failure and so on), other diseases related

to tumour, contrindications of respiratory

functional measurement

2 Methods

* Study design:

This is a clinical non-controlled trial

with vertical follow-up Patients underwent

clinical examination, tests of biochemical

blood and blood cells to assess function

of organs, tumour markers, ECG and

plethymosgraphy, arterial blood gases

test before treatment of MSCs and PLT

Patients underwent treatment by MSCs

and self-PLT based on the process,

accepted by the Ethics Committee of

Vietnam Ministry of Health These patients

were taken sellf-blood to separate PLT

Then, 5 mL of PLT were mixed with MSCs,

taken from the umbilical cord tissue, with

the dose of 1.5 million of MSCs per

kilogram This combination was mixed

with 100 mL of NaCl 0.9% and given

intravenously to patients with the speed

of 3.5 mL per minute Definition of clinical results, blood cells, CRP and changes of respiratory function of these patients

They were re-examined by the time of

1, 3 and 6 months after treament By each time, they were defined: changes of clinical symptoms (level of dyspnea based on mMRC scale, CAT and SMWD), number

of white blood cells with the proportions of neutrophil and lymphocyte, CRP, indexes

of spirometer, such as: force vital capacity (FVC), force expiratory volume in the

1st second (FEV1), arterial blood gases indexes, such as: oxygen arterial preasure (PaO2), carbondioxite arterial preasure (PaCO2)

Early complications (within 1 week) and late ones (within 6 months after treament)

All studied patients underwent internal treatment regularly based on Guidelines

of Vietnam Ministry of Health (2018) [1]

Management and statistical analysis was performed by the SPSS 20.0 software

RESULTS AND DISCUSSION

1 Characteristics of studied patients

* Characteristics of age and gender:

100% of studied patients were male, with the average age of 67.9 ± 6.47 years old and 60% belonged to group of 60 -

70 years old, only 10% of patients at the age under 60 years old These characteristics of age and gender were similar to other studies about COPD in Vietnam Hoaang Dinh Huu Hanh and Le Thi Tuyet Lan (2008) witnessed that the average age of COPD patients was 63 ± 11.97 years old, with 87% belonged to

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male [2] However, the number of female

patients was lower than that in other studies

in the world Weiss D.J et al (2013)

treated stem cells for 30 COPD patients, having the average age of 68.1 ± 7.54 years old, with the proportion of 60% [8]

Table 1: Clinical characteristics of studied patients before treatment

Value

The studied patients had high means of CAT and mMRC, short SMWD (278.7 ± 78.37 meters) and high number of exacerbation per year (3.2 ± 1.8 times) These characteristics were similar to other studies about stem cells for COPD patients by Weiss D.J et al (2013), Ribeiro-Paes J.T et al (2011) [8, 9] This is the group of severe patients, with many clinical symptoms and poor response with basic internal treatment However, these studied patients had lower average of BMI when comparing with ones in other studies These characteristics could affect the result of stem cells later

Table 2: Para-clinical characteristics of studied patients before treatment

Value

Blood test:

Spirometer:

Arterial blood gases test:

The studied patients had low average

of FVC and FEV1, corresponding with

65.51 ± 13.5% predicted and 37.88 ±

13.14% predicted About the results of arterial blood gases test, mean of PaO2

was low (76 ± 16.35 mmHg), while mean

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of PaCO2 was high (47.1 ± 7.36 mmHg)

These characteristics were suitable with

patient selection criteria for treatment of

stem cells The studied patients in the

research by Weiss D.J et al (2013) had

moderate or severe obstructive degree

[8] The study by Ribeiro-Paes J.T et al

(2011) was also carried out to treat

severe COPD patients by stem cells [9]

The studied patients had WBC at the

normal limitation However, mean of CRP

increased (9.1 ± 10.14 mg/dL) These characteristics were similar to the study

by Weiss D.J et al (2013), with the mean of CRP of studied patients being 7.55 mg/dL [8] Increased CRP showed the status of inflammation and infection

By treatment of stem cells, it could reduce inflammation and inhibit infection Therefore, CRP is also an index to assess the efficacy of stem cell therapy for COPD patients

2 Results of treatment by stem cell and PTL

Table 3: Changes of CAT, SMWD and mMRC after treatment

Changes Indexes

Before treatment (1)

After 3 months (2)

After 6 months (3)

p

(16 - 25)

21 (14 - 24)

20 (12 - 24)

p2,1 > 0.05 p3,1 < 0.05

(128 - 350)

302,5 (155 - 360)

317,5 (160 - 365)

p2,1 > 0.05 p3,1 > 0.05

(3 - 3)

2,5 (2 - 3)

2,5 (2 - 3)

p2,1 < 0.05 p3,1 < 0.05

The results showed that SMWD changed insignificantly CAT and mMRC improved clearly after 6 months, with p < 0.05 These results were similar to other previous published studies about stem cells The study by Ribeiro-Paes J.T et al (2011) witnessed the COPD patients of stage 4 improved significantly their quality of life as well as more stable clinical status [9] Patients in the study by Stolk J et al (2016) also had the improvement of clinical symptoms [10]

Changes Indexes

Before treatment (1)

After 3 months (2)

After 6 months (3)

p

(41.6 - 87)

54.2 (38.6 - 89.5)

60.7 (34.6 - 90.8)

p2,1 > 0.05 p3,1 > 0.05

(16.46 - 64)

31.14 (16.88 - 47.88)

29.45 (14.5 - 64.3)

p2,1 > 0.05 p3,1 > 0.05

(21 - 55)

29.05 (15.8 - 44.1)

31.1 (20.2 - 57.7)

p2,1 > 0.05 p3,1 > 0.05

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The studied patients witnessed no

improvement in spirometer indexes

Changes of FVC, FEV1 and PEF were not

statistical (p > 0.05) PaO2 increased

clearly after 6 months (p < 0.05), while

PaCO2 decreased lightly (p > 0.05) SaO2

changed insignificantly after treatment

(p > 0.05) These results were similar to

other previous studies about stem cells

After treatment, COPD patients witnessed

minimal improvement of spirometer

indexes The study by Weiss D.J et al (2013) had the conclusion that there was

no statistical difference of spirometer indexes when comparing the studied group with the control one The results showed that there was no benefit in improvement of respiratory function when treated by stem cells [8] In the study

by Ribeiro-Paes J.T et al (2011), the respiratory indexes had a trend to decline after 30 to 90 days [9]

Table 5: Changes of WBC and CRP after treatment

Changes Indexes

Before treatment (1)

After 3 months (2)

After 6 months (3)

p

(6.2 - 12.56)

7.35 (5.56 - 10.83)

9.38 (5.9 - 14)

p2,1 > 0.05 p3,1 > 0.05

(57.3 - 92.5)

56.74 (48.8 - 69.4)

63.8 (46.81 - 75.32)

p2,1 < 0.05 p3,1 < 0.05

(6.1 - 30.9)

27.85 (17.18 - 34.5)

22.66 (15.99 - 40.32)

p2,1 < 0.05 p3,1 < 0.05

(0.9 - 32.9)

2.26 (0.6 - 18)

2,68 (0.92 - 17.21)

p2,1 < 0.05 p3,1 < 0.05

The studied results showed that CRP reduced statistically at both times of 3 and

6 months after treatment (p < 0.05) The proportion of neutrophil had a trend to go down and lymphocyte go up WBC changed insignificantly The characteristics of reduced CRP were also witnessed in the studies of stem cells, carried out in experimental animals as well as COPD patients The COPD patients in the trial about stem cells by Weiss D.J et al (2013) reduced CRP after 1 month The trend of reduced CRP was witnessed continuously during the time of trial [8]

Chart 1: Changes of arterial blood gases indexes after treatment

PaO2 increased clearly after 6 months (p < 0.05) while PaCO2 decreased lightly (p > 0.05) SaO2 changed insignificantly after treatment (p > 0.05)

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3 Complications of treatment by

stem cell and PLT

20% of patients had fever after treatment

of MSCs and 1 patient witnessed a

moderate exacerbation There was no

anaphylaxis, dead or new tumor formation

These results were similar to other previous

studies about stem cells The patients in

the study by Ribeiro-Paes J.T et al (2011)

were followed up within 1 year after

treatment There was no complication [9]

The trial by Weiss et al (2013) also showed

that there was no statistical clinical

adverse event during the follow-up time

after treatment [8] These adverse events

were mild and there was no correlation

found between these ones and treatment

of stem cells This result proved that

treatment of stem cells is a safe method

CONCLUSSIONS

Studying the initial results of MSCs in

combination with PLT in 10 COPD patients,

we had some following conclusions:

- CAT and mMRC improved clearly after

6 months There was no improvement

in spirometer indexes CRP reduced

statistically (p < 0.05) PaO2 increased

clearly after 6 months (p < 0.05) while

PaCO2 decreased lightly (p > 0.05)

- Treatment by stem cells is safe: 20%

of patients had fever and 1 patient had a

moderate exacerbation There was no

anaphylaxis, dead or new tumor formation

REFERENCES

1 Bộ Y tế Quản lý và điều trị BPTNMT

giai đoạn ổn định Hướng dẫn chẩn đoán và

điều trị bệnh phổi tắc nghẽn mạn tính Nhà

xuất bản Y học Hà Nội 2018, tr.22-28

2 Hoàng Đình Hữu Hạnh, Lê Thị Tuyết Lan

Mối liên quan giữa độ khó thở và các chỉ số

hô hấp ký ở bệnh nhân BPTNMT Tạp chí

Y học TP Hồ Chí Minh 2008, 12 (1), tr.96-99

3 Global Intiative for Chronic Obstructive Lung Disease Global strategy for diagnosis,

management and prevention of chronic obstructive pulmonary disease https://goldcopd org/gold-2017-global-strategy-diagnosis-management-prevention-copd.2018

4 Gu W, Song L, Li X-M et al

Mesenchymal stem cells alleviate airway inflammation and emphysema in COPD through down-regulation of cyclooxygenase-2 via p38 and ERK MAPK pathways Scientific Report 2015, 5 (8733)

5 Isola L.M, Scigliano E, Skerrett D et al

A pilot study of allogeneic bone marrow

Transplant 1997, 20 (12), pp.1033-1037

6 Katsha A.M, Ohkouchi S, Xin H et al

Paracrine factors of multipotent stromal cells ameliorate lung injury in an elastase-induced emphysema model Molecular Therapy 2011,

19 (1), pp.196-203

7 Lee C, Mitsialis S.A, Aslam M et al

Exosomes mediate the cytoprotective action

of mesenchymal stromal cells on hypoxia-induced pulmonary hypertension Circulation

2012, 126 (22), pp.2601-2611

8 Weiss D.J, Casaburi R, Flannery R et al

A placebo-controlled, randomized trial of mesenchymal stem cells in COPD Chest

2013, 143 (6), pp.1590-1598

9 Ribeiro-Paes J.T, Bilaqui A, Greco OT et

al Unicentric study of cell therapy in chronic

obstructive pulmonary disease/pulmonary emphysema International Jounal Chronic Obstructive Pulmonary Disease 2011, 6, pp.63-71

10 Stolk J, Broekman W, Mauad T et al

A phase I study for intravenous autologous mesenchymal stromal cell administration to

International Journal of Medicine 2016, 109 (5), pp.331-333.

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