Changing human landscape interactions after development of tourism in the northern Vietnamese Highlands tài liệu, giáo á...
Trang 1Changing human–landscape interactions after development of
Huong Thi Thu Hoanga,b,d,* , Veerle Vanackera, Anton Van Rompaeyb,
a
Earth and Life Institute, Georges Lemaıˆtre Center for Earth and Climate Research, Universite´ Catholique de Louvain, Place L Pasteur 3, Bte L4.03.08,
Louvain-la-Neuve, Belgium
b
Division of Geography, Department of Earth and Environmental Sciences, K.U Leuven, Celestijnenlaan 200 E, bus 2409, B-3001 Heverlee, Belgium
c Institute of Vietnamese studies and Development sciences, VNU, 336 Nguyen Trai street, Thanh Xuan district, Hanoi, Viet Nam
d
Faculty of Geography, Hanoi University of Sciences, VNU, 334 Nguyen Trai street, Thanh Xuan district, Hanoi, Viet Nam
Introduction
Manytropicalareasworldwidearecharacterizedbyhighrates
ofdeforestation.AccordingtoLambinandGeist(2003),one-third
ofthehumidforestinSoutheast Asiawasclearedbetween the
beginningofthetwentiethcenturyandWorldWarII.Thedecline
inforestcovercontinuedafterthe1950s.Presently,forestscover
46–48%ofthelandsurfaceinSoutheastAsia,butlessthan10%of
theprimarytropicalrainforestispreserved(FAO,2010;Dongetal.,
2012) Recentdeforestationratesforthis regionareassessedat
1.5%per year(FAO, 2006; Grainger,2008) Nevertheless,forest
dynamicsarediverse.Insomecountries,suchasthePhilippinesor Cambodia, the deforestation rate is much higher than the Southeast Asian average; while in other countries, such as Vietnam,thestart ofa foresttransitionisreported (FAO,2006; MeyfroidtandLambin,2008b) Foresttransitionisdefinedbya reversal of the trend of deforestation so that net reforestation occurs (Meyfroidt and Lambin, 2008b) Causes of tropical deforestation and forest transition are still poorly understood, andarethescopeofongoingresearchprogrammes.Deforestation andreforestationpatternsarelinkedtomultiplebiophysicaland socio-economicvariablessuchasethnicity(Castellaetal.,2005;Vu
etal.,2013),landtenure(Mottetetal.,2006),increasingdemand forfoodproduction(Zhang,2000;GeistandLambin,2001;Casse
etal.,2004;MeyfroidtandLambin,2008a),poverty(Hobbs,2001; Adamsetal.,2004;Dasguptaetal.,2005;Robinson,2006;Zwane,
2007),soilfertility(Szillassietal.,2010;Vanackeretal.,2014),and accessibility(Koning,2000;Castellaetal.,2005;Etteretal.,2006; VanDesseletal.,2008)
A R T I C L E I N F O
Article history:
Received 16 January 2014
Received in revised form 7 August 2014
Accepted 27 August 2014
Available online 6 September 2014
Keywords:
Coupled human–environmental changes
Tourism development
Ethnicity
Land use pressure
Forest transition
Northern Vietnam
A B S T R A C T
Indevelopingcountriesintropicalregions,thepoorestsegmentsoftheruralpopulationoftenrelyon forestsforsurvival.Thecreationofoff-farmjobsinthetourismsector,constructionormanufacturing hasbeensuggestedasapotentialwaytoalleviatepressureontropicalforests.UsingSaPadistrictasa casestudy,weevaluated thecouplingofhumanandforestdynamics.Thedistrictwasopenedfor internationaltourismin1993,whichhadalargeimpactondailylifeinSaPatownanditssurrounding communities.Analysisoflandcoverchangefortheperiod1993–2014,usinghigh-resolutionsatellite imagesfromthreetimeperiodsandananalysisofcovariance,detectedpossibleassociationsbetween forestcoverchangeandsocio-economic,culturalandbiophysicalvariablesatthevillagelevel.Between
1993and2006,SaPadistrictexperiencedanetdecreaseofforestinfavourofarableland,whilethis trend was reversed in the period 2006–2014 However, trends at district level mask substantial heterogeneityatvillagelevel.Resultsshowthatdeforestationisconsiderablylowerinvillagesthatare stronglyinvolvedintourismactivities Marginal agricultural fieldswithlow productivityare also preferentiallyabandoned.Becauseofdiversificationinalternativeeconomicactivities,ruralhouseholds maybecomelessdependentonnaturalresourcesandagriculturalproductsfortheirsurvival.These resultssuggestthatthecreationofoff-farmincomesourcesactivitiescanbeadriverofshiftsinhuman– environmentinteractions,asnewlivelihoodstrategiescanoffsetthepressureonforestedland
ß2014ElsevierLtd.Allrightsreserved
* Corresponding author at: Earth and Life Institute, Georges Lemaıˆtre Center for
Earth and Climate Research, Universite´ Catholique de Louvain, Place L Pasteur 3, Bte
L4.03.08, Louvain-la-Neuve, Belgium Tel.: +32 494694385; fax: +32 16322980.
E-mail addresses: thi.th.hoang@student.uclouvain.be ,
huonghoangbg@yahoo.com (H.T.T Hoang).
ContentslistsavailableatScienceDirect
Anthropocene
j ou rna l h ome p a ge : w ww e l se v i e r co m/ l oc a te / a nce ne
http://dx.doi.org/10.1016/j.ancene.2014.08.003
2213-3054/ß 2014 Elsevier Ltd All rights reserved.
Trang 2thepopulationoftenrelyonforestsforsurvival(Tugault-Lafleur,
2007;Coulibaly-Linganiet al.,2009) Theuseofforestproducts
allowslivelihooddiversification,butmayleadtoforest
degrada-tionand/ornetdeforestationwhenitisnotcontrolled(Jadinetal.,
2013).TheVietnamesemountainareasaredominantlypopulated
byethnicminoritiesthatspeaklocallanguagesandstilladopta
traditionallivelihoodbasedonself-subsistencefarming(Foxetal.,
relativelyisolatedconditionsanddonot fullyparticipatein the
majoreconomictransformationofVietnamthatistakingplacein
thelowlands.Thelivelihoodoftheselocalpeoplestronglydepends
ontheavailablenaturalresourcesbecauseofalackof
infrastruc-ture and education that would allow them to participated in
market-orientedactivities(FrontierVietnam,1997).Duringpast
decades, the scarcity of arable land coupled with population
growthhas led to increasingpressure on forests (Burgess and
Barbier,2001).Exploitationofforestresourcesbyethnic
minori-ties,respondingtosocio-economicpressures,isgenerallythought
tobethecauseofrapidforestdegradationand/ordeforestationin
SoutheastAsia(Foxetal.,2000;GeistandLambin,2001).Studies
byJodha(1998),Ravnborg(2003),Scherr(2000)andJadinetal
(2013), however, showed that deforestation is not necessarily
associatedwithpoverty
Thecreationofoff-farmjobshasbeensuggestedasapotential
waytoalleviatepressuresontropicalforests(Mather,1992;Rudel
etal.,2005;Getahunetal.,2013;Teka-Belayetal.,2013).Off-farm
jobsareoftencreatedbyeconomicdevelopmentofurbanareas
resultingin rural–urbanmigrations (Vanegas and Henry,2012;
Vermeirenetal.,2012).Developmentoftourismactivitiesinrural
areashasalsobeensuggestedasaviablemeanstooffsetpressures
on forests (Garcı´a-Martı´nez et al.,2011; Nyaupane andPoudel,
2011) When rural households can generate additional income
fromtourismactivities,abandonmentoflow-productivefarmland
and spontaneous establishment of secondary forest on former
agriculturalplots mayresult.Dong etal (2008)supported this
hypothesisbasedon a case-studyin Lugulake(China).Joband
Paesler(2013)alsodescribedhowtheintensificationoftourismin
Wasini(Kenya)hasledtolessintensivelanduseforagricultural
purposes,eventually resultingin adecreaseoffarmlandandan
increaseoftheforestarea.Nevertheless,thishypothesishasbeen
challenged by other studies suggesting that tourism activities
stimulate deforestation and forest degradation Research by
thetourismsectordidnotdecreaseagriculturalpressureonforests
andsoilresourcesbecausehouseholdsinvestedtheirincomefrom
tourismintheexpansionofarablefieldsandincreasingfrequency
of cultivation by hiring external labour Additionally, Gaughan
etal.(2009)showedthattheincreasednumberofvisitorstothe
archaeological sites of Angkor Kwat in Cambodia accelerated
deforestationintheAngkorbasin.Thedeforestationoccurreddue
toincreasedcharcoalproductionfornewrestaurantsandhotels,
whichrequiredwoodproductsfromforests.Inthecoastalareasof
HainanIsland(SouthernChina)andthe Mediterranean(Turkey),
WangandLiu(2013)andAtiketal.(2010)respectivelyindicated
thattourismdevelopmentledtoarapidincreaseofthebuilt-uparea
Theseactivitiesresultedinadecreaseofagriculturallandandcoastal
forest,causinglandscapefragmentationandcoastalerosion
In this study, we evaluate possiblechanges in the human–
environment interactions after the development of tourism
activities Using Sa Pa district in the northern Vietnamese
Highlandsasatestcase,weaddressedthefollowingquestions:
First,howhasforestcoverchangedintheperiodbetween1993and
2014?Second,how does forest cover changerelate totourism
development?Third,whatarethelikelyimpactsofthechanging
human–landscaperelationshipsonlocallivelihoods?
Studyarea
SaPadistrictislocatedinNorthernVietnam(Fig.1)andcovers
anareaofca.680km2.Ithasatotalof55,900inhabitants(GSO,
2010)livingin17communesanditsadministrativecentre,SaPa town The district is considered as a gateway to the northern VietnameseHighlands.Thetopographyisrough,withanelevation
of180mintheMuongHoavalleyandupto3143mattheFansipan peak (highest elevation in Vietnam,locatedwithin Hoang Lien NationalPark).ThemajorriversaretheMuongHoaandTaTrung
HoRiverthatflowintheRedRivernearbyLaoCai.Theregionis characterized by a sub-tropical and temperate climate withan annualrainfallof2763mm(FrontierVietnam,1999)
SaPadistrictishometo6majorethnicgroups:theHmong,the Yao,theTa`y,theGia´y,theXaPhoandtheKinh.TheTa`yoccupied thefertilevalleysandmiddlealtitudes.Theotherethnicgroups suchastheHmongandYaoenteredNorthernVietnamonlyinthe 19thcentury(Michaudand Turner, 2006), andsettled onsteep forestedslopesgenerallyabove800m.Before1960s,therewere onlyafewKinhlowlanderslivinginSaPatownasthesurveillance andmaintenancestaffsofFrenchmilitary(MichaudandTurner,
2006).From1960sonwards,KinhmigratedtoSaPadistrictasthis wasstimulatedbytheNewEconomicZonePolicyofthenational government (Michaud and Turner, 2000, 2006) The Kinhwere mainly involved in administration, tourism, and education and settled in thedistrict’s capital, while most of theother ethnic groupspracticeddifferenttypesofsubsistenceagriculturemostly
intheformofshiftingcultivation(Tugault-Lafleur,2007).Apart from the shifting cultivation, ethnic minorities also used to cultivate opium and collect forest products for their survival
whichcouldhavecontributedtopastforestclearance.Today,the ethnicgroupscultivatewaterriceonpermanentterracedpaddy fields;maizeandothercropsonuplandfields(Leiszetal.,2004; Turner,2011).Terracedpaddyfieldswerefirstintroducedbythe HmongandYaowhomigratedfromsouthernChinatonorthern Vietnamduringthelate19thandearly20thcenturies(Michaud,
1997) Additionally, many households cultivate cardamom (Amomum aromaticum) underforest cover as a substitutecash crop,afterthebanonopiumin1992(Tugault-LafleurandTurner, 2009;Turner,2011)
Because of its scenic landscape and presence of five ethnic groupswiththeirtraditionalwayofliving,SaPaisconsideredas oneofthemostattractivetourismareasinVietnam.TheHoang Lien Mountainscomprise probably thelast remnantsof native forestofthenorthernVietnamesehighlands.Itbecameoneofthe firstareasrecognizedasa‘specialuseforest’inVietnam,anditwas convertedintotheHoangLienNationalPark(HLNP)inJuly2002 followingthePrimeMinister’sDecision90/2002/QD-TTgtoprotect biodiversity bypreservingthesubtropical and temperateforest ecosystems(Le,2004;Jadinetal.,2013).AlreadyundertheFrench Regime(1887–1940),SaPadistrictwasawell-knownholidayand relaxationresort(MichaudandTurner,2006).NorthernVietnam sufferedalotunderthefirstIndochinawar(1945–1954).Thetown sunkintooblivion,asalargepartofthepopulationofSaPatown fledawayfromthehostilities.Intheearly1960s,intheframework
of the New Economic Zones Policy, migration schemes were designed by the new socialist regime that stimulated the Vietnamese Kinh from the lowlands to populate the northern VietnameseHighlands(Hardy,2005).Thedecisionofthenational governmenttoopenSaPadistrictforinternationaltourismin1993 hadalargeimpactondailylifeinSaPatownanditssurrounding communities.Thenumberofdomesticandinternationalvisitors increasedexponentiallyfrom16,100in1995to405,000in2009 (GSO,1995, 2010)(Fig.1 Tourism isnow themostimportant economic activity in the area, and it generated 58% of Sa Pa
Trang 3decreasedgraduallyfrom36%in2000to21%in2009(GSO,2000,
2010) Local inhabitants that potentially benefit from tourism
activitiesarehotelandrestaurantownersandshopkeepersinSaPa
town;tourguides,traditionalcraftsellersfromtheruralvillages
and farming households that offer rooms for homestays The
tourism infrastructure is dominantly controlled by the Kinh
majority,whiletheotherminoritiesmainlydeliverlabourforce
torunthetourismindustry
Materialsandmethods
Mappinglandcoverandlandcoverchanges
Inordertoevaluatethepotentialimpactoftourismactivitieson
forestcoverinSaPa,threelandcovermapswerecompiledbased
on LANDSAT images available from the U.S Geological Survey
archives (http://glovis.usgs.gov) One LANDSAT-patch(path/row
128/45)coversthewholeSaPadistrictwitharesolutionof30mby
30m.The LandsatimagesdatefromFeb1,1993(just afterthe
opening for international tourism), Nov 4, 2006 (midst of the
evaluation period)and Jan02, 2014 (currentstate) All images
weretakeninthepost-harvestperiodwhenthearablefieldsare
bare.AllLandsatimagesinthefreelyavailableUSGSarchiveare
orthorectified with precision terrain correction level L1T
(Vanonckelen et al., 2013) All images were then corrected for
atmosphericandtopographiceffectsusingtheMODTRAN-4code
and the semi-empirical topographic correction implemented
in ATCOR2/3 (Richter, 2011; Balthazar et al., 2012) Then, a supervisedmaximumlikelihoodclassificationwascarriedoutto mapthefollowing5landcovercategories(Fig.2):forest,shrub, arableland,waterbodyandurbanarea.Spectralsignaturesforthe differentlandcovertypeswereidentifiedbydelineatingtraining areasonthebasisoffieldworkcarriedoutin2010(Fig.5
Theaccuracyofthelandcovermapswasassessedbycomparing theclassifiedlandcoverwithvisualinterpretationsofveryhigh resolution remote sensing data For 1993,the comparison was done withaerial photographs(MONRE, 1993);for 2006witha VHR-SPOT4image(MONRE,2006)andfor2014withaVHR-SPOT5 image(MONRE,2012).Randomsamplingofvalidationpointswas donewithn=219forthe1993map,n=315forthe2006map,and
n=306forthe2014map.Thenumberofsamplepointsperland coverclassvariedfrom3to111,dependingonthearealcoverof theclasses.Forallrandomlyselectedpoints,thelandcoverwas comparedwiththeclassifiedlandcover.Thiscomparisonallowed
to assess the overall accuracy, quantity disagreement and allocationdisagreement(in%)followingtheproceduresdescribed
byPontiusandMillones(2011)
In order to analyze land cover change trajectories over 3 timeperiods,thechangetrajectoriesweregroupedin6classes:(1) deforestation(changefromanyclassofforesttonon-forest),(2) reforestation(change fromnon-forest toforest),(3) land aban-donment(change fromagriculturalland toshrub orforest),(4) expansionofarableland(conversionfromshrubtoarableland),(5)
Fig 1 Location of Sa Pa district, with graph on the evolution and distribution of tourist visits.
Trang 4otherchanges,and (6)nochange(Table1 Theoriginalclasses
‘waterbody’and‘urbanarea’thatonlyoccupyaminorfractionof
thelandwerenottakenintoconsideration.Amajorchallengein
mappinglandcover changeisthedetectionof permanentland
abandonmentinshiftingcultivationsystemsinwhich fieldsare
regularly taken out of production for a short time span only
Therefore in this study we defined land abandonment as a
transition fromagricultural land (observedin 1993)to natural
regrowthofshrub(observedin2006)onconditionthattheparcel
wasnottakenagaininproductionin2014.Pixelswithobserved
transitionssuchasA-A-SandA-A-F(Table1)ofwhichitisnotsure
that they are permanently abandoned were classified into the
group‘Otherchange’
Analysisofthecontrolsonlandcoverchangepatterns
Inordertounderstandtheobservedlandcoverchangepatterns,
socio-economicandbiophysicaldatawerecollectedatthelevelof
villages.InSaPadistrict,themajorityoftheethnicgroupslivesin
ethnicallyhomogeneousvillages(ba:northoˆninVietnamese).Only
4ofthe85villagesareinhabitedbymultipleethnicgroups,and
theyaretypicallylocatedinthecommune(xa˜)centres.Therefore,
thevillagelevelisconsidered asthemostdetailedandrelevant
scale levelfor theanalysis of human–environmentinteractions
Fig 2 Land cover maps derived from Landsat images for(A) 1993, (B) 2006, (C) 2014 and (D) proportions of the main land cover classes in 1993, 2006, 2014.
Table 1 Land cover change trajectories and their descriptions for period 1993–2014 Order Land cover change Category Change trajectory
1993 2006 2014
1 Deforestation F-F-A Forest Forest Arable land
F-F-S Forest Forest Shrubs F-A-A Forest Arable land Arable land F-A-S Forest Arable land Shrubs F-S-A Forest Shrubs Arable land F-S-S Forest Shrubs Shrubs
2 Reforestation A-F-F Arable land Forest Forest
S-F-F Shrubs Forest Forest S-S-F Shrubs Shrubs Forest
3 Land abandonment A-S-S Arable land Shrubs Shrubs
A-S-F Arable land Shrubs Forest
4 Arable land expansion S-S-A Shrubs Shrubs Arable land
S-A-A Shrubs Arable land Arable land S-F-A Shrubs Forest Arable land
5 Other change A-A-S, A-F-S, A-F-A, S-A-S, A-S-A, S-F-S, F-A-F,
F-S-F, S-A-F, A-A-F
6 No change F-F-F, A-A-A, S-S-S
Trang 5not officially delineated because the commune is the lowest
administrativeunit(Castellaetal., 2005) Therefore, thevillage
boundaries(n=85)inSaPadistrictweredelineatedbymeansof
participatory mapping following the procedure described by
Castella et al (2005) and Meyfroidt (2009) Cadastral officers
wereoffereda1/10.000scalecolourprintofthe2006VHR-SPOT4
image(printedintruecolours,5mresolution)andwereaskedto
drawthevillagebordersonatransparentsheetontop
Tables 2 and3 showall thevariables that werecollected at
the village level Socio-economic variables were derived from
theyearbook of 1989 and 2006, and from the Vietnam Rural,
Agricultural, and FisheryCensus conducted in 2006 under the
leadershipoftheDepartmentofAgriculture,ForestryandFishery
StatisticsandtheGeneralStatisticsOfficewithsupportfromthe
WorldBank.Theoriginalcensusdataavailableathouseholdlevel
wereaggregatedtovillagelevel,andthefollowingvariableswere
calculated:thepercentageofhouseholdsinvolvedintourism(%),
theethnicgroup(categorical),thepopulationgrowthrate(%/year),
thepovertyrateexpressedaspercentageofhouseholdsunderthe
nationalpovertythresholdof2400,000VND/person/yearandthe
involvementincardamomcultivation(ha/household)(Table3 In
ordertoevaluatethepotentialeffectofthelandusepolicyinside
and outside the National park, one more categorical variable
(inside/outsidethepark)wastakenintoaccounttoexaminethe
effect of public policy Six biophysical variables were firstly
collectedatpixel level(3030m): theelevation(m abovesea
level),theslopegradient(degree),thedistancetomainroad(m),
thedistancetorivers(m),thedistance toSaPa town(m), the
distance to nearest market (m) and were then aggregated to
villageleveltomatchwiththescaleofsocio-economicvariables
(Table3
Multiple regression analysis using ANCOVA (analysis of covariance) was performed to detect possible associations betweenlandcoverchange,andsocio-economicandbiophysical variablesatthelevelofindividualvillageswhichcanconsideredas homogeneousunitsintermsofethnicity,livelihoodand biophysi-cal setting ANCOVA is a widelyappliedtechnique asit allows evaluatingthecombinedeffectofarangeofbothcategoricaland numericalpredictors(ManeeshaandBajpai,2013).ANCOVAwas performed for each one of the four land cover change types (deforestation,reforestation,landabandonment,andexpansion
of arable land) as the dependent variable A multicollinearity testwascarriedout todetect correlationbetweenexplanatory variables Multicollinearity diagnostics were performed by calculatingtheVariationInflationFactors(VIF)andtheTolerance (TOL).Inthisstudy,variableswithVIFgreaterthan2 andTOL less than 0.6 are excluded from the analyses as proposed by
Allison(1999).Thefinalmodelsincludedethnicityandeffectof preservation as categoricalvariables; engagement in tourism, cardamom cultivation, poverty rate,population growth, slope, distancetorivers, distancetomainroadanddistancetoSaPa townasnumericalvariables(Table3).ANCOVAmodelparameters were estimated using XLSTAT software, and the explanatory poweroftheANCOVAmodelswasassessedbytheGoodnessoffit statistics,R2
Results Landcoverchangepatterns
Fig.2showsthelandcovermapsfortheyears1993,2006and
2014 Theoverall accuracy of theland cover classification was assessedat80.0%,86.4%and84.6%(quantitydisagreementof5.0%,
Table 3
Independent variables used for the ANCOVA analysis All variables were collected or averaged at the village level.
Variable Acronym Description Type Unit Source
Engagement in tourism TOUR The percentage of households engaged in tourism in 2006 Numerical % Vietnam Rural, Agricultural,
and Fishery Census conducted in 2006 with the support of the World Bank ( GSO, 2006b )
Y Yao
T Ta`y
G Gia´y
XP Xa Pho MIX Mixed ethnic groups Poverty Rate PR The percentage of households under the poverty level
of Vietnam in 2006
Numerical % Cardamom cultivation CC Surface area of cardamom cultivation per household Numerical ha/hh
Population growth POPGR Population growth rate in the period 1989–2006 Numerical %/year Yearbook in 1989 and 2006
( GSO, 1989, 2006a ) Effect of preservation policy InsideNP The villages are located inside the National park Categorical Topographic maps of 2009
published by Ministry of Natural Resources and Environment at the scale 1:50,000 ( MONRE, 2009 )
Outside NP The villages are located outside the National park Elevation EL Average elevation calculated at pixel-level Numerical m
Slope SL Average slope calculated at pixel-level Numerical Degree
Distance to roads DROAD Average of the distance to main roads calculated at pixel-level Numerical m
Distance to rivers DRIVER Average of the distance to rivers calculated at pixel-level Numerical m
Distance to Sa Pa town DTOWN Average of the distance to Sa Pa town calculated at pixel level Numerical m
Distance to market DMARKET Average of the distance to markets calculated at pixel level Numerical m
Table 2
Dependent variables used for the ANCOVA analysis All variables were averaged at the village level.
Variable Acronym Description Type Unit Source
Deforestation DEFOREST Total area of deforestation of each village divided
by the surface area of the village and multiply by 100
Numerical % Landsat images 1993,
2006, 2014 Reforestation REFOREST Total area of reforestation of each village divided
by the surface area of the village and multiply by 100 Land abandonment ABANLAND Total area of land abandonment of each village divided
by the surface area of the village and multiply by 100 Expansion of arable land EXPLAND Total area of arable land expansion of each village divided
by the surface area of the village and multiply by 100
Trang 6thelandcovermapsof1993,2006and2014,respectively
ThelandcoverpatterninSaPadistrictisstronglydetermined
bythetopography.Valleysaregenerallycultivated.Steepslopes
and mountain peaks are predominantly covered by forests or
shrubs Patches of forest are concentrated on the Hoang Lien
mountainrangeinthesouthernpartofSaPadistrict,andarealso
foundonremotesteepslopes.Shrubsarewidelydistributed,and
canbefoundinvalleys,mountainpeaksoronsteepslopes
Between1993and2014,theoverallareacoveredbyforestand
arable land increasedslightly (with respectively +3% and +2%)
whileshrubsdecreasedwith 5%(Fig.2D).However,landcover
changesarenotlinearinSaPadistrict,andthereexistsubstantial
temporal differences During the first period (1993–2006), the
study area experienced a general trend of deforestation for
expansionofarableland.Between1993and2006theareacovered
byforestdecreasedby 1%whilearable landincreasedby+4%,
respectively The deforestation tendency seems to be reversed
after2006inSaPadistrict.Theareacoveredbyforestsincreasedby
+4%whilearablelanddecreasedby 2%between2006and2014
Theareacoveredbyshrubsdecreasedcontinuouslybetween1993
and2014.Aforesttransitioncouldbeobservedinthestudyareaas
a shift from a net deforestation to a net reforestation, and it
occurredatthemidofthe2000s
Fig.3showsthespatialpatternoflandcoverchangebetween
1993 and 2014 Most of the deforestation took place in the
northern and southeastern part of the district which can be
explainedby thefact that forestsin thesouthwestern partare
mainlysituatedwithintheHoangLienNationalPark.Accordingto
thenationallaw,farmlandexpansionisforbiddenwithinnational
parks Nevertheless,someforestloss canbe observedwhich is
probablyduetoforestfiresandillegallogging
Descriptionofthepredictorsoflandcoverchange
Fig.4showsthespatialpatternoftheindependentvariables
thatwereevaluatedinthisstudy.ItisclearthatKinhpeopleare
livinginSaPatown,whileHmongandTa`yethnicgroupsoccupy
the rural area Hmong ethnic groups are settled on higher
elevations,andTa`yaregenerallysettlednearbytheriversinthe valleys.ThevillagesoftheYaoaresituatedintheperipheralareas
in thenorthand southofSaPa district.Fig.4Ashows thatthe householdinvolvementintourismishighestinSaPatown(>50%) Involvementintourismintheperipheralareasisrestrictedtoafew isolatedvillages.ThepovertyratemapshowsthatthetownofSa
Paanditssurroundingvillagesarericherthanthemoreperipheral areas.Thesouthernpartofthedistrictisalsoricherbecausemany local households receive anadditional income from cardamom cultivationunderforest.Cardamomismainlygrownundertreesof theHoangLienNationalParkinthesouthernpartofthedistrict Thepopulationgrowthispositiveinthewholedistrictandhighest
inSaPatownanditsimmediatesurroundings
Table4showstheresultsoftheANCOVAanalysisforfourland covertrajectories:deforestation,reforestation,landabandonment and expansion of arable land The explanatory power of the ANCOVAmodelsisassessedbytheR2values(Table4 Between55 and72%ofthevarianceinlandcoverchangeisexplainedbythe selected predictors Land cover change is controlled by a combinationofbiophysicalandsocio-economicalfactors.Forests aretypically betterpreservedin villageswithpooraccessibility (steepslopes,farfrommainroads,andpoormarketaccess),anda lowornegativepopulationgrowth.Theinfluenceofenvironmental and demographicdriverson forestcoverchangehaspreviously beendescribed forotherareas offrontiercolonization(Castella
etal.,2005;Hieteletal.,2005;Getahunetal.,2013;Vuetal.,2013)
negativelyassociatedwithdeforestationandpositivelywithland abandonment.When theinvolvement ofhouseholdsin tourism activitiesincreasedwith10%,deforestationis predictedtohave decreased with resp 0.61% and land abandonment to have increased with0.45% Deforestationis higher in villages in the northandsoutheastofSaPa district,thatarelocatedatgreater distancefromthetourism centre.Landabandonmentis mostly observedinSaPatownandinthecommunesofTaPhin,SanSaHo, LaoChai,TaVanandBanHo(Figs.1and3 Insomevillages(SaPa town;TaChaivillage,belongingtoTaPhincommune;LyLaoChai village, belongingtoLaoChaicommuneandHoangLienvillage, belongingtoBanHocommune),morethan8%ofthesurfacearea wasabandonedbetween1993and2014.Overtheperiod1995–
2009,thenumberoftouristsinSaPadistricthasincreasedby25 times(Fig.1 Giventhecurrenteconomicpolicy,itisexpectedthat
Fig 3 Land cover change map for the period 1993–2014.
Table 4 The results of ANCOVA at village level (85 villages) Only the controlling factors that are retained at a 10% significance level are listed.
LCC categories Controlling
factors
Value Standard deviation
Pr > |t| Goodness
of fit of model (R 2 ) Deforestation SL 0.494 0.148 0.001 0.59
TOUR 0.061 0.065 0.034 POPGR 1.543 0.723 0.036
CC 0.975 1.141 0.100 Inside NP a
4.985 1.802 0.007 Reforestation SL 0.356 0.191 0.067 0.55
Inside NP a 6.183 2.304 0.009 Land abandonment DRIVER 0.003 0.001 0.039 0.63
TOUR 0.045 0.029 0.093 Inside NP a
1.567 0.688 0.026 Ethnic-MIX b
2.443 0.998 0.017 Expansion of
arable land
DROAD 0.001 0.000 0.087 0.72
SL 0.599 0.174 0.001
CC 3.444 1.330 0.012 Inside NP a 3.464 2.007 0.089 Ethnic-H b
3.693 1.737 0.037
a
Reference category is Outside NP.
b
Trang 7future(MichaudandTurner,2006)
Thestatisticalresultsindicatethatthecultivationofcardamom
isnegativelyassociatedwithdeforestationandexpansionofarable
land.Thismeansthattheinvolvementincardamomcultivation
(under forest) slows down deforestation and expansion of
cultivatedland,ascardamomplantationsarenotclassifiedhere
as agricultural land Cardamom production provides higher
incomes than traditional crop farming (Sowerwine, 2004a)
Recently, cardamom is emerging as an important cash crop in
northernVietnamthatrequireslittleinvestmentandlabourbut
mayofferhigherincomelevels(Tugault-LafleurandTurner,2009)
Becauseoftherequirementofadenseforestcanopyforoptimal production,thevillagersnotonlyprotecttheremainingoldforest butalsoallowregenerationofsomeoftheswiddenlandsinorder
tocreatethenecessaryecologicalconditionstoplantandharvest cardamom(Sowerwine,2004b).Itsimpactonforestconservation
issimilartothesystemofshadecoffeecultivationinforestthat alsocontributedtoapreservationoftheafromontaneforestsin, e.g.,thesouthofEthiopia(Getahunetal.,2013)
Theroleofethnicityiscomplex.Aftercontrollingfor biophysi-calandsocio-economicsettings,Hmongvillagesarecharacterized
byhigherexpansionratesofarablelandcomparedtoYaovillages ThiscanbeexplainedbythefactthatHmongvillagesaremore
Fig 4 Spatial pattern of the independent variables: (A) percentage of households engaged in tourism, (B) surface area of cardamom cultivation per household, (C) ethnic distribution in 2006, (D) poverty rate in 2006, (E) population growth rate in the period 1989–2006, (F) distance to Sa Pa town at pixel-level, (G) slope gradient, (H) distance to the nearest road at pixel-level and (I) distance to the rivers at pixel-level.
Trang 8denselypopulatedthanYao villages(Jadinetal., 2013)sothey
needtoexpandtheirarablelandmoretosupplythefooddemand
Invillageswithmixedethnicities,thelandabandonmentrateis
higherthaninYaovillages,whichcanbeexplainedbythefactthat
mixedethnicitiesonlyoccurintheaccessiblecommunecentres
thataremoreinvolvedinoff-farmactivities
Theeffectof preservationpolicyis certainly reflectedin the
differenceinlandcoverchangesinsideandoutsidetheNational
park The estimated coefficients for the explanatory variable
‘Inside NP’ are negative for all land cover change categories
wherebythe‘OutsideNP’istakenasareferencevalue.Thismeans
that land units with the same physical and socio-economic
propertieshavelowerdynamicswhentheyarelocatedinsidethe
HoangLienNationalpark
Discussion
In Vietnam,therapidincrease in forestarea since theearly
1990s resultedina reversalof thenationaldeforestationtrend
(Meyfroidt and Lambin, 2008b) The national-scale assessment
masksawiderangeofotherlandusedynamicsthatexistatthe
localscale,andthatarenotnecessarilyconformtothetrendsin
forest cover change at national scale In the Sa Pa district,
reforestationwasobservedatthemidofthe2000s,someyears
laterthanwasobservedatnationalscale.Thistimepointroughly
correspondstothestrongincreaseinnumberoftouriststoSaPa
(Fig.1 Thereisawidevarietyofhuman-inducedchangeinforest
cover Forest cover changes are different in villages that are
stronglyinvolvedintourismactivities.Theyarecharacterizedby
significantlyhigherratesoflandabandonmentandlowerratesof
deforestation.Thiscanbeexplainedbyrecentchangesinlabour
divisionandincomeinruralhouseholds.Inthetraditionalethnic
society, labour was mainly divided by gender (Duong, 2008b)
Traditionally,womenwereprimarilyresponsibleforhousework,
agriculturallabour and firewood collectionwhile men werein
charge of the heavy works such as logging, plowing, building
housesand processingtools (Cooper,1984; Sowerwine, 2004a;
Symonds,2004).Thistraditionallabourdivisionwaschallengedby therapidgrowthofthetourismindustryinSaPatown(Duong,
strongly and tradeopportunitiesappeared,women fromethnic minoritiesengagedintheseactivities(MichaudandTurner,2000) Today, many young female from rural villages act as trekking guides,andyoungandoldwomenfromethnicminoritiesalikesell textilecommoditiestotourists(Turner,2011).Someofthemhave becomeprofessionaltourguidesandarehiredbyhotelsandtravel agenciesin town,and cangainhigherincomes(Duong,2008a) Withthisextraincome,theycanliveindependently,maketheir own money and are able to provide financial support totheir families(Duong,2008a)
Thedevelopmentoftourismactivitiesmainlyofferednew off-farmopportunitiesforwomenfromethnicminorities,havingasa direct consequence that women are now less involved in agriculturalactivitieswhilemenaremoreinvolvedintohousehold management As there is less labour available for agricultural activities,cuttingorclearingoftrees,marginalagriculturalfields withlowproductivityarepreferentiallyabandoned(Fig.5D)and deforestationisreduced.Our resultssuggestthattheadditional incomefromtourismissufficientlyhightoexceedtheaddedvalue that can be gained fromsteep land agriculture or from forest extraction The fallowedfields will regenerate into shrubs and secondary forests that can develop the optimal ecological conditions for cardamom cultivation Despite the fact that it may takeuptoa decadeor longerbefore thehouseholds will achieve economic returns ontheir investment, manyfamilies expectanincomefromcardamomfortheirchildren(Sowerwine,
cultivationbecauseofincreasinglandconstraints,loweryields, loss ofsoilfertilityandlackof labouravailability(Sowerwine,
‘‘watershed protection land’’, and swidden rice varieties are rapidlyabandonedasmoretimeisdevotedtowetriceproduction (Sowerwine, 2004a) Because of diversification in alternative economicactivities,ruralhouseholdsarebecomingless
depen-Fig 5 Major land cover types that were identified in Sa Pa district: (A) Forest, (B) Shrubs, (C) Arable land and (D) Abandoned steep farmland.
Trang 9reduced
Thisdecreaseinlandpressureaftertourismdevelopmentisnot
confirmed by previous studies in Southeast Asia, where the
presence of alternative income sources has increased the
frequency of cultivation through hired rural labour and/or the
expansionofthecultivatedareathroughlandpurchase(e.g.,Forsyth
(1995)fornorthernThailand).Thissuggeststhatlocalandnational
landusepolicylikelyplaysanimportantroleindirectingtourism
developmenttowardssustainablenaturalresourcemanagement.In
Sa Pa, conservation policy has had a positive effect on forest
protectionasmostoftheforestswithintheNationalparkremained
intactduringlastthe21years.Thismakestheareaattractivefor
tourists,andtouristsarefurthersupportingbiodiversity
conserva-tionbyprovidingextrarevenueforconservation.Directrevenueis
presentlybeingraisedbytheHamRongproject,andbythecharging
offeesforclimbingFansipanmountainorvisitingexclusivesites
withinSaPadistrict(FrontierVietnam,1999)
Conclusions
This paper aimed at better understanding of the human–
environmentinteractionintheSaPadistrictaftertheadventand
growth of the tourism industry A land cover change analysis
between1993and2014showedthattheSaPadistrictasawhole
experienceda foresttransition,withanobserved turningpoint
around mid 2000s However, trends at district level mask
substantialheterogeneity at villagelevel The resultsfrom this
papershowthatforestcoverchangesaredifferentinruralvillages
that have access to alternative income sources, either from
cardamom cultivation under forest canopy or from tourism
activities.Theseruralvillagesaretypicallycharacterizedbyhigher
ratesoflandabandonmentandlowerratesofdeforestation.Because
ofdiversificationinalternativeeconomicactivities,ruralhouseholds
arebecominglessdependentonnaturalresourcesandagricultural
productsfortheirsurvival.Ourresultssuggestthatthecreationof
off-farmjobsinthetourismsector,constructionormanufacturing
canbeadriverofshiftsincoupledhuman–environmentalchanges
Thetourismactivitiesin SaPacantherefore beconsideredasa
specialpathwaytowardsaforesttransitionwherebythegeneration
ofoff-farmjobshasapositiveimpactonforestconservation.Inour
view,themainchallengeistofinda balancebetweentherapid
development of tourism activities and the preservation of the
authenticsocio-culturalelementsoftheethnicminoritiesthatmake
theareaattractivefortouristsinthefirstplace
Acknowledgements
This researchwas part of the bilateralscientific project on
‘Land-usechangeunderimpactofsocio-economic development
anditsimplicationsonenvironmentalservicesinVietnam’funded
bytheBelgianSciencePolicy(BELSPO)(GrantSPPPSBL/10/V26)
and the Vietnamese Ministry of Science & Technology (MOST)
(Grant42/2009/HÐ-NÐT).PatrickMeyfroidt,IsalineJadin,Francois
Clapuyt have provided valuable suggestions for this research
project We are thankful to all ministries and institutions in
Vietnam which provided the necessary data to undertake this
research.WealsothankvillageleadersandlocalpeopleinSaPa
districtforfacilitatingthefielddatacollection,andtheanonymous
reviewersfortheirvaluableinput
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