The phenomenon of bilingualism made up the distinctive feature of Vietnamese medieval literature - a writing literary section consisting of two literary elements of Chinese character and
Trang 1HANOI NATIONAL UNIVERSITY OF EDUCATION
NONG VAN NGOAN
BILINGUALISM
IN VIETNAMESE MEDIEVAL LITERATURE
Specialty: Vietnamese Literature
Code: 9220121
SUMMARY OF THESIS
OF PhD IN LITERATURE
HANOI - 2019
Trang 2Scientific Advisors:
1 Prof./Dr LA NHAM THIN
2 Dr NGUYEN MINH HOAT
Review 1: Assoc.Prof.Dr NGUYEN PHAM HUNG
Review 2: Assoc.Prof.Dr NGUYEN THI CHIEN
Review 3: Assoc.Prof.Dr DUONG TUAN ANH
The thesis will be defensed at the University Level Thesis Assessment
Council of Hanoi National University of Education
At … 00’ date … moth … year 2019
The thesis can be searched at:
- Hanoi National University of Education Library
- Vietnam National Library
Trang 3PREAMBLE
1 Reason for choosing the topic
1.1 Scientifically
Bilingualism is a quite common phenomenon in medieval literature
of many countries, the East as well as the West In the East, countries like Korea, North Korea and Japan, along with use of native languages, Chinese are used in literary writing In western countries such as Britain, France, Italy, and Germany, in medieval literature, Latin language is used
in parallel with native language The phenomenon of bilingualism made up the distinctive feature of Vietnamese medieval literature - a writing literary section consisting of two literary elements of Chinese character and Nom character literature
Studying the phenomenon of bilingualism is one of the great characteristics of Vietnamese literature From the phenomenon of bilingualism, we can understand more deeply the nature and development rules of Vietnamese medieval literature from literary point of view, aesthetic point of view to artistic language, styles, etc
Many authors of Vietnamese medieval literature, including many well-known names, have written in both Chinese and Nom characters such
as Tran Nhan Tong, Nguyen Trai, Le Thanh Tong, Nguyen Binh Khiem, Nguyen Du, Cao Ba Quat, Nguyen Khuyen Through the phenomenon of bilingualism, we can understand more deeply the authors, works of the same position and their contribution to the national literature
The phenomenon of bilingualism in Vietnamese medieval literature
is a typical phenomenon of medieval literature, both universal and international In the context of regional literature, such as Korea / North Korea and Japan, which were influenced by Chinese culture in the Middle Age or in the history of Western literature from the fall of the Western Roman Empire to the pre-Renaissance period, the phenomenon of bilingualism in literature also existed Thus, the thesis contributes an insight into the literature of Vietnamese medieval literature in the regional and international literature community
Trang 41.2 Practically
This topic has practical implications for the study and teaching of Vietnamese literature in general as the characteristics and nature of literature, type and language problems of Vietnamese medieval literature
as well as major authors in bilingual schools, universities and colleges
2 Purposes and research tasks
2.1 Research purposes
The thesis "The phenomenon of bilingualism in Vietnamese medieval literature" follows one of the current popular research
directions: interdisciplinary research The thesis is done with the purpose
of studying the phenomenon of bilingualism in Vietnamese literature from the tenth century to the end of the nineteenth century On the other Chinesed, through the phenomenon of bilingualism in Vietnamese medieval literature, the thesis enriches certain insights about the relationship between the phenomenon of bilingualism and writing forces, type as well as language in Vietnamese medieval literature and phenomenon of bilingualism in some regional countries
2.2 Research duties
To achieve the above research purposes, the thesis sets out the following tasks:
- To introduce concepts of bilingualism, phenomenon of bilingualism
in literature Clarify the implications of these concepts and terms and see
them as key tools in the survey and research process
- To apply concepts, terms of bilingualism, bilingual form and
phenomenon of bilingualism in the study of the development process of
Vietnamese medieval literature, the phenomenon of bilingualism-related characteristics and nature of literature
- To study historical, social, cultural, literary backgrounds that forms the phenomenon of bilingualism
- To study the characteristics, nature and process of the phenomenon
of bilingualism in the national literature history, comparing with the phenomenon of bilingualism in the medieval literature of some countries such as Korea / North Korea, Japan
Trang 5Particularly, attention should be paid to the issues related to the phenomenon of bilingualism with authors (especially typical bilingual authors), types and literary languages in Vietnamese medieval literature
3 Research subject and scope of research
3.1 Research subject
The subject of the thesis is the formation and development history of Chinese character literature and Nom character literature components in Vietnamese medieval literature from the tenth century to the end of the nineteenth century
The more specific research subjects of the thesis are:
- Authors of the phenomenon of bilingualism
- Works, types of the phenomenon of bilingualism
- Language of the phenomenon of bilingualism
3.2 Research scope
3.2.1 Documentation scope
We mainly use the translated Chinese characters, transcribed Nom texts of typical bilingual authors in Vietnamese literature such as Nguyen Trai, Nguyen Binh Khiem, Nguyen Du, Cao Ba Quat and Nguyen Khuyen
In addition, many works in both functional and literary types have been explored and studied to further clarify nature of the phenomenon of bilingualism
3.2.2 Scientific scope
The scientific scope of the thesis topic includes: Theoretical background of the bilingualism; Characteristics, nature; development of bilingualism in Vietnamese literature The phenomenon of bilingualism in Vietnamese medieval literature in the context of regional literature; Typical authors composing in bilingual language; Phenomenon of bilingualism with literary types and languages
4 Research Methods:
The thesis uses the following main research methods:
4.1 Historical Literature Research Method:
The historical literature research method approaches the research
problem of the thesis as Vietnamese medieval literature history The
Trang 6phenomenon of bilingualism in Vietnamese medieval literature was a historical phenomenon It came from many causes, but mainly from historical reasons: the domination of Chinese feudal dynasties, the inevitable rule when "young literature" was influenced by the "old literature"; national awareness in the field of culture and literature; the need for cultural development and the construction of the feudal state apparatus Historical method is used to analyze historical elements and their influence on the formation of bilingualism in literature over time
social-4.2 Interdisciplinary Research Method (Literature - Language - Culture - Social Studies)
Today, literary scholars clearly see that: literary research can not be separated from its relationship with culture Moreover, the cultural context of literary world has a certain difference with our present culture Literary research can not be separated from language - material elements
of literary works For example, when referring to "bilingualism," people
often think of a sociological or linguistic phenomenon "Bilingualism" in
literature is closely related to social bilingualism, and bilingual literary compositions also express the linguistic, phonetic, and vocabulary elements of linguistics It is necessary to have an understanding of bilingual and linguistic studies if one wants to understand bilingualism more deeply in literature
4.3 Literary Comparison Research Method
This is an indispensable method when implementing the topic When mentioning to literary comparison, we should not understand it as phenomenon comparison in literature, but rather as the comparison between one literature background to one or more other literature backgrounds or comparison of phenomena of other literary backgrounds The phenomenon of bilingualism in the medieval literature is the use of both Chinese and Vietnamese in composition By comparison method, we can see the individual characteristics of each Chinese and Nom character literature, on the basis of which find the influence, interference of the two-language in the author's works as Nguyen Trai, Nguyen Binh Khiem, Nguyen Du, Nguyen Khuyen
Trang 74.4 Prosody Research Method
In the study of Vietnamese medieval literature, there have been quite
a number of history literary works, there have been a number of works that have gone into a number of types and authors approached in terms of prosody including literary types, specific aspects, some types of prosody with human notion, world conception and some artistic methods Bilingualism in literature manifests itself in many ways The intensity of bilingualism also varies in each type (for example, political commentary literature is less influenced by the Vietnamese language Chinese the Tang prosody poetry) It is necessary to study prosody in order to see the
specific characteristics of each type
4.5 Typological Methodology
Type (English: typological originates from type or typé in French) is the concept of a collection of phenomena which share some basic characteristics Type-based research does not simply enumerate, describe the external similarities of literary phenomenon Much more important is
to find out the rules of similarities This method is used in the study of the type of bilingual author and the type of categories viewed from the phenomenon of bilingualism
5 New contributions of the thesis
- Pointed out the historical, social, cultural, literary, linguistic and aesthetic premises of the phenomenon of bilingualism in Vietnamese medieval literature;
- Generalize characteristics and development of phenomenon of bilingualism;
- Study the problem of bilingual author in Vietnamese medieval literature;
- Generalize the development and expression of the phenomenon of bilingualism from overview of type and language
6 Structure of the thesis
Apart from the Introduction, Conclusion, References and Appendix,
the thesis consists of four chapters:
Chapter 1: Overview of research and theoretical basis of the topic
Trang 8Chapter 2: General problems of the phenomenon of bilingualism in
Vietnamese Medieval Literature
Chapter 3: Types of bilingual author in Vietnamese literature
Chapter 4: Some problems of type and language from overview of
the phenomenon of bilingualism in Vietnamese Medieval Literature
Chapter 1 OVERVIEW OF RESEARCH AND SOME PROBLEMS RELATED TO THE THESIS
1.1 CONCEPT OF THE PHENOMENOM OF BILINGUALISM 1.1.1 Concept of bilingualism
In this section, we cite linguists' definitions of typical bilingual concepts in some popular linguistic materials such as the linguistic term dictionary of Diep Quang Ban or the Vietnamese dictionary of Nguyen Nhu Y and the linguistic term dictionary explaining of this author on of bilingualism The Vietnamese Dictionary, edited by Hoang Phe, as well as Hoang Quoc’s doctoral thesis on Linguistics, also mentioned to the concept of bilingualism
Those are definitions of the phenomenon of bilingualism at the most general level, so called as social bilingualism But now bilingualism is not just a social phenomenon, but a psychological phenomenon, because psychology affects the formation of different language systems in each individual In the field of language, this phenomenon has been studied in many aspects such as historical linguistics, social linguistics, linguistic psychology, linguistic neuroscience and linguistic pedagogy Bilingualism
in literature is a part of social – linguistic sociology - studying impact of bilingualism on culture, society and the preservation of national identity The provision of definitions in general grade will give a broader perspective before going into a narrower sense We are referring here to the concept of bilingualism in literature, more specifically, in Vietnamese medieval literature
Trang 91.1.2 Bilingualism in literature
In this section, we overview concepts of "the phenomenon of bilingualism" in both broad and narrow meanings according to the conceptions of researchers Dinh Thi Khang, Tran Nho Thin and Tran Dinh Su
In conclusion, we think that the bilingualism in literatures, in essence
as the coexistence of two kinds of language, is understood as a literary phenomenon that uses two types of characters and combines elements of culture, literature, language arisen during linguistic contact between two countries In the Middle Age, the Chinese and Vietnamese contact made up the bilingualism in literature with the two corresponding scripts of Chinese and Nom characters We do not identify "bilingualism" and
"multilingualism" as some of the above interpretations, because it is difficult
to distinguish "bilingualism" in medieval literature with Chinese, Vietnamese and the "multilingualism" in modern literature (the second half of the nineteenth century of the early twentieth century) with the interference of three types of language: Chinese, Vietnamese and French
Thus, it can be understood that the phenomenon of bilingualism in literature is the phenomenon of a literature which is simultaneously composed in two languages - indigenous language and foreign country, other ethnic group acquired language With Vietnamese medieval literature, the bilingual phenomenon expressed in literature at the same time was composed in both Chinese and Nom characters
1.2 OVERVIEW OF RESEARCH
The phenomenon of bilingualism in Vietnamese literature has been mentioned in several studies However, there is no intensive research on this subject It can be seen that some of the following research topics refer
to bilingualism related to the topic:
1.2.1 Studying characteristics of Vietnamese medieval literature
on the phenomenon of bilingualism
In this section, we both review and analyze relevance of the studies
on the characteristics of Vietnamese medieval literature to the phenomenon of bilingualism in Vietnamese medieval literature Typical works such as historical Vietnamese literature by Duong Quang Ham;
Trang 10textbooks on Vietnamese medieval literature by Dinh Gia Khanh and Nguyen Loc; studies of Tran Dinh Su, Nguyen Dang Na, Tran Dinh Huou, Bui Duy Tan, La Nham Thin, Tran Nho Thin and some other authors It can be seen that the Vietnamese medieval literary researchers above all affirmed the existence of a line of literature written in the borrowed language, Chinese characters and another literary line written in the ethnic language (Vietnamese/Nom) in Vietnamese medieval literature or in other words, either directly or indirectly acknowledged the existence of bilingual phenomena in written literature from the 10th century to the end of the nineteenth century in our country
1.2.2 Studying Vietnamese medieval literature prosody with reference to bilingualism
Here, we analyze the relevant points in the work of researchers such
as Phan Ngoc, Tran Dinh Su, Tran Dinh Huou, Hoang Huu Yen, La Nham Thin and some other researchers when studying problems of prosody, linguistic and type which also mention the phenomenon of bilingualism in Vietnamese medieval literature
1.2.3 Studying authors writing in bilingual language
In this section, the author assesses research works on authors such as Nguyen Trai, Nguyen Binh Khiem, Nguyen Du, Cao Ba Quat and Nguyen Khuyen that mentioned the phenomenon of bilingualism These works mentioned more or less the thesis content We acquire and inherit works of Nguyen Loc, Dinh Gia Khanh, Tran Nho Thin, Hoang Huu Yen, La Nham Thin, Bien Minh Dien, Tao Trang, Nguyen Thuy Hong, Tran Thi Anh and some other researchers so that "The phenomenon of bilingualism in Vietnamese medieval literature" is studied in a more complete and systematic manner
1.2.4 Study and comparison of Vietnamese medieval literature with literature of countries in Chinese character cultural region in the Middle Age
Here, we review the research works that mentioned the phenomenon
of bilingualism by Doan Le Giang with the article Medieval period in the
literature of countries in the Chinese Chinese culture area or the Historical Literature of Korea by Ko Mi Sook, Jung Min and Jung Byung
Trang 11Sun (translated by Jeon Hye Kyung and Ly Xuan Chung); Nguyen Nam
Tran with Overview of Japanese Literary History
From these works, we see that the studies on the comparison between Vietnamese medieval literature and the literature of countries affected by the Chinese culture area show some similarities, that is the existence of the phenomenon of bilingualism and the phenomenon of bilingualism of medieval literature in these countries as well as in Vietnam were both bilingual inequalities which existed until the Minh Tri Restoration (p.15)
Thus, by reviewing the research works of the authors Doan Le Giang, Phan Thi Thu Hien, Ko Mi Sook, Jung Min and Jung Byung Sun, Nguyen Nam Tran and some other researchers, we find that, the studies comparing Vietnamese medieval literature with literature of countries affected by the Chinese culture area show some similarities, that is the existence of the phenomenon of bilingualism and the phenomenon of bilingualism of medieval literature in these countries as well as in Vietnam were both bilingual inequalities
The specialized studies on phenomenon of bilingualism in Vietnamese medieval literature were not numerous, sometimes limited within the narrow survey of one author, some other studies mentioned directly or indirectly to the phenomenon of bilingualism in Vietnamese medieval literature In general, the research works and articles on the phenomenon of bilingualism in Vietnamese medieval literature have brought the relatively rich, multi-dimensional conceptions, assessments Basically, the developed issues are the concept of phenomenon of bilingualism, confirming the existence and development of the phenomenon of bilingualism in Vietnamese medieval literature These comments are directions for the writer during the topic to see more clearly systematically and comprehensively the problem to be studied However, the phenomenon of bilingualism in Vietnamese medieval literature is still a complex issue, requiring further research, from concepts, foundations, characteristics, development process as well as expressions in terms of author, type and literary language The phenomenon of bilingualism in Vietnamese medieval literature needs to be studied more systematically and comprehensively And this is also purpose, task we set out when implementing the thesis
Trang 121.3 THEORETICAL BASE OF THE THESIS
1.3.1 Interdisciplinary theory of language and literature
In this section, we discuss the relationship between language and literature, especially the relationship between language and phenomenon
of bilingualism in Vietnamese medieval literature
The phenomenon of bilingualism in Vietnamese medieval literature
is a unique and interesting literary phenomenon, both universal, literary and linguistic This phenomenon takes place internally in literature but is also formed on certain linguistic, historical, social, cultural, literary and aesthetic premises Therefore, it is necessary to consider the phenomenon
of bilingualism in Vietnamese medieval literature from an interdisciplinary perspective, especially herein the interdisciplinary language and literature
1.3.2 Interdisciplinary theory of culture and literature
In this section, we analyze the relationship between culture and literature; the study of literature including the study of the phenomenon of bilingualism from a cultural perspective The appearance of phenomenon
of bilingualism in Vietnamese medieval literature is not only a literary phenomenon but also a cultural phenomenon, a cultural imprint of a remarkable era Without the influence of Chinese culture and literature, especially the three religion culture, folklore and literature at different levels of language, type and authors of literature, it would not have been possible the formation and development of such phenomenon of bilingualism The problem is that we need to find out what levels of influence and expression of culture on the formation, movement and development of the phenomenon of bilingualism Literary research approach and criticism from cultural or interdisciplinary perspective and literature is a direction with many advantages
1.3.3 Theory of literary comparison
In this section, the author summarizes the concept, purpose, object, function and methods as well as manipulation of comparative literature theory and the application of theory and manipulation of literary comparison in the process of deploying research tasks of the thesis
Trang 131.3.4 Theory of type
In this section, the thesis author summarizes a number of issues about literary type and author as well as the application of this theory to the thesis
SUMMARY
The phenomenon of bilingualism in literature is the phenomenon of writing in borrowed language in parallel to the native language in a literature at the same stage Vietnamese medieval literature also existed the phenomenon of bilingualism: the simultaneous use of Chinese and Nom characters in writing
There were many studies on the history of Vietnamese medieval literature, the characteristics of medieval literature, prosody, authors, types, languages and in comparative studies with other literature in the region, various aspects of bilingualism are mentioned at different levels In general, these works met in several points: first, Vietnamese medieval literature had parallel existence and development of the two parts of literature which were Chinese written literary part and Nom written literary part; second, in those types, bilingualism was not specifically analyzed as a phenomenon of both peculiar and universal nature, having its own formation, development and movement The intensive and meticulous works on the bilingualism in Vietnamese medieval literature in particular could be extended in the context of literature influenced by Chinese culture in the region and even in the literature of the whole human race are still ahead That, it excited use to choose this topic
The theoretical basis of the thesis, besides the theoretical and practical achievements of the disciplines such as literature, language, comparative literature, literary type, etc., interdisciplinary research methods such as interdisciplinary culture and literature, interdisciplinary language … should be applied
Above is an overview of the research and issues related to the thesis topic The problems, scholars, and researchers who have been involved in the bilingualism in Vietnamese literature are greatly referred Along with the use of methods, theories are the theoretical basis of the topic, overview
of the research situation is the foundation for the author to build ideas