bao cao so huu cua nhom nha dau tu nuoc ngoai1

BAo eAo VE sa HUu eVA NHOM NHADAUTU Nude NGOAIeo LIEN QUANLAe6D6NGL6'N~DAUTUL6'N MAJOR SHAREHOLDER REPORT ON OWNERSHIP RATIO FOR A GROUP OF RELATED FOREIGN INVESTORS Kinh gui / To : - Uy

BAo eAo VE sa HUu eVA NHOM NHADAUTU Nude NGOAIeo LIEN QUAN

LAe6D6NGL6'N~DAUTUL6'N

MAJOR SHAREHOLDER REPORT ON OWNERSHIP RATIO FOR A GROUP OF RELATED FOREIGN INVESTORS

Kinh gui / To : - Uyban Chirng khoan Nha mroc (State S e curitie s Commission)

- SaGiao dich Chung khoan TP HCM (Ho Chi Minh Stock Exchange)

- C6ng ty c6 phan day cap di~n Viet Nam (CADIVI)

1.Chung t6i lalWe ar e :

Dja chi tru sO-chinh (dia chi IH~n

Ten ciia ta clnrc (Name of the organization) s6gi§y NSH (NSH No.) I~c)/ TeV Fax! Email

Address / Tell Fax/E mail

Korea Investment Management Co., Ltd- Van OIIUBCK-GCN #709 Kurnho Asiana Plaza, 39 Le

dp ngay 6/9/2011 Duan, Quan 1,TP HCM, VN phong dai dien TP HCM

Dat e d S e ptember 6,2011 Tel: 3824-2220 Fax: 3824-2225 Dai dien theo phap lu~t

Authori z ed r e pr e sentative of th e appointed institution :

Ong /Mr An Jong Hoon

Chuc vu/ T i tle : Truong dai dien / Chief Repr e sentative

2 Dai dien duoc chi dinh/ uy quyen thuc hien nghia vu bao cao sa hfru va c6ng b6 thong tin cho nhom nha dfru nr mroc ngoai co lien quan sau:

Are authori z ed to report on th e own e rship ratio and r e lea se required informationfor the group of related investors

a s follows :

MSGD cua STT Ten nha d§u tu' mro-c ngoai co lien quan nha d§u tlf Ten d:;ti di~n giao djch (n~u co)

No. Name of related foreign investors T r ading Trading representative (if any)

account No

1 KITMC Vietnam Growth Fund 1 CS0996 Korea Investment Management Co Ltd

2 KITMC Worldwide Vietnam Fund 1 CS1336 Korea Investment Management Co Ltd

3 KITMC Vietnam Growth Fund 2 CS2102 Korea Investment Management Co.,Ltd

4 KITMC Worldwide Vietnam Fund 2 CS2075 Korea Investment Management Co., Ltd

5 KITMC Worldwide Vietnam RSP CS2103 Korea Investment Management Co., Ltd Balanced Fund

6 KITMC Worldwide China Vietnam Fund CS2812 Korea Investment Management Co. Ltd

3 Ten c6 phieu/clnrng chi quy dong / rna chirng khoan sa hiru la d6i tUQ11gbao cao ( N am e of th e s t o ck/ f und

c rtificat e / s e curiti e scod e to b e r e ported):

C6ng tyc6 phan daycap di~n Vi~t Nam (CADlVI) / CA V

4 Ngay giao dich lam thay d6i ty I~sahfru cua ca nhorn nha DTNN co lien quan tro thanh hoi;te)thong con )ac6

dong lon/nha dfiu tu I On (Transa c tion dat e on which th e tot a l own er ship r atio has changed so that th e group o f th e

6 thang 1nlim 2016 - January 6 th, 2016

5 Thong tin chi ti~t v~tinh hinh giao dich chirng khoan cua cac thanh vien d~n toi ca nhom nha NDTNN co lien

quan tnr thanh hoac khong con la c6 donglon/nha dfiu tuIOn:

STT

I

Nam e of the r latedJoreign khoan khoan SO' hfru Tyl~ SO'hfru Ty I~ (Mua/ban)

N o.

investors T r ading Depository Shares scYhfru Shares SO'hfru Number of .

accounts No accounts % field % fie l d sha r es

No fi e ld field sold/bought

001-1

701

001-2

701

001-4

701

001-6

701

Total

~

l LV

;

~ PH()t

11 DlE~

H AN" F

CHI Mit

6 Ngay tro thanh hoi;te)thong eon lac6dong 1 6n! nha dfiu tu I On (D a t e on w hi c h the g roup of inv es tors ha s b e cam e

8 th3ng 1 nam 2016- January s'h,2016

Chung toixin cam doan nhCingthong tin neu tren hoan toan dung

W e h e r e b y c er t ify th a t all th e informa ti on abo veiscorr e ct

Ltd - Van phOng d\li di~n TP HeM

Ngay thuc hien (Date of execution):Ngay 11 thang 1 nam 2016 (January ir, 2016)