HANOI PEDAGOGICAL UNIVERSITY2 FOREIGN LANGUAGE FACULTY HOÀNG THỊ MINH HẢO A STUDY OF MAJOR SOURCES OF BORROWINGS IN ENGLISH VOCABULARY NGHIÊN CỨU NHỮNG NGUỒN VAY MƯỢN CHÍNH TRONG TỪ VỰNG
Trang 1HANOI PEDAGOGICAL UNIVERSITY
2 FOREIGN LANGUAGE
FACULTY
HOÀNG THỊ MINH HẢO
A STUDY OF MAJOR SOURCES OF BORROWINGS
IN ENGLISH VOCABULARY
(NGHIÊN CỨU NHỮNG NGUỒN VAY MƯỢN CHÍNH TRONG TỪ VỰNG TIẾNG ANH)
Field: English Linguistics
HA NOI, 2019
Trang 2HANOI PEDAGOGICAL UNIVERSITY
2 FOREIGN LANGUAGE
FACULTY
HOÀNG THỊ MINH HẢO
A STUDY OF MAJOR SOURCES OF BORROWINGS
IN ENGLISH VOCABULARY
(NGHIÊN CỨU NHỮNG NGUỒN VAY MƯỢN CHÍNH TRONG TỪ VỰNG TIẾNG ANH)
Field: English Linguistics
SUPERVISOR: ĐỖ TIẾN ĐỨC, MA
HA NOI, 2019
Trang 3ACKNOWLEDGEMENTS
I would love to show my huge and sincere gratitude to my supervisor, DoTien Duc for his patience, guidance and support throughout the time Icarried out my thesis, without whom this project would not have beencompleted I would also like to thank all both Vietnamese and foreign teachers
of English at Hanoi Pedagogical University No.2 for their guidance and adviceduring the time I did the study
I am also grateful to my family and friends who always stand by me in any
situation to help me go over many troubles and difficulties through the course
Trang 4ABSTRACT
The study focuses on how some languages have affected English
by specifically pointing out the major sources of borrowing of Englishvocabulary f rom each language In detail, it fully deals with how words
in English has been borrowed from some other languages and paves theways for readers to be able to recognize loan words or borrowings innewspapers The study is done with the process of collecting a lot of data,synthesizing and analysing the materials in specific method to bring aboutreliable findings which are the four major sources of borrowings in Englishvocabulary from Celtic, German, Latin and French, along with theidentification of loan words from these languages used in Englishnewspapers The research hopefully meets the needs of discoveringEnglish language by readers and makes contributions to the development oflanguage study in general and learning English in particular
Trang 5DECLARATION
I hereby certify that the thesis entitled:
A study of major sources of borrowings in English vocabulary
Is my own study in the fulfilment of the requirement for the degree
of Bachelor of Art at Hanoi Pedagogical University No.2 The study is theresult of hard – working time by the enthusiastic guide of my supervisor andother people
Trang 6LIST OF TABLES AND DIAGRAMS
Diagram 1: Germanic languages (Barber, C., 1993, p.34)
Diagram 2: North Germanic languages (Barber, C., 1993,
p.35) Diagram 3: West Germanic (Barber, c., 1993, p.35)
Diagram 4: East Germanic (Barber, C., 1993, p.36)
Table 1 Abbreviations of borrowings)
Table 2: Borrowings used in the
extract)
Trang 7TABLE OF CONTENTSPART I: INTRODUCTION
words 6
Trang 81.4 Classification of borrowings in English vocabulary
Trang 92.2.1 A brief overview on the history of the German languages
Trang 111 Reasons for the
study
PART I INTRODUCTION
It is true that both English native speakers and non-native speakers caneasily realize a lot of same words or same-looking words when they compareEnglish and another languages like French or Latin This is because of the factthat English has a close relationship with other languages In other words,English vocabulary contains a variety of borrowings from various sourcelanguages However, it is very difficult for those studying English to recognizewhich words are borrowed ones, and which source languages these borrowingsoriginally belong to The researcher herself also finds borrowings a hardsubject However, it is also the matter she is interested in most because it isdifficult but interesting and useful for the study Last but not least, duringher study at Hanoi Pedagogical University No.2, the subject has not beenseriously touched upon yet All of the reasons above have encouraged her tochoose the subject on borrowings as her thesis for graduation
All the studies of English vocabulary so far have not clearly identified themajor sources of borrowings in English vocabulary This encourages me tocarry out a study about this as a way to discover from which otherlanguages, a big part of English vocabulary originates
2 Aims of the
study
In this study, the researcher would like to give an overview of the followingissues:
The generalizations about English borrowings
The major sources of borrowing that have the most influence on
English vocabulary
questions
Trang 134 Scope of the
study
There are many languages that have contributed words to English vocabulary
It is, however, due to the lack of time as well as experience, in thisgraduation paper I only focus on the major sources of borrowings that have
the most influence on English vocabulary, namely Celtic, Germanic, Latin, and French.
5 Methods of the
study
As this study is a theoretical-based one, the researcher collected materialsand information as data related to sources of borrowings in Englishvocabulary, as well as synthesized and analysed them to have an overview ofthe research topic Then all the detailed information is theoretically studied toget the results of how English vocabulary has been borrowed from otherlanguages and major sources of these borrowings
6 Organization of the
study
The thesis consists of three parts: the introduction, the development andthe conclusion
Part 1: The introduction gives the reasons for the study, history, research
questions, aims, scope and methods of the study It also shows the organization
of the study Part 2: The development consists three chapters
Chapter 1 deals with the general knowledge about English borrowings
Chapter 2 works on the major sources of borrowings in English
Trang 14PART II DEVELOPMENT CHAPTER 1 LITERATURE REVIEW1.1 Native words and borrowed
words
English is considered as a multiple-characteristic language in the world One ofthe most common characteristic is the influence of foreign elements in itself.Besides, many linguists supposed that English language system which containsgrammar and phonetic system is very stable and difficult to be changed byany influence By considering the usage of different sides and manycomponents of borrowed elements in enriching English vocabulary, peoplesee the basement and the full development of English vocabulary Basing
on the origin of words, they can be divided English vocabulary into twolayers: native words and borrowed words (or loan words or borrowings)
1.1.1 Native
words
Native English words are words of Anglo-Saxon brought to the British Isles
in the fifth century by the Germanic They are subdivided into the Angles, theSaxons, and the Jutes
Surprisingly, this layer of words takes up only about 30% of the whole-English vocabulary (Truong, H T., 1995, p 101) but mostly makes up thebasic stock of words- the foundation and the score of the Englishvocabulary They denote the most common objects and phenomena of nature
(e.g sky, earth, sun, star, rain, wind, tree…), name of human beings (e.g man, woman, mother, father, arm, foot…), actions of everyday life (e.g eat, drink, do, make…), or primary qualities and properties (e.g big, small, good, bad, cold, hot…) and so on and so forth.
Native words have been undergoing considerable changes, that is, newwords or new meanings of old words appear while some old words or meanings
Trang 15are no longer used or even drop out of the language entirely However, as
we have mentioned, they mostly establish the underlying stock of words, sothey are considered most stable, most significant for the communicativepurposes
Trang 161.1.2 Borrowed
words
Borrowed words are words borrowed from other languages (the sourcelanguages) The may be completely or partially assimilated in the Englishvocabulary and take up approximately 70% of the total
Distinguishing between borrowings and loan words is necessary A borrowing
can be considered as a loanword Borrowing is the process of adapting wordsfrom a foreign language to native language "Loan" and "borrowing" are not literal terms that those who use different languages from their own mother
tongue defined It is advisable for her to use the word borrowing(s) throughout
this graduation paper English has come through many time periods in which
a large number of words from other languages affected in it These periods occurred at the same time with periods of main cultural interference betweenEnglish native speakers and those speaking many foreign languages of which
Latin, Germanic, Celtic and French stand out as the major contributors,
which, of course, have greatly influenced on the English vocabulary Apart from these significant sources of borro wings in the English vocabulary, Italian, Greek, Dutch, Spanish, Portuguese, Arabic, Russian, Persian,
Japanese, Chinese and so forth have also done their part in the development of Modern English vocabulary
It is also necessary to distinguish between “source of borrowings’’ and
“origin of borrowings’’ It is commonly accepted that “source of borrowings’’
is the language from which some words were borrowed in English On thecontrary, “origin of borrowings’’ is the language to which this word
belongs or can be traced For example, the word paper was borrowed from
French, but its origin is Greek
borrowings
1.2.1 Non-linguistic
causes
Trang 17English words may be borrowed through various contacts between Britain andother countries These contacts may have been through business, wars, periods
of peace, culture and so on Among these, wars, including invasions andoccupations, stand out as the primary cause that stimulates the borrowingprocess It is because during invasions and occupations the naturalpsychological reaction of the oppressed
Trang 18nation is to reject and condemn the language of the oppressors However,the Norman Conquest (1066) seemed to be an exception since Norman’slevel of civilization was much higher than that of the British, and the Normanculture of the eleventh century was likely superior to that of the Saxons.The impact of the Norman Conquest on the English language like thatmade by the earlier Norse - speaking invaders was primarily confined tothe word stock As a result, an immense body of French language wasfinally adopted to turn into a part of English language system.
Despite the dominant interference of the foreign elements, the English language system has enrichened by adding a lot of new borrowings
1.2.2 Linguistic causes
It is hugely inadequate if we only mention the non-linguistic causes of
borrowings into English A large number of English words are also borrowed under the necessity of new linguistic demands Firstly, as we can see, Britain once experienced a variety of invasions These invaders brought them words conveying the meanings of new things, ideas, notions, etc., which led to the necessity to name them For instance, Normans and Romans who used to occupy Britain for a long time brought words like
street, cheese, court, army, and state…to this country and they have been
used ever since Secondly, the cause can be traced back to the Renaissance
in England that because of technology development, huge demand of
discovering the world and printing techniques, more books written by Latin languages became popular To widen the number of readers, people change it into English and kept some special Latin words Examples of Latin
borrowings include benefit, exist, virus, fact, explanation, eradicate… Last
but not least, it was also necessary to replace a word group denoting one object or idea by a single word For example, “the ground of school or
college’’ was replaced by the Americanism “campus’’ In short, these
reasons can thoroughly explain why English has been keeping borrowing words from other languages to enrich its extensive vocabulary Usually,
Trang 19borrowings are due to the combination of both linguistic and non-linguistic factors.
Trang 201.3.2.1 Completely assimilated
words
Completely assimilated words are usually old borrowings Most of themare frequent and stylistically neutral words They make a significantcontribution to word-formation in English
e.g., cheese, wine, street, etc (Latin)
Husband, fellow, happy, etc
(Scandinavian) Table, face, finish, etc
(French)
It can be hard to distinguish a great deal of completed assimilated wordsfrom native words because all the words of this group follow all thephonetic, grammatical, and lexical rules of the English language
Trang 21• Semantically non – assimilated words are words that denote objects, notions peculiar to the country from which they come.
e.g., kimono (Japan), sheik (Egypt), kangaroo
Trang 22e.g., police, cartoon, prestige,
1.4.1 In terms of the history of English
borrowings
The remarkable thing is the fact that English acquired some words fromLatin before the Angles, Saxons and Jutes came to English and brought English
a number of Germanic dialects However, as what is left today, the number of
word is counted under a hundred (e.g., wall, street, cheap, wine…), therefore
Trang 23could be declared that Old English was majorly made by Germanic As a result,loanwords in this stage are not as much as borrowed words in MiddleEnglish and Modern English It is estimated that only 30% of Old Englishvocabulary contained loanwords, whereas the figure is 70 % in today’s Englishvocabulary.
This brief historical summary of English borrowings helps lead us tothe classification of borrowings in English vocabulary into Old English (OE),Middle English (ME) and Modern English (Mod E)
Trang 24of Anglo – Saxon with Scandinavian languages (Old Norse and OldDanish), the language of the Viking invaders.
Examples of French borrowings include parliament, government, judge, jury, beauty, romance, and many others However, English always remained the
speech of the common people, and in its struggle for survival, strengthened itsresources by, as we can see, absorbing approximately
10,000 words from French and innumerable other words from
Trang 25strange words and their use In English sentences caused a reaction of distasteamong writers of the seventeenth century The denounced “inkhorn’’ terms –
their phrase for obscure and pedantic words like accersited for “brought’’ and adjuvate for “aid’’, both derived from Latin A few words were also
borrowed from Italian and Spanish The Italian
Trang 26borrowings include words to do with warfare (fuse, salvo, squadron…), with the art (opera, fresco, madrigal ) and with commerce (argosy, artichoke…)
and so on Besides, Spanish loans, too, are often concerned with warfare
(cargo, sherry…) (Barber, Beal, & Shaw, 2009) Meanwhile, Late Modern
English saw the spread of English around the globe, the development ofoverseas colonial dialects and the massive increase in vocabulary under theinfluence of technology and scientific achievements
1.4.2 In terms of the manner of
borrowings
1.4.2.1.
Doublets
Doublets are words originating from the same source but differing in
phonemic shape and meaning For example, the words shirt and skirt etymologically descend from the same root Shirt is a native word, and skirt
is a Scandinavian borrowing Their phonemic shape is different, and yet there
is a certain resemblance, which reflects their common origin Theirmeanings are also different but easily associated: they both denote articles
Trang 271.4.2.4 Translation –
loans
Translation – loans are words and expressions borrowed from a foreignlanguage utilizing translation Such words can be translated accord ing tothe meaning as well as the sound They may be translations of the wholephrase of it, or morphe me
– by morpheme, or even words – by
words
Trang 28e.g., skyskraber (Danish) – skyscraper (Mod.
Meaning Extensions The Old English word gift meant “the price of wine’’
while in the Scandinavian it means “present’’ It can say that the word gift
has had new connotation under the impact of the Scandinavian language
1.5.
Summary
In this chapter, I have generalized the borrowings in English vocabulary Itincludes certain aspects of borrowings such as definition, motivation,assimilation, and classification of borrowings in English vocabulary
Trang 29PART II DEVELOPMENT CHAPTER 2
Celtic languages are divided into two branches, namely Goidelic (or Gaelic) and Brythonic (or British) The Goidelic languages consist of Irish, Highland
Scottish and Manx The Brythonic is made up of Welsh, Cornish andBreton Of these languages, perhaps, Welsh is the one to survive moststrongly in the present day, mainly due to the efforts of the Welsh managing
to preserve their culture and identity part from the English (Lovis, 2001).Celtic borrowed words in English have gradually disappeared because thestigma of British community to it thousand years ago This language becameweaken and left a few traces in geographical words and place names (thelatter will be discussed more in the following part).The survival of the Celticlanguage has been a matter of pride, and they have survived mainly wherenumbers were large enough to enable its survival though everyday usage, as
Trang 30well as having their importance emphasized through the establishment of abody of literary work Unfortunately, the various branches becamegeographically isolated, preventing any opportunity at
Trang 31standardization as an alternative to the centralized English social andpolitical structure (Lovis, 2001).
2.1.2 Celtic borrowings- clues in place
names
According to Jonathan Culpeper (1997, p.1), the most important factor inthe development of English has been the arrival of successive way ofinvaders and settlers speaking different languages The history of placenames in Britain is closely connected to the dominance of languages at variouspoints of time
As we have mentioned, long before the Germanic tribes arrived in Britain.Briton, one of the common Celtic clans has owned this land For generations,the language of the Celts was referred to as “British” Even though, theinfluence of Celtic in English language is not much and has partially traces inplace names:
- Cities: Belfast, Dublin, Glasgow, London, York
- Rivers: Avon, Clyde, Dee, Don, Forth, Thames, Darent, Dart
- Regions: Argyll, Cumbria, Devon, Dyfed, Glamorgan, Kent, Lothian
We cannot be sure what these place names might originally mean because,like many other place names, they predate written records, which arepreserved in significant quantities only from about 700 AD More specific,conjecture is also the way of studying the development of place names byputting these words (Celtics or Welsh) in comparison or infers hints in text.Thus, people can roughly guess the meanings of the following place – name
elements.For example, Pen (Welsh pen) = top, hill (e.g Pendock, Penrirth); Bar
= wooded hill (e.g Barnet)
In some studies, especially one by Charles Barber (1993), linguists havetried to explain the meanings of a few existing Celtic place names today For
example, Avon and Ouse are Celtic words for ‘water’ and ‘stream’; Darent and Dart are all forms of British names for ‘oak river’; the Thames is the
‘dark river’ (Barber, Beal, & Shaw, 2009) Meanwhile, such region names as
Kent and Devon are Celtic, and so are the first elements in Cornwall and
Trang 32Cumberland, the latter means ‘the land of the Cymry (that is, the Welsh)(Barber, Beal, & Shaw, 2009).
Apart from those place names, a number of names are compounds of Celticand
Anglo – Saxon words (Lovis, 2001) Two Celtic words for ‘hill’ bre and pen
appear
Trang 33in a number of names – for instance, Brill in Buckinghamshire is a combination of bre and dun; Pensax in Herefordshire means ‘hill of the Anglo
– Saxons’ giving an indication of the proximity but isolation in which Celticcommunities would have existed until they were gradually pushed to thecorners of Britain by the Anglo – Saxons (Lovis, 2001)
In short, though the contribution of the Celtic languages to the Englishlanguage seems disproportionate to the importance and longevity of the Celticculture within British society overtime, it is important to remember that theplace names, which have been created, are still an useful reminder of theways in which past society viewed their surroundings In addition, thenames they chose feature the characteristics of the land as those wholived during that time observed it Moreover, the failure of Celtic toinfluence Old English to any great extent does not mean that the Britons wereall killed or driven out (Lovis, 2001) Today the people who inhabit thoseareas take a pride in preserving the Celtic language, mainly surviving inplace names, as a way of protecting their heritage (Lovis, 2001)
of language which is Proto- Germanic, one of common dialects of European Proto – Germanic dialects were increasingly noticed when thenumber of people who spoke Germanic was expanded Hence, it is easier
Indo-to determine three arms of dialect family consisting North Germanic, EastGermanic, and West Germanic as illustrated in the following tree:
Trang 34Proto-North Germanic East Germanic WestGermanic
Diagram 1: Germanic languages (Barber, Beal, & Shaw, 2009, p.
North Germanic (Old
Trang 35This group belongs to the High German dialects of southern Germany, theLow German dialects of Northern Germany (which in their earliest recordedforms are called Old Saxon), Dutch, Frisian, and English (Barber, Beal, &Shaw, 2009) Among these languages, Frisian seems to be most closely related
to English because it is said that before the Anglo – Saxons migrated toEngland, they had been near the neighbors of the Frisians However, in thisgroup, it is the High German and the
Trang 36Low German that make the greatest contribution to the borrowing process in the
English vocabulary The below diagram is a family tree for the West
Diagram 3: West Germanic (Barber, Beal, & Shaw, 2009, p 90).
Germanic
East Germanic dialects were spoken by the tribes that expanded of the Oder
around the shores of the Baltic They included the Goths whose Gothic is theonly one East Germanic language that remains a few records today (Barber,Beal, & Shaw, 2009) The main record of Gothic is the fragmentary remains
of a translation of a Bible, made by the bishop Wulfila in the middle of thefourth century (Barber, Beal, & Shaw, 2009) However, all the EastGermanic languages are now dead In other words, no East Germaniclanguage has survived into our own time (Barber, Beal, & Shaw, 2009) Yet,the Gothic is even now being studied by linguists for it is the earliest writtenlanguage in Germanic group This chart shows clearer about East Germaniclanguages
Trang 37Burgundian Vandal Gothic
The settlements of the Scandinavians in England resulted in a big amount of names of places in the North and the East, the common of which are with Scan
examples:
Trang 38Table 1: Common Scan components
Indeed, the integration of the English and the Scan settlers progressedrapidly; in many districts, people became bilingual which was an easyaccomplishment since many of the most common words in the two languageswere much alike
Trang 39At the beginning, the Scan borrowings were limited because they leveled
up the degree of language diversity Gradually, they penetrated into individualspheres of the English language due to the mixed feature of the language, andthen passed into London English and the national language, as well It isnoteworthy that the number of Scan borrowings in the Northern dialectshas always large than that in the Midland or in theSouth Probly, in ME therehave been more Scan words in current usage that the survivals today In
regional language, there are dead words, there are maintaining words (e.g kirt means ‘church’ or daz ‘dew’) According to Thomson Heinle (1993, p.293),
the total number pf Scan borrowings in English is approximately 900words
It is very difficult to distinguish Scan borrowings from English words Thereason is that they are deeply penetrated into everyday English Thecharacteristics of Scan words are usually ordinary and has one syllable such as
dirt, bank, birth, trust, egg, fellow, knife, and so on In other words, they are also are, they and their In addition, a good number of sc- or sk- words today are of Scan origin e.g scathe, score, scowl, scarpe, scrub, skill, skin, skirt and sky.
Besides, a number of Scan words have entered English during the modern
period The best known of these are muggy, rug, scud, and ski, which are
considered to be dated from the later years of the nineteenth century Other
words like rune (1685), saga (1709) and scald (1763) are all from Icelandic The Swedish word ombudsman meaning ‘official’ who looks into citizens’
complaints against government bureaus and against other officials’ has as yetbeen lack of preference though it is entered in recent dictionaries
b Changes in English vocabulary under the influence of Scandinavian language
- The English word sometimes displaces the cognate Scan word e.g the
sound sk, which had been inherited from their Germanic ancestors, was soon changed to sh as in fish instead of fisk.
Trang 40- The Scan word usually substitute the English word that has relation inorigin to
Scan language e.g banana – banana
(Scan.word)