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Trang 1BAo cAo K~T QuA AD DICH CO PHIEU/CHLrNG CHi QUY COA NGU'OI NOI BO COA CONG TV
£)~I CHUNG, ~GU'al N, ISO COA QUY £)~I CHUNG vA NGU'OI c6 LIEN QUAN CO'A NGU'OI NOI BQ
REPORT1N R ESU TS O F TRANSACTION IN SHARES/FUND CERTIFICATES OF INTERNAL PERSON OF ' UBLI C M P ANY , INTERNAL PERSON OF PUBLIC FUND AND RELA TED PERSONS
OF INTERNAL PERSON
Ki h g Lfi : - Uy ban Chung khoan Nha mroc
- Sa Giao dich chung khoan
- Conq ty c6pha Day cap d l en Viet Nam (CADIVI)
- Th e State S ec ur i ties Commission
- The S t oc E x h ange
- Vi e tna m Elec t ic Cable Corporation
1.ThOng tin v~ an a / chir thuc hien gia djch/ Informat i on on ind i vidual/ organization:
- Ho va ten ca n~an/T e t 1 c u c' Name o f in dividual/organization: NGO QUANG HUNG
- Quoc tich/ Natib a l t y : V i 6;it Na m
- So CMND, HOch i e u, T h c an CU' cY c(d6i v oi c a n h an ) hoac So G i ay chung nhan dang ky doanh nghiep, Giay phep heat don g h ac gia y t o p hap Iy tu 'o' n g dU'O'ng (doi vo'i to chuc), nqay cap , noi cap/ 10 card/Passport N (in c as ofin iv i d ua l ) or C e rtif ica t e of business registration No (in case of organization), date of issue , pI ce of is (I
- Dia chi lien he/E> i achi t ru s o' chf nh / Add r e s :
- Dlen thoail rel+ho ne: Fa x : Email : Website:
- Chuc vu hien n1ayt c;l i c o g ty dal c unq , c on g t y q uan Iy quy (neu c6) hoac moi quan he VcY i cong ty dai chunq , cong ty q~ n I y q y Cu r e t p s i tion i n th e p u blic company , t he fund management co"!pany (if any)
or relatic:nship Wj th h pu l c c om p ny , th fun d m a a gement company:Thanh vien Ban kiem soet, PM
Giem ooc XN Ta A
- choc vu tc;lico g ty d i;li (l g, cong ty qU ElnI y q y tc;lingay dang ky giao djch (neu c6)/ Posittion in the public company , ~~e f u d IIanag emenl com pa ny at egistration date (if any): va ngay khOng con la ngU'<Yinoi bo ho~c n gu'ai co lie n qua n c ua n gU' 6' i noi bo cua cong ty dc;li chung , cong ty quan Iy quy: (neu In S Iy d ) */ an d date on wh i c h is no longer internal person or related person of internal person of the public c o mp y, th e f u d man age m en t company :
': Mvc nay chi da~ c h Ir 6n g h (yp c hU'ah"I I Mih n aang ky gioo d i ch a6 i /U'Q'ngdang ky khOng con ta
ngU'& i nOi bO hO~f ngLf 6'ic lion q UeJn c u n Lf&i n i b cua cong ty o<;1ichUng, cong ty qUEm 19quy; This item is only for c f se s n ol :ot regi str a ti o d a line of transaction, the registrant is no longer the internal person or related per s o o f ' nl e m a l perso n of t he pu b l c company, the fund management company.
2 Thong tin v~ JU'C )'i nSi 6 cu a con ty d<;li ch ung/quy dc;lichung la ngU'<Yic6 lien quan cua ca nhan/to chlic thl,l'c hien 9 i ~ O d i c h (6'ivai tru 'o 'ng h Q'p ngLf o' t hl)' c hi~n giao djch la ngU'&i c6 lien quan cua ngU'&i nOi
bO cua cong ty o ~i c h ng ;' ./ O E,li chU n ) I nf o r matio n about internal person of the public company/public fund is related perfo o r tra ing i n i vi dua l /o r g niza ti o ( i n case trader is related person of internal person of the public company/pu l ic r n )
H 't ' I · b· N r'l I
- 0 va en ngU'O'I Q I Q •me0 In e ma pe rson:
- Quoc t i ch/ Natio alit y :
- s6 CMND, HO c h eu , T ::~ I n w o'c/ 1 0 c a r d /Pas s p rt No :
Trang 2- £)ia chl thU'ang trul Permanent address :
dich/ Posittion in the public company, the fund management company at date on which individual / organization referred to in paragraph 1 toregister the transaction:
fund management company:
- M6i quan he giCra ca nhan/t6 chirc thuc hien giao dich vo'i ngU'ai noi bOI Relationship of individual/organization executing transaction with internal person:
- selU'c;mg,ty 1$ c6 phi~u/chlrng chl quy rna ngU'ai noi bO dang nam giCr (neu co)1 Number, ownership proportion of shares held by the internal (if any):
3 Ma chlrng khoan giao dich/ Securities code: CAV
4 Cac tai khoan giao dich co c6 phi~u/chlrng chl quy neu tai rnuc 31Trading account number with shareslfund certificates mentioned above: tal cong ty chlrng khoan/ In securities company:
5 s6 1U'Q'ng,ty 1$ c6 phi~u/chlrng chl quy narn giCrtnroc khi thuc hien giao dich/ Number, ownership proportion of shares/fund certificates held before transaction: 11 814 CP ty I~ 0,04%
6 se 1U'Q'ngc6 phi~u/chlrng chl quy dang ky mua/ban/cho/dU'Q'c cholti;ing/dU'Q'c ti;ing/thli'a k~/chuy~n nhU'Q'ng/nh~n chuy~n nhU'Q'ngl Number of shareslfund certificates registered to purchase/ sale/ give/ be given/ donate/ be donated !inherit! transfer/ transferred 11.500 CP ty I~ 0,04%
7 s6 1U'Q'ngc6 phi~u/chlrng chI quy da giao dich (mua/ban/cho/dU'Q'c cholti;ing/dU'Q'c ti;ing/thli'a k~/chuy~n nhU'Q'ng/nh~nchuy~n nhU'Q'ng/hoan d6i) **/ Number of shareslfund certificates traded (purchase/ sale/ give/
be given/ donate/ be donated /inherit! transfer/ transferred/swap) : 11.500 CP ty I~ 0,04%
8 s6 1U'Q'ng,ty 1$ c6 phi~u/chlrng chI quy n~m giCr sau khi thl,J'c hi$n giao dichl Number, ownership proportion of shares/fund certificates held after executing transaction: 314 CP ty I~ 0%
9 PhU'O'ngthlrc giao dichl Mode of transaction: ThOa thu(jn va kh&p I~nh / Deal
10.Thai gian thl,J'Chi$n giao dichl Transaction period: tli' ngaylfrom 17/03/2016 d~n ngaylto 15/04/2016
NGU'OI £)U'Q'C UV QUV~N CONG BO THONG TIN
NAME OF REPORTING ORGANIZA TIONI
INFORMA TION
(Ky, ghi ra h9 ten, dong d{w - n~u co) (Signature, full name and seal - 'ncase of organization)
A
NGO