BAo cAo KET QuA GIAO DICH co PHIEU/CHLrNG cHI QUY COA NGU'OI NOI BO COA CONG TY£>~I CHUNG, NGU'OI NOI BO eOA QUY £>~I CHUNG vA NGU'OI c6 LIEN QUAN CO'A NGU'OI NOI BO REPORT ONRESULTS OF
Trang 1BAo cAo KET QuA GIAO DICH co PHIEU/CHLrNG cHI QUY COA NGU'OI NOI BO COA CONG TY
£>~I CHUNG, NGU'OI NOI BO eOA QUY £>~I CHUNG vA NGU'OI c6 LIEN QUAN CO'A NGU'OI NOI BO
REPORT ONRESULTS OF TRANSACTION IN SHARES/FUND CERTIFICA TES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELA TED PERSONS
OF INTERNAL PERSON
Kfn gut -Oy ban Chung khoan Nha nuoc
- SO>Giao dich chung khoan
-Conq ty c6 phan Day cap di$n Viet Nam (CADIVI)
- The Stock E x change
- V i etnam Elect ri c Cable Corporation
1 Thong tin v~ ca nMn/t6 chirc thvc hien giao dich/ Informat i on on indi vi dual / organi z ation :
- Ho va ten ca nhan/Ten t6 chtrc/ Name of indi v idual / organ iz ation : CONG DoAN CONG TY CP DAY
-Qu6c tichl Na ti onal i t y :
- se CMND, HO chieu, Thecan cvoc (d6i vai ca nhan) hoac se Giay chung nhan dang ky doanh nqhiep,
Gi~y phep heat dong hoac gi~y to phap Iy tU'O'ng dU'O'ng(d6i voi t6 chuc) ngay cap, noi c~p/ ID
c ard / Passport No ( in case o f i nd iv idual ) or Certif i cate of bus i ness registra ti o No (in c ase of organi za t i on ) dat e of i ss u , pla c e of issue : 30/Q£>-C£>TCty ngay 08/8/2007 tal TP H6 Chi Minh
-8ia chi lien h$/8ia chi tru sO>chfnhl Address :
Website:
- Chuc vt,Jhi$n nay tc;licong ty dai chunq, cong ty quan Iy quy (neu co) hoac mol quan he voi cong ty dai chunq, conq ty quan Iy quYJ Current posi t ion in the public compan y , the fund m a nagement com p an y ( if an y)
or r e lat i on s hip w ith the public compan y , th e fund managem e nt compan y
- Chtrc vu tai cong ty dc;lichung, cong ty quan Iy quy tc;lingay dang ky giao dich (n~u co)/ Posittion i n the
p blic c ompan y , t he fund management compan y at registration date (if an y) : va ngay khong con la
n U'cYinoi bO ho$c ngU'cYico lien quan cua ngU'cYinoi bo cua cong ty dc;lichung, cong ty quan Iy quy:
(neu ro Iydo) */ and date on w hich i s no longe r internal person o r re l a ted p erson of i nte rn a l
pe r son of the publ i c company, the fund management compan y :
*: M l,lc na y ch i danh cho trU'&ng hQ'p ch U' a h ~t tho i he/Inoang k y giao dich, 06i tU'Q'ngoang k y khong con la
n U'&i n ¢i b hofIc ng U'o i co li {m quan cua ngU'&i n ¢i b cua cong ty o<;lichung, cong t y qUEm1 '1 qu Y; This
i t e m is onl y for cases not y et registration d e adline of transaction, the registrant is no longer the internal person or related pe r son of internal person of the public compan y , the fund management compan y.
2 Thong tin v~ ngU'cYinoi b¢ cua cong ty dc;lichung/quy dc;lichung la ngU'cYico lien quan cua ca nhan/t6 chuc thl,l'c hi$n giao dich (06i v ai trU'&ng hQ'p ngU'oi th l,J' ch i ~n giao d i ch la ngU'o i co li{m quan cua ng U'oi n¢ i
b cua cong t y o<;lichung / qu y o<;l i chung)/ Info r mation about internal pe r son of the public compan y/ publ i c fund is related person of trad i ng individual/organization ( in case trader is related person of i nternal person of the public compan y / public fund):
- Ho va ten ngU'cYinoi bO/Name of internal pe r son: f)O AN HoAI THA N H
-Qu6c tichl Nationalit y :
-s6 CMND, HOchi~u, Thecan wac / ID card / Passport No
-8ia chithU'cYngtru/ Pe r manent a dd r ess :
Trang 2- Di$n thoai lien h$ 1 Address : Fax: Email:
- Chuc vu tai conq ty d<;lichunq, cong ty quan Iyquy tai nqay ca nhan/t6 chuc neu tai rnuc 1dang ky giao dichl Posittion in the public compan y, the fund management company at date on w h i ch i ndi v idu a l /
organ iza t i on referred to in paragraph 1to reg i ster th e tr nsaction : Tl t ant: vihl H pi ti n qu iin t rj Cti n ty,
Clt i, tie l: CO l1 gtl oim Co n t y (ca di v i ).
- Chuc vuhien nay tal cong ty d<;lichunq, conq ty quan Iyquyl Currently posittion i n the public comp a y , th e
fu n d m a nagement company:
- M6i quan h$ giCra ca nhan/t6 chuc thuc hien giao djch veri ngU'eri noi b QI R ela tionship of
indi v idual / organ iz ation e x ecuting transact i on w ith i nternal person :
- se 1U'Q'ng,y 1$ c6 phi€lu/chLrng chi quy rna ngU'cYinoi be dang narn giCr(neu c6) 1 Number , o w n rsh i p
p rop ortion of shares held by the intern a l ( if an y):
3.Ma chunq khoan giao dichl Secu r ities code : CA V
4 Cac tal khoan giao dich c6 c6 phi€lu/chLrng chi quy neu tai rnuc 31 Trading accoun t n umbe r wit h shares / fu nd ce rtif i cates m e t ioned abo v e : taicong ty chLrng khoan/ In s e curit i e s compan y :
5 s6 1U'Q'ng,ty 1$ c6 phi€lu/chLrng chi quy narn giCr truce khi thuc hien giao dichl Numbe r, o w n rsh i p proportion of shares/fund certificates held before trans a ction : 46 8 06 C P tji r0 1 %
6 s e 1U'Q'ngc6 phi€lu/chLrng chi quy dang ky mua/ban/cho/dU'Q'c cho/t~ng/dU'Q'c t~ng/thCPake/chuye
nhU'Q'n /nh$n chuyen nhU'Q'nglNumber of shares / fund certific a tes r eg i s t ered to purchase / s a / e / g i v e / b
gi v en / donate / be donated /i nheri V transfer / transferred 2 6 8 00 C Pt y i r0.09 3 %
7 s6 1U'Q'ngc6 phi€lu/chLrng chi quy da giao dich (mua/ban/cho/dU'Q'c cho/t~ng/dU'Q'c t~ng/thCPak€l/chuye
nhU'Q'ng/nh$nchuyen nhU'Q'ng/hoan d6i) **/Numbe r of shares/ fund certificat e s traded ( purchas e / s a / e/ give /
be gi v en / don a te / be donated /i nheri V transf er/ t ransf e rr e / s w ap ) :0CPtyI~0 %
8 s6 1U'Q'ng,ty 1$c6 phi€lu/chLrng chi quy nam giCr sau khi thl.,l'c hi$n giao dichl Numb e r o w nership proport i on of share s/ fund certif i ca t es he l d after e xec uting tr a nsa c t i on : 4 8 6 C Pt yI 0 0 16 %
26.800 c6 phi€lu con l<;likhong ban dU'Q'cdo gia khong phuhQ'pverinhu c~u
9 PhU'O'ngthLrc giao dichl Mode of t r ansact i on : Thoa th ufJ nva kherp I~ nh / D e l
10.ThcYigian thl.,l'Chi$n giao dichl T r ansaction period : tCPngayl from 31/10 / 2016 d€ln ngay l to 29 /1 1 / 20 1
cA NHANITO CHLrC sAo cAol
NGU'cYl DU'Q'C UY QUY~N CONG sO THONG TIN
INFORMA TION
( K y, gh i ro hQ ten , (fong d f w - n t w c o)
(Signature , full n eand seal - in c ase of or g an izat i on)