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Negative Absorption Coefficient of a Weak Electromagnetic Wave Caused by Electrons Confined in Rectangular Quantum Wires in the Presence of Laser Radiation Nguyen Quang Bau∗ and Nguyen Thi

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Negative Absorption Coefficient of a Weak Electromagnetic Wave Caused by Electrons Confined in Rectangular Quantum Wires in the Presence of Laser

Radiation

Nguyen Quang Bau and Nguyen Thi Thanh Nhan

Department of Physics, College of Natural Sciences, Hanoi National University, Hanoi, Vietnam

Department of Physics, Academy of Defence Force - Air Force, Hanoi, Vietnam

(Received 17 January 2013, in final form 22 October 2013)

Analytic expressions for the absorption coefficient (ACF) of a weak electromagnetic wave (EMW)

caused by electrons confined in rectangular quantum wires (RQWs) in the presence of laser radiation

are calculated using the quantum kinetic equation for electrons in the case of electron-optical phonon

scattering The dependence of the ACF of a weak EMW on the intensityE01 and the frequency

Ω1 of the external laser radiation, the intensityE02and the frequency Ω2 of the weak EMW, the

temperatureT of the system and the size L (L x andL y) of the RQWs is obtained The results

are numerically calculated and discussed forGaAs/GaAsAl RQWs The numerical results show

that the ACF of a weak EMW in RQWs can have negative values Thus, in the presence of laser

radiation, under proper conditions, a weak EMW is increased This is different from the similar

problem in bulk semiconductors and from the case without laser radiation

PACS numbers: 78.67.Lt, 78.67.-n

Keywords: Rectangular quantum wires, Absorption coefficient, Electron-phonon interaction, Laser radiation

DOI: 10.3938/jkps.64.572

I INTRODUCTION

Quantum wires are one-dimensional semiconductor

structures In quantum wires, the motion of electrons

is restricted in two dimensions, so they can only flow

freely in one dimension Hence, the energy spectrum of

the electrons becomes discrete in two dimensions, and a

system of electrons in a quantum wire is similar to a

one-dimensional electron gas The confinement of electrons

in one-dimensional systems remarkably affects many of

the physical properties of the material, including its

op-tical properties, and those properties are very different

from the properties of normal bulk semiconductors [1–5]

Among the optical properties, the absorption of

electro-magnetic waves by matter is very interesting and has

been developed in both theory and experiment The

lin-ear absorption of a weak electromagnetic wave (EMW)

and the nonlinear absorption of a strong EMW in

low-dimensional systems have been studied [6–15]

Experimentally, measuring the absorption coefficient

(ACF) of a strong EMW directly is very difficult, so

in an experiment, one usually studies the influence of

the strong EMW (laser radiation) on the electrons in a

E-mail: nguyenquangbau54@gmail.com

semiconductor that is located in a weak EMW The in-fluence of laser radiation on the absorption of a weak EMW in normal bulk semiconductors has been investi-gated [16–19] However, in that problem, the ACF of a weak EMW has only positive values Similar studies on low-dimensional systems, in particular, RQWs, have not been done Therefore, in this paper, we use the quantum kinetic equation for electrons to theoretically calculate the ACF of a weak EMW caused by electrons confined

in a RQW in the presence of laser radiation The re-sults are numerically calculated for the specific case of a

GaAs/GaAsAl RQW We show that the ACF of a weak

EMW in a RQW can have negative values This is dif-ferent from the similar problem in bulk semiconductors and from the case without laser radiation Thus, for a RQW, in the presence of laser radiation, under proper conditions, the weak EMW is increased The nature of this effect is due to our system being low-dimensional;

i.e., the system has a size around the De Broglie

wave-length of the carriers We can use this effect as one of the criteria for quantum-wire fabrication technology

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-572-II ABSORPTION COEFFICIENT OF A

WEAK EMW IN THE PRESENCE OF A

LASER RADIATION FIELD IN A RQW

We consider a wire of GaAs with a rectangular cross

section (L x ×L y ) and a length L z , embedded in GaAsAl.

The carriers (electron gas) are assumed to be confined by

infinite potential barriers in the xOy plane and to be free

along the wire’s axis (the Oz-axis), where O is the origin

The EMW is assumed to be planar and monochromatic,

to have a high frequency, and to propagate along the x

direction In a RQW, the state and the electron energy

spectrum have the forms [20]

ψ n,,p z =

2e ipzz

L x L y L zsinnπx

L x sinπy

L y



0≤ x ≤ L x

0≤ y ≤ L y

(1)

ε n, (p z) =2p2

2m ∗ +

2π2

2m ∗



n2

L2x +

2

L2



, (2)

where n and  (n,  =1, 2, 3, ) denote the quantization

of the energy spectrum in the x and the y directions,

respectively, p z = (0, 0, p z) is the wave vector of an

elec-tron along the wire’s z axis, and m ∗is the effective mass

of an electron

We consider a field of two EMWs: laser radiation as a

strong EMW with an intensity  E01 and a frequency Ω1,

and a weak EMW with an intensity  E02and a frequency

Ω2:

 E(t) =  E01sin (Ω1t + ϕ1) +  E02sin (Ω2t) (3) The vector potential of that field of the two EMWs is

 A(t) =c

1



E01cos(Ω1t + ϕ1) + c

Ω2



E02cos(Ω2t) (4)

The Hamiltonian of the electron-optical phonon system

in the RQW in that field of two EMWs in the second quantization representation can be written as

H = 

n,,p z

ε n,

p z − e

c A  z (t) a+n,,p z a n,,p z+

q

ω q b+q b q

n,,n  ,  ,p z ,q

C q I n,,n  ,  (q ⊥ )a+n  ,  ,p z +q z a n,,p z (b q + b+−q ), (5)

where e is the elemental charge, c is the velocity of light,

ω q ≈ ω0 is the frequency of an optical phonon, (n, , p z)

and (n  ,   , p z + q z) are the electron states before and

af-ter scataf-tering, respectively, a+n,,p z (a n,,p z) is the creation

(annihilation) operator of an electron, b+q (b q) is the

cre-ation (annihilcre-ation) operator of an phonon for a state

having wave vector q = (q x , q y , q z ), and q z = (0, 0, q z).

C q is the electron - optical phonon interaction constant

[7–9], |C q |2 = e20

0V q2

1

χ ∞ − 1

χ0 , where V and ε0 are

the normalization volume and the electronic constant,

and χ0and χ ∞are the static and the high-frequency

di-electric constants, respectively I n,l,n  ,l  (q ⊥) is the

elec-tron form factor (which characterizes the confinement of electrons in a RQW) This form factor can be written as [20]

I n,,n  ,  (q ⊥) =

32π4(q x L x nn )2

1− (−1) n+n  cos(q x L x)

(q x L x)4− 2π2(q x L x)2(n2+ n 2 ) + π4(n2− n 2)2 2

× 32π

4(q y L y  )2

1− (−1) +  cos(q y L y)

(q y L y)4− 2π2(q y L y)2(2+  2 ) + π4(2−  2)2 2. (6)

Because the motion of the electrons is confined in the xOy plane, we only consider the current density vector

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of electrons along the z direction in the RQW, which has

the form

j z (t) = e

m ∗



n,,p z

p z − c e A  z (t) n n,,p

z (t). (7)

The ACF of a weak EMW caused by the confined

elec-trons in the presence of laser radiation in the RQW takes

the form [16]

α = 8π

c √

χ ∞ E022 j z (t)  E02sin ωt



In order to establish the quantum kinetic equations for

the electrons in a RQW, we use the general quantum equation for the statistical average value of the electron particle number operator (or electron distribution

func-tion) n n,,p z (t) = a+n,,p z a n,,p z



t [16]:

i ∂n n,,p z (t)

∂t = a

+

n,,p z a n,,p z , H



Using the Hamiltonian in Eq (5) and the commutative relations of the creation and the annihilation operators,

we obtain the quantum kinetic equation for electrons in the RQW:

∂n n,,p z (t)

∂t =12 

n  ,  ,q

|C q |2|I n,,n  ,  (q ⊥)|2 +∞

u,s,m,f=−∞

J u (a 1z q z )J s (a 1z q z )J m (a 2z q z )J f (a 2z q z)

× exp {i {[(s − u)Ω1+ (m − f )Ω2− iδ] t + (s − u)ϕ1}}

×

t



−∞

dt2{[n n,,p z (t2)N q − n n  ,  ,p z +q z (t2)(N q+ 1)]

× exp



i

[ε n  ,  (p z + q z)− ε n, (p z)− ω q − sΩ1− mΩ2+ iδ] (t − t2)



+ [n n,,p z (t2)(N q+ 1)− n n  ,  ,p z +q z (t2)N q]

× exp



i

[ε n  ,  (p z + q z)− ε n, (p z) +ω q − sΩ1− mΩ2+ iδ] (t − t2)



− [n n  ,  ,p z −q z (t2)N q − n n,,p z (t2)(N q+ 1)]

× exp



i

[ε n, (p z)− ε n  ,  (p z − q z)− ω q − sΩ1− mΩ2+ iδ] (t − t2)



− [n n  ,  ,p z −q z (t2)(N q+ 1)− n n,,p z (t2)N q]

× exp



i

[ε n, (p z)− ε n  ,  (p z − q z) +ω q − sΩ1− mΩ2+ iδ] (t − t2)



where a 1z and a 2z are the z-components of a1 = m e  E ∗Ω012

and a2 = m e  E ∗02Ω 2, respectively N q is the balanced

distri-bution function of phonons, ϕ1 is the phase difference

between the two electromagnetic waves, and J k (x) is the

Bessel function

In Eq (10), the quantum numbers n and 

character-ize the quantum wire These indices are not present in

the previously-published quantum kinetic equation for

the electrons in a similar problem, but in normal bulk semiconductors [17] The first - order tautology approx-imation method is used to solve this equation [16–19]

The initial approximation of n n,,p z (t) is chosen as

n0n,,p z (t2) = ¯n n,,p z, n0n,,p z +q z (t2) = n¯n,,p z +q z,

n0n,,p z −q z (t2) = ¯n n,,p z −q z

As a result, the expression for the unbalanced electron

distribution function n n,,p z (t) can be obtained:

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n n,,p z (t) = ¯ n n,,p z −1 

n  ,  ,q

|C q |2|I n,,n  ,  (q ⊥)|2 +∞

k,s,r,m=−∞

J s (a 1z q z )J k+s (a 1z q z )J m (a 2z q z )J r+m (a 2z q z)

×exp{−i {[kΩ1+ rΩ2+ iδ] t + kϕ1}}

kΩ1+ rΩ2+ iδ ×



¯

n n  ,  ,p z −q z N q − ¯n n,,p z (N q+ 1)

ε n, (p z)− ε n  ,  (p z − q z)− ω q − sΩ1− mΩ2+ iδ

+ n¯n  ,  ,p z −q z (N q+ 1)− ¯n n,,p z N q

ε n, (p z)− ε n  ,  (p z − q z) +ω q − sΩ1− mΩ2+ iδ − n¯n,,p z N q − ¯n n  ,  ,p z +q z (N q+ 1)

ε n  ,  (p z + q z)− ε n, (p z)− ω q − sΩ1− mΩ2+ iδ

− n¯n,,p z (N q+ 1)− ¯n n  ,  ,p z +q z N q

ε n  ,  (p z + q z)− ε n, (p z) +ω q − sΩ1− mΩ2+ iδ



where ¯n n,,p zis the balanced distribution function of

elec-trons, and the quantity δ is an infinitesimal and appears

due to the assumption of an adiabatic interaction of the

EMW

Substituting n n,,p z (t) into the expression for j z (t), we

calculate the ACF of the weak EMW by using Eq (8) The resulting ACF of a weak EMW in the presence of laser radiation in a RQW can be written as

4n0ω0

2πε0c √

2πχ ∞ m ∗ k B T m ∗Ω3Z1Z2

 1

χ ∞ − 1

χ0

 cos2α2

+∞



n,,n  , =1

II n,,n  , 

×



(D 0,1 − D 0,−1)1

2(H 0,1 − H 0,−1) +323 (G 0,1 − G 0,−1) +14(H −1,1 − H −1,−1 + H 1,1 − H 1,−1)

1

16(G −1,1 − G −1,−1 + G 1,1 − G 1,−1) + 1

64(G −2,1 − G −2,−1

+G 2,1 − G 2,−1)



where

D s,m = e − 2kBT ξs,m K0

|ξ s,m |

2k B T e − kBT εn, (N ω0+ 1)− e − εn, −ξs,m kBT N ω0

 ,

H s,m = a21cos2α1e − 2kBT ξs,m



4m ∗2 ξ2

s,m

 4

1/2

K1

|ξ s,m |

2k B T e − kBT εn, (N ω0+ 1)− e − εn, −ξs,m kBT N ω0

 ,

G s,m = a4cos4α1e − 2kBT ξs,m



4m ∗2 ξ2

s,m

 4



K2

|ξ s,m |

2k B T e − kBT εn, (N ω0+ 1)− e − εn, −ξs,m kBT N ω0

 ,

ε n,= 2m2π ∗2

n2

L2

x+ 2

L2 , ε n  ,  = 2π2

2m ∗

n 2

L2

x + 2

L2 , N ω0 = 1

e kBT ω0 −1

,

a1= m eE ∗01Ω 2, Z1=

+∞

n=1 e − 2m∗kBT L2x 2π2n2 , Z2=

+∞

=1 e −

2π22 2m∗kBT L2y,

ξ s,m = ε n  ,  − ε n,+0− sΩ1− mΩ2, with s=-2, -1, 0, 1, 2, and m=-1, 1.

II n,,n  ,  = +∞

−∞ dq x

+∞

−∞ dq y |I n,,n  ,  (q ⊥)|2= [A1(1− δ n,n  ) + B1δ n,n  ] [A2(1− δ ,  ) + B2δ , ],

where A1=L1x

π

3 + (n

2+n 2)

2π(n2−n 2) 2 +5(n2+n 2)

2πn2n 2

, A2=L1y

π

3 + (

2+ 2)

2π(2− 2) 2 +5(2+ 2)

2π2 2

,

B1=L1x

2 +16πn1052



, B2=L1y 

2 +16π1052



α1 is the angle between the vector  E01 and the positive

direction of the Oz axis, and α2is the angle between the

vector  E02 and the positive direction of the Oz axis.

Equation (12) is the expression for the ACF of a weak

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Fig 1 (Color online) Dependence ofα on T

EMW in the presence of external laser radiation in a

RQW As one can see, the ACF of a weak EMW is

in-dependent of E02; it depends only on E01, Ω1, Ω2, T, L x,

and L y This expression is different from that in the

normal bulk semiconductors [17] From Eq (12), when

we set E01 = 0, we will obtain the expression for the

ACF of a weak EMW in the absence of laser radiation in

a RQW In Section III, we will show clearly that under

the influence of laser radiation, the ACF of a weak EMW

in a RQW can have negative values

III NUMERICAL RESULTS AND

DISCUSSION

In order to clarify the analytical expression for the

ACF of a weak EMW in the presence of laser radiation

in a RQW and to show clearly that the ACF can have

negative values, in this section, we numerically calculated

the ACF for the specific case of a GaAs/GaAsAl RQW.

The parameters used in the calculations are as follows

[8, 21]: χ ∞ = 10.9, χ0 = 13.1, m = 0.066m0, m0 being

the mass of free electron, n0 = 1023 m −3, 0 = 36.25

meV , α1= π3, and α2= π6.

Figure 1 describes the dependence of α on the

temper-ature T for five different values of E01, with Ω1= 3×1013

Hz, Ω2= 1013 Hz, L x = 24 nm, and L y = 26 nm

Fig-ure 1 shows that when the temperatFig-ure T of the system

rises from 20 K to 400 K, the curves have a maximum and

a minimum Figure 2 describes the dependence of α on

the frequency Ω1of the laser radiation for three different

values of T , with Ω2= 1013 Hz, L x = 24 nm, L y = 26

nm, and E01 = 11× 105 V /m This figure shows that

the curves can have a maximum or no maximum in the

investigated interval Figure 3 describes the dependence

of α on the frequency Ω2of the weak EMW for three

dif-ferent values of T , with Ω1= 3× 1013Hz, L x = 24 nm,

Fig 2 (Color online) Dependence ofα on Ω1.

Fig 3 (Color online) Dependence ofα on Ω2.

L y = 26 nm, and E01= 15× 106 V /m From Fig 3, we

see that the curves have a maximum (peak) at Ω2= ω0

and smaller maxima (peaks) at Ω2 = ω0 The

frequen-cies Ω2 of the weak EMW at which ACF has maxima

(peaks) do not change as the temperature T is varied.

Figure 4 shows the ACF as a function of the intensity

E01 of the laser radiation for three different values of T ,

with Ω1= 6× 1013Hz, Ω2= 3× 1013Hz, L x = 24 nm, and L y = 26 nm From the figure, we see that the curves

have a maximum in the investigated interval Figure 5

describes the dependence of α on L x for three different

values of T , with Ω1 = 3× 1013 Hz, Ω2 = 7× 1013

Hz, L y = 26 nm, and E01 = 15× 106 V /m From this

figure, we also see that the curves have many maxima (peaks) These figures show that under influence of laser radiation, under proper conditions, the ACF of a weak EMW in a RQW can have negative values This is differ-ent from the similar problem in bulk semiconductors and

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Fig 4 (Color online) Dependence ofα on E01.

Fig 5 (Color online) Dependence ofα on L x.

from the case without laser radiation The main

scien-tific reason leading to the negative ACF of weak EMW in

the presence of laser radiation in low-dimensional

semi-conductors in general and in quantum wires in

partic-ular is that the systems are low-dimensional Namely,

when the size of the system is reduced down to around

the De Broglie wavelength of carriers, the quantum laws

markedly appear, leading to new properties of the system

appearing, the so-called size effect One of those

proper-ties is that the ACF of a weak EMW in the presence of

laser radiation can have a negative value; i.e., the weak

EMW is increased This property does not appear

en-tirely for bulk semiconductors (not low-dimensional

sys-tems);i.e., no increase in the weak EMW occurs in bulk

semiconductors, even when the parameters are adjusted

[17,18]

However, if we want to observe quantum effects, the

quantum wires must satisfy the following conditions:

The distance between consecutive energy levels has to

be significantly greater than the thermal energy of the

carriers: ε2− ε1 k B T , where ε1 and ε2 are two

con-secutive energy levels of the electrons in a quantum wire,

and k B is the Boltzmann constant If the electron gas

is degenerate and has a Fermi energy level ζ, the follow-ing condition is needed: ε2 > ζ > ε1 In the opposite

case, when ζ  ε2− ε1, in principle, we can observe

quantization effects due to size reduction, but the rela-tive amplitudes are very small In addition, the distance between consecutive energy levels has to be significantly

greater than the error in the energy: ε2− ε1 

τ, where

τ is the average lifetime of the carrier in a quantum state

with a set of determined quantum numbers

If a quantum wire satisfies the above conditions [22,

23], when we change parameters such as E01, Ω1, Ω2, T ,

L x , and L y in a proper way, a negative ACF of a weak

EMW in the presence of laser radiation will be observed The negative ACF effect is an important characteristic that only low-dimensional systems have Thus, it can

be used as one of the criteria to check the fabrication of low-dimensional systems in general and quantum wires in particular If a quantum wire is fabricated successfully, when we change the parameters in a proper way, the ACF of a weak EMW in a quantum wire in the presence

of laser radiation will have a negative value; if this effect does not appear, the fabrication has failed

IV CONCLUSIONS

In this research, we investigated the negative absorp-tion coefficient of a weak EMW caused by electrons con-fined in RQWs in the presence of laser radiation We obtained an analytical expression for the ACF of a weak EMW in the presence of laser radiation in a RQW for the case of electron-optical phonon scattering The ex-pression shows that the ACF of a weak EMW is

inde-pendent of E02 and depends only on E01, Ω1, Ω2, T ,

L x , and L y This expression is different from that in

normal bulk semiconductors From this expression, the ACF of a weak EMW in the absence of laser radiation

in a RQW can be obtained by setting E01 = 0 The

ACF is numerically calculated for the specific case of a

GaAs/GaAsAl RQW Computational results show that

the dependence of the ACF on various physical factors

of the system is complex Figure 3 shows that a resonant peak appears for Ω2 = ω0 and that many smaller

reso-nant peaks appear for Ω2= ω0 Figure 5 shows that the ACF of a weak EMW has many maxima (peaks) These results show that under the influence of laser radiation, the ACF of a weak EMW in a RQW can have negative values Thus, in the presence of a strong EMW, under proper conditions, a weak EMW is increased This is different from the similar problem in bulk semiconduc-tors and from the case without laser radiation We can use this effect as one of the criteria for quantum-wire

Trang 7

fabrication technology.

ACKNOWLEDGMENTS

This research was done with financial support from

Vietnam NAFOSTED (number 103.01-2011.18)

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... weak EMW caused by electrons con-fined in RQWs in the presence of laser radiation We obtained an analytical expression for the ACF of a weak EMW in the presence of laser radiation in a RQW for the. .. the ACF of a weak EMW has many maxima (peaks) These results show that under the in? ??uence of laser radiation, the ACF of a weak EMW in a RQW can have negative values Thus, in the presence of a strong... wires in particular If a quantum wire is fabricated successfully, when we change the parameters in a proper way, the ACF of a weak EMW in a quantum wire in the presence

of laser radiation

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