DSpace at VNU: L-p estimates for the (partial derivative)over-bar-equation on a class of infinite type domains tài liệu,...
Trang 1World Scientific Publishing Company
DOI: 10.1142/S0129167X14501067
L p estimates for the ¯∂-equation on a class
of infinite type domains
Ly Kim Ha
Department of Mathematics and Computer Science University of Science, Vietnam National University
227 Nguyen Van Cu Q.5
Ho Chi Minh City, Vietnam lkha@hcmus.edu.vn
Tran Vu Khanh
Tan Tao University, Tan Tao Avenue Tan Duc e-City, Long An Province, Vietnam Department of Mathematics National University of Singapore Blk S17, 10 Lower Kent Ridge Road Singapore 119076, Singapore khanh.tran@ttu.edu.vn mattvk@nus.edu.sg
Andrew Raich
Department of Mathematical Sciences SCEN 327, 1 University of Arkansas Fayetteville, AR 72701, USA araich@uark.edu
Received 1 October 2013 Accepted 21 October 2014 Published 18 November 2014
We proveL p estimates, 1≤ p ≤ ∞, for solutions to the Cauchy–Riemann equations
¯
∂u = φ on a class of infinite type domains in C2 The domains under consideration are a
class of convex ellipsoids, and we show that ifφ is a ¯ ∂-closed (0, 1)-form with coefficients
inL p andu is the Henkin kernel solution to ¯ ∂u = φ, then u p ≤ Cφ p where the constantC is independent of φ In particular, we prove L1 estimates and obtain L p
estimates by interpolation.
Keywords: ¯ ∂; Henkin solution; Henkin operator; L p estimates for ¯∂; infinite type
domains.
Mathematics Subject Classification 2010: 32W05, 32F32, 32T25, 32T99
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Trang 21 Introduction
A fundamental question in several complex variables is to establish L p estimates
for solutions of the Cauchy–Riemann equation
¯
∂u = φ
on domains Ω ⊂ C n In this paper, we provide the first examples of infinite type
domains for which L p bounds hold, 1≤ p ≤ ∞ The domains under consideration
are a class of convex ellipsoids inC2, and we show that if φ is a ¯ ∂-closed (0, 1)-form
and u is the Henkin solution to ¯ ∂u = φ, then u p ≤ Cφ p where the constant C
is independent of φ Specifically, we prove L1 estimates and use the Riesz–Thorin
Interpolation Theorem to obtain L p estimates by interpolating with the L ∞
esti-mates established by Khanh [12] The L ∞estimates of Khanh generalized and were
inspired by the L ∞ estimates of Fornæss et al [9].
We investigate domains of the following form: Ω ⊂ C2 is a smooth, bounded
domain with a global defining function ρ such that: for any p ∈ bΩ, there exist a
coordinates z p = T p (z) with the origin at p where T p is a linear transformation,
and functions F p , and r p such that
Ωp = T p(Ω) ={z p = (z p,1 , z p,2)∈ C2: ρ(T −1
p (z p )) = F p(|z p,1 |2) + r p (z p ) < 0 }
(1.1) or
Ωp = T p(Ω) ={z p = (z p,1 , z p,2)∈ C2
: ρ(z) = F p (x2p,1 ) + r p (z p ) < 0 } (1.2)
where z p,j = x p,j + iy p,j , x p,j , y p,j ∈ R, j = 1, 2, and i = √ −1 We also assume that
the functions F p:R → R and r p:C2→ R satisfy:
(1) F p(0) = 0;
(2) F
p (t), F p (t), F p (t), and ( F p t(t)) are non-negative on (0, d p);
(3) r p(0) = 0 and ∂r p
∂z p,2 = 0 on bΩ with |z1,p | ≤ δ;
(4) r pis convex,
where d p is the square of the diameter of Ωp and δ is a small number We will also
require that each F p satisfies a certain log integrability property.
This class of domains includes two well-known examples If Ω is of finite type
2m, then F p (t) = t m at the points of type 2m On the other hand, if F p (t) =
exp(−1/t α ), then Ω is of infinite type at p, and this is our main case of interest We
call our domains Ω ellipsoids because they are generalizations of real and complex ellipsoids in C2 Classically, a complex ellipsoid in Cn is a domain of the form {z = (z1, , z n) ∈ C n : n
j=1 |z j |2m j < 1 }, and a real ellipsoid is a domain of
the form {z = (x1+ iy1, , x n + iy n) ∈ C n : n
j=1 (x2n j + y2m j ) < 1 } where
m j , n j ∈ N, 1 ≤ j ≤ n Our hypotheses include the following two classes of infinite
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Trang 3type domains:
Ω =
z = (z1, z2)∈ C2:
2
j=1
exp
− 1
|z j | α j
≤ e −1
; and
Ω =
z = (x1+ iy1, x2+ iy2)∈ C2:
2
j=1
exp
− |x1
j | α j
+ exp
− |y1
j | β j
≤ e −1
,
where α j , β j ∈ (0, 1) Moreover, our setting also includes domain
Ω =
z = (x1+ iy1, x2+ iy2)∈ C2: exp
1− |x1
1| α
+ χ(y1) +|z2|2≤ 1
where χ is a convex function and χ(y1) = 0 when|y1| < δ and 0 < α < 1 This is a
tube domain of infinite type at 0 This domain provides an interesting example for studying necessary and sufficient conditions for local regularity of ¯∂ on domains of
infinite type In fact, the canonical solution of ¯∂ associated to this tube domain has
superlogarithmic estimate and is locally regular if and only if α < 1 (see [1,6,14])
There is a long history of proving L pestimates for the ¯∂-equation, dating back
to the work of Kerzman [11] and Øvrelid [16] In [15], Krantz proved essentially
optimal Lipschitz and L p estimates on strongly pseudoconvex domains In the case
that Ω is a real ellipsoid, Diederich et al obtained sharp H¨older estimates [7] while
Chen et al established optimal L p estimates for complex ellipsoids [4] See also
Range [17] and Bruna and del Castillo [2] Both real and complex ellipsoids are domains of finite type, and the analysis in the referenced works depends in an essential fashion on the type In C2, Chang et al [3] proved L p estimates for the
¯
∂-Neumann operator on weakly pseudoconvex domains of finite type See [4,9] and the references within for a more complete history
More recently, there has been work on supnorm estimates for the Cauchy– Riemann equations on infinite type domains in C2 Fornæss et al provided the
first examples in [9] and Khanh found that the estimates hold when domains are
of the type (1.1) or (1.2) [12] In particular, Khanh proved the following
Theorem 1.1 ([12, Theorem 1.2]) If there exists δ > 0 so that
(1) Ω is defined by (1.1) and δ
0 |log F p (t2)| dt < ∞ for all p ∈ bΩ, or
(2) Ω is defined by (1.2) and δ
0 |log (t) log F p (t2)| dt < ∞ for all p ∈ bΩ, then for any bounded, ¯ ∂-closed (0, 1)-form φ on Ω, the Henkin solution u on Ω satisfies ¯ ∂u = φ and
u L ∞(Ω)≤ Cφ L ∞(Ω), where C > 0 is independent of φ.
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Trang 4In this paper, we will prove the L p-version of Theorem1.1 Our technique yields
L p-estimates both in the finite and infinite type cases.
Theorem 1.2 If there exists δ > 0 and either of the following conditions hold :
(1) Ω is defined by (1.1) and δ
0 |log F p (t2)| dt < ∞ for all p ∈ bΩ,
(2) Ω is defined by (1.2) and δ
0 |log(t) log F p (t2)| dt < ∞ for all p ∈ bΩ, then for any ¯ ∂-closed (0, 1)-form φ in L p (Ω) with 1 ≤ p ≤ ∞, the Henkin kernel solution u on Ω satisfies ¯ ∂u = φ and
u L p(Ω)≤ Cφ L p(Ω), where C > 0 is independent of φ.
The following examples show that the L p estimates in Theorem 1.2 are sharp
in the case of infinite type case
Example 1.1 For 0 < α < 1, let Ω be defined by
Ω ={(z1, z2)∈ C2
: e1− 1
|z1|α +|z2|2
< 1 }.
Then for any φ ∈ L p(Ω) with 1 ≤ p ≤ ∞, there is a solution u of the equation
¯
∂u = φ such that u ∈ L p (Ω) Moreover, if p = ∞, there is no solution u ∈ L q(Ω)
with q > p.
The organization of the paper is as follows: we recall the construction of the Henkin solution via the Henkin kernel in Sec 2 We prove Theorem 1.2in Sec 3
and discuss Example 1.1in Sec 4
2 Henkin Solution
In this section, we recall the construction of the Henkin kernel and Henkin solution
to ¯∂ For complete details, see [10, 18], or for a more modern treatment, see [5] Our construction follows the lines of Khanh [12] and Range [Chap V, Sec 1, 18]
to build a Leray map that focuses on the local behavior of the kernel
Definition 2.1 A C2-valuedC1 function G(ζ, z) = (g1(ζ, z), g2(ζ, z)) is called a Leray map for Ω if g1(ζ, z)(ζ1− z1) + g2(ζ, z)(ζ2− z2)= 0 for every (ζ, z) ∈ bΩ × Ω.
A support function Φ(ζ, z) for Ω is a smooth function defined near bΩ × ¯Ω so that
Φ admits a decomposition
Φ(ζ, z) = 2
2
j=1
Φj (ζ, z)(ζ j − z j ),
where Φj (ζ, z) are smooth near bΩ × ¯Ω, holomorphic in z, and vanish only on the
diagonal{ζ = z}.
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Trang 5For a convex domain, it is well known that G(ζ, z) = ∂ρ
∂ζ = (∂ζ ∂ρ1, ∂ρ
∂ζ2) is a Leray map [5, Lemma 11.2.6], and Φ defined by the Leray map
Φj (ζ, z) = ∂ρ(ζ) ∂ζ
j , j = 1, 2,
is a support function for Ω
Let φ =2
j=1 φ j d¯ z j be a bounded,C1, ¯∂-closed (0, 1)-form on ¯Ω The solution
u of the ¯ ∂-equation, ¯ ∂u = φ, provided by the Henkin kernel is given by
u = T φ(z) = Hφ(z) + Kφ(z). (2.1) where
Hφ(z) = 1
2π2
ζ∈bΩ
∂ρ(ζ)
∂ζ1 (¯ζ2− ¯z2)− ∂ρ(ζ) ∂ζ2 (¯ζ1− ¯z1)
Φ(ζ, z) |ζ − z|2 φ(ζ) ∧ ω(ζ),
Kφ(z) = 1
4π2
Ω
φ1(ζ)(¯ ζ1− ¯z1)− φ2(ζ)(¯ ζ2− ¯z2)
|ζ − z|4 ω(¯ ζ) ∧ ω(ζ),
(2.2)
where ω(ζ) = dζ1∧ dζ2 See, for example, [9,7] To understand the L p -norm of u,
it suffices to investigate the L p mapping properties of integral operators H and K.
As a consequence of the Riesz–Thorin Interpolation Theorem and Theorem1.1,
proving that T is a bounded, linear operator on L1(Ω) suffices to establish that T
is a bounded linear operator on L p(Ω), 1≤ p ≤ ∞.
The L1-estimate of |Kφ(z)| is standard and does not require interpolation.
Indeed, since |ζ − z| −3 ∈ L1(Ω) in both ζ and z (separately), L p boundedness
of K, 1 ≤ p ≤ ∞, follows from [8, Theorem 6.18]
The expression for H given in (2.2) uses the fact that φ is defined on bΩ However, after an integration by parts (done below), H has an expression that is
an integral over Ω Once we show that H is bounded on L1
,1(Ω), then the density
of C1
,1( ¯Ω)∩ ker ¯∂ in L1
,1(Ω)∩ ker ¯∂ finishes the argument (the density argument
follows by using the argument of [5, Lemma 4.3.2], keeping in mind that a convex domain is star-shaped and we can ignore the technicalities associated with ¯∂ ∗).
Alternatively, Krantz [15, p.257] presents an argument which also discusses how to
pass from estimates on smooth forms on the boundary to merely L p forms in Ω.
For the boundedness of H, we first begin the analysis of Hφ(z) by using Stokes’ Theorem Using the assumption that φ is ¯ ∂-closed, we observe
Hφ(z) = 1
2π2
Ω
¯
∂ ζ
Φ1(ζ, z)(¯ ζ2− ¯z2)− Φ2(ζ, z)(¯ ζ1− ¯z1)
(Φ(ζ, z) − ρ(ζ))(|ζ − z|2+ ρ(ζ)ρ(z)) ψ(ρ(ζ))
∧ φ(ζ) ∧ ω(ζ),
where ψ ∈ C ∞(R) is a cutoff function so that 0 ≤ ψ ≤ 1 and
ψ(t) =
1 for t ≥ −δ/8,
0 for t ≤ −δ/4.
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Trang 6We abuse notation slightly and let H(ζ, z) be the integral kernel of H As a
conse-quence of Tonelli’s Theorem, it suffices to prove that
(ζ,z)∈Ω×Ω |H(ζ, z)φ(ζ)|dV (ζ, z) φ L1(Ω)< ∞. (2.3)
Since H(ζ, z) = 0 when ρ(ζ) ≤ −δ/4, it suffices to prove
(ζ,z)∈{ζ∈Ω:ρ(ζ)>−δ/4}×Ω |H(ζ, z)φ(ζ)| dV (ζ, z) φ L1(Ω).
Direct calculation shows that
|H(ζ, z)| ≤
¯∂ ζ
Φ1(ζ, z)(¯ ζ2− ¯z2)− Φ2(ζ, z)(¯ ζ1− ¯z1)
(Φ(ζ, z) − ρ(ζ))(|ζ − z|2+ ρ(ζ)ρ(z)) ψ(ρ(ζ))
|Φ(ζ, z) − ρ(ζ)|2 1
(|ζ − z|2+ ρ(ζ)ρ(z))1/2
|Φ(ζ, z) − ρ(ζ)|(|ζ − z|2+ ρ(ζ)ρ(z)) , (2.4)
recognizing that
|ζ − z|
(|ζ − z|2+ ρ(ζ)ρ(z)) ≤ |ζ − z|
|ζ − z|(|ζ − z|2+ ρ(ζ)ρ(z))1/2
(|ζ − z|2+ ρ(ζ)ρ(z))1/2 .
Since ρ is smooth, ρ is Lipschitz, so (ρ(ζ) − ρ(z))2 |ζ − z|2 Therefore, ρ(ζ)2
|ζ − z|2+ ρ(ζ)ρ(z), hence |ζ − z| + |ρ(ζ)| (|ζ − z|2+ ρ(ζ)ρ(z))1/2 Thus
|Φ(ζ, z) − ρ(ζ)| |ζ − z| + |ρ(ζ)| (|ζ − z|2
+ ρ(ζ)ρ(z))1/2 . (2.5)
Combining (2.4) and (2.5), we obtain
|Φ(ζ, z) − ρ(ζ)|2(|ζ − z|2+ ρ(ζ)ρ(z))1/2
≤ |Φ(ζ, z) − ρ(ζ)|1 2|ζ − z| (2.6)
Since bΩ is compact, there exists δ > 0 and points p1, , p N ∈ bΩ so that
bΩ is covered by {B(p j , δ) } N
j=1 After changing coordinates to set p j to 0 with the
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Trang 7transformation T p j in Sec 1, we may assume the goal is to prove
(ζ,z)∈(Ω pj ∩B(0,δ))×Ω pj |H(T −1
p j (ζ p j ), T −1
p j (z p j ))φ(T −1
p j (ζ p j))| dV (ζ p j , z p j)
φ(T −1
p j (·)) L1(Ωpj)≈ φ L1(Ω), (2.7) where
Ωp j ={ρ p j (z p j ) := ρ(T −1
p j (z p j )) = P p j (z p j ,1 ) + r p j (z p j ) < 0 }
and P p j (z p j ,1 ) = F p j(|z p j ,1 |2) or P (z p j ,1 ) = F (x2p j ,1) as in Sec 1 Since
Φ(T −1
p j (ζ p j ), T −1
p j (z p j)) = Φp j (ζ p j , z p j ),
where, Φp j is the support function of Ωp j, we obtain
|H(T −1
p j (ζ p j ), T −1
p j (z p j))| 1
|Φ p j (ζ p j , z p j)− ρ p j (ζ p j)|2|ζ p j − z p j | . (2.8)
Here and in what follows, we omit the subscript p j and still use φ( ·) for φ(T −1
p j (·)).
3 Proof of Theorem 1.2
We will investigate the complex and real ellipsoid cases separately to show (2.7)
First, however, we recall the following facts for the class of real functions F in the first part with the additional assumption that F (0) = 0 See, for example,
[9, Lemma 4]
Lemma 3.1 Let F be a C2 convex function on [0, d] Then
F (p) − F (q) − F (q)(p − q) ≥ 0 (3.1)
for any p, q ∈ [0, d] If, in addition, F (0) = 0 and F is nondecreasing, then
F (p) − F (q) − F (q)(p − q) ≥ F (p − q), (3.2)
for any 0 ≤ q ≤ p ≤ d.
Proof The proof of (3.1) is simple and is omitted here For (3.2), let s := p −q ≥ 0
and g(s) := F (s + q) −F (q)−sF (q) −F (s) Hence, g (s) = F (s + q) −F (q) −F (s)
and g (s) = F (s + q) − F (s) Using the assumption F (t) is nondecreasing, we
have g (s) ≥ 0, thus g (s) is nondecreasing This implies g (s) ≥ g (0) = 0 (since
F (0) = 0) and consequently that g(s) is increasing We thus obtain g(s) ≥ g(0) = 0
(since F (0) = 0) This completes the proof of (3.2)
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Trang 83.1. Complex ellipsoid case
In this subsection, Ω is defined by (1.1) Since the argument of F is |ζ1|2, the chain rule shows that ∂
∂ζ1F ( |ζ1|2) = ¯ζ1F (|ζ1|2) Similarly to Khanh [12, (4.1)], the
convexity of r shows that
Re{Φ(ζ, z)} − ρ(ζ) ≥ −ρ(z) + F (|z1|2)− F (|ζ1|2)− 2F (|ζ1|2)Re{¯ζ1(z1− ζ1)}
=−ρ(z) + F (|ζ1|2)|z1− ζ1|2+ (F ( |z1|2)− F (|ζ1|2)
− F (|ζ1|2)(|z1|2− |ζ1|2)). (3.3)
The analysis splits into two cases: (i) F (0)= 0 and (ii) F (0) = 0 In the first case,
the hypotheses on F guarantee the existence of a δ > 0 such that F (|ζ1|2) > 0 for
any|ζ1| < δ Hence,
Re{Φ(ζ, z)} − ρ(ζ) −ρ(z) + |z1− ζ1|2
and
(|ρ(z)|2+|ImΦ(ζ, z)|2+|ζ1− z1|4)|ζ1− z1| .
The estimate in this case is the estimate for the case of a strongly pseudoconvex domain, and the result is classical and well-known Thus, we may assume that
F (0) = 0.
Lemma 3.2 Let F be defined as in Sec.1 with the additional assumption F (0) =
0 Then, for any |z1|, |ζ1| ≤ d
|H(ζ, z)|
1 (|ρ(z) + iImΦ(ζ, z)|2+ F2(|z1− ζ1|2))|z1− ζ1| if |ζ1| ≥ |z1− ζ1|,
1 (|ρ(z) + iImΦ(ζ, z)|2+ F2(12|z1|2))|z1| if |ζ1| ≤ |z1− ζ1|.
(3.4)
Proof Applying Lemma3.1to (3.3), we obtain
Re{Φ(ζ, z)} − ρ(ζ) ≥ −ρ(z) +
F (|ζ1|2)|z1− ζ1|2 if 0 < |z1|, |ζ1| < d,
F ( |z1|2− |ζ1|2) if|ζ1| ≤ |z1| ≤ d. (3.5)
We now compare the relative sizes of|ζ1| and |z1− ζ1|.
Case 1.|ζ1| ≥ |z1− ζ1| Combining the first inequality from (3.5) with (ii) from
p 2, we obtain
Re{Φ(ζ, z)} − ρ(ζ) ≥ −ρ(z) + F (|z1− ζ1|2).
The first line of (3.4) follows by this inequality and (2.6)
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Trang 9Case 2.|ζ1| ≤ |z1− ζ1| In this case, the estimate depends on the relative sizes of
|ζ1| and √1
2|z1| If |ζ1| ≥ √1
2|z1|, then the argument from Case 1 proves that
Re{Φ(ζ, z)} − ρ(ζ) ≥ −ρ(z) + F (|z1− ζ1|2)|z1− ζ1|2≥ −ρ(z) + F
1
2|z1|2
,
and we obtain the second estimate in (3.4) Otherwise, |ζ1| ≤ √1
2|z1|, and this
implies both|z1| ≥ |ζ1| and |z1− ζ1| ≥ (1 − √1
2)|z1| By the second case of (3.5),
we observe that
Re{Φ(ζ, z)} − ρ(ζ) ≥ −ρ(z) + F (|z1|2− |ζ1|2)≥ −ρ(z) + F
1
2|z1|2
and
(|Re{Φ(ζ, z)} − ρ(ζ)|2+|ImΦ(ζ, z)|2)|ζ1− z1|
|ρ(z) + iImΦ(ζ, z)|2+ F2
1
2|z1|2
This completes the proof
Proof of Theorem 1.2 (1) From (2.7), the only remaining estimate is the integral
over (ζ, z) ∈ (Ω∩B(0, δ))×Ω We now concentrate on the integral near 0 By Lemma
3.2, we have
(ζ,z)∈(Ω∩B(0,δ))×Ω |H(ζ, z)φ(ζ)| dV (ζ, z)
=
(ζ,z)∈(Ω∩B(0,δ))×Ω and |ζ1|≥|z1−ζ1| · · ·
+
(ζ,z)∈(Ω∩B(0,δ))×Ω,|ζ1|≤|z1−ζ1| and |z1|≤2δ · · ·
+
(ζ,z)∈(Ω∩B(0,δ))×Ω,|ζ1|≤|z1−ζ1| and |z1|≥2δ · · ·
where
(I) :=
(ζ,z)∈(B(0,2δ)∩Ω)2
|φ(ζ)|dV (ζ, z)
(|ρ(z) + iImΦ(ζ, z)|2+ F2(|z1− ζ1|2))|z1− ζ1| ,
(II) :=
(ζ,z)∈(B(0,2δ)∩Ω)2
|φ(ζ)|dV (ζ, z)
(|ρ(z) + iImΦ(ζ, z)|2+ F2(12|z1|2))|z1| ,
(III) :=
(ζ,z)∈(B(0,δ)∩Ω)×Ω and |z1|≥2δ
|φ(ζ)|dV (ζ, z)
(|ρ(z) + iImΦ(ζ, z)|2+ F2(12|z1|2))|z1| .
(3.8)
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Trang 10It is easy to see that (III) (F (2δ2)δ) −1 φ L1(Ω) For the integral (I), we make the
change of variables (α, w) = (α1, α2, w1, w2) = (ζ1, ζ2, z1− ζ1, ρ(z) + iImΦ(ζ, z)).
The Jacobian of this transformation is the matrix
J =
∂(Rez1 )
∂ImΦ(ζ,z)
∂(Reζ1 )
∂ImΦ(ζ,z)
∂(Imζ1 )
∂ImΦ(ζ,z)
∂(Reζ2 )
∂ImΦ(ζ,z)
∂(Imζ2 )
∂ImΦ(ζ,z)
∂(Rez1 )
∂ρ(z)
∂(Imz1 )
∂ρ(z)
∂(Rez2 )
∂ρ(z)
∂(Imz2 )
∂ImΦ(ζ,z)
∂(Imz1 )
∂ImΦ(ζ,z)
∂(Rez2 )
∂ImΦ(ζ,z)
∂(Imz2 )
To justify this coordinate change, we write z j = x j + iy j and compute
det(J ) = ∂ Im(Φ(ζ, z))
∂y2
∂ρ(z)
∂x2 − ∂ Im(Φ(ζ, z))
∂x2
∂ρ(z)
∂y2
.
By a possible rotation and dilation of Ω, we can assume that∇ρ(0) = (0, 0, 0, −1).
A direct calculation then establishes that if δ is chosen sufficiently small (so that
∂ρ(z)
∂y2 dominates the other partials of ρ and |ζ − z| ≤ 4δ is small), then det(J) = 0.
Since Φ is smooth, we can assume that there exists δ > 0 that depends on Ω, δ,
and ρ so that
(I)
(α,w)∈(Ω∩B(0,δ ))×B(0,δ )
|φ(α)|
(|w2|2+ F2(|w1|2))|w1| dV (α, w)
φ L1(Ω)
δ
0
δ
0
r1r2
(r2+ F2(r2))r1
dr2dr1
φ L1(Ω)
δ
0
log F (r21) dr1 < ∞.
That the integral is finite follows by the hypotheses on φ and F
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