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At low tem ­ peratu re the harm onic theory works well [1].. But as the tem perature' increases due to anharm onic effects th e XAFS sp e ctra provide different stru ctu ral inform ation

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V N U JO U R N AL OF SCIENCE M athem atics - Physics T X V III N()3 - 2002

X A F S C U M U L A N T S A N D T H E R M A L

E X P A N S I O N O F B C C A B B I N A R Y A L L O Y S

N g u y e n V an H u n g

D e p a r tm e n t o f P h y s ic s , C ollege o f Science, V N U

A b s tr a c t : A n e w q u a n tu m s ta tis tic a l (in h a rm o n ic th eo ry has been d erived f o r cal­

c u la tio n and a n a ly sis o f X A F S c u m u la n ts a nd th e rm a l earpansion o f bcc A B binary

a lloys sy ste m s T h is m o d e l is developed based on the a n h a r m o n ic vib ra tio n o f ab­

so rber fr o m a to m s o rte A a n d backs c a tte re r fr o m a n o th e r a to m so rte 11, in c lu d in g

c o n trib u tio n s o f th e ir n e a re st neighbours A to m ic p a ir p o te n tia l h a s been ta ken by plu s-a vera gin g o f M o rse p o te n tia l T h e exp ressio n s have been derived f o r effective

sp rin g c o n sta n t, co rrela ted E in s te in frcq iicn cy, correlated E in s te in tem perature, fir s t

c u m u la n t or n e t th e r m a l e xp a n sio n , sec o n d c u m u la n t o r D ebye- W a ller fa c to r , third cum ulant, causing p h a se c h a n q e o f X A F S spcct.ro, a n d th e rm a l e xp a n sio n coefficient

N u m u ric a l e v a lu a tio n s h a ve been ca rried o u t fo r F eI _ s Wx T h e resu lts are te m p e r­

ature dependent a n d Ttfleet tJic exp erim en t and fu n d a m e n ta l theoretical bchaviuors

o f th ese q u a n titie s.

1 I n t r o d u c t i o n

T he X-ray A bsorption F ine S tru c tu re (XAFS) spectra and their Fourier trarisfom

m agnitude provide stru c tu ra l inform ation of substances including alloys At low tem ­ peratu re the harm onic theory works well [1] But as the tem perature' increases due to anharm onic effects th e XAFS sp e ctra provide different stru ctu ral inform ations a t different tem perares [2-7] To correct these uncertainties the cum ulant expansion approach [4] has been developed According to this theory th e XAFS function contains the factor

e ^ k \ w ( k ) = 2i<7<1> - 2 k 2a 7 - 1 » * V 3> + ,

• J

where (jt1) is the first cmnulant, or net th erm al expansion, Ơ^ is the second cum ulant or Debye-Waller factor, and is th e th ird cumulant, providing th e phase change of XAFS spectra [3] M ost of th e efforts is focused t o in terp ret the m easured anharm onic or liigh- tem perature XAFS sp ectra Some progresses have been m ade to calculate the cum ulants

of the crystals [5,6,10,11], an d recently our evaluations for fee alloys system s have been discussed [9]

T his work is our next step o f [9] deriving a quantum statistical anharrnonic proce­ dure to calculate the cu m u lan ts and th erm al expansion of bcc binary A n alloys system s

in XAFS theory O ur m odel is based on th e local atom ic vibration including anharm onic effects in a sm all cluster of th e ab so rb er from an atom sorte (A) an d the backscatterer from another one (B) w ith tak in g in to account of their nearest neighbors’ contributions The

Typeset by *4/VfS-ThX 17

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18 N g u y e n Van H ung

creation and annihilation o p erato rs are used to describe phonon interact ion, and physical param eters have been derived by averaging calculation using the statistical density m a­ trix Numerical calculations have been carried o u t for bcc alloys F e \ - x w x T he results are tem perature dependent an d reflect the experim ental ones and fundam ental theoretical behaviours of the above derived quantities

2 T h e o r y

We consider allharm onic vibration between absorber as atom A and backscatterer

as atom B with taking into account the contributions of their im m ediate neighbors so th a t their interaction is characterized by an anharrnonic effective potential

^ e / / ( z ) = 2 k * f J x + k *x + • • • > X = r - r 0, (1)

where r is spontantaneous bond length between absorbing and backscattering atom s, To

is its equilibrium value, k ef f is effective spring constant., and ^3 is cubic anharm oiiicity param eter which gives an asym m etry in the pair d istrib u tio n function

It is usually sufficient to consider weak ankarm onicity, th en our derivation of the expressions of cum ulants and therm al expasion of bcc alloys system s in XAFS theory

is based on quantum statistical theory w ith quasi-harm onic approxim ation, according

to which the H am iltonian of the system is w ritten as a harm onic term with respect to the equilibrium at a given tem perature, plus an anharm onic p e rtu rb a tio n [5] Using the definition [5,12] y = Xa as the deviation from th e equilibrium value of X a t tem perature

T and a ( T ) = < r — r0 > as the net therm al expansion we express Eq ( 1) in the form

The single bond interaction potential betw een th e atom s A and B contained in the effective potential (2) of the system is o b tain ed bv an plus-averaging of Morse pair potential and is given by

V A D7Ị\L)A + V b ),O í AB - * -7Z -,<*AB - 2 - n — - 5 V4 )

w h e r e D a tì a n d atA.tí a r e t h e M o r s e p o t e n t i a l p a r a m e t e r s

U a , b ( x ) = D A iB( e ' 2aA BX - 2 e ~ a AB X). (5) Considering the contributions of im m ediate neighborvS of absorber and backscatterer,

as well as, the atomic distribution in bcc stru ctu re, we derive th e effective spring constant

the p ertu rb atio n potential due to anharm onicity

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X A F S c u m u la n ts and th e rm a l ex p a n sio n o f 19

O ur approach is based on a local vibration picture and a Einstein model is ap­ propriate FYom the above relations th e correlated Einstein frequency UJE and correlated Einstein tem p eratu re 6 e have been derived, and they are given by

1/2

(8)

<+>E — f — — \ C \ o i a b - Z C 2 a a 'A B Ỷ j

Oic — -— —\C \otA B — o C 2 a a A B \

In the Eq.(6-9) we used k[} as B oltzm ann’ s constant and the following symbols

C l = 1 + - [fify + (J?B ) , Ơ2 = 1 + n \ + /ig ,

fl ~ M a + M bflA ~ M a + M b ’ ~ M A + M b '

where M a and M b are the m ass of the absorbing and backscattering atom s, respectively

T he cum ulants are derived by averaging th e value of y [5,12] Atomic vibration is quantized as phonon, and anharm onicity is the result, of phonon interaction Therefore, to calculate the m atrix elements for these interactions we express y in t erm of annihilation and creation o p erato rs and a + , i e ,

and use the harm onic oscillator sta te s In ) as eigenstates and E n = n h u ias eigenvalue

T he cum ulants have been derived by averaging procedure, using the statistical density

m atrix p and the canonical p a rtitio n function z in the form

where

P 0 = e - pẵio, H 0 = Ç - + ị k c f f y 2, í 3 = l / k B T , (13b)

S p = - f 0 P 0 = e ~ ^ 'H°S Ữ (P ) = e0Ho0 U e ~ 0Ho. (13c)

Jo

Using Eqs (12,13) we derived th e expressions for the averaging value of y for the even m om ents m e

n and for th e odd m om ents mo

(ymo) = E e~ ^ " — < n \ỏ u ( y)\n > ™0 = 1 ,3 ,5 - (15)

&0 n , n ', ton ~ tin '

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In the calculation of tran sitio n m atrix elements the selection rule has been obeyed Prom Eq (14) we derived the second cum ulant or Debye-Waller factor

Using Eq (15) and th e condition < y > = 0 we derived the first cum ulant or net therm al expansion

and the third cum ulant

(3)m C 2{ t u o E ) a ' A B 1 + 10« + 2

T he param eter a ( T ) describes an asynunetry of the pair p o ten tial or the therm al ex­ pansion of the bond length T a b between th e two atom s A and B due to the anharm onicity,

th a t is why from Eq.(17) we derived the therm al expansion coefficient

“ T ( r ) i ( % D A B ° \ o A B \ ( 1 - Z ) T ) 1 - (19)

To get th e above simplified form ulas several m athem atical expressions have been used

FYoin the above expressions it is easy to receive the following relation

a r r T ơ 2 3z(l + z)ln(l/z)

In order to define the behavioiưs of the above obtained therm odynam ic quantities

in tem perature dependence we derived them in the low tem p eratu re (T —> 0) and high tem perature (T —y oo) limits T he results are presented in Table I

T able I The values of cr(U ,CT2 , a T a n d ctr r T ơ 2 / ơ (3) for an alloys AB at low

tem perature ( 7’ —» 0 ) and high tem perature (7’ —>00 ) limits

a " '

*>

Ơ

a<5>

a T

a T r T ơ 2 Ơ [V)

+ 2 z ) i C ^ D ^ a ^ f t hú)E ( \ + 2 z ) 4C \D ABa AB

C i «' a b (*°> b ) 2( 1 + U z j / i e c ^ a ^

3C 2k - ịá AỊịZ ( ỉn z ) 1' ( \ + 2 z / & A B a ABrAB

3 z l n ( \ / z )

^ 2 a A B ^B ^ ■* 4 t,\ ^ A B a AB

k B I / 2Cj2

ỵ 4 C Ị

3C 2 k B a '/W 4C|2 D ju ìữ2ABr AB

1/2

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X A F S c u m u l a n t s a n d t h e r m a l e x p a n s i o n o f 21

3 N u m e r ic a l r e s u l ts

Now we apply the above derived expressions to num erical calculations for the bcc binary alloys F e \ ~ x w x T he Morse potential param eters I ) A [Ị and O la /y were taken from Ref 8 T he calculated values of D a B ì ^ a B ì a Atìi O e for the alloys F e W are given in Table II

T abic II Ihe calculated values of D AB M 4B M'AB ,k tìff (Oỵ ,&E for the alloys 1 ‘eVV.

S a m p le B o n d DM ( e V ) <*AB ( Á 2) CA3 ) k ' f f f N m) ( O g f x W* Hz ) e E( K )

T he vibration characterizing quantities for the alloys bond F ew , calculated by present procedure are different from those for t he single crystal bond F e — F e and w — W ,

calculated by the procedure presented in Ref 14 T his can be seen in the Table III

Table III: Com parison of the values k ejg (oE.anciOE of the single crystal bond with those of

the alloys bond of FeW

Fig 1 shows th e tem perature dependence of our calculated net therm al expasion ơ-(l ' of F e W com pared w ith those of its com ponents F e and w Fig 2 shows the tem perature dependence of our calculated Debye-Waller factor Ơ2 of F e W in comparison

w ith those of its components F t and w

Fig. 7: Net therm al expansion <7(i) (Ẵ)

of FeW com pared with those

of its com ponents Fe and w

Fig 2: Debye-Waller factor Ơ 2(Ằ2)

of FeW com pared with those

of its com ponents Fe and w

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22 N g u y e n Van H ung

Fig 3 inllustrates the tem p eratu re dependence of OUI* calculated third cum ulant

of F e W in comparison w ith those of its com ponents F e and w Fig 4 shows the tem perature dependence of therm al expansion coefficient Q r of F eo.88 Wo.12 compared w ith those of its com ponents F e and w Fig 5 dem onstrates the tem p era tu re dependence

of our calculated cum ulants relation o t t T ơ 2/ ơ ^ of F t W com pared w ith those of its components F e and w

Fig. 3:Third cum ulant c r5l(À3) of FeW

in comparison with those of its

com ponents Fe and w

Fig. 4 :Therm al expansion coefficient

a T ( k 1 ) of FeW in comparison with those of its com ponents Fe and w

2 0 0 3 0 0

T(K)

4 0 0 5 0 0

Fig 5: Cum ulants relation a r r T ơ 2 <7 '31 of FeW in com parison w ith those of its

com ponents Fe and w

4 D isc u ss io n s a n d c o n c lu s io n s

- In this work the expressions of XAFS cum ulants and therm al expansions of the two com ponents bcc alloys system s in tem p era tu re dependence have been derived based

on quantum statistical theory

- T he net therm al expansion Debye-Waller factor Ơ2 and th ird cum ulant Ơ

contain z cro p o in t contributions as q u an tu m effects a t low tem p eratu re, and contain the

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X A F S c u m u la n ts and th erm a l exp a n sio n o f 23 classical lim its at high tem perature, where ờ 2, ~ T , and ~ 'I'2. These behaviours are sem inlar to those of the results of theories [5,6,10] and by experim ents [2,13] for the single crystals

- T herm al expansion coefficient has the form of specific lieat which approaches

to a constant, value at high tem p eratu re as the Dulong-Petit rule and vanishes at low tem p eratu re obeying the cubic tem p eratu re rule

- T he cum ulants relation o t'yrT ơ 2Ị ơ !y?,) approaches the classical and experim ental value [2] of 1/2 at 0 g (Fig 5) T his denotes the Einstein tem p eratu re as the lim it above which th e classical approach can be applicable and below which the quantum theory m ust

be used as it was defined for the single crystals [5]

- T his approach can also be applied to the research of therm odynam ic properties of nano systems

A c k n o w le d g m e n ts This work is su pported in part, by th e basic science research pro­ grams No 410 801

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