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Summary of the PhD thesis in Economics: The role of provincial government for sustainable proverty reduction in mountainous areas in Nghe An province

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The dissertation clarifies theoretical issues about the role of provincial authorities; Overview of experiences of some provinces in the country on the role of provincial authorities in sustainable poverty reduction in mountainous areas of Nghe An province.

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THE MINISTRY OF EDUCATION AND TRAINING

NATIONAL ECONOMICS UNIVERSITY

THAI THANH QUY

THE ROLE OF PROVINCIAL GOVERNMENT

FOR SUSTAINABLE POVERTY REDUCTION IN

MOUNTAINOUS AREAS IN NGHE AN

PROVINCE

Major: Political Economy Code: 9310102

SUMMARY OF THE PHD THESIS IN ECONOMICS

HANOI - 2019

1 Reasons to choose the topic

Poverty is one of the pressing socio-economic issues that many countries around the world are facing

In Vietnam, the Party and the State have been soon aware of the risk of poverty and invested much effort and money to implement the poverty reduction program throughout the country

However, the results of poverty reduction in Vietnam in the past have not been stable and there are still many challenges

Nghe An is one of the poor provinces Recently, Nghe An provincial government has achieved many achievements in leadership of socio-economic development in the locality, people's lives have been gradually improved both physically and spiritually However, the results of poverty reduction are not sustainable, with high risk of re-poverty (about 10%), concentrated in the mountainous areas of Nghe An province

The mountainous area of Nghe An province is a strategically important area in terms of socio-economics, national defense, security and foreign affairs of the province and North Central region, including 10 district-level administrative units, and 1 town Due to unfavorable natural conditions and poor economic development, people's lives, especially ethnic minorities, face many difficulties, with low per capita income, which is equal to 63.3% of the whole province's average The poverty rate in the mountainous areas of Nghe An province is still high compared to the average of the province One of the main reasons is that the provincial government has not fully played its role in sustainable poverty reduction in the mountainous areas of Nghe An province Therefore, the study of the topic “The role of the provincial government in sustainable poverty reduction in the mountainous area of Nghe An province” will contribute to further clarifying the theoretical and practical issues of the role of the provincial government for sustainable poverty reduction in mountainous areas of Nghe

An province, thereby proposing solutions to improve the role of provincial authorities in sustainable poverty reduction in mountainous areas of Nghe An province in the coming time

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2 Research purpose and tasks

2.1 Research purpose: The thesis aims to propose views and solutions to improve

the role of provincial government in sustainable poverty reduction in mountainous areas

of Nghe An province in the coming time

2.2 Research tasks

To achieve this goal, the thesis sets out the following tasks:

- Overview research of study works related to the thesis, then pointing out "gaps" that

needs to continue the research;

- Clarifying theoretical issues about the role of provincial authorities in sustainable

poverty reduction in mountainous areas;

- Analyzing the role of provincial authorities in sustainable poverty reduction in

mountainous areas of Nghe An province from 2014 to 2017 From that, to point out

achievements, limitations and causes of restrictions on the role of the provincial level

government for sustainable poverty reduction in mountainous areas of Nghe An province

- On the theoretical basis, carrying out analysis and evaluation of the role of the

provincial authorities in sustainable poverty reduction in mountainous areas of Nghe An

province, the thesis proposes views and solutions to enhance the role of the provincial

government for sustainable poverty reduction in mountainous areas of Nghe An province

till 2025, with a vision to 2030

3 Research objects and scope

3.1 Research objects

The research object of the thesis: the role of provincial authorities in sustainable

poverty reduction in mountainous areas

3.2 Research scope

3.2.1 Regarding the content

3.2.1 Regarding the content

The thesis studies in the direction of implementing the functions of the provincial

government for sustainable poverty reduction in mountainous areas under the perspective

of political economy Therefore, the thesis focuses on the study of:

Firstly, identifying strategies and plans for sustainable poverty reduction in

mountainous areas;

Secondly, promulgating sustainable poverty reduction policies in mountainous

areas;

Thirdly, organizing the implementation of sustainable poverty reduction in mountainous areas In this content, the thesis only studies:

- Developing a apparatus for sustainable poverty reduction;

- Implementing laws and policies of the Central State and policies promulgated by the province on sustainable poverty reduction;

- Coordinating with relevant organizations on sustainable poverty reduction

Fourthly, checking and supervising the implementation of sustainable poverty reduction in mountainous areas

3.2.2 Regarding the geographical space

The thesis conducts sustainable poverty reduction research in mountainous areas of Nghe An province, including 11 districts and towns which are: Thai Hoa town, Anh Son district, Con Cuong district, Quy Chau district, Ky Son district, Nghia Dan district, district Que Phong, Quy Hop district, Tan Ky district, Thanh Chuong district, Tuong Duong district

3.2.3 Regarding the time

Firstly, the thesis studies the role of the provincial authorities in sustainable poverty reduction in the mountainous areas of Nghe An province in the period of 2014 -

2017 The secondary data used by the thesis for the study are mainly in this period Particularly, for the data of the poor, poor households and poverty reduction, the thesis only used the data for the period of 2015 - 2017, because:

Firstly, from 2011 to 2015, the poverty criteria in Vietnam only consider the income perspective In November 2015, Vietnam introduced a new criterion and poverty standard according to the multi-dimensional approach and the income level criteria also increased (from 400,000 VND per person to 700,000 VND per person for rural and mountainous areas

Secondly, despite only until 2016 when the new criteria and poverty standard started to be implemented, at the end of 2015, Nghe An province had investigated the poor and poor households according to this new poverty standard and criteria Therefore, the data published about the poor and poor households in early 2016 are actually the data

of 2015 according to new poverty criteria and standards Therefore, the number of poor and poor households in 2014 is less than that in 2015 and poverty reduction in 2014 is

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Factors affecting the role of the provincial authorities in sustainable poverty reduction in mountainous areas:

- The policy of the State and the locality;

- Effectiveness of the apparatus

The necessity of the study

The role of the provincial government in

sustainable poverty reduction in mountainous

areas:

- Developing strategies and plans for poverty

reduction;

- Issuing sustainable poverty reduction policies

in mountainous areas;

The reality of the role of the provincial

authorities in sustainable poverty reduction in

mountainous areas of Nghe An province:

- Developing investment planning and plan

- Issuing sustainable poverty reduction policies in

mountainous areas

- Organizing the implementation of poverty

Solutions to improve the role of the provincial authorities in sustainable poverty reduction in

mountainous areas of Nghe An province:

- Completing the building of planning and plan

- Completing policies

more than in 2015 Based on this data, the analysis on the role of provincial government

in sustainable poverty reduction in mountainous areas in Nghe An province will be

inacurrate

Secondly, the thesis proposes views and solutions to improve the role of provincial

governments in sustainable poverty reduction in mountainous areas of Nghe An province

to 2025, with a vision to 2030

4 Research method

4.1 Research questions

The thesis is implemented from the following research questions:

- What is sustainable poverty reduction in mountainous areas?

- In which contents does the provincial authorities play a role in sustainable

poverty reduction? Which factors influence the role of provincial government?

- What are the achievements and limitations of the provincial government role in

sustainable poverty reduction in mountainous areas of Nghe An province in the period of

2014 - 2017 and causes of limitations?

- What solutions are needed to improve the role of the provincial authorities in

sustainable poverty reduction in mountainous areas of Nghe An province?

4.2 Research framework of the thesis

The thesis proposes a research framework in the direction of proposing functions

of the provincial governmental role in sustainable poverty reduction in mountainous areas

as follows:

Figure 1.1 The research framework of the thesis

Source : The author

4.3 Methodology

The thesis studies the role of the provincial government in sustainable poverty reduction in mountainous areas of Nghe An province approaches under the perspective of the economic science, majoring in political economy Therefore, the thesis takes the perspective of dialectical materialism and historical materialism as the methodology

4.4 Specific research methods and information collection methods

Firstly, the thesis uses the methods of analysis and synthesis, historical and

logical methods, comparison methods, descriptive statistical methods to be specific methods to study and explain the role of the Provincial level government for sustainable poverty reduction in mountainous areas of Nghe An province under the perspective of political economy

The thesis also inherits the existing research results, supplements and develops new arguments and practices in accordance with the research purpose of the thesis

Secondly, the methods of information collection include:

Firstly, the secondary information is collected from the database system of the Department of Statistics, Department of Labor - Invalids and Social Affairs, Department

of Planning and Investment, Social Insurance of Nghe An province, Nghe An Bank for Social Policies

Secondly, the primary information is collected through:

(i) Investigating and surveying with questionnaires to collect primary information needed to analyze and assess the role of the provincial authorities in sustainable poverty reduction in mountainous areas of Nghe

An province (ii) (ii) Interview: In order to better understand the poverty situation in mountainous areas of Nghe An province, the thesis interviewed experts and

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managers on poverty reduction in Nghe An province

5 Contributions of the thesis

5.1 In terms of theory

Firstly, the thesis builds the concept of sustainable poverty reduction in

mountainous areas, identifies the basic criteria to assess sustainable poverty reduction and

clarifies the relationship between poverty reduction, multi-dimensional poverty reduction

and sustainable poverty reduction

Secondly, the thesis has developed the theory of the role of the provincial

authorities in sustainable poverty reduction in accordance with the characteristics of

mountainous areas Specifically:

- The thesis has built the notion of the provincial government role in sustainable

poverty reduction in mountainous areas It is the provincial government that uses

administrative and economic measures to influence the natural, socio-economic

conditions, socio-economic organizations and the poor themselves to implement the goal

of sustainable poverty reduction and contribute to solving socio-economic problems in

mountainous areas

The thesis also clarifies the role of the provincial government in sustainable

poverty reduction in mountainous areas

- The thesis not only inherits but also develops the role of the provincial

government in sustainable poverty reduction in the context of mountainous areas and has

found the factors affecting the role of the provincial authorities for with sustainable

poverty reduction in mountainous areas

5.2 In terms of practice

- The thesis has found limitations and causes of limitations on the role of the

provincial authorities in sustainable poverty reduction in the mountainous areas of Nghe

An in the period of 2014 - 2017

- In order to overcome these limitations, the thesis has proposed a system of

solutions to improve the role of the provincial authorities in sustainable poverty reduction

in accordance with the characteristics of mountainous areas of Nghe An province In each solution, the thesis creates new proposals For example, for the policy of capital support, the thesis said that the poor should be divided into: the poor due to objective reasons and the poor due to subjective causes For the poor due to objective reasons, they themselves can overcome poverty, so it is needed to provide them with resources to overcome poverty; For the poor with subjective reasons, they themselves cannot overcome poverty,

so we should not sponsor them both materially (thanks to material support they will become dependent and do not work) and resources In order to reduce poverty, the local government has to create jobs for them, by sponsoring better-off households who know how to do good business in the locality and regulate that in order to receive such funds, the better-off households must have the poor people work under the introduction of the local authority

The thesis has proposed to the National Assembly to strengthen the supervision in accordance with the Resolution No 76/2014/QH13 on promoting the implementation of sustainable poverty reduction goals; to the Government on perfecting policies to reduce poverty in mountainous areas, first of which is to reduce direct support policies, increase conditional support policies and mountainous development policies

6 Structure of the thesis

In addition to the introduction, table of contents, conclusion, list of references and appendices, the thesis is structured into 4 chapters:

Chapter 1 Overview of the thesis-related research situation Chapter 2 Theoretical and experience issues about the role of the provincial authorities in sustainable poverty reduction in mountainous areas

Chapter 3 Actual situation of the role of the provincial authorities in sustainable poverty reduction in mountainous areas of Nghe An province

Chapter 4 Views and solutions to improve the role of the provincial authorities in sustainable poverty reduction in mountainous areas of Nghe An province

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Chapter 1

OVERVIEW OF THE THESIS-RELATED RESEARCH SITUATION

The thesis has reviewed the situation of domestic and foreign research on poverty,

poverty reduction, sustainable poverty reduction and the role of the State and authorities

at all levels in sustainable poverty reduction Thanks to that, the thesis has argued that

although there have been some studies on the role of the authorities at all levels in

poverty reduction, there has been no research on the role of the provincial authorities in

sustainable poverty reduction in mountainous areas in general and mountainous areas of

Nghe An province in particular in any form This is a "gap" for the thesis to carry out its

research The selection of the thesis topic is consistent with the objective reality, helping

to solve and provide practical solutions for Nghe An provincial authorities to enhance the

role of the provincial government in sustainable poverty reduction in the province's

mountainous areas in the future

The thesis investigates the role of the provincial authorities in sustainable poverty

reduction in mountainous areas of Nghe An province in the perspective of political

economy in the direction of explaining the functions of the provincial authorities on

sustainable poverty reduction in the mountainous areas Therefore, the thesis focuses on

clarifying:

Firstly, the role of the provincial government in sustainable poverty reduction in

mountainous areas such as strategic planning and sustainable poverty reduction plans;

promulgating policies to implement sustainable poverty reduction in accordance with

specific conditions of mountainous areas; organizing sustainable poverty reduction in

mountainous areas; inspecting and supervising the implementation of sustainable poverty

reduction in mountainous areas Since then, to develop a theoretical framework on the

role of the provincial authorities in sustainable poverty reduction in mountainous areas

Secondly, through the study of the current status of the provincial government's

role in sustainable poverty reduction in the mountainous areas of Nghe An, the thesis

assesses this role of the provincial government in Nghe An province, thereby proposing

feasible solutions to improve the role of the provincial authorities in sustainable poverty reduction in the mountainous areas in the future

Thirdly, the thesis makes recommendations to the National Assembly and the Government to enhance the role of the provincial governments in sustainable poverty reduction in mountainous areas

Chapter 2 THEORETICAL AND EXPERIENCE ISSUES ABOUT THE ROLE OF THE PROVINCIAL GOVERNMENT IN SUSTAINABLE IN MOUNTAINOUS AREAS

2.1 Some issues of poverty and sustainable poverty reduction in mountainous areas

2.1.1 Some issues of poverty in mountainous areas

Firstly, the concept of poverty in mountainous areas

The thesis has generalized the different concepts of poverty Based on that, in terms of theory, the thesis said that poverty in mountainous areas is the low income status

of a part of the mountainous population, who fails to meet the basic needs at the minimum level of life and lacks of or does not have the opportunity to choose to participate in the development process of the mountainous community

Secondly, poor characteristics in mountainous areas

The thesis said that poverty in mountainous areas has common characteristics of poverty The thesis also points out that in addition to the general characteristics, poverty

in mountainous areas has its own characteristics These include, (i) due to natural conditions, difficult socio-economic conditions and low qualifications, the efforts of poverty reduction of the poor in mountainous areas themselves are sometimes not as expected; (ii) the poor in mountainous areas have less opportunity to get good and stable jobs; (iii) poor household size in mountainous areas is often crowded while the fertility rate of poor households is often very high

Thirdly, causes of poverty in mountainous areas

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The thesis has pointed out the following reasons: (i) the poor's awareness and

awareness of self-rising to get out of poverty in mountainous areas remain limited, (ii)

due to unfavorable natural and economic conditions; iii) due to lack of business

experience and lack of capital; (iv) due to unreasonable customs, spending habits, being

lazy in working, families with people suffering from social diseases; (v) due to

infrastructure constraints and affected by isolation of residence areas

In summary, through poor studies in mountainous areas, it can be affirmed that

sustainable poverty reduction in mountainous areas is very difficult due to poor

development of infrastructure, low intellectual standards, crowded households with many

children, customs and lack of resources Therefore, to reduce poverty sustainably in

mountainous areas, it is necessary to persevere to do it in a long time, which may

consume many resources

2.1.2 Sustainable poverty reduction in mountainous areas: concepts, criteria

and roles

Firstly, regarding the concept of sustainable poverty reduction in mountainous

areas The thesis has outlined the concepts of poverty reduction and sustainable poverty

reduction Based on that, the thesis argues that sustainable poverty reduction in

mountainous areas is to increase income to be higher than the poverty line set in

mountainous areas and ensure that the poor people in mountainous areas have access to

basic needs of commune services of health, education and culture to fight against

poverty

On that basis, the thesis points out that poverty reduction and multi-dimensional

poverty reduction and sustainable poverty reduction are different, but there is a

relationship between each other That is, poverty reduction is to increase income to

ensure the life for the poor at the minimum level, also called unidirectional poverty

reduction; Multi-dimensional poverty reduction is to improve living standards, to

increase the enjoyment of education, health, culture, housing, information and create the

necessary conditions to increase the position of the poor in the community

Thus, it can be said that unidirectional poverty reduction is one content of multi-dimensional poverty reduction Multi-multi-dimensional poverty reduction is a condition of sustainable poverty reduction, for example sustainable poverty reduction

Secondly, regarding the criteria for sustainable poverty reduction in mountainous areas

The thesis has pointed out the criteria for sustainable poverty reduction in mountainous areas:

Criterion 1: Increasing per capita income;

Criterion 2: The rate of the poor households decreases annually;

Criterion 3: Annual poverty rate;

Criterion 4: Criterion for the level of lack of basic social service access,

Thirdly, regarding the role of sustainable poverty reduction in mountainous areas The thesis explains the role of sustainable poverty reduction in mountainous areas, namely: (i) sustainable poverty reduction in mountainous areas provides opportunities for the poor to participate in the process of socio-economic development in mountainous areas; (ii) sustainable poverty reduction in mountainous areas contributes to the widening

of opportunities for the poor people to improve their personal capacity to effectively implement job choices, increase income and improve the quality of life; (iii) sustainable poverty reduction contributes to ensuring social order and safety and is a basis for protecting ecological environment in mountainous areas; (iv) sustainable poverty reduction in mountainous areas plays a major role in the field of security and defense in border areas

2.2 The role of provincial authorities in sustainable poverty reduction in mountainous areas

2.2.1 Concepts, characteristics and necessity of the role of the provincial authorities in sustainable poverty reduction in mountainous areas

Firstly, on the concept of the provincial government's role in sustainable poverty reduction in mountainous areas, in the perspective of political economics, the thesis states

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that: the role of the provincial governments in sustainable poverty reduction in the

mountainous areas is that the provincial governments use administrative and economic

measures to influence natural, socio-economic conditions, economic and social

organizations and the poor themselves to implement the purpose of sustainable poverty

reduction and contributing to solving socio-economic issues in mountainous areas

Secondly, the thesis analyzed the role of the provincial government in sustainable

poverty reduction in mountainous areas The thesis points out that the role of the

provincial authorities in sustainable poverty reduction in mountainous areas also has the

characteristics of the role of the provincial authorities in sustainable poverty reduction in

general However, the role of provincial authorities in sustainable poverty reduction in

mountainous areas also has its own characteristics These are: (i) due to low intellectual

standards, the capacity of local authorities is limited, so the strategies, plans developed by

the provincial government and policies on sustainable poverty reduction issued by the

provincial government shall be suitable with the mountainous conditions and very clear

and specific, (ii) the provincial government must direct the grassroots administrations

directly and really deeply observe the implementation of poverty reduction; (iii) in

directing poverty reduction in mountainous areas, the provincial government shall work

towards helping the specific poor households and mainstreaming programs and resources

to implement poverty reduction

Thirdly, the thesis also points out the necessity of the role of the provincial

authorities in sustainable poverty reduction in mountainous areas These are: (i) the

provincial government plays the role of the subject in redistribution of income among the

social classes, narrowing the gap between the rich and the poor, thereby reducing poverty

sustainably in the province, including mountainous areas; (ii) the provincial government

plays the role of providing basic social services to mountainous areas in the province,

thereby enabling the poor to access these services; (iii) the provincial authority is the

agency implementing major policies on poverty reduction of the State and is the place to

issue policies on sustainable poverty reduction in mountainous areas in the province; (iv)

the provincial government plays the role of managing the coordination of sectors in organizing the implementation of sustainable poverty reduction in mountainous areas in the province

2.2.2 The role of the provincial government in sustainable poverty reduction in mountainous areas

The thesis focuses on studying the role of the provincial authorities in sustainable poverty reduction in mountainous areas from the perspective of political economy with the following roles:

Firstly, identifying strategies and plans for sustainable poverty reduction in mountainous areas;

Secondly, promulgating sustainable poverty reduction policies in mountainous areas;

Thirdly, organizing the implementation of sustainable poverty reduction in mountainous areas In this content, the thesis only studies:

- Developing a apparatus for sustainable poverty reduction;

- Implementing laws and policies of the Central State and policies promulgated by the province on sustainable poverty reduction;

- Coordinating authorities at all levels in implementing sustainable poverty reduction

Fourthly, checking and supervising the implementation of sustainable poverty reduction in mountainous areas

2.2.3 Factors affecting the role of the provincial authorities in sustainable poverty

reduction in mountainous areas

The thesis analyzes the following factors: (i) Principles and policies of the central government on sustainable poverty reduction in mountainous areas; (ii) the effectiveness

of the provincial government apparatus on sustainable poverty reduction (iii) local socio-economic development; (iv) quality of civil servants in the provincial government apparatus related to sustainable poverty reduction; (v) facilities to implement the role of

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the locality's provincial-level governments in sustainable poverty reduction

2.3 Experience of the role of the provincial authorities in sustainable poverty

reduction in mountainous areas of some localities and lessons learned for Nghe An

province

The thesis has studied the experiences of Yen Bai province, Thua Thien Hue

province and the Central Highlands provinces On that basis, lessons for the provincial

government of Nghe An are learned as follows: (i) creating favorable conditions for the

poor to escape poverty; (ii) when promulgating policies on poverty reduction in

mountainous areas it should be based on the poverty situation of mountainous areas and

must be synchronized in the implementation process; (iii) creating favorable conditions for

the poor people in mountainous areas to access capital sources associated with consultancy

and support to develop production and increase incomes; (iv) strengthening coordination of

agencies involved in sustainable poverty reduction

Chapter 3: CURRENT STATUS IN THE ROLE OF THE PROVINCIAL

GOVERNMENT IN SUSTAINABLE POVERTY REDUCTION IN

MOUNTAINOUS AREAS IN NGHE AN PROVINCE

3.1 Natural conditions, socio-economic conditions and sustainable poverty

reduction in mountainous areas of Nghe An province

3.1.1 Natural conditions, socio-economic conditions in mountainous areas of

Nghe An province affect sustainable poverty reduction

The mountainous areas of Nghe An province has a natural area of up to 13,747.69

km2, accounting for 83.36% of the total area of Nghe An province, with administrative

boundaries including 11 districts and towns, among which there are 5 highly mountainous

districts and 6 lowly mountainous districts and towns

The population in the mountainous region of Nghe An province reaches 1,144,794

people (in 2017) with more than 44,000 ethnic minority people, accounting for more than

40% of the region's population, with a low educational level and many out of date customs

(Statistical Office of Nghe An Province in 2018), the average population growth rate is more

than 1%/year

Table 3.1: Situation of population and average income/person in mountainous areas

in the period of 2014-2017

Unit In 2014 In 2015 In 2016 In 2017

Source: Summary from Statistics Office and the Department of Planning and

Investment of Nghe An province

In terms of economic structure, the economic structure is moving slowly but firmly In the mountainous areas, a commodity production agriculture has been formed The industries have been developed, mainly concentrated in a number of areas such as hydropower, mineral exploitation and processing, agro-forestry processing Trade and services have been expanded to better meet the demand for life and production, cultural and social exchanges, local tourism development However, in general, the economy in the mountainous region of Nghe An province is still very difficult, with small-scale economy, fragmented production while there remain many difficulties and limitations in traffic conditions, commercial infrastructure and production

3.1.2 Poor situation in mountainous areas of Nghe An province

The rate of poor households in the whole mountainous region of Nghe An province has recently decreased However, compared to the average level of the whole province it is still high The rate of poor households in the whole mountainous region of Nghe An province in recent time in comparison with the average level of the whole province is still high In 2016, the poverty rate of the whole province was 9.55%, while that in most of the mountainous districts ranged from 11.06% to 65.57% (except for Thai Hoa town), in 2017, the general poverty rate of the whole province was 7.54% and the poverty rate of the mountainous districts was ranging from 9.21% to 56.03% (except for

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Thai Hoa town, Nghia Dan district and Anh Son district) (Department of Labor, Invalids

and Social Affairs of Nghe An province, 2018)

The average income of mountainous areas in Nghe An province is low Although

the per capita income increased rapidly, reaching 25.71 million VND/person/year (2017),

increasing 1.4 times compared to that in 2014, accounting for 70% of the average per

capita income of the whole Province (Department of Labor, Invalids and Social Affairs of

Nghe An Province, 2018), the average income of poor people in mountainous areas is

still low

3.1.3 The situation of sustainable poverty reduction in mountainous areas of Nghe

An province

In the period of 2015 - 2017, there witnessed many improvements in poverty

reduction results in mountainous areas of Nghe An province while the rate of poor

households has decreased over the years In 2016, the average poverty rate of the

whole region decreased by 12% compared to 2015, in 2017 the average poverty rate

decreased by 15% compared to 2016 The districts in the areas with a high poverty

reduction rate include Anh Son (32 %), Thanh Chuong (23%), Nghia Dan (21%)

However, some districts have lower poverty reduction rates such as Ky Son (6%)

and Con Cuong (10%)

However, poverty reduction results in the mountainous areas of Nghe An

province in the period of 2014 - 2017 are still unsustainable when people still get

poor again

Table 3.6 The situation of re-poverty in the mountainous areas of Nghe An province

in the period of 2015- 2017

3 Anh Sơn District 94 2,06 89 2,76 57 2,60

4 Tân Kỳ District 187 3,53 124 2,61 55 1,36

5 Nghĩa Đàn District 341 10,01 51 1,57 19 0,74

6 Quỳ Hợp District 192 2,94 194 3,38 146 2,89

7 Quỳ Châu District 49 0,68 47 0,74 73 1,35

8 Quế Phong District 17 0,22 14 0,19 17 0,27

9 Con Cuông District 176 3,27 182 3,85 84 1,98

10 Tương Dương District 130 1,51 58 0,77 80 1,25

11 Kỳ Sơn District 375 3,76 173 1,86 83 0,95

Total number and re-poverty rates in

Source: Nghe An Province Department of Labor, Invalids and Social Affairs

The thesis argues that the causes of re-poverty result from (i) objective conditions; (ii) from guidelines and policies of the State and the authorities at all levels for those who have escaped from poverty; (iii) the awareness and wills of those who have newly escaped from poverty

3.2 The role of the provincial authorities in sustainable poverty reduction in mountainous areas of Nghe An province in the period of 2014 - 2017

3.2.1 Determining strategies and plans for sustainable poverty reduction

First, regarding the determination of sustainable poverty reduction strategies "1 Overall objectives: Focusing investment resources on creating more positive changes in income, living conditions and quality of life of the poor Promoting economic growth associated with the goal of sustainable poverty reduction, training to improve the quality of human resources associated with job creation in order to create opportunities for poor people, poor households to have jobs and stable incomes, each steps to escape poverty Ensuring that all people have conditions to access and enjoy the achievements

of infrastructure, culture, education, health, social welfare

2 Specific objectives:

i) Annual average poverty rate reduced by 2.5-3%, particularly for the 3 poor districts under Resolution No 30a/2008/NQ-CP of the Government and communes with

a poverty rate of 30% or higher according to Decision No 59/2010/QD-UBND of the Provincial People's Committee on average reduction of 4-5%/year

ii) Creating stable jobs and diversifying income-generating activities for the poor; increasing the per capita income of poor households by 3 times compared to

2010

iii) Accelerating the implementation of policies to support poor households in housing according to the Prime Minister's Decision No 167/2008/QD-TTg to ensure

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the basic completion in 2011 and completion in 2012 and summarizing housing support

for poor households in the province

iv) Ensuring that 100% of poor people are granted with health insurance cards

and free medical treatment; 70% of near-poor people are entitled to buy health

insurance cards, 100% of poor household children, ethnic minority households and

children of policy beneficiaries are entitled to continue exemption from school fees and

contributions ” (Excerpt from Decision 3946/QD-UBND)

In order to realize these goals, the province advocates to implement the

following measures:

Firstly, to promote propaganda to raise awareness of all levels, sectors and

people To clearly define the purpose and significance for poverty reduction and

improvement of living standards for people in the Western region in the coming years;

Secondly, to apply science and technology to production and economic

development in association with exploiting the potentials and strengths of each locality;

Thirdly, to increase the attraction of enterprises and socio-economic

organizations and adopt strong policies to attract large-scale enterprises to invest in the

Western region;

Fourthly, to mobilize all resources to gradually invest in perfecting the

infrastructure system such as electricity, roads, schools, medical stations, running water,

cultural, sports and public works other infrastructure works for production and people's

life;

Fifthly, to develop vocational training associated with job creation and labor

export for employees

Secondly, about sustainable poverty reduction plans

On the strategic basis, the province has proposed a poverty reduction plan for the

2016-2020 period for the mountainous region of Nghe An including:

- “Nghe An sets a target to strive to reduce the poverty rate of the whole

province by 2-3% per year on average according to the new poverty line for the

2016-2020 period; in particular, the poor districts and communes shall have the average

poverty reduction of 4-5%/year

- Ensuring 100% of households, especially poor households, have access to basic

social, medical and educational services

- 100% of households are allowed to watch television and listen to radio stations;

- 100% of communes have car roads in the center of the commune that can travel

in 4 seasons

- 100% of communes have national electricity grid to commune center

- Infrastructure of poor districts and communes is completed according to the criteria of “new rural construction” (People's Committee of Nghe An Province, 2016)

3.2.2 Policies on sustainable poverty reduction in mountainous areas in the locality

Firstly, infrastructure development and resource mobilization policies Recently, the province has issued and well implemented policies for infrastructure development for mountainous areas with special difficulties under Decision No 1489/QD-TTg of the Prime Minister The Provincial People's Committee and the directly responsible units have developed many implementation documents, and issued many decisions related to infrastructure development in the mountainous areas of Nghe An province With these policies, infrastructure for mountainous areas is growing more and more

Table 3.7. Infrastructure in mountainous areas of Nghe An province Calculation unit: %

4 Healthcare facilities and

Note: (1): Percentage of communes with motorways to the center in four seasons (2): Percentage of communes with national electricity grid to commune center (3): Percentage of schools meeting national standards

(4): Percentage of communes meeting national standards of health

Source: Nghe An Province Department of Planning and Investment

In order to develop infrastructure in mountainous areas, Nghe An province has focused on policies to mobilize resources

In addition to the capital allocated by the state budget, the province has promoted various forms of capital mobilization, especially from the community, businesses and

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