The industrial revolution 4.0 has a great influence on investment in green - smart - modern urban development of Hanoi Capital and has always received special attention.. New scientific
Trang 1VIET NAM ACADEMY OF SOCIAL SIENCES
GRADUATE ACADEMY OF SOCIAL SCIENCES
LE MINH THOA
MANAGEMENT OF INVESTMENT IN GREEN
URBAN DEVELOPMENT IN HA NOI
Major : Economic Management
Code : 9.34.04.10
SUMMARY OF ECONOMIC DOCTORAL THESIS
NGƯỜI HƯỚNGẪN KHOA HỌC:
1 PGS.TS Lê Xuân
Lê Anh Vũ
Ha Noi - 2019
Trang 2Thesis is completed at:
Graduate Academy of Social Sciences
Supervisors:
1 Assoc.Prof.Dr Le Xuan Ba
2 Dr Le Anh Vu
Master Reviewer 1: Assoc.Prof.Dr Bui Quang Tuan
Master Reviewer 2: Assoc.Prof.Dr Ngo Tuan Nghia
Master Reviewer 3: Assoc.Prof.Dr Nguyen Thi Nguyet
The thesis will be denfended at the Doctoral dissertation council in the Graduate Academy of Social Sciences at ….day… month… year 2019
Thesis can be found at:
- Library Graduate Academy of Social Sciences
Trang 3LIST OF WORKS DISCLOSURE BY AUTHOR
1 Le Minh Thoa (2018), “Application of Information Technology
to the Building of Smart Cities in Countries around the world
lessons for Vietnam”, International Seminar Proceeding, 24th
August 2018, Ho Chi Minh City, Vietnam, Session 5,
pp.234-239
2 Le Minh Thoa (2018), “Solutions to improve the management of
green urban development investment in Hanoi”, Asia-Pacific
Economic Review (No 518 June 2018) , pp.77-79
3 Le Minh Thoa (2018), “Evaluating the management of green urban development investment in Hanoi in the current period”,
Asia-Pacific Economic Review (No End of May 2018),
pp.82-83, 88.
4 Le Minh Thoa (2018), "Theoretical basis for green urban
development investment", Asia-Pacific Economic Review (No
515 April 2018), pp.106-108.
5 Le Minh Thoa (2017), “International experience on green urban
development for Hanoi City”, Economic and Forecast Journal
(No 12/2017), pp.47-49
6 Le Minh Thoa (2017), Curriculum “Making and analyzing
construction investment projects”, Construction Publishing
House, Hanoi
7 Le Minh Thoa (2015), "Improving the cost management in
construction projects in Vietnam", Economic and Forecast
Journal (No 03/2015 - Thematic issue), pp.63 -65
Trang 4INTRODUCTION
1 The urgency of the subject
In the past 30 years, along with the process of industrialization and modernization of the country, the speed of urbanization in our country has increased rapidly Urban competition with quality of life requires more and more strategic vision on the process of urban construction, development and management, especially in green cities Hanoi City is the Capital of the Socialist Republic of Vietnam: "As the heart of the whole country, the national political and administrative mind, the center of culture, science, education and business international and international transactions” Capital Law clearly defines the responsibilities of the Capital: "Building and developing the civilized capital, modern and typical for the whole country" Developing green cities and smart urban areas is the current trend in the world Hanoi capital also needs to develop in this direction The industrial revolution 4.0 has a great influence on investment in green - smart - modern urban development of Hanoi Capital and has always received special attention Because this revolution made a lot of changes to the face of green urban - smart - modern, the development
of smart residents, smart urban authorities
Besides, the population of Hanoi Capital has increased rapidly, urbanization has been increasingly developed, making Hanoi face serious challenges: Climate change, energy crisis, and environment urban schools are increasingly polluted, clean water is scarce making urban development unsustainably
From the above reasons, the author chooses the topic
“Management of investment in green urban development in Hanoi”
as a doctoral thesis in Economic Management This topic is topical and urgent because it will overcome the problems and shortcomings of the above management, and the author will offer effective solutions to manage green urban investment development in Hanoi city in the near future
2 Objectives of the thesis
2.1 Overall objectives
Trang 5Based on the science of green urban development investment management, the author proposes solutions to improve the management of green urban development investment in Hanoi city
2 2 Detail goal
Firstly, Systematize and clarify the content of concepts: green
urban, green urban development, green urban development investment and green urban development investment management
framework of analysis and evaluation of the management of green urban development investment
urban development investment management in Hanoi city according to four criteria: Effectiveness, efficiency, suitability and sustainability
of green urban development investment in Hanoi city which is the most effective and best from now to 2030
3 Object and scope of the study
- About time: + Secondary data from 2010 - 2017;
+ Primary data year: 2017 and 2018
4 Research Methodology
- Methodology: The thesis uses dialectical materialism and historical
materialism as the basic methodology, throughout the research process
- Research methods: To solve the set tasks, the thesis uses a number of
specific research methods including:
(1) Research methods at the table;
(2) Methods of analysis and synthesis;
(3) Method of investigation by questionnaire, consultation of experts; (4) SWOT analysis method
Trang 65 New scientific contributions of the thesis
(1) Summary of theories, principles of management of urban development investment in green - smart - sustainable; (2) Systematizing criteria for evaluating green urban development investment, managing green urban development investment; (3) Assessing the status of green urban development in Hanoi city, managing green urban development investment of Hanoi city government; (4) develop a number of solutions to improve the management of green urban development investment in Hanoi city
6 The theoretical and practical significance of the thesis
6.1 Scientific significance
- The thesis contributes to supplement and perfect the theories on green urban, green urban development, green urban development investment, and management of green urban development investment
- Systematizing the criteria of green urban development, management
of green urban development investment, contributing to the research and management of overall urban development investment
6.2 Practical meaning
- As a reference for the main government levels, urban planning architects, relevant engineers, managers of green urban development investment
- Documents to support research and training in green urban development investment management
7 Structure of the thesis
In addition to the introduction, conclusion and reference list, the
thesis is structured into four main chapters:
Chapter 1 Overview of research and management of green urban development investment in Hanoi city
Chapter 2 International and domestic theoretical and experience bases
on green urban development investment management
Chapter 3 Status of green urban development investment management
in Hanoi city
Chapter 4 Solutions to improve management of green urban development investment in Hanoi city
Trang 7CHAPTER 1 OVERVIEW OF RESEARCH SITUATION RELATED TO GREEN URBAN DEVELOPMENT
INVESTMENT MANAGEMENT
1.1 Situation of abroad research
So far, there have been some studies in the world related to green urban development investment management The thesis has consulted the following research projects:
Research on “Situation of smart urban policy implementation in
Korea” by Lee Jae Yong (2013) has given the vision and goal of
building a pioneering, safe and happy urban creative: Firstly, expand smart city; Secondly, develop smart urban industry according to creative economic model; Thirdly, strengthen support for advancing to
foreign markets
Research on “U - City Planning” by Park Chan Ho (2013)
offers the approach to U - City in a comprehensive way in terms of services combining urban space with infrastructure and information technology believe Planning U-City contributes to improving the quality of life of people with smart infrastructure
Research on “Green City Development Strategy in Korea” by Dr
Lee Bum-Huyn (2013) has proposed an approach that should focus on urban development transforming from "Carbon Economy" to
"Background." Non-carbon economy”has a more sustainable and environmentally friendly urban structure It is necessary to establish a series of policies to support the recognition of green cities according to the characteristics of each region, offering incentives for green city planning according to the characteristics of each region
Research on “Modular - New construction model in green and
sustainable urban development trend” by Kim Sang Soo (2013), The
author has brought about the benefits of green urban development and friendly urban environment with outstanding features with many green spaces, green environmental quality, harmonization of artificial ecosystems (urban ecosystems) and natural ecosystems, creating a
Trang 8good living environment and ensuring health healthy and comfortable for people
Article “Korea's experience and practices in Vietnam in building
a green city (smart)” by Dr Lee Dong Youn - Jungdo UIT Korea
(2016), launched monitoring systems, system of assessment of green urban areas, thereby giving the management of green urban development investment smart According to Shah Md's research Atiqul Haq (2011) studies the benefits and challenges of urban green space based on research results in different cities, showing: Green urban plays an important role for society and economy, culture and sustainable development environment Landscape architecture, green urban space is a comprehensive tool for environmental sustainability
by improving quality of life, increasing asset value by comfort, aesthetics, and energy costs Cooling buildings decrease Shah Md's research Atiqul Haq considered variables: Natural green (Natural green), Green urban area (Urban green) This shows that cities and big cities all have a high score on green urban elements However, this study suggests managing green urban development investment in big cities more than medium and small cities
The study of M Deakin, G Mitchell, P Nijkamp, R Vreeker
(2007), “Sustainable urban development”, the authors have carefully
mentioned the necessary conditions of a Sustainable urban areas in four areas: institutional, economic, social and environmental Institution is one of the prerequisites for investing in sustainable urban development
In “Tomorrow: a Peaceful Path to Real Reform” by Ebennezer
Howard (1898), a model of "garden city" is proposed to solve the problem of environmental pollution and widespread disease threatening public cities Career in the UK
1.2 Domestic Researches:
Some domestic research projects related to the study of the thesis
“Management of investment in green urban development in Hanoi” such as:
Truong Van Quang (2013), Some requirements in green urban
development planning in Vietnam, providing an overview of urban and
Trang 9green urban awareness, thereby determining requirements in urban development planning Green market in Vietnam
Dao Ngoc Nghiem (2013), Green Urban, Smart - Development
model of Hanoi Capital, The author has given the context of
urbanization of some countries and Vietnam and sustainable development is a trend Global necessity, impacting on each field with more specific and specialized studies, including urbanization, which is
a sustainable urban - ecological urban - green urban - green architecture Since then, the author identifies the model of green urban development in Hanoi "Green - civilized - civilized - modern", urban dynamic, effective, highly competitive in the country, the region and the world , have a good living environment
Nguyen Hong Thuc (2013), Elements of smart green urban
development in Vietnam, International scientific conference, The
author has introduced a new approach to urban areas: economic growth, urban resources, ecological environment, and green growth, sustainable territorial planning based on legal grounds
Nguyen Van Cuong (2015), Development of new urban areas in
a sustainable way: Research in Hanoi, The author has given a
definition of sustainable urbanization and urban development, affirmed the distribution Urban areas need to be sustainable
Pham Ngoc Tuan (2015), Developing new urban areas in Ho
Chi Minh City in a sustainable way, The author has clarified some
theoretical issues about the development of new urban areas and development criteria New urban area towards sustainability
Through the research works presented, it shows that these studies mainly consider and evaluate the sustainable development investment in urban areas and the criteria for urbanization assessment There is no research project on green urban development investment management in Vietnam in general, in Hanoi city in particular
Trang 10CHAPTER 2 THEORETICAL BASIS, INTERNATIONAL EXPERIENCE AND DOMESTIC ON DEVELOPMENT
INVESTMENT MANAGEMENT GREEN URBAN
2.1 Some concepts and related theories
2.1.1 Some related concepts
2.1.1.1 Concept of green urban
Green urban area is an urban area invested and built, taking care of the best living conditions for every urban population, minimizing the demand for energy, less environmental pollution, and diversifying biology to ensure architecture The urban landscape has green space, green buildings, has a green standard transport system, green industrial parks and urban environment with green quality, ensuring to provide the best economic conditions , society, environment for urban residents”
2.1.1.2 Green urban development
“Green urban development is an increase in the number and
quality of green cities in line with the general urban development strategy”
2.1.1.3 Investment in green urban development
“Investment in green urban development is the investment capital
to increase the number of green urban areas in order to improve the quality and structure of green cities reasonably, in accordance with the urban development strategy in particular, general socio-economic development”
2.1.1.4 Managing green urban development investment
“Management of green urban development investment is a deliberate, continuous, organized and purpose-oriented impact of state management agencies and city authorities through institutions Policies that impact green urban development in accordance with objective laws and specific rules of criteria for achieving the common goal is the global climate change issue for socio-economic development”
2.1.2 Some basic theories of green urban development investment management
The thesis uses some basic theories as a basis for the study: (1) The management theory of L.P Bertalafly; (2) Integrated and adaptive management theory (integrated theory in management); (3) Ecological theory; (4) The dualism of "Urban - Rural" theory
Trang 112.2 Managing green urban development investment and evaluation criteria
management
Managing investment in green urban development to succeed must have a motivational goal to promote investment activities Specifically:
Firstly, successful implementation of the objectives of green
urban development investment strategy; Secondly, maximize
mobilization and efficient use of green urban development investment capital At the same time, managing green urban development investment in association with ecological environment protection, anti-corruption and wastefulness in using investment capital and exploiting
investment results; Thirdly, strictly complying with the provisions of
law and technical and economic requirements in the field of investment, ensuring the development of a sustainable green urban area, in accordance with urban landscape architecture and early costs
Reasonable development; Fourthly, the city government needs to
implement green urban development objectives in each period, each period, meeting all requirements
2.2.2 Criteria for evaluating management of green urban development investment
Criteria for evaluating the results of state management on green urban areas are one of the important contents In the framework of the thesis, the author focuses on researching criteria to evaluate the management results of the Hanoi city government to determine the management objectives of green urban development investment must
be effective, safe, sustainable, correct orientation, right by law, ensuring fairness, transparency, harmonization of benefits must be associated with implementing functions Criteria for evaluating the results of state management on investment management Green urban development includes: (1) Effectiveness criteria, (2) Performance criteria, (3) Appropriate criteria; (4) Sustainability criteria
2.4 International and domestic experience on green urban development investment management and lessons for Hanoi
Trang 12(1) Experience in managing green urban development investment in London, England; (2) Experience of managing green urban development investment in Beijing, China; (3) Experience of managing green urban investment in Singapore; (4) Experience in managing green urban development investment in Stockholm, Sweden; (5) Experience on management of green urban development investment in
Da Nang city; (6) Experience in management of green urban development investment in Ho Chi Minh City
Based on that, lessons learned for Hanoi city are drawn as follows:
Successful lessons:
Firstly, it is necessary to develop legal and policy institutions
suitable to the management of green urban development investment, which are actively intervened by the Government in accordance with the conditions and the actual situation of Hanoi
Secondly, to develop a green city in a sustainable way, it is
necessary to have a long-term plan through the "Concept plan" on green urban identity It is necessary to carefully calculate for land use
to be reasonable and effective According to Beijing's experience, it is necessary to make specific plans and development strategies, focused and key investment in each period, contributing to the management of the most reasonable and most effective green urban investment and development
Thirdly, Singapore's experience, with limited land area, the
government has implemented the strategy of "garden in the city",
"garden wall", "roof garden", "garden anywhere" The high density of greenery has made urban space "softened" and improved environmental quality in general Hanoi city government needs to review to select and preserve the urban ecosystem to ensure the green, clean and beautiful environment of the capital
Fourthly, according to Beijing's experience, the distribution of
resources is unequal and equitable for the population of cities, along with the increase in population, limited resources and the environment,
Trang 13the investment management plays Green urban development has had impacts on the living environment of urban residents
Fifthly, Learning experience of Stockholm - Sweden government
on building an integrated management system to ensure every aspect,
in accordance with the operation plan, monitoring report Especially, the policy of reusing land types, connecting green urban areas with green transportation is the most convenient way Hanoi needs to integrate the traditional blocks and reasonable green urban areas
Sixthly, Learning Da Nang city on the management of planning -
green urban architecture, smart, modern Need to have a macro vision
to plan green urban areas to ensure quality, green transport connection, green technical infrastructure, sustainable development of urban ecosystems
Saturday, Learning Ho Chi Minh City on administrative reform
management, institutionalizing policies and improving development investment mechanisms, organizing systematic urban management, training and improving managerial staff capacity investment in green urban development, modernization of administrative infrastructure
Lessons of failure (lesson failure):
Firstly, Beijing Capital (China) invests in green urban
development with successes but still fails to be seriously polluted Yellow alarm group Authorities have issued many regulations, policies and investment, and have given strict penalties to limit urban environmental pollution However, the implementation of these measures is only a scientific and drastic response
Secondly, the failure lesson of Ho Chi Minh City is a problem
of flooding but not yet solved thoroughly, heavy air pollution, bad solid waste management From the unsuccessful lesson of Ho Chi Minh City as a premise for the management of Hanoi city to take preventive measures and have the right strategy in managing green urban investment development