The best leaders are those who recognize the situational and follower factors inhibiting or facilitating change, paint a compelling vision of the future, and formulate and execute a plan
Trang 2Leadership and Change
“There is nothing more difficult to take
in hand, more perilous to conduct, or more uncertain of success, than to take the lead in the introduction of a new order of things.”
~ Nicolo Machiavelli, writer
Trang 3Although leading change is perhaps the most
difficult challenge facing any leader, it may be the
best differentiator of managers from leaders, and
of mediocre from exceptional leaders
The best leaders are those who recognize the
situational and follower factors inhibiting or
facilitating change, paint a compelling vision of the future, and formulate and execute a plan that
moves their vision from a dream to reality
Trang 4• The “D x M x P” is a multiplicative function.
• Beer’s model asserts that organizational
change is a systematic process and large-scale changes can take months/years to implement
• The model acts as a road map for implementing organizational change and is a diagnostic tool
Trang 5Components of Organizational Alignment
Trang 6Dissatisfaction (D)
• Followers who are relatively content are not apt
to change; malcontents are more likely to do
something to change the situation
• Follower’s emotions are the fuel for
organizational change, and change often
requires a considerable amount of fuel
• The key for leadership practitioners is to
increase dissatisfaction to the point where
followers are inclined to take action, but not so
much that they decide to leave the organization
Trang 7Model (M)
There are four components to the model
1.Environmental scanning
2.A vision
3.Setting new goals to support the vision
4.Identifying needed system changes
– A systems thinking approach views the
organization as a set of interlocking systems
where changes in one system can have intended and unintended consequences for other parts of the organization.
– Siloed thinking involves optimizing one part of
the organization at the expense of sub-optimizing the organization’s overall effectiveness.
Trang 8Process (P)
• The change initiative becomes tangible and
actionable because it consists of the
development and execution of the change
plan.
• Change will only occur when the action steps
outlined in the plan are actually carried out
• The best way to get followers committed to a
change plan is to have them create it
• Leaders who address shifts in styles and
inappropriate behaviors in a swift and consistent manner are more likely to succeed with their
change initiatives
Trang 9Resistance (R)
• The expectation–performance gap is the
difference between initial expectations and
reality
• If not managed properly, it can spark resistance (R), causing followers to revert back to old
behaviors and systems to get things done
• Leaders can help followers deal with their
frustration by setting realistic expectations,
demonstrating a high degree of patience, and
ensuring that followers gain proficiency with the new systems and skills as quickly as possible
Trang 10The Expectation-Performance Gap
Trang 11Reactions to Change (SARA Model)
Trang 12The Rational Approach to Organization
Change and the Interactional Framework
Trang 13The Emotional Approach to
Organizational Change
• Charismatic leaders are passionate, driven
individuals who are able to paint a compelling
vision of the future
• The combination of a compelling vision,
heightened emotional levels, and strong
personal attachments often compels followers
to put forth greater effort to meet organizational
or societal challenges
• Charismatic movements can result in positive or negative organizational or societal changes
Trang 14Charismatic Leadership:
A Historical Review
• Max Weber maintained that societies could be
categorized into one of three types of authority
systems:
1 Traditional authority system
2 Legal-rational authority system
3 Charismatic authority system
• James MacGregor Burns believed that
leadership could take one of two forms:
1 Transactional leadership
2 Transformational leadership
a Reframing
Trang 15Charismatic Leadership:
A Historical Review (continued)
• All transformational leaders are charismatic, but not all charismatic leaders are transformational
• Three newer theories of charismatic or
transformational leadership:
1 Conger and Kanungo: Leaders build trust in their
vision by personal example, risk taking, and their total commitment to the vision
2 House: Charismatic leaders achieve higher
performance by changing followers’ self-concepts.
3 Avolio and Bass: Transformational leaders achieve
stronger results because they heighten followers’
awareness of goals and the means to achieve them, they convince followers to take action for the
collective good, and their vision of the future helps
Trang 16Factors Pertaining to Charismatic
Leadership and the Interactional Framework
Trang 17Leader Characteristics
Several common threads exist in the behavior and style of both charismatic and transformational
leaders
1.An imaginative, future-oriented vision
2.Superb rhetorical skills
3.An ability to build a particular kind of image in
the hearts and minds of followers and to build
trust by showing commitment to followers’ needs
4.A personalized leadership style
Trang 18Follower Characteristics
Charisma is probably more a function of the
followers’ reactions to a leader than of the leader’s personal characteristics
•Four unique characteristics of the reactions that
followers have toward leaders:
1 Identification with the leader and the vision
2 Heightened emotional levels
3 Willing subordination to the leader
4 Feelings of empowerment
Trang 19Followers’ Responses to Change
Trang 20Situational Characteristics
Situational factors play an important role in
determining whether a leader is perceived as
charismatic Those factors believed to affect
charismatic leadership are:
1 Crises
2 Social networks
3 Outsourcing and organizational downsizing
4 Time
Trang 21Concluding Thoughts about the Characteristics
of Charismatic and Transformational Leadership
• Charismatic leadership is most fully understood when we consider how leader and situational
factors affect the attribution process
• It is unlikely that all the characteristics of
charismatic leadership need to be present
before charisma is attributed to a leader
• Charismatic leadership can happen anywhere
• Charismatic leadership is a two-way street
between leaders and followers
• Overwhelming evidence supports that
charismatic or transformational leaders are
more effective than their non-charismatic
counterparts
Trang 22Bass’s Theory of Transformational and
Transactional Leadership
• Transformational leaders are more successful
due to followers’ heightened emotional levels
and willingness to work toward accomplishing
the leader’s vision
• Transactional leaders motivate followers by
setting goals and promising rewards for desired
performance
• Transformational and transactional leadership
comprise 2 independent leadership dimensions
• Multifactor Leadership Questionnaire (MLQ)
assesses the extent of transformational or
transactional leadership and the extent of
followers’ satisfaction with and belief in the
Trang 23Research Results of Transformational and
Transactional Leadership
• Transformational leadership is seen in all
countries, institutions, and organizational levels
but more commonly in public institutions and at
lower organizational levels
• Transformational leadership is a significantly
better predictor of organizational effectiveness
than transactional or laissez-faire leadership
• Laissez-faire leadership is negatively correlated
with effectiveness
• Leaders can develop their transformational and
transactional leadership skills
• Charisma ultimately exists in the eyes of the
beholder
Trang 24Correlations between Five Factor Model
Dimensions and Charismatic Leadership
Characteristics for 125 Corporate CEOs and
Presidents
Trang 25• The rational approach to organizational change emphasizes analytic planning and management skills
• The emotional approach to organizational
change emphasizes leadership skills,
leader-follower relationships, and the presence of a
crisis to drive organizational change
• Either approach can result in organizational
change, but the effectiveness of the change
may depend on which approach leadership
practitioners are most comfortable with and the skill with which they can carry it out