CQNG HOA XA HOI CHO NGHIA VIET NAMDQc lf p - TF do - Hgnh phric THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness Tokyo, ngdy /, thdng 7 ndm 2016 TolEo, day month 7 y
Trang 1CQNG HOA XA HOI CHO NGHIA VIET NAM
DQc lf p - TF do - Hgnh phric THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness
Tokyo, ngdy /, thdng 7 ndm 2016 TolEo, day ( month 7 year 2016
BAo cAo vt NcAy rRo rHANH/KHONG coN LA cO D6NG Lc'N, NHA DAU rrt NAM
GIT/ TU 5% TRO LTN CH(NG CHi QUV DONG REPORT ON THE DAY BECOMING/NO LONGER BEING MAJOR SHAREHOLDERS,
INYESTORS HOLDING 5% OR MORE OF CLOSED FUND CERTIFICATES
Kinh gti: - Uy ban Chung kho6n Nhd nudc
- So Giao dictr Chung khoan H6 Chi Minh
- C6ng Ty C6 Phdn Duo c H{u Giang
To: - The State Securities Commission
- Ho Chi Minh Stock Exchange
- Duoc Hau Giang Pharmaceutical Joint Stock Company
l Th6ng tin vd cri nhdM6 chuc dAu tul Information on individual/institutional investor
- Ho ve t€n ce nhan/T6n t6 chric dAu tu I Name ol inclividual/institutional investor; Taisho Pharmaceutical
Co., Ltd
- Qu6c tich/ Natronality: Nhlt Bin/ Japanese
- 56 CMND, HQ chiiiu, The c.dn cudc (d6i voi cri nhAn) ho4c Sri G"i6y chrmg nhAn rldng k! doanh nghiQp,
ci6y phdp hoat ddng hodc gi6y to ph6p l! tuong duong (d6i voi t6 chric), ngdy c6p, na cip I ID
card/Passport No (in cuse o;/ individual.l or C.ertif;cate of busine.s.s registratktn No (in case of
organization), date of issue, place rsf issue: 56 dlng ki c6ng ty Nhet Bdn ld 0l 33-01 -006867, thdnh l6p
ngiy 25 thing 3 nim 1928, tluo c cip tai Nh{t Binl Japunese company registration number 0133-01'
006867 incorporated on 25 Mqrch 1928, issued in Japan
- Dia chi li6n h€/Dia chi tru so chinh/ Address: 3-24-l Takada, Toshima-ku, Tokyo, I 70-8633, Japan
- Di€n thoaii Telephone' +81-3-3985-1304 Fax: +81-3-3984-7061 Email:m-mino@so.taisho.co jp
Website: http://www.taisho.cojp/
2 Nguoi c6 li6n quan cua cd nhdn/td chr?c dAu tu (ilang nim git cirng lo4i cd phitirL/chtmg chi qu!)
lRelaled persons (currently hokling lhe same types of shures/ fund certi/icales): Kh6ng c6/ No
- Ho vd t€n c6 nhdn/T€n t6 chric c6 li6n quan lFull name ofrelated individual/Nume of instilulion;
- Qu6c tichl Nationality:
- 55 CMND, H6 chi6u, The cdn cudc (d6i vdi c6 nhdn) hoac 56 G.i6y chung nh{n ddng kf doanh nghiip,
Gi6y phdp hogt ddng honc gi6y td phAp ly' tuong iluong (ddi voi t6 chuc), ngdy cip, noi cdp / ID
card/Passport No (in case of individual) or CertiJicute oJ business registration No or relevant legal
documents (in case of organization), date ofissue, place oJ issue.
- Chric vq hi€n nay tai cdng ty d4i chringi c6ng ty quin lli qu! (n6u c6)/ Carrent position at the public
company/fund management company (if any) :
/l'
Trang 2- M6i quan h€ vdi c6 nhir/t6 chirc dduw/ Relationship with the individual/institutional invesror.
3 Tdn c6 phidtr/chrmg chi qulimd chLmg kho5n sd h&u./ Name & code of share/fwd certificate owned:
Cdng ty cd phdn Duo c H{u Giangi DHGI DHG Pharmaceutical Joint Stock Company/ DHG
4 Cdc tdi khoin giao dich c6 chirng kho6n n€u t4i m$c 3/ Truding account number with shares mentioned
in paragraph 3 above: Tai c6ng ty ch&ng khoittlln securities company: 007FCA9264
5 56 luong, t)t lC c6 phi6u/chrmg chi quy n6m gii truoc khi thuc hi€n_giao .dichl Number, ownership proportion of shares/fund certijicates held before the transaction: 0 c6 phi6u, O%ol 0 shares, 0'%
6 56 luong c6 phititL/chrmg chi qu! <15 mua,/brin/cho/tdng/duoc ting/thira k6/chuy6n nhuong/nhdn chuy6n
nhuqng/ho6n d6i tai ngdy Idm thay il6i tj lQ so htu vd trd thdnh,tro4c kh6ng cdn ld c6 d6ng lon/nhd ddu
tu sd htu ti 5% chrmg chi qu! cia qu! d6ngl Numher ofshares /fund certilicate
purchase/sell/give/donate/donated/ inheritance/transfer/trans/erred/swcp at date on which change oJ'
ownership ratio and hecoming/no longer being a major shareholder/invesktrs holding 5ol or more of
7 56 luong, tj l€ c6 phiiiu/chung chi qu! ndm giir sau khi thgc hiCn giao dich (ho4c thr,rc hiQn horin ddi)/ Number ownership proportion of shures/fund certdicates hold alier the transaclion br sw'ap):
21.304.064 c6 phi€u, 24,50%1 21,304,064 shares, 24.50V
8 Ngiy thuc hi€n giao dich thoqc thqc hi6n horin d6i) ldm rhay ddi ty ld so htu va tro thdnh c6 d6ng Ion&h6ng cdn ld cd tl6ng l6m/nhd <ldu tu ndm giri tu 5% chring chi qu! cLia qu! d6ng/ Trading date on
which change ofownership ratio and becoming/no longer being a major shareholder/investors holding
5'% or more ofclosedfund certificate happened: ngdy 30 thing 6 ndm2016/ 30 June 2016
9 56 fuong, ty lC c6 phi6u/chrmg chi qu! nguoi c6 li6n quan dang n6m giir/ Number, onwership
proportion ofshares/ /und cerlilicates currently held hy the related person: Kh6ng c6i No
10 56 fuong, ti l9 c6 phi6u/chung chi qu! cirng nguoi c6 li6n quan n6m gift sau khi giao d\cW Number,
ownership proportk;n ofshares/fund certificates held by
-individual/organization investor togelher with related perxtns after the transaction: 2 1.304.064 c6 phi€u,24,50Vo1 2 I ,304,061 shares, 21.5096
cA NHAN/IO cHUt BAo cAo/
NGU,OI DUqC UY QUYt,N CONG 86 THONG TIN NAME OF REPORTING ORGANIZATION/INDIYIDUALNERSONS
AUTHORIZ E D TO DISCLOS E I NFORMATION tKy ghi rd fut tin, <long tltiu - niu c,il (Signature, full name and seel - in case of organization)
t-,-
MASAHIRO MINO GIAM DOC TAI CHiNH/ GENERAL MANAGtrR ACCOUNTING
4
,)t