BAO CAO TAI CHINH DA DUOC SOAT XET

VA BAN TONG GIAM DOC Cdc thanh vien cua 110i diong Quart tri va Ban Tong Giam d6c Cong ty da dieu hanh Cong ty trong kS/ va den ngay lap bdo cao nay s Hoi ding Ouan tri Ong Bin Ng9c Th

CONG TY CO PHAN CHVNG KHOAN DAU KHi

(Thanh lap tai ?mac CHXHCN Viet Nam)

BAO CAO TAI CHINH

DA DIfl1C SOAT XET

Cho ky ho3t dung tir ngity 01 thing 01 nam 2010 den nay 30 thing 06 Want 2010

CONG TY CO PHAN CHUNG KHOAN DAU KHI

St) 18 1.4, Thing Kift quan Hoan Ki

Ha NOi, CHXHCN ViOt Nam

M1JC LVC

BAO CAO CUA BAN TONG GIAM DOC

' 1

TR

Y \

CONG TY CO PHAN CHUNG KHOAN DAU ICH!

S6 18 L5/Thtrang Kiet, quail Hoan Kim

Ha Nei, CHXHCN Viet Nam

BAO CAO CUA BAN TONG GIAM DOC

Ban Tiing Giam doc Cling ty Co phan Chung lchoan Dalt khi (g9i tit la "Cling ty") de" trinh bdo cao nay cung vii bao cao tai chinh da ducfc sodt xet cua Cong ty cho ki/hoat Ong tir ngay 01/01/2010 den 30/06/2010

HQI BONG QUAN TR! VA BAN TONG GIAM DOC

Cdc thanh vien cua 110i diong Quart tri va Ban Tong Giam d6c Cong ty da dieu hanh Cong ty trong kS/ va den ngay

lap bdo cao nay s

Hoi ding Ouan tri

Ong Bin Ng9c Thing

Ong Pham Quang Huy

Ong Nguyen Viet Ha

Ong Nguyen Hoang Nam

Ong Vu Thanh Le

Ong Do Tun Binh

Ong Tran Minh Hoang

Ong Trinh An Huy

Ong Nguyen Anh Tuan

BA HA Lan

Ban Tong Giam Mc

Ong Pham Quang Huy

Ong Trail Himg Dung

Ong Nguyen Xuan Hung

TRACH NHIEM CUA BAN TONG GIAM DOC

Ban tang Gidm doc Cong ty c45 trach nhiem lap bdo cao tai chinh cho ky hoat dOng phan anh met cach trung thuc

va hap 15, tinh hinh tai chinh cang nhu ket qua kinh doanh va tinh hinh , luu chuyen tien Cong ty trong IcS/ Trong viec lap cac bdo cao tai chinh nay, Ban T8ng Giam Mc dugc yeu cau phai:

• Lua chon cac chinh sach ke toan thich hop va ap dung cac chinh sach dO met cach nhat quan;

• Dtra ra cac xet doan va trac tinh met cach hap 1S, va than tong;

• Neu r8 cac nguyen tic ke toan thich hop co dirge tuan did hay khong, co nhang ap dung sai tech trong yeu can duos ding bo va giai thich trong bao cao tai chinh hay khong;

• Lap bao cao tai chinh tren ca se( hoat Ong lien Mc ft* twang hop kh6ng the cho rang Cong ty se tiep tic hog dOng kinh doanh; va

• Thiel ke va thuc hien he thong kiem soat nei be met cach hieu cho muc ditch lap va trinh bay bao cao tai chinh hap 15/ nham han the tin ro va gian Ian

Ban Tong Giam Mc Cong ty chiu trach nhiem dam bao rang se, sach ke toan Mac ghi chdp met cach phit hop de phan anh met cach hop ly tinh hinh tai chinh cua C6ng ty a bat lcS/ thai diem nao va dam bao rang bao cap tai chinh tuan thti cac Chuan muc Ke toan Viet Nam, He thong Ke toan Viet Nam ap dung cho cac cling ty chi:mg khoan va cac quy dinh

hien hanh ve ke toan tai Viet Nam Ban Tong Giam doccling chiu trach nhiem dam bao an toan cho tai san cua Cong ty

va thuc hien cac bien phap thich hap de ngan chin va phat hien cac hanh vi gian Ian va sai pham khac

Ban -Fling Giam d6c xac nhan rang C6ng ty da tuan thu cac yeu cau neu ten trong viec lap bao cao tai chinh

dien cho Ban T8ng Giam doc,

Huy

Tong Clam dew

Ha Noi, ngiry 16 Mang 7 narn 2010

Chu tich

Uy vial (be nhiem ngay 26/05/2010)

Uy vien ()8 nhiem ngay 26/05/2010)

Uy vien (b6 nhiem ngay 26/05/2010)

Uy vien (136 nhiem ngay 28/01/2010, mien nhiem ngay 26/05/2010)

Uy vien (b8 nhiem ngay 28/01/2010, mien nhiem ngay 26/05/2010)

Uy vien (b6 nhiem ngay 28/01/2010, mien nhiem ngay 26/05/2010)

Uy vier' (mien nhiem ngay 26/05/2010)

Oy vien (mien nhiem ngay 28/01/2010)

Uy vien (mien nhiem ngay 28/01/2010)

Tang Giam Mc Ph6 tong Giam Mc Ph6 TOng Giam Mc

Deloitte Cong ty TNHH Deloitte Vi(it Nam

So 8-Pham Ngcc Thach, QuOn Dong Da

Ha NOi, ViOt Nam Tel: +84-4 3852 4123 Fax: +84-4 3852 4143 www.deloitte.com/vn

Sa:06 /Deloitte-AUDHN-RE

Kink gn•: Cac Co Ong Cong ty CO phin Cluing khoan Diu Ulf (PSI)

ChUng toi da thuc hien cong tac soar xet bang can doi ke toan toi ngay 30 thang 06 nam 2010 can vai bao cao ket qua hoot dOng kinh doanh, bao cao luu chuydn den to va thuyet minh bao cao tai chinh kern theo cua Cong ty CO pan Chirng khoan Dau khi (gQi tat la "Cling ty") cho kY hoot dung tir ngay 01 thang 01 nam 2010 den ngay 30 thang 06 nam 2010 Cac bao cao tai chinh kern theo kh8ng nham phan anh tinh hinh tai chinh, ket qua hoat dOng kinh doanh va tinh hinh km chuyen tien to theo cac nguyen tic va thong le ke tan dirge chap nhan chung tai cac ntrac khac ngoai Viet Nam Viec lap va trinh bay bdo cao tai chinh thuOc trach nhiem dm Ban 'Fling Giam doc Cong

ty Trach nhiem cua chi:mg toi IA dua ra bao cao nhan xet ve bao cao tai chinh nay teen co sa cong tic soot )(et dm chimg tel

Chung toi da thuc hien cong tac soot xet bao cao tai chinh theo Chan muc Kiem toan Viet Nam ye cong tac soot xet Chuan muc nay yeu cau cong tic soot xet phai lap ke ho4ch va thuc hien a c6 su darn bao vira phai rang bao cao tai chinh khOng china dung nhfing sai sat tong yeu COng tac soot xet bao gem chu yeti la viec trao del vai Lilian

su cua Cong ty va ap dung cac thu tot phan tich tren nhang thong tin tai chinh; cong tac nay cung cap mot mac do dam bao thap hon cong tac kiem toan Chang toi kh6ng thuc hien cong viec kiem toan nen khong dua ray kien kiem toan

Tren co sa cong tac soot xet cua chung toi, chting toi khong thay c6 su kien nao a,chiing toi cho rang bao cao tai chinh kern theo day khong phan anh trung thuc va hop IY, ten cac khia canh tr9ng you, tinh hinh tai chinh cua Cong

ty toi ngay 30 thang 06 nam 2010 ding nhu ket qua hog &Ong kinh doanh va tinh hlnh km chuyen tien to cho ky hoat

dOng tir ngay 01 thang 01 nam 2010 den ngay 30 thang 06 nam 2010, phtl hop vai cac Chuan muc KO toan Viet Nam, He thong Ke toan Viet Nam dp dung cho cac cong ty chimg khoan va cac quy dinh hien hanh Ichac ve ke toan tai Viet Nam

Chting toi xin km y nguai doc bdo cao tai chinh tai Thuyet minh se 23 - "Se lieu so skill" cua phan Thuyet minh bao cao tai chinh Du phong giam gia chUng khoan to' doanh cua Cong ty tai ngay 31/12/2008 dtrac trich lap dua tren gia uac tinh c6 the giao dich dtrac Neu Cong ty ghi nhan khoan du phong giam gia chUng khoan ter doanh theo cac quy dinh hien hanh tai thoi diem 31/12/2008, lai nhuan truac thue cua nam 2008 se giam di 91.020.634.400 deng va Igi nhuan tnrac thue cua kY hog dOng tin ngay 01/01/2009 den 30/06/2009 se tang len met khoan tuang

Pham Hoai Nam

Pho Ting giam d6c

Chieng chi Kiem toan vien so D.0042/KTV

Thay mgt va dgi dien cho

CONG TY TNHH DELOITTE VItT NAM

Ngay 16 thcing 7 nam 2010

Ha Noi, CHXHCN Viet Nam

Bang Van Khai Ki"Ern loan vien Chfrng chi Kiem toan vien so 0758/KTV

CONG TY CO PHAN CHUNG KHOAN DAU }CHI

S6 18 LY Thutrng Kiet, quan Hoan Kiem

Ha NOi, CHXHCN Viet Nam

Bao coo tai chfnh

cho kY hog dOng tit ngay 01 thang 01 nom 2010

den ngay 30 thang 06 nom 2010

BANG CAN DOI Id TOAN

Tgi ngay 30 thang 06 nom 2010

TAI SAN

Ma s6

Thuyet

MAU SO B 01-CTCK

Don vi: VND

31/12/2009

(100=110+120+130+140+150)

1 Tien va cic khoin tuning duvng tien 110 4 379.372.916.578 337.412.062.234

II Cic khan du to tai chinh ngin han 120 5 481.997.128.705 497.046.152.182

2 Du phong giam gid dau to ngin han 129 (9.133.768.374) (2.005.352.798)

III Cac khoin pled thu ngin bun 130 124.015.022.688 180.191.913.096

3 Phai thu hog dOng giao dich chCmg khoan 135 7 1.841.732.333 28.972.060.000

B - TAI SAN DAI H3N (200=220+250+260) 200 23.876.683.599 68.386.901.159

- Gia tri hao man luji Id 223 (5.711.279.410) (4.440.487.738)

TONG CQNG TAI SAN (270=100+200) 270 1.020.718.966.927 1.085.825.279.225

Cac thuyet minh to trang 7 ctjn trang 18 la b0 ph:an hop thanh cua boo coo tai chinh

uv ky cong ty dpi cluing ch•a niem yet 050

Phym

'Ding Giam doc

Ha N0i, ngay 16 thcing 7 nom 2010

34.679.650.000

Hoang Trung Kier' PGD Phy trach ban TCKT

CONG TY CO PHAN CHUNG KHOAN DAU KHi

s6 18 Ly Thu6ng KiSt, quan floan Kiem

Ha NOi, CHXHCN ViSt Nam

Bao cgo tai chfnh

cho ky hoat dOng tn ngay 01 thang 01 nom 2010

den ngay 30 thing 06 nom 2010

BANG CAN 001 KE

Tai ngay 30 thcing

NGUON VON

Ma s6

TOAN (Tiep theo)

06 nom 2010

Thuytt

30/06/2010

minh

MAU SO B 01-CTCK

Dan vi: VND

31/12/2009

4 Thus va cac khoan phai n0p Nha nuac 314 12 9.802.828.971 286.233.615

7 Phai tra hoat d0ng giao dich chimg khoan 320 314.438.486.377 195.396.879.823

8 Phai tra 110 c0 tfrc, goc va1ai trai phieu 321 17.948.629.129 6.390.215.213

9 Cac khoan phai tra, phai n0p ngan han khac 328 13 119.398.233.498 137.138.187.706

4 Lai nhugn sau thuS chtra phan phi 420 38.999.686.438 2.281.621.815

II Qu'S'r khen thuirng, phic lyti 430 1.219.222.481 (424.347.918) TONG CONG NGUON VON (440=300+400) 440 1.020.718.966.927 1.085.825.279.225

CAC CHI TIEU NGOAI BANG CAN DOI KE TOAN

30/06/2010 31/12/2009

1 Chirng khogn km ky

1.1 Ching khoan giao dich

1.1.1 Cluing khocin giao dich cua thanh vier? lieu ky

1.1.2 Cluing khocin giao dich cua khach hang trong nu&

1.1.3 Chting khocin giao dich cfca khach hang nit& ngoai

1.2 Chung khoan tam ngirng giao dich

1.2.1 Cht.ing khoan tam ngicng giao dich cfca khach hang trong

nu&

006

007

008

009

010

012

013

3.153.718.830.000

3.153.718.830.000

7.444.440.000 3.136.146.590.000 10.127.800.000

1.696.867.730.000

1.696.867.730.000

1.373.720.000 1.695.494.010.000

Cac thuyet minh tie trang 7 den trang 18 la 60 phan /KT thanh cUa boo cao tai chinh

V)

CONG TY CO PHAN CHUNG KHOAN DAU KHI

s6 18 Ly Thiamg Kiet, clan Han Kiem

Ha NOi, CHXHCN Viet Nam

Bao cao tai chlnh cho ky hog deng tar ngay 01 thang 01 nam 2010

den ngay 30 tang 06 nam 2010

BAO CAO KET QUA HOAT BONG KINH DOANH

Cho Icf, hogt clang tie ngay 01 thcing 01 nam 2010 din ngay 30 thang 06 nam 2010

MAU SO B 02-CTCK

Don vi: VND

se) minh den 30/06/2010 den 30/06/2009

1 Doanh thu hoot Ong kinh doanh chamg khan 01 112.675.558.629 41.158.364.374

Doanh thu mol giai chung khodn cho nguii dau ttr 01.1 15.622.887.281 3.130.714.840

Doanh thu hoat Ong dau ttr chang khodn, g6p vent 01.2 33.866.609.150 17.872.575.786

3 Doanh thu than ye hoot Ong kinh doanh 10 112.675.558.629 41.158.364.374

5 Lqi nhan Op/(18) ciia hoot Ong kinh doanh

7 Lqi nhu#n thuin/(16) ter hoot dOng kinh doanh

11 Tong lqi nhu#n/(18) ke than trulk thud (50=30+40) 50 50.892.975.021 (66.517.288.735) *I

12 Thue thu nh#p doanh nghiep phai nap 51 17 12.250.562.480

13 Lqi nhan/(18) sau thue thu nh(ip doanh nghiep

Hang Trung Kien PGD Phu trach ban TCKT

Ha Noi, ngay 16 thcing 7 nam 2010

Cac thuyit minh ter trang 7 din trang 18 la bo ph an hop thanh cua boo ccio tai chink

01 50.892.975.021

02 1.981.758.645

03 3.645.915.576

05

06 19.756.280.240

(66.517.288.735)

2.297.912.618 48.684.944.666 (17.872.575.786) 8.400.000.000

08 76.276.929.482

09 (18.587.328.192)

10 (259.931.285)

11 108.385.738.327

12 124.100.867.883

13 (33.441.215.239)

14 (3.374.691.128)

16 (2.270.777.519)

20 250.829.592.329

(25.007.007.237) 11.450.738.764 212.240.208 207.339.692.848 (104.919.323.511)

(14.767.363)

89.(161.573.709

31

34

40

50

60

70

92.805.378.000 (300.000.000.000)

(207.194.622.000)

41.960.854.344 337.412.062.234

131.522.557.082 131.212.033.916 379.372.916.578 262.734.590.998

CONG TY Co PHAN CHUNG KHOAN DAU KHi

S6 18 LS, Thtrimg Kiet, quart Hoan Kim

Ha N0i, CHXHCN Viet Nam

Bao coo tai chinh

cho kj/ float dOng tir ngdy 01 thong 01 nom 2010

d6n ngdy 30 thdng 06 ram 2010

Cho 19) hogt clOng ter ngay 01 thong 01 nom 2010 den ngay 30 thcing 06 nom 2010

MAU SO B 03-CTCK

Dan vi: VND

CHI TIEU Ma so Tir 01/01/2010 den Tir 01/01/2009 den

30/06/2010 30/06/2009

I LUU CHUYEN TIEN TU HOAT DQNG KINH DOANH

1 Lqi nhuOn (L8) tririrc thud

2 Dieu chinh cho cac khoin:

Khau hao tai san co dinh

Cac khoan du phong

(C6) tir hoat dOng du tu

Chi phi lai vay

3 Lqi nhuOn tir hoot Ong kinh doanh &wire thay doi von

hru dOng

(Tang)/Giam cac khoan phai thu

(Tang)/giam hang tan kho

Tang cac khoan phai tra (Khong ke lai vay phai tra, thus'

TNDN phai Op)

(Tang)/ giam chi phi tra truac va tai san ngan han khac

Tien la' vay TA' tra

Thus thu nhap doanh nghi'ep da nOp

Tien chi khac cho hog dOng kinh doanh

Lieu chuyin tide: than; tie hogt d(ing kinh doanh

II LUIJ CHUYEN TIEN Tir HOAT DQNG DAU TU

1 Tien chi de mua sam, xay dung TSCD va cac tai san dai

han khac

2 Tien thu h6i dau tu gop von vao don vi khac

3 Tien thu Lai cho vay, co tire va lqi nhuan ducc chia

Lieu chuyA tidn Maui tie hogt deing dint tit

III Lai CHUYEN TIEN TU HOAT DQNG TAI CHINH

1 Tien thu tir phat hanh c6 phieu, nhan von gOp c6a chn so

huu

2 Tien chi tra nq gOc vay

Lieu chuyin tidn :halm tie hogt d(ng lid chinh

Luu chuyen den thu'an trong kj, (50=20+30+40)

ofin trong dirang tien ton &au kj,

trong &rang tien cuOi

ky (70=50+60)

Tong Giam dOc

Ha Noi, ngay 16 thong 7 nom 2010

21 (3.563.641.085) (2.667.042.413)

27 1.889.525.100 15.688.025.786

30 (1.674.115.985) 42.460.983.373

Holing Trung Kiel]

PGD Phy trach ban TCKT

Cac thuylt minh tie trang 7 din trang 18 la bo phan hap thank cifa boo coo tai chinh